Openfunds Fields (sorted
by OF-ID)
Status: FINAL
Version: Version 2.00
(Including fields of this
and all preceding versions.)
Date: 2023-03-28
Notice: IMPORTANT NOTICE:
---------------------------------------------------
This version (version
2.00) is the final version of a major
release. Therefore, it
does not include any "no longer
supported" field from
former versions. These removed fields
can be found on
documentation available at
https://openfunds.org/fieldmenu/previous-versions.
To
receive more information
about the openfunds initiative, visit
https://www.openfunds.org.
---------------------------------------------------
In general, openfunds uses
lower case for values, i.e. “yes” /
“no”. However,
implementations of interfaces based on the
openfunds standard should
not be case sensitive as many
existing systems use a
different diction.
---------------------------------------------------
Please note, that as a
general rule an empty field means
""unknown""
within openfunds. To avoid any deletion of a
value in the receiving
database, openfunds recommends
using the command
""[IGNORE]"" instead of a value. (Without
quotation marks but including square brackets.
All capital
letters).
---------------------------------------------------
Excel knows different ways
of formatting percentage figures.
As some of them might not convert properly
into decimal
figures, openfunds
strongly recommends using decimal
figures only.
---------------------------------------------------
Please note that fields
that are no longer supported are now
marked at the top of the field description and
no longer at
the bottom.
Data
Identifier (OF-ID) and Field Tags:
OF-ID Range Field Tags
OFST000001 - OFST000999 General information
OFST001000 - OFST004999 Key Fact: Company
OFST005000 - OFST009999 Key Fact: Umbrella
OFST010000 - OFST019999 Key Fact: Fund
OFST020000 - OFST049999 Key Fact: Share Class
OFST050000 - OFST054999 Key Fact: Fund Manager
OFST060000 - OFST064999 Key Fact: Listing
OFST100000 - OFST109999 Eligibility Fields
OFST160000 - OFST164999 Legal structure
OFST350000 - OFST399999 Classification
OFST400000 - OFST449999 Purchase information
OFST450000 - OFST450099 Structured Securities
OFST450100 - OFST499999 Fees, Costs and expenses
OFST500000 - OFST519999 Solvency II
OFST6000XX - OFST6999XX Multiple country field (XX=ISO country
code)
OFST700000 - OFST799999 Country specific field
OFST800000 - OFST819999 Taxes
OFST820000 - OFST849999 ESG data
OFST900000 - OFST999900 Internal fields of different recipients.
Please see the next page
for a detailed overview of assigned
blocks.
OFST999990 Non-openfunds field (use
senders field name instead)
OFST999999 OF-ID indicating a field
to ignore, i.e. not to digest into
recipient's db
OFDY000001 - OFDY000999 Prices, assets and number of shares
OFDY005000 - OFDY005999 Corporate actions including dividends
OFDY006000 - OFDY009999 Taxes
OFDY023000 - OFDY023099 Structured Securities
OFDY023100 - OFDY023999 Costs
OFDY025000 - OFDY049999 Performance and risk data
OFDY100000 - OFDY100100 Specific fields for data transmission
OFNW000001 - OFNW000199 News meta data
OFNW000600 - OFNW000699 News content
OFNW6000XX -OFNW6999XX Multiple news related
country field (XX=ISO country codes)
OFNW900000 - OFNW999900 Internal fields of different recipients
For more details please
refer to description of OFST900000-
OFST999900.
OFNW999990 Non-openfunds news field
(use senders field name instead)
OFNW999999 OF-ID indicating a news
field to ignore, i.e. not to digest into
recipient's db
OFPM000001 - OFPM999999 Portfolio Manager Data
OFUPnnnnnn - … Distributor Oversight
Report / Upstream Reporting
OFEM000001 - OFEM999999 European MiFID Template data
OFEP000001 - OFEP999999 European PRIIPs Template data
OFRE000001 - OFRE999999 Fund Ratios and Exposures
OFPH000001 - OFPH999999 Portfolio Holdings
OFEF000001 - OFEF999999 European Feedback Template data
OFEE000001 - OFEE999999 European ESG Template data
OFST900000
- OFST999900 Internal fields of different recipients:
Already assigned blocs:
OFST900000
- OFST900299 (FE fundinfo)
OFST900300
- OFST900599 (UBS)
OFST900700
- OFST900999 (Acolin)
OFST901000
- OFST901299 (Credit Suisse)
OFST901300
- OFST901349 (ifsam)
OFST901700
- OFST901999 (Allfunds)
OFST902000
- OFST902299 (Clearstream Fund Centre)
Please
contact businessoffice@openfunds.org, if you would like to apply for
internal
numbers.
____________________________________________________________________________________________
OF-ID OFST001000 Field
Name Fund Group Name
Field Tags Essential
Field Level Company Link Reference
Data Type string Introduced / Revoked 0.86 / --
Description Overall brand name of the
fund company. Not necessarily identical with the
management company's
(OFST001020 ManCo) name. For more information please
refer to graph shown in
description of field "OFST001020 ManCo".
This field's OF-ID can
also include a language tag, i.e. OFST001000(zh-Hant) for Fund
Group Name written in
traditional Chinese. For more information please refer to
https://www.openfunds.org/en/language-tags.
Values
Example UBS
____________________________________________________________________________________________
OF-ID OFST001020 Field
Name ManCo
Field Tags Core
Field Level Company Link Reference OFST001030
Data Type string Introduced / Revoked 0.86 / --
Description The name of the legal
entity that is in charge of managing the fund (this includes, in
general, portfolio
management, administration and distribution). A common fund
(FCP) must be managed by a
Management Company. For a self-managed SICAV it is
the name of the SICAV itself. Other terms are
"KVG", "Fondsleitung" or "Investment
Company".
This field's OF-ID can
also include a language tag, i.e. OFST001020(zh-Hant) for ManCo
written in traditional Chinese. For more
information please refer to
https://www.openfunds.org/en/language-tags.
https://www.openfunds.org/fields/grf001000CompanyNames.png
Values Name of Management Company
Example ERSTE-SPARINVEST KAG
____________________________________________________________________________________________
OF-ID OFST001021 Field
Name Email Address Of ManCo
Field Tags Full
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description Email address of the
ManCo. This contact should be the entry point for
communication with the
ManCo either to provide oversight reporting or to retrieve
details on how to provide
the report.
Values Email address of ManCo
Example email@company.com
____________________________________________________________________________________________
OF-ID OFST001025 Field
Name Is UN PRI Signatory
Field Tags Full
Field Level Company Link Reference
Data Type boolean Introduced / Revoked 1.27 / --
Description Is the fund management
company a signatory of the UN's Principles for Responsible
Investment (PRI)? A list
of all signatories can be found at
https://www.unpri.org/signatories/signatory-resources/signatory-directory
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST001030 Field
Name LEI Of ManCo
Field Tags Additional
Field Level Company Link Reference OFST001035
Data Type string Introduced / Revoked 0.87 / --
Description The Legal Entity
Identifier (LEI) for the company entity ("ManCo OFST001020"). The
Legal Entity Identifier
(LEI) code is designed to create a global reference data system
that uniquely identifies
every legal entity or structure, in any jurisdiction, that is part of
a financial transaction.
The 20 digit alpha numeric code is constructed as follows:
Local Operating Unit (4
characters) - Reserved characters (2) - Entity Identifier (12) -
Verification ID (2).
Values
Example
____________________________________________________________________________________________
OF-ID OFST001032 Field
Name BaFin-ID Of ManCo
Field Tags Full | CH
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description BaFin-ID code of the
Management Company.
Values
Example 13875
____________________________________________________________________________________________
OF-ID OFST001035 Field
Name Domicile Of ManCo
Field Tags Core
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.23 / --
Description Domicile of the ManCo.
Please use ISO 3166-1-alpha-2 code (i.e. SE for Sweden).
Values [List] of ISO
3166-1-alpha-2 country codes as it can be found on
https://en.wikipedia.org/wiki/ISO_3166-1
or on https://www.iso.org.
Example AU
____________________________________________________________________________________________
OF-ID OFST001040 Field
Name Is Self-Managed Investment Company
Field Tags Additional
Field Level Company Link Reference
Data Type boolean Introduced / Revoked 1.23 / --
Description If there is no difference
between ManCo (OFST001020), Legal Fund Name Including
Umbrella (OFST010020) and
Fund Domicile Alpha 2 (OFST010010), please fill in "yes" in
this field as it is a
Self-Managed investment company otherwise populate "no".
https://www.openfunds.org/fields/grf001000CompanyNames.png
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST001055 Field
Name Address of ManCo
Field Tags Full
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description Address of the Management
Company in charge of managing a given fund if the last
fund is not self-managed or internally managed
by an investment company.
Values Free text
Example 35, Boulevard Joseph II
____________________________________________________________________________________________
OF-ID OFST001060 Field
Name City of ManCo
Field Tags Full
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description City of the Management
Company.
Values Free text
Example Paris
____________________________________________________________________________________________
OF-ID OFST001065 Field
Name Fund Website of ManCo
Field Tags Full
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description Website (URL) of the
Management Company.
Values Free text
Example https://www.fundsquare.net
____________________________________________________________________________________________
OF-ID OFST001070 Field
Name ZIP Code of ManCo
Field Tags Full
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description ZIP Code of the Management
Company.
Values Free text
Example 57100
____________________________________________________________________________________________
OF-ID OFST001072 Field
Name Phone Country Code of ManCo
Field Tags Full
Field Level Company Link Reference OFST001075
Data Type integer Introduced / Revoked 1.3 / --
Description The country code for the
Management Company's contact telephone number. Must
be the official code
usually preceded by a "+" sign. The "+" sign should not be
included
in the value provided, this field only accepts
integer values. A full list of country
codes can be found in the
link below: https://countrycode.org/
Values [List] of country
telephone codes as per https://countrycode.org/
Example 44
____________________________________________________________________________________________
OF-ID OFST001075 Field
Name Phone Number of ManCo
Field Tags Full
Field Level Company Link Reference OFST001072
Data Type string Introduced / Revoked 1.3 / --
Description Phone number of the
Management Company excluding the country code. Please
ensure the country code is
entered into field OFST001072.
Values Free text
Example 02030388500
____________________________________________________________________________________________
OF-ID OFST001100 Field
Name Fund Promoter Name
Field Tags Additional
Field Level Company Link Reference
Data Type string Introduced / Revoked 0.86 / --
Description Typically a specialized
asset management company that uses one or more third party
fund providers to set up their funds. Usually
the fund promoter does the asset
management and the
promotion of the fund by itself. However, some fund
management companies also
have internal fund promoter entities. Please leave
blank if there is no fund
promoter.
This field's OF-ID can
also include a language tag, i.e. OFST001100(zh-Hant) for Fund
Promotor Name written in
traditional Chinese. For more information please refer to
https://www.openfunds.org/en/language-tags.
Values Name of the fund promoter
Example
____________________________________________________________________________________________
OF-ID OFST001300 Field
Name Fund Administrator Name
Field Tags Additional
Field Level Company Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Name of the fund
administrator as mentioned in official documents (i.e. prospectus).
This field's OF-ID can
also include a language tag, i.e. OFST001300(zh-Hant) for Fund
Administrator Name written
in traditional Chinese. For more information please refer to
https://www.openfunds.org/en/language-tags.
Values
Example
____________________________________________________________________________________________
OF-ID OFST001400 Field
Name Custodian Bank Name
Field Tags Additional
Field Level Company Link Reference OFST001410
Data Type string Introduced / Revoked 0.85 / --
Description Name of custodian bank as
listed in official documents (i.e. prospectus).
This field's OF-ID can
also include a language tag, i.e. OFST001400(zh-Hant) for
Custodian Bank Name
written in traditional Chinese. For more information please refer
to https://www.openfunds.org/en/language-tags.
Values
Example
____________________________________________________________________________________________
OF-ID OFST001410 Field
Name LEI Of Custodian Bank
Field Tags Additional
Field Level Company Link Reference OFST001415
Data Type string Introduced / Revoked 1.22 / --
Description The Legal Entity
Identifier (LEI) for the custodian bank entity ("Custodian Bank Name
OFST001400"). The
Legal Entity Identifier (LEI) code is designed to create a global
reference data system that
uniquely identifies every legal entity or structure, in any
jurisdiction, that is part
of a financial transaction. The 20 digit alpha numeric code is
constructed as follows:
Local Operating Unit (4 characters) - Reserved characters (2)
- Entity Identifier (12) -
Verification ID (2).
Values
Example
____________________________________________________________________________________________
OF-ID OFST001415 Field
Name Domicile Of Custodian Bank
Field Tags Additional
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.23 / --
Description Domicile of the Custodian.
Please use ISO 3166-1-alpha-2 code (i.e. SE for Sweden).
Values [List] of ISO
3166-1-alpha-2 country codes as it can be found on
https://en.wikipedia.org/wiki/ISO_3166-1
or on https://www.iso.org.
Example AU
____________________________________________________________________________________________
OF-ID OFST001420 Field
Name BIC Of Custodian
Field Tags Additional
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description BIC (bank identifier code)
for the custodian entity of the fund.
ISO 9362 defines a
standard format of Bank Identifier Codes (also known as SWIFT-
BIC, BIC, SWIFT ID or
SWIFT code) approved by the International Organization for
Standardization (ISO). It
is a unique identification code for both financial and non-
financial institutions.
The acronym SWIFT stands
for the Society for Worldwide Interbank Financial
Telecommunication. The ISO
has designated SWIFT as the BIC registration authority.
Values BIC of custodian
Example BOFAUS3N
____________________________________________________________________________________________
OF-ID OFST001430 Field
Name Trustee Name
Field Tags Additional
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The name of the Trustee,
if applicable.
Values
Example
____________________________________________________________________________________________
OF-ID OFST001440 Field
Name Depository Name
Field Tags Additional
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description This field indicates the
name of the depository of the fund. The field is specifically
relevant for investment
trusts and venture capital trusts.
Values Free text.
Example Apex Financial Services
(Corporate) Limited
____________________________________________________________________________________________
OF-ID OFST001445 Field
Name LEI of Depository Bank
Field Tags Additional
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description What is the Legal Entity
Identifier for the Depositary?
Values Alphanumeric 20-character
code
Example
____________________________________________________________________________________________
OF-ID OFST001450 Field
Name Portfolio Managing Company Name
Field Tags Additional
Field Level Company Link Reference
Data Type string Introduced / Revoked 0.86 / --
Description Name of the Company that
is making the main investment decisions and usually is
triggering the trades.
Other expressions: Lead Portfolio Manager, Management
Company or Investment
Advisor (also see OFST001500 Fund Advisor Name). This field
can have multiple values,
which should be given separated by a pipe "|" (ASCII 124)
symbol.
This field's OF-ID can
also include a language tag, i.e. OFST001450(zh-Hant) for Portfolio
Managing Company Name written in traditional
Chinese. For more information please
refer to
https://www.openfunds.org/en/language-tags.
Values
Example CDE Investment Corp.
____________________________________________________________________________________________
OF-ID OFST001500 Field
Name Fund Advisor Name
Field Tags Additional
Field Level Company Link Reference
Data Type string Introduced / Revoked 0.86 / --
Description Name of the Company (or
Companies) that support(s) the Portfolio Managing
Company (OFST001450) by
giving advice, if any. Please note, that no such advisor
exists in most cases. Very
seldom the advisor is the main investment decision taker. In
this case "OFST001450
Portfolio Managing Company Name" and this field should
contain the same name.
This field can have multiple values, which should be given
separated by a pipe
"|" (ASCII 124) symbol.
This field's OF-ID can
also include a language tag, i.e. OFST001500(zh-Hant) for Fund
Advisor Name written in
traditional Chinese. For more information please refer to
https://www.openfunds.org/en/language-tags.
Values
Example ABC advisor
____________________________________________________________________________________________
OF-ID OFST001510 Field
Name Sub-Investment Advisor Name
Field Tags Full
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description The name of the company
that is supporting the fund advisor (OFST001500). A sub-
advisor is an asset
management company appointed by the investment advisor to
assist in the management
of investments within a portfolio. Sub-Investment Advisors
are typically sought out
for their expertise in managing a particular strategy.
This field can have
multiple values, which should be given separated by a pipe "|"
(ASCII 124) symbol.
Values Name of the entity, with
values separated by a pipe ""|"" (ASCII 124) symbol if
multiple
values are needed.
Example Wellington Management
____________________________________________________________________________________________
OF-ID OFST001520 Field
Name Legal Adviser Name
Field Tags Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Name of the legal adviser
as mentioned in official documents (i.e. prospectus).
This field can have
multiple values, which should be given separated by a pipe "|"
(ASCII 124) symbol.
Values Name of the entity, with
values separated by a pipe ""|"" (ASCII 124) symbol if
multiple
values are needed.
Example
____________________________________________________________________________________________
OF-ID OFST001540 Field
Name Fund Distributor Name
Field Tags Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description One or multipe entities
being in charge to distribute the fund, acting as a third party
compensated by fees or
provisions. This field can have multiple values, which should
be given separated by a
pipe ""|"" (ASCII 124) symbol.
Values Free text, with values
separated by a pipe ""|"" (ASCII 124) symbol if multiple
values
are needed.
Example
____________________________________________________________________________________________
OF-ID OFST001600 Field
Name Auditor Name
Field Tags Full
Field Level Company Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description The firm responsible for
auditing the financial statements of the mutual fund company.
This field's OF-ID can
also include a language tag, i.e. OFST001600(zh-Hant) for Auditor
Name written in
traditional Chinese. For more information please refer to
Values
Example
____________________________________________________________________________________________
OF-ID OFST001890 Field
Name Has Collateral Manager
Field Tags Additional
Field Level Fund Link Reference OFST001900
Data Type boolean Introduced / Revoked 0.86 / --
Description Is there a collateral
manager for this fund?
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST001900 Field
Name Collateral Manager Name
Field Tags Additional
Field Level Company Link Reference OFST001890
Data Type string Introduced / Revoked 0.85 / --
Description Name of the company who is
managing the collateral of the Swap. Multiple collateral
manager names are separated by pipe
"|" (ASCII 124) as company names may
contain commas.
This field's OF-ID can
also include a language tag, i.e. OFST001900(zh-Hant) for
Collateral Manager Name
written in traditional Chinese. For more information please
refer to
https://www.openfunds.org/en/language-tags.
Values names of companies
(separated by pipe "|")
Example
____________________________________________________________________________________________
OF-ID OFST002000 Field
Name Market Maker Name
Field Tags Full | ETF
Field Level Company Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Company names performing
market making at this stock exchange. Multiple market
maker names are separated
by pipe "|" (ASCII 124) as company names may contain
commas. Please note that
this field is only meaningful for ETFs. Therefore, leave empty
for non ETFs.
This field's OF-ID can
also include a language tag, i.e. OFST002000(zh-Hant) for Market
Maker Name written in
traditional Chinese. For more information please refer to
https://www.openfunds.org/en/language-tags.
Values names of companies
(separated by pipe "|")
Example China Merchants Securities
(HK) Co., Limited | Bank Julius Bär & Co. AG | Société
Générale S.A. Frankfurt
____________________________________________________________________________________________
OF-ID OFST002700 Field
Name Transfer Agent Name
Field Tags Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.9 / --
Description Name of the transfer
agent.
This field's OF-ID can
also include a language tag, i.e. OFST002700(zh-Hant) for Transfer
Agent Name written in
traditional Chinese. For more information please refer to
https://www.openfunds.org/en/language-tags.
Values
Example ABC Ltd
____________________________________________________________________________________________
OF-ID OFST002705 Field
Name BIC Of Transfer Agent
Field Tags Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description BIC (bank identifier code)
for the transfer agent entity of the fund.
ISO 9362 defines a
standard format of Bank Identifier Codes (also known as SWIFT-
BIC, BIC, SWIFT ID or
SWIFT code) approved by the International Organization for
Standardization (ISO). It
is a unique identification code for both financial and non-
financial institutions.
The acronym SWIFT stands
for the Society for Worldwide Interbank Financial
Telecommunication. The ISO
has designated SWIFT as the BIC registration authority.
Values BIC of transfer agent
Example EFALLULLTRF
____________________________________________________________________________________________
OF-ID OFST002710 Field
Name Domicile of Transfer Agent
Field Tags Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The domicile of the fund
transfer agent. Please use ISO 3166-1-alpha-2 code (i.e. SE for
Sweden).
Values [List] of ISO
3166-1-alpha-2 country codes as it can be found on
https://en.wikipedia.org/wiki/ISO_3166-1
or on https://www.iso.org/
Example FR
____________________________________________________________________________________________
OF-ID OFST002760 Field
Name Dissemination Recipient
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.87 / --
Description The field Dissemination
Recipient restricts dissemination of this specific share class to
the mentioned recipients,
separated by comma. The recipients are identified by an
unique four digit
alphanumeric code that is distributed by FE fundinfo. If you have a
need for a recipient code,
please send your request to
Values [List of four digit
alphanumeric codes]
Example UBSW,CSUI,CSAM,IFND
____________________________________________________________________________________________
OF-ID OFST002900 Field
Name Global Intermediary Identification Number of Fund
Field Tags Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.91 / --
Description Fund's Global Intermediary
Identification Number (GIIN). If the legal entity (=fund) is a
sponsored entity, please
provide the sponsoring entity's GIIN number. The GIIN
contains 19 characters
including the three points. For more information please
consider
https://www.irs.gov/businesses/corporations/fatca-registration-and-ffi-list-
giin-composition-information
Values "xxxxxx.xxxxx.xx.xxx"
Example
____________________________________________________________________________________________
OF-ID OFST010060 Field
Name Supervisory Authority
Field Tags Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Supervisory authority for
the domicile jurisdiction of the fund, as per the offical naming
of the government body.
Values Free text
Example
____________________________________________________________________________________________
OF-ID OFST005000 Field
Name Has Umbrella
Field Tags Core
Field Level Umbrella Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Indicates whether the fund
is a standalone fund ("no") or has an Umbrella fund ("yes")
containing sub funds. An
umbrella fund is an investment fund that contains a number
of sub-funds or
compartments, each of which can have a different investment policy.
The various sub-funds may invest in different
assets or markets, be aimed at different
types of investor such as
individuals and institutions, or be priced in different
currencies to suit
investors from various parts of the world.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST005010 Field
Name Umbrella
Field Tags Core
Field Level Umbrella Link Reference OFST010035
Data Type string Introduced / Revoked 0.85 / --
Description Name of the fund umbrella
according to the Prospectus. In practice, one provider
may be responsible for
more than one fund umbrella structure. Leave the field blank in
case the fund is a single fund structure.
This field's OF-ID can
also include a language tag, i.e. OFST005010(zh-Hant) for
Umbrella Name written in
traditional Chinese. For more information please refer to
https://www.openfunds.org/en/language-tags.
Values
Example
____________________________________________________________________________________________
OF-ID OFST005015 Field
Name Domicile Of Umbrella
Field Tags Core
Field Level Umbrella Link Reference OFST005010
Data Type string Introduced / Revoked 1.24 / --
Description Domicile of the Umbrella.
Please use ISO 3166-1-alpha-2 code (i.e. SE for Sweden).
Values [List] of ISO
3166-1-alpha-2 country codes as it can be found on
https://en.wikipedia.org/wiki/ISO_3166-1
or on https://www.iso.org
Example AU
____________________________________________________________________________________________
OF-ID OFST005025 Field
Name CBI Code of Umbrella
Field Tags Full | IE
Field Level Umbrella Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description The Central Bank of
Ireland code at the umbrella level.
Values Alphanumeric code
Example
____________________________________________________________________________________________
OF-ID OFST005030 Field
Name CSSF Code of Umbrella
Field Tags Full | LU
Field Level Umbrella Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description The CSSF Code is a unique
identifier for a financial instrument, attributed by the
Commision de Surveillance
du Secteur Financier (CSSF) once the authorisation process
is completed. The data in this field should be
provided on the fund umbrella level
according to openfunds
definitions, which is referred to as "fund" level in Luxembourg.
Values Alphanumeric code
Example X5100
____________________________________________________________________________________________
OF-ID OFST005035 Field
Name FSMA Code of Umbrella
Field Tags BE | Full
Field Level Umbrella Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description Financial Services and
Markets Authority (FSMA) Code at the umbrella level. The
identification code for
umbrella funds operating under the Belgian Financial Services
and Markets Authority.
Values Alphanumeric code
Example ABCD1
____________________________________________________________________________________________
OF-ID OFST005040 Field
Name Global Intermediary Identification Number of Umbrella
Field Tags Full
Field Level Umbrella Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description Global Intermediary
Identification Number (GIIN) code at the umbrella level.
Values Alphanumeric code with
structure xxxxxx.xxxxx.xx.xxx
Example N5LG33.99999.SL.311
____________________________________________________________________________________________
OF-ID OFST010035 Field
Name LEI Of Umbrella
Field Tags Core
Field Level Umbrella Link Reference OFST005015
Data Type string Introduced / Revoked 1.23 / --
Description The Legal Entity
Identifier (LEI) for an Umbrella (OFST010035) where this is applicable. If
it is not applicable,
please leave this field empty and only populate the field
"OFST010030 LEI Of
Fund" instead. However, is the LEI Of Umbrella applicable, please
fill in this field and LEI
Of Fund (OFST010030) as well.
The Legal Entity
Identifier (LEI) code is designed to create a global reference data
system that uniquely
identifies every legal entity or structure, in any jurisdiction, that is
part of a financial
transaction. The 20 digit alpha numeric code is constructed as
follows: Local Operating
Unit (4 characters) - Reserved characters (2) - Entity Identifier
(12) - Verification ID (2).
Values 20 digit alphanumeric code
Example
____________________________________________________________________________________________
OF-ID OFST010010 Field
Name Fund Domicile Alpha-2
Field Tags Essential
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Domicile of the fund.
Please use ISO 3166-1-alpha-2 code (i.e. SE for Sweden).
Values [List] of ISO
3166-1-alpha-2 country codes as it can be found on
https://en.wikipedia.org/wiki/ISO_3166-1
or on https://www.iso.org.
Example AU
____________________________________________________________________________________________
OF-ID OFST010011 Field
Name Fund Domicile Alpha-3
Field Tags Essential
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.91 / --
Description Domicile of the fund.
Please use ISO 3166-1-alpha-3 code (i.e. SWE for Sweden).
Please note: openfunds
recommends using "OFST010010 Fund Domicile Alpha-2"
instead as this seems to
be used more often compared to alpha-3 country codes.
Values [List] of ISO
3166-1-alpha-3 country codes as it can be found on
https://en.wikipedia.org/wiki/ISO_3166-1
or on https://www.iso.org.
Example AUS
____________________________________________________________________________________________
OF-ID OFST010015 Field
Name Country of Deposit
Field Tags Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The domicile of the
deposit of the fund. Issuance country for funds held in register.
Please use ISO
3166-1-alpha-2 code (i.e. SE for Sweden). This field can have multiple
values, which should be
given separated by a pipe "|" (ASCII 124) symbol.
Values [List] of ISO
3166-1-alpha-2 country codes as it can be found on
https://www.iso.org/iso-3166-country-codes.html
Example FR
____________________________________________________________________________________________
OF-ID OFST010020 Field
Name Legal Fund Name Including Umbrella
Field Tags Essential
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.86 / --
Description Legal name of the
collective investment scheme as mentioned in official documents
(i.e. prospectus). If the
fund belongs to an umbrella, the name of the umbrella must
be included, too. Umbrella
and sub-fund's name should be separated by " - ", i.e.
"blank" (ASCII
32) "dash" (ASCII 45) "blank" (ASCII 32).
In combination with the
fund's domicile (OFST010010 Fund Domicile Alpha-2) the Legal
Fund Name should be unique
in order to avoid mix-ups in cases where no identifier like
an ISIN is available.
This field's OF-ID can
also include a language tag, i.e. OFST010020(zh-Hant) for Legal
Fund Name Including
Umbrella written in traditional Chinese. For more information
please refer to
https://www.openfunds.org/en/language-tags.
Values Fund name as mentioned in
the prospectus including umbrella's name.
Example
____________________________________________________________________________________________
OF-ID OFST010030 Field
Name LEI Of Fund
Field Tags Additional
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.86 / --
Description The Legal Entity
Identifier (LEI) for a fund, where this is applicable, i.e. for a FCP. The
Legal Entity Identifier
(LEI) code is designed to create a global reference data system
that uniquely identifies
every legal entity or structure, in any jurisdiction, that is part of
a financial transaction.
The 20 digit alpha numeric code is constructed as follows:
Local Operating Unit (4
characters) - Reserved characters (2) - Entity Identifier (12) -
Verification ID (2).
Values 20 digit alpha numeric
code
Example 529900OWPE4NBFY34K47
____________________________________________________________________________________________
OF-ID OFST010050 Field
Name Form Of Share
Field Tags Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.24 / --
Description Is the form of share
bearer or registered? There is a shareholder register for registered
shares, which is not the
case for bearer shares.
The investors are listed
in the shareholder register. If the form of share is "bearer",
please indicate in field
"OFST010055 Location Of Bearer Share" the according location.
In case the form share is
"registered", please populate in field "OFST010056 Location
Of Share Register"
the according location.
Values "bearer" /
"registered"
Example registered
____________________________________________________________________________________________
OF-ID OFST010055 Field
Name Location Of Bearer Share
Field Tags Additional
Field Level Fund Link Reference OFST010050
Data Type string Introduced / Revoked 1.24 / --
Description If the value of field
"OFST010050 Form Of Share" is "bearer", please indicate the
global
certificate's location for
the bearer shares in this field. This location is as defined in the
prospectus. It should
usually mention the company name and the address, where
available.
Values Location of bearer share
(company name, address)
Example Clearstream Banking S.A.,
42 Avenue JF Kennedy, L-1855 Luxembourg
____________________________________________________________________________________________
OF-ID OFST010056 Field
Name Location Of Share Register
Field Tags Additional
Field Level Fund Link Reference OFST010050
Data Type string Introduced / Revoked 1.24 / --
Description If the value of field
"OFST010050 Form Of Share" is "registered", please indicate
where
the share register is
located, i.e. the company and its address that takes care of the
register as mentioned in
the prospectus.
Values Location of share register
(company name, address)
Example CACEIS Bank, Place
Valhubert 1-3, F-75013 Paris, France
____________________________________________________________________________________________
OF-ID OFST010070 Field
Name CBI Code Of Fund
Field Tags Full | IE
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description The Central Bank of
Ireland code at the sub-fund level.
Values Alphanumeric code
Example
____________________________________________________________________________________________
OF-ID OFST010075 Field
Name CSSF Code Of Fund
Field Tags Full | LU
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.3 / --
Description The CSSF Code is a unique
identifier for a financial instrument, attributed by the
Commision de Surveillance
du Secteur Financier (CSSF) once the authorisation process
is completed. The data in this field should be
provided on the fund level according
to openfunds definitions,
which is referred to as "sub-fund" level in Luxembourg.
Values Numeric code
Example 5
____________________________________________________________________________________________
OF-ID OFST010080 Field
Name FSMA Code Of Fund
Field Tags Full | BE
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description Financial Services and
Markets Authority (FSMA) Code at the fund level. The
identification code for
funds operating under the Belgian Financial Services and
Markets Authority.
Values Alphanumeric code
Example
____________________________________________________________________________________________
OF-ID OFST010085 Field
Name Dirección General de Seguros y Fondos de Pensiones
(DGSFP) Fund Code
Field Tags ES | Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.31 / --
Description A code issued by the
Dirección General de Seguros y Fondos de Pensiones (DGSFP) to
identify Spanish pension securities. This data
is only applicable to funds domiciled in
Spain.
Values 5-character alpha-numeric
code starting with the letter F
Example F0001
____________________________________________________________________________________________
OF-ID OFST010110 Field
Name Legal Fund Name Only
Field Tags Core
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Name of fund or sub-fund,
as listed in prospectus. Neither an available umbrella, nor
the specifications of the
share class such as currency, distribution policy etc. must be
included. In case the fund
is not part of an umbrella structure, please maintain the
indication of the fund
name as listed in the prospectus.
In case the umbrella name
is part of the sub-fund name in official legal documents
such as prospectus,
openfunds recommends listing the unique sub-fund name only,
without repeating the
umbrella name. The intention of the OFST010110 Legal Fund
Name Only is to provide an
option for generating the OFST010020 Legal Fund Name
Including Umbrella by
combining OFST010110 Legal Fund Name Only and OFST005010
Umbrella.
This field's OF-ID can
also include a language tag, i.e. OFST010110(zh-Hant) for Legal
Fund Name Only written in
traditional Chinese. For more information please refer to
https://www.openfunds.org/en/language-tags.
Values
Example ESPA Bond Danubia
____________________________________________________________________________________________
OF-ID OFST010205 Field
Name Has Duration Hedge
Field Tags Additional
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.92 / --
Description Is it very likely, that
there is a duration hedge implemented within this share class?
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010211 Field
Name Currency Hedge Portfolio
Field Tags Additional
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Indicates, if any, what
kind of currency hedge is implemented within the portfolio.
Please note, that there is
a significant difference between "OFST020261 Share Class
NAV Hedge", which
relates to a specific share class's currency hedge on the NAV
and this field, which
relates to the underlying portfolio.
Possible Values are:
No: Currency exposure
remains the same. Just calculation and accounting currency
changes.
Yes, full portfolio hedge:
Full or near full hedging of non-Fund Currency positions within
fund. Only use "full
portfolio hedge", if portfolio's currency hedge is permanently 90% or
more.
Yes, partial hedge:
Guidelines limit exposure to currencies other than the fund
currency to 10%.
Implementation can include tactical views of fund manager.
Yes, currency overlay:
Currency allocation is a separate process in the investment
decision. It considers
both active views and optimization aspects.
Yes: The portfolio is
hedged but the hedging methodology is variable or unknown.
Further information can be
found in the white paper "Hedging – including and after
v1.27" at
https://openfunds.org/hedging-v2/
Values "no" /
"yes" / "yes, full portfolio hedge" / "yes, partial
hedge" / "yes, currency overlay"
Example yes, full portfolio hedge
____________________________________________________________________________________________
OF-ID OFST010220 Field
Name Has Embedded Derivatives
Field Tags Additional
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 0.9 / --
Description If the prospectus allows
the usage of derivatives for Efficient Portfolio Management, it
will not be classified as a derivative
product, i.e. it has no embedded derivatives.
"Yes" means that
the fund might be classified as a derivative product and therefore
might be classified as
riskier.
Efficient Portfolio
Management includes:
1) Hedging purposes
2) Cash Management
3) Providing access to
restricted markets
Any usage of derivatives
outside of the Efficient Portfolio Management definition
above will cause the fund
to be considered as a derivative product.
More information can be
found in the Consultation Paper on Proposed Amendments
to the Code on Unit Trusts
and Mutual Funds:
https://apps.sfc.hk/edistributionWeb/api/consultation/openFile?lang=EN&refNo=17CP
8
https://apps.sfc.hk/edistributionWeb/api/circular/openFile?lang=EN&refNo=H683
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010230 Field
Name Has Hedge Fund Strategy
Field Tags Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 0.87 / --
Description Are the fund's asset
managed along one or more hedge fund strategies?
In the following are some
examples of common hedge fund strategies: 'Long/Short
Equity' ; 'Fixed Income
Arbitrage' ; 'Convertible Arbitrage' ; 'Relative Value Arbitrage' ;
'Merger Arbitrage' ;
'Event Driven' ; 'Global Macro' ; 'Distressed'
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST010240 Field
Name Fund Launch Date
Field Tags Core
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.1 / --
Description Date of launch of the
fund, i.e. its first share class. This field represents the age of the
fund even if the eldest
share class is dormant or liquidated. Therefore, it may happen,
that there is no
correspondent OFST020560 Share Class Launch Date.
//This field was not
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT),
but with the CEPT and can be considered as an addition
to the EPT.
CEPT-PRICES:
10080_Portfolio_Historical_Start_Date//
Values YYYY-MM-DD
Example 1973-09-22
____________________________________________________________________________________________
OF-ID OFST010250 Field
Name Fund Valuation Point
Field Tags Additional
Field Level Fund Link Reference
Data Type time Introduced / Revoked 1.24 / --
Description The valuation time at
which the NAV of the fund is calculated. Please also indicate
the Time Zone in the field
"OFST010251 Fund Valuation Point Time Zone".
Values hh:mm
Example 14:00
____________________________________________________________________________________________
OF-ID OFST010251 Field
Name Fund Valuation Point Time Zone
Field Tags Additional
Field Level Fund Link Reference OFST010250
Data Type string Introduced / Revoked 1.24 / --
Description Relevant time zone for
"OFST010250 Fund Valuation Point".
Helpful links can be found
at:
-
https://en.wikipedia.org/wiki/List_of_time_zones_by_country
-
https://en.wikipedia.org/wiki/Coordinated_Universal_Time
-
https://www.timeanddate.com/time/zones
-
https://en.wikipedia.org/wiki/Daylight_saving_time
-
https://en.wikipedia.org/wiki/Tz_database
Commonly used standard
time formats are:
- EST Eastern Time Zone
(USA); UTC-05:00
- CST Central Time Zone
(USA); UTC-06:00
- PST Pacific Time Zone
(USA); UTC-07:00
- CET Central European
Time; UTC+01:00
- HKT Hong Kong Time;
UTC+08:00
- SST Singapore Standard
Time; UTC+08:00
Please note, that
mentioning the abbreviation of a standard time zone is an
approximation as there are
many countries that know daylight saving time. In this
case openfunds would
assume only mentioning one abbreviation, e.g. CET for Central
European Time, despite between March and
October it should be CEST for Central
European Summer Time.
Additionally, openfunds recommends not to use this field for
automatic implementation,
as there are quite some identical abbreviations for
different time zones, e.g.
ADT stands for Arabia Daylight Time (UTC+3:00) or Atlantic
Daylight Time (UTC-3:00).
For automatic information
exchange please refer to "OFST010252 Fund Valuation Point
Time Zone Using TZ
Database".
Values [List] of local standard
time zones, e.g. EST, CST, PST, CET, HKT, SST, etc. Abbreviations
Example SST
____________________________________________________________________________________________
OF-ID OFST010252 Field
Name Fund Valuation Point Time Zone Using TZ Database
Field Tags Additional
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.24 / --
Description The tz database, also
called Olson database or IANA time zone database, is a
public domain database
including information about the world's time zones. It uses a
naming convention that
focuses on cities instead of countries, e.g.
America/New_York,
America/Indiana/Indianapolis, Asia/Kolkata or Europe/Paris.
Further information can be
found on
https://en.wikipedia.org/wiki/Tz_database#Definition_of_a_time_zone.
For technical
implementation http://www.joda.org/joda-time/ (Java) or
http://nodatime.org/
(.NET) could be good starting points. A list of tz database time
Values [List] of cities in an
Area/Location format, e.g. America/New_York. Please refer to
https://en.wikipedia.org/wiki/List_of_tz_database_time_zones
Example Europe/London
____________________________________________________________________________________________
OF-ID OFST010300 Field
Name Investment Objective
Field Tags Core
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Description of the
investment objective.
This field's OF-ID can
also include a language tag, i.e. OFST010300(zh-Hant) for
Investment Objective
written in traditional Chinese. For more information please refer
to
https://www.openfunds.org/en/language-tags.
Values
Example
____________________________________________________________________________________________
OF-ID OFST010410 Field
Name Fund Currency
Field Tags Core
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Base currency of the fund.
Please use ISO 4217 (e.g. EUR). The fund currency reflects
the accounting currency
for the fund and should not be mixed up with the Share
Class Currency
(OFST020540).
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example EUR
____________________________________________________________________________________________
OF-ID OFST010420 Field
Name Open-ended Or Closed-ended Fund Structure
Field Tags Core
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.88 / --
Description Is it possible to
subscribe or redeem shares of the fund on a regular basis, i.e. daily? If
yes, it is an open-ended
fund. If no, it is a closed-ended fund.
Values "open-ended
fund" / "closed-ended fund"
Example open-ended fund
____________________________________________________________________________________________
OF-ID OFST010440 Field
Name Fiscal Year End
Field Tags Core
Field Level Fund Link Reference
Data Type date Introduced / Revoked 0.86 / --
Description Fiscal year end of fund.
Values MM-DD
Example 05-31
____________________________________________________________________________________________
OF-ID OFST010500 Field
Name Is Fund Of Funds
Field Tags Core
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 0.85 / --
Description Is the fund a fund of
funds? A fund of funds can invest up to a maximum of 20% in a
single target fund. They
can also invest up to a maximum of 25% of the total assets of
the target fund (i.e. if
target fund has a NAV of €10m, then the market value of our
holding cannot exceed €2.5m).
This, 25% limit, is often refer to as “25% Ownership”.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST010580 Field
Name Is ETF
Field Tags Core
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.85 / --
Description Is the share class an
Exchange Traded Fund (ETF)? This field is on share class level as
there are funds having
both ETFs and non-ETFs as share classes.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010630 Field
Name Is Leveraged
Field Tags Additional
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 0.85 / --
Description Is it allowed to leverage
the fund's asset in order to achieve accelerated returns?
Please only answer with
"yes", if the following two conditions are cumulatively true:
- The allowed leverage
should be above 10%.
- Leverage is to be used
as an active element for generating income in portfolio
management.
Please answer
"no" if the leverage is less than 10%, only passively tolerated or
mentioned in the
prospectus for legal reasons.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST010635 Field
Name Maximum Leverage In Fund
Field Tags Additional
Field Level Fund Link Reference OFST010630
Data Type double Introduced / Revoked 1.24 / --
Description If the value of field
"OFST010630 Is Leveraged" is "yes", please specify what is
the
highest leverage for the
fund. Otherwise, leave this field empty. This information can
usually be found in the
prospectus. This field can be used for the notional leverage of
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFST010640 Field
Name Has 130/30 Strategy
Field Tags Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 0.87 / --
Description "130/30
Strategy" reflects a particular investment policy of a fund. The fund may
be
short of investments for
up to 30% of the fund's assets. The yield realized from the short
selling are reinvested in
instruments from which a high return is expected. The fund
can, therefore, be
simultaneously 130% invested and 30% sold short.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST010650 Field
Name Is REIT
Field Tags Core
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.24 / --
Description Is the Fund a Real Estate
Investment Trust (REIT)?
A REIT is a company that
owns or finances income-producing real estate. In order for
a company to be qualified
as a REIT, it must meet specific regulatory guidelines.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010660 Field
Name Is ETC
Field Tags Core
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 0.87 / --
Description Is the investment vehicle
an Exchange Traded Commodity (ETC)? In case the Value
of this field is
"yes" the corresponding answer for "OFST160039 Is EU Directive
Relevant"
is "no".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010665 Field
Name Is ETN
Field Tags Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the instrument an
Exchange-Traded Note (ETN)? If so please provide this field with
"yes".
Values
Example
____________________________________________________________________________________________
OF-ID OFST010670 Field
Name Is Short
Field Tags Additional
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 0.85 / --
Description Does the fund invert the
index performances? This field is mainly used for ETFs reversing
the index performance, e.g., if the underlying
index advances by 1% the short ETF
declines by 1%.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST010690 Field
Name Is Life Fund
Field Tags Full | GB
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the fund a life fund?
If so, please provide the field with "yes".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010695 Field
Name Is Pension Fund
Field Tags Full | GB
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the fund a pension
fund? If so, please provide the field with "yes".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010720 Field
Name Is Passive Fund
Field Tags Core
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 0.85 / --
Description Does the fund follow an
index very closely?
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010730 Field
Name Management Approach Type
Field Tags Full | DE
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description This indicates whether the
fund is managed directly by the fund manager,
"fundamental",
or is managed without direct intervention by the fund manager on the
basis of a quantitative model,
"quantitative".
This information is
expected for delivery to recipients in the German market, such as
Dericon.
Values "fundamental" /
"quantitative"
Example fundamental
____________________________________________________________________________________________
OF-ID OFST010740 Field
Name Has Thematic Investment Strategy
Field Tags DE | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Does the fund follow a
thematic investment strategy, following a theme (e.g.
dividends or
globalisation) rather than a geographical or sector focus?
This information is
expected for delivery to recipients in the German market, such as
Dericon.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010745 Field
Name Has Risk-based Management Approach
Field Tags DE | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 2 / --
Description Does the fund follow a
risk-based management approach? With a risk-based
management approach, the
management pursues the goal of comparing the risk
with the market, e.g.
through a special selection of securities (e.g. "low risk" /
investment universe with
lower risk for the relevant market) or the use of special
strategies (e.g.
short-term lower limits, loss limits, capital preservation targets or high
targets).
This information is
expected for delivery to recipients in the German market, such as
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010746 Field
Name Has Target Return Lower Limit
Field Tags Full | DE
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 2 / --
Description Does the fund have a lower
limit for targt return? Does the fund have a
communicated minimum value
limit of 100% or lower for a specific term (guaranteed
or targeted; capital
preservation target or maximum level target). A "yes" value is only
possible with an active investment strategy
(OFST010720 Is Passive Fund = "no").
This information is
expected for delivery to recipients in the German market, such as
Dericon.
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFST010747 Field
Name Has Yield Target
Field Tags Full | DE
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 2 / --
Description Does the fund have a
communicated, positive yield target (e.g. 3% p/a)?
This information is
expected for delivery to recipients in the German market, such as
Dericon.
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFST010750 Field
Name Neutral Equity Ratio
Field Tags Full | DE
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The neutral equity ratio
(Aktien-Neutralquote in German) of the fund. e.g. 0.5
(meaning 50%) for a
balanced multi-asset fund. This usually does not change over
time unless the overall
fund strategy is changed. This is only relevant to multi-asset
products.
This information is
expected for delivery to recipients in the German market, such as
Values Percentage expressed as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFST010900 Field
Name Replication Methodology First Level
Field Tags ETF | Full
Field Level Fund Link Reference OFST010901
Data Type string Introduced / Revoked 0.85 / --
Description Replication methodology
for ETFs or passive funds. This field is linked to OFST010901
Replication Methodology
Second Level, that specifies the details of this field. Please
note, that one can use
this field (OFST010900) without completing field OFST010901
Replication Methodology
Second Level, whereas this is not possible for the other way
around.
Values "physical" /
"synthetical" / "others"
Example synthetical
____________________________________________________________________________________________
OF-ID OFST010901 Field
Name Replication Methodology Second Level
Field Tags Full | ETF
Field Level Fund Link Reference OFST010900
Data Type string Introduced / Revoked 0.89 / --
Description Specification of
replication methodology for ETFs or passive funds. This field is linked to
OFST010900 Replication
Methodology First Level. Please note, that one must not use
this field (OFST010901)
without completing field OFST010900 Replication Methodology
First Level.
http://www.openfunds.org/fields/grf010900.png
Values "full"
"optimized (equities)
/ sampled (bonds)"
"physically
backed"
"unfunded swap"
"funded swap"
"combination unfunded
and funded swap"
"futures"
Example optimized (equities) /
sampled (bonds)
____________________________________________________________________________________________
OF-ID OFST011000 Field
Name Has Securities Lending
Field Tags Additional
Field Level Fund Link Reference OFST011010
Data Type boolean Introduced / Revoked 0.85 / --
Description Are fund holdings lent out
to other parties?
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST011010 Field
Name Securities Lending Counterparty Name
Field Tags Additional
Field Level Company Link Reference OFST011000
Data Type string Introduced / Revoked 0.85 / --
Description Company names. Multiple
securities lending counterparties are separated by pipe "|"
(ASCII 124) as company names may contain
commas.
Values name of the companies
(separated by pipe "|")
Example
____________________________________________________________________________________________
OF-ID OFST011100 Field
Name Has Swap
Field Tags Additional
Field Level Fund Link Reference OFST011110
Data Type boolean Introduced / Revoked 0.86 / --
Description Are fund holdings swapped
to other parties?
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST011110 Field
Name Swap Counterparty Name
Field Tags Additional
Field Level Company Link Reference OFST011100
Data Type string Introduced / Revoked 0.85 / --
Description Company names. Multiple
swap counterparties are separated by pipe "|" (ASCII 124)
as company names may contain commas.
Values name of the companies
(separated by pipe "|")
Example
____________________________________________________________________________________________
OF-ID OFST011200 Field
Name Is UCITS With Leveraged Benchmark
Field Tags Full
Field Level Fund Link Reference OFST160040
Data Type boolean Introduced / Revoked 1.25 / --
Description Is the fund a UCITS with
leveraged benchmark? Choose "yes" only if the value of
"OFST160040 Type Of
EU Directive" is "UCITS" AND fund has a leveraged benchmark.
For all other cases choose
"no".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST011205 Field
Name Is UCITS With Pay Off Linked To Indices
Field Tags Full
Field Level Fund Link Reference OFST160040
Data Type boolean Introduced / Revoked 1.25 / --
Description Is the fund a UCITS with
pay off linked to indices that do not comply with ESMA
Guidelines referred to
ETF? Choose "yes" only if the value of "OFST160040 Type Of EU
Directive" is
"UCITS". For all other cases choose "no".
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST011210 Field
Name Is Structured UCITS Fund
Field Tags Full
Field Level Fund Link Reference OFST160040
Data Type boolean Introduced / Revoked 1.25 / --
Description Is the fund a structured
UCITS according to Section 36 of EU Regulation 583/2010?
Choose "yes"
only if the value of "OFST160040 Type Of EU Directive" is
"UCITS". For all
other cases choose
"no".
For the purposes of this
section, structured UCITS shall be understood as UCITS which
provide investors, at
certain predetermined dates, with algorithm-based payoffs that
are linked to the performance, or to the
realisation of price changes or other
conditions, of financial
assets, indices or reference portfolios or UCITS with similar
features.
This field applies only if
the value of "OFST160040 Type Of EU Directive" is "UCITS".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST020115 Field
Name Dirección General de Seguros y Fondos de Pensiones
(DGSFP) Plan Code
Field Tags Full | ES
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.31 / --
Description A code issued by the
Dirección General de Seguros y Fondos de Pensiones (DGSFP) to
identify Spanish pension plans. For the
purposes of openfunds this data is treated as
"share class"
level. This data is only applicable to Spanish pension plans.
Values 5-character alpha-numeric
code starting with the letter N
Example N0001
____________________________________________________________________________________________
OF-ID OFST020000 Field
Name ISIN
Field Tags RG97 | Essential | TPT |
EPT | EFT | EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description International Securities
Identification Number (ISIN) of the share class (e.g.
LU0000000000). Please take
good care, that an ISIN may include only upper case
Values alphanumeric 12-character
code
Example AT0000831409
____________________________________________________________________________________________
OF-ID OFST020003 Field
Name Is Valid ISIN
Field Tags Full
Field Level Share Class Link Reference OFST020000
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the provided ISIN a
valid code, using the structure defined in ISO 6166? Invalid ISINs
are sometimes used either as internal codes or
by certain organisations that issue
ISINs not following the
ISO 6166 structure.
For example, the French
regulator the AMF (Autorité des Marchés Financiers) issues
invalid ISINs for all
société civile de placement immobilier (SCPI, real estate
investment companies)
share classes, using the prefix SCPI followed by 8 digits, rather
than the usual 2-character
ISO 3166-1 alpha-2 domicile prefix folllowed by 10 digits.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST020005 Field
Name CUSIP
Field Tags US | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.91 / --
Description A 9-character alphanumeric
code which identifies a North American financial
security. CUSIP stands for
Committee on Uniform Securities Identification Procedures.
Please note, there may be
licensing requirements associated with the use of this field,
either by ingesting,
storing, or distributing the data.
Values 9-character alphanumeric
code
Example
____________________________________________________________________________________________
OF-ID OFST020010 Field
Name Valor
Field Tags CH | Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 0.85 / --
Description Swiss securities
identification number (Valor).
Values
Example 672577
____________________________________________________________________________________________
OF-ID OFST020015 Field
Name WKN
Field Tags DE | AT | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description German securities
identification number (Wertpapierkennnummer).
Values
Example A1J0A4
____________________________________________________________________________________________
OF-ID OFST020020 Field
Name Bloomberg Code
Field Tags Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Bloomberg code, including
country abbreviation (e.g. LX for Luxembourg). Not
applicable for ETFs as
there are several Bloomberg Codes Of Listings (OFST300250).
Please note, there may be
licensing requirements associated with the use of this field,
either by ingesting,
storing, or distributing the data.
Values [List] of Bloomberg codes
Example DANUBIA AV
____________________________________________________________________________________________
OF-ID OFST020025 Field
Name FIGI Code
Field Tags Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The Financial Instrument
Global Identifier (FIGI) of the share class. FIGI is an open
standard, unique
identifier of financial instruments.
Values 12-character alphanumeric
code
Example B B G 0 0 0 B L N N V 0
____________________________________________________________________________________________
OF-ID OFST020035 Field
Name AMF Code
Field Tags FR | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Identifier provided by
Autorité des marchés financiers (AMF), a French regulator.
Values
Example
____________________________________________________________________________________________
OF-ID OFST020037 Field
Name Swiss Fund Data Identifier
Field Tags Full | CH
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description Identifier code in Swiss
Fund Data database, following the naming convention of
'XXXX_XX_XX' or
'XXXXXX_XX_XX', whereby X represents numeric character.
Values Numeric code of format
XXXX_XX_XX or XXXXXX_XX_XX
Example
____________________________________________________________________________________________
OF-ID OFST020040 Field
Name SEDOL
Field Tags GB | Full
Field Level Listing Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description The Stock Exchange Daily
Official List number. A code used by the London Stock
Exchange to identify
foreign stocks, especially those that aren't actively traded in the
U.S. and don't have a
CUSIP number.
Please note, there may be
licensing requirements associated with the use of this field,
either by ingesting,
storing, or distributing the data.
Values
Example BVTW3G0
____________________________________________________________________________________________
OF-ID OFST020042 Field
Name APIR Code
Field Tags AU | NZ | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description A unique identifier issued
by APIR to participants and products within the Financial
Services Industry in
Australia and New Zealand.Please note that this field is only
applicable to funds
domiciled either in Australia or New Zealand, i.e. "OFST010010
Fund Domicile" = AU
or NZ
Values Alphanumeric code of
length 9.
Example ETL8439AU
____________________________________________________________________________________________
OF-ID OFST020045 Field
Name Nasdaq Fund Network (NFN) Identifier
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description NFN Identifier is a 5
character Alphabetical code always ending in an X to indicate it
is a fund code. Applicable
to ETFs (Exchange Traded Funds), OEFs (Open-Ended
Funds) and CEFs
(Closed-Ended Funds) as well as to virtual share classes.
Values [List] of NFN Identifiers
Example MBTCX
____________________________________________________________________________________________
OF-ID OFST020047 Field
Name KOFIA Code
Field Tags Full | KR
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description Identifier provided by the
Korean Financial Investment Association (KOFIA), based in
the Republic of Korea.
Values alphanumeric 12-character
code
Example K55230BT1234
____________________________________________________________________________________________
OF-ID OFST020050 Field
Name Share Class Extension
Field Tags Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Identifier of the share
class. Usually this is one or two letters, like "A" or "B"
or "XL"
followed by additional
information about distribution policy, hedging, currency etc.
This field's OF-ID can
also include a language tag, i.e. OFST020050(zh-Hant) for Share
Class Extension written in
traditional Chinese. For more information please refer to
https://www.openfunds.org/en/language-tags.
Values free text
Example A
____________________________________________________________________________________________
OF-ID OFST020060 Field
Name Full Share Class Name
Field Tags Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.86 / --
Description Full fund name including
Umbrella and also the specifications of the share class. As
the value of this field
might be changed by the recipient, it is also classified as a
hybrid field
(https://openfunds.org/knowledge/whitepapers/fieldtypology/).
This field's OF-ID can
also include a language tag, i.e. OFST020060(zh-Hant) for Full
Share Class Name written
in traditional Chinese. For more information please refer to
https://www.openfunds.org/en/language-tags.
Please note, in case you
would like to convert this field into EMT / EPT / CEPT that the
corresponding EMT / EPT /
CEPT field only allows up to 255 characters. The openfunds
standard does not define
the length of a string value.
Values The full name of the share
class.
Example ESPA Bond Danubia A EUR
____________________________________________________________________________________________
OF-ID OFST020070 Field
Name Abbreviated Share Class Name
Field Tags Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.9 / --
Description Abbreviated fund name
including umbrella and share class specifications. As the
value of this field might
be changed by the recipient, it is also classified as a hybrid
field
(https://openfunds.org/knowledge/whitepapers/fieldtypology/).
Values
Example
____________________________________________________________________________________________
OF-ID OFST020080 Field
Name Share Class Consolidation Key
Field Tags Additional | Hybrid Field
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.87 / --
Description An unique alpha-numeric
string that is equal for all share classes of a fund. Usually this
field is populated with
the proprietary share class key of the fund company's
database. This field helps
to decide whether a new ISIN represents a new fund or a
new share class of an
existing fund.
This field is a 'Hybrid
Field', meaning that the recipient may change the value in their
database (https://openfunds.org/knowledge/whitepapers/fieldtypology/).
Therefore,
it can be used for
consistency checks only for one specific transmission between
sender and recipient.
Otherwise there is a risk, that in the sender's database there
are conflicting
consolidation keys from different senders.
Values Any unique alpha-numeric
string (per fund house) that is equal for all share classes of
a fund.
Example AP55b
____________________________________________________________________________________________
OF-ID OFST020105 Field
Name CSSF Code Of Share Class
Field Tags LU | Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.3 / --
Description The CSSF Code is a unique
identifier for a financial instrument, attributed by the
Commision de Surveillance
du Secteur Financier (CSSF) once the authorisation process
is completed. The data in this field should be
provided on the share class level
according to openfunds
definitions.
Values Numeric code
Example 4
____________________________________________________________________________________________
OF-ID OFST020110 Field
Name FSMA Code Of Share Class
Field Tags BE | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description Financial Services and
Markets Authority (FSMA) Code at the share level. The
identification code for
share classes operating under the Belgian Financial Services
and Markets Authority.
Values Alphanumeric code
Example
____________________________________________________________________________________________
OF-ID OFST020261 Field
Name Currency Hedge Share Class
Field Tags Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Is there a currency hedge
on this share class? If the type of hedging is known, please
use one of the detailed
options: "yes, multi-currency hedge", "yes, partial NAV
hedge",
or "yes, full NAV hedge". If the
share class is hedged but the exact type is unknown,
or multiple hedging
methods are used, please use the option "yes".
Please note, that this
field relates only to a currency hedge on share class level. This
can be a total currency
hedge to the OFST010410 Fund Currency or a residual hedge
in order to avoid over
hedging.
To describe the kind of
currency hedges within a portfolio, please refer to field
"OFST010211 Currency
Hedge Portfolio" (fund level).
For more information
please refer to the white paper: "Hedging – including and after
v1.27" at
https://openfunds.org/hedging-v2/
Values "no" /
"yes" / "yes, multi-currency hedge" / "yes, partial
NAV hedge" / "yes, full NAV
hedge"
Example yes, partial NAV hedge
____________________________________________________________________________________________
OF-ID OFST020280 Field
Name Has Equalization Method For Performance Fee
Field Tags Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Is an equalization method
for the performance fee used? Typically used by hedge
funds, but not very common
for mutual funds. Equalization is used by funds in order to
ensure that every
shareholder pays the same percentage of performance fee no
matter when they subscribe
to the fund.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST020285 Field
Name Has Equalization Method For Distribution
Field Tags Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Does the share class use
an equalization system for tax purposes? The income that
has been accumulated
during the distribution period before units were purchased is
known as the equalization.
If income distributions of a share class are composed of an
equalization rate and a group rate then the
share class uses an equalization system.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST020290 Field
Name Has Forward Pricing
Field Tags Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.24 / --
Description Forward pricing is the
principle of fixing a subscription or redemption price after the
time when the order must
be placed, i.e. some time after the official cut-off time.
Therefore, when the
subscription or redemption is placed, the price is not known. This
is to ensure that there is
no speculation against the fund.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST020300 Field
Name Valuation Frequency
Field Tags Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.1 / --
Description Periodicity of fund's net
asset calculation.
Values "daily" /
"twice a week" / "weekly" / "twice a month" /
"monthly" / "quarterly" / "twice a
year" /
"annually" / "at least annually"
Example daily
____________________________________________________________________________________________
OF-ID OFST020305 Field
Name Valuation Frequency Detail
Field Tags Full
Field Level Share Class Link Reference OFST020300
Data Type string Introduced / Revoked 1.29 / --
Description This field is a free
format text field in order to indicate additional information
concerning the value
entered in "OFST020300 Valuation Frequency". For example, if
the valuation is monthly,
which day of each month?
Values Free text.
Example every first Monday of the
month
____________________________________________________________________________________________
OF-ID OFST020320 Field
Name NAV Publication Time
Field Tags Additional
Field Level Share Class Link Reference OFST010251
Data Type time Introduced / Revoked 1.25 / --
Description At what time is the NAV
for this specific share class published, once calculated and
available, from the fund
provider? It is assumed that the time zone is the same as
"OFST010251 Fund
Valuation Point Time Zone".
Values hh:mm (24 hours)
Example 14:00
____________________________________________________________________________________________
OF-ID OFST020400 Field
Name Share Class Distribution Policy
Field Tags Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Is this share class
distributing or accumulating dividends?
Values "accumulating" /
"accumulating & distributing" / "distributing"
Example distributing
____________________________________________________________________________________________
OF-ID OFST020420 Field
Name Share Class Dividend Type
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description If the share class is
distributing, how the income is distributed.
Values "shares" /
"cash" / "both"
Example shares
____________________________________________________________________________________________
OF-ID OFST020430 Field
Name Annual Distribution At Fiscal Year End
Field Tags Full
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The effective cash
distribution of net income (before taxes) for the fiscal year (12
months) per fund share, as
an absolute figure in share class currency, as at Fiscal Year
End (OFST010440).
Applicable to distributing share classes and delivered on an annual
basis.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 2.7
____________________________________________________________________________________________
OF-ID OFST020435 Field
Name Annual Distribution Yield At Fiscal Year End
Field Tags Full
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The effective distribution
yield in % (before taxes) for the fiscal year (12 months). The
distribution yield is
calculated by dividing the Annual Distribution at Fiscal Year End
(absolute / share Class
currency) by the NAV at Fiscal Year End (OFST010440).
Applicable to distributing
share classes and delivered on an annual basis.
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example
____________________________________________________________________________________________
OF-ID OFST020450 Field
Name Ex-Dividend Date Calendar
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The expected/typical
annual calendar of ex-dividend dates for share class
distributions, if any.
Primarily used by data vendors for collection purposes. This field
can have multiple values,
which should be given separated by a pipe "|" (ASCII 124)
Values Dates (MM-DD), separated
by pipe "|" (ASCII 124) symbols if the distribution
frequency is greater than
annual.
Example 03-31|06-30|09-30|12-31
____________________________________________________________________________________________
OF-ID OFST020460 Field
Name Record Date Calendar
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The expected/typical
annual calendar of record dates for share class distributions, if
any. Primarily used by
data vendors for collection purposes. This field can have
multiple values, which
should be given separated by a pipe "|" (ASCII 124) symbol.
Values Dates (MM-DD), separated
by pipe "|" (ASCII 124) symbols if the distribution
frequency is greater than
annual.
Example 01-01|04-01|07-01|10-01
____________________________________________________________________________________________
OF-ID OFST020470 Field
Name Payment Date Calendar
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The expected/typical
annual calendar of payment dates for share class distributions,
if any. Primarily used by
data vendors for collection purposes. This field can have
multiple values, which
should be given separated by a pipe "|" (ASCII 124) symbol.
Values Dates (MM-DD), separated
by pipe "|" (ASCII 124) symbols if the distribution
frequency is greater than
annual.
Example 01-06|04-06|07-06|10-05
____________________________________________________________________________________________
OF-ID OFST020530 Field
Name Is Multicurrency Share Class
Field Tags Full
Field Level Share Class Link Reference OFST020535
Data Type boolean Introduced / Revoked 1.25 / --
Description Does the fund house (not
the bank of fund distributor) provide the possibility to
subscribe and redeem this
share class (this ISIN) additionally in other currencies than
the "OFST020540 Share
Class Currency"?
Some years ago, quite some
fund houses provided multicurrency share classes,
whereas today there is a
clear tendency towards one ISIN one currency.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST020535 Field
Name Currencies Of Multicurrency Share Class
Field Tags Full
Field Level Share Class Link Reference OFST020530
Data Type string Introduced / Revoked 1.25 / --
Description Which additional
currencies are accepted by the multicurrency share class? Please
separate the multiple
currencies by pipe "|" (ASCII 124).
Only applies if
"OFST020530 Is Multicurrency Share Class" is "yes".
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html
Example USD|GBP|CHF
____________________________________________________________________________________________
OF-ID OFST020540 Field
Name Share Class Currency
Field Tags Essential
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Reference currency of the
share class, use ISO 4217 (e.g. EUR).
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example EUR
____________________________________________________________________________________________
OF-ID OFST020545 Field
Name Share Class Lifecycle
Field Tags Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.93 / --
Description Determines the actual
stage of the share class lifecycle. For more information please
refer to
https://www.openfunds.org/en/lifecycle.
content/uploads/2016/03/grf020545ShareClassLifeCycle.png
Values "projected" /
"to be launched" / "offering period" / "active" /
"dormant" / "in liquidation"
/ "terminated"
Example active
____________________________________________________________________________________________
OF-ID OFST020558 Field
Name Subscription Period Start Date
Field Tags Full
Field Level Share Class Link Reference OFST020559
Data Type date Introduced / Revoked 0.93 / --
Description The first date of the
subscription period for this share class. Usually this date is before
the "OFST020560 Share
Class Launch Date". Other terms of this field are 'initial launch
date' or 'inception date'.
For more information
please refer to https://www.openfunds.org/en/lifecycle.
Values YYYY-MM-DD
Example 2012-10-28
____________________________________________________________________________________________
OF-ID OFST020559 Field
Name Subscription Period End Date
Field Tags Full
Field Level Share Class Link Reference OFST020558
Data Type date Introduced / Revoked 1.29 / --
Description The last date of the
subscription period for this share class. Usually this date is the
same or earlier than the
"OFST020560 Share Class Launch Date".
Values YYYY-MM-DD
Example 2012-10-28
____________________________________________________________________________________________
OF-ID OFST020560 Field
Name Share Class Launch Date
Field Tags Core
Field Level Share Class Link Reference OFST010240
Data Type date Introduced / Revoked 0.85 / --
Description Launch date of the share
class. This field is linked to "OFST010240 Fund Launch Date"
as the launch date of this
share class must not be elder than the fund's launch date.
To distinguish launch date
from inception date, openfunds defines these two often
synonymously used terms as
follows:
1) Launch date: offering
period is closed and a net asset value (NAV) is calculated.
2) Inception date: date
when share class juridically came into existence. Usually there
will be an offering
period. In this case the inception date would be equal to the
"OFST020558
Subscription Period Start Date". However, there might be situations
without offering periods,
i.e. if there was a fund merger. In this case the inception
date would be the
"OFST020560 Share Class Launch Date".
https://www.openfunds.org/wp-
content/uploads/2018/03/grf020545ShareClassLifeCycle_v1.1.pdf
content/uploads/2016/03/grf020545ShareClassLifeCycle.png
Values YYYY-MM-DD
Example 1997-07-01
____________________________________________________________________________________________
OF-ID OFST020562 Field
Name Dormant Start Date
Field Tags Full
Field Level Share Class Link Reference OFST020545
Data Type date Introduced / Revoked 0.93 / --
Description The date which the share
class's total net assets is zero, without the share class
becoming terminated.
Values YYYY-MM-DD
Example 2015-02-28
____________________________________________________________________________________________
OF-ID OFST020563 Field
Name Dormant End Date
Field Tags Full
Field Level Share Class Link Reference OFST020545
Data Type date Introduced / Revoked 0.93 / --
Description The date which the share
is not regarded as dormant any longer. This can be either
because it was
re-activated by investing new money in it or because the share class
is entering the phase
"in liquidation".
Values YYYY-MM-DD
Example 2016-02-15
____________________________________________________________________________________________
OF-ID OFST020564 Field
Name Liquidation Start Date
Field Tags Full
Field Level Share Class Link Reference OFST020545
Data Type date Introduced / Revoked 0.93 / --
Description First date of period, when
share class is going to be terminated. Usually the share
class is closed for
individual subscriptions and redemptions during this period
(OFST023100 Investment
Status = "closed for subscription and redemption"). However,
there are general
redemptions, that are defined by the ManCo.
Values YYYY-MM-DD
Example 2014-04-10
____________________________________________________________________________________________
OF-ID OFST020566 Field
Name Termination Date
Field Tags Full
Field Level Share Class Link Reference OFST020545
Data Type date Introduced / Revoked 0.93 / --
Description The date at which the
share class is liquidated and ceases to exist. Usually this field is
linked to the status
"terminated" in field "OFST020545 Share Class Lifecycle".
Values YYYY-MM-DD
Example 2016-03-03
____________________________________________________________________________________________
OF-ID OFST020571 Field
Name Merger Ratio
Field Tags Full
Field Level Share Class Link Reference OFST020566
Data Type double Introduced / Revoked 1.29 / --
Description In case of a merger,
investors of the merged fund buy into the continuing one. This
information applies when
"OFST02050 Share Class Lifecycle" is set to "terminated",
as it
applies to the absorbed
share class only.The merger ratio indicates the ratio of the
absorbed share class to the absorbing share
class and is calculated by dividing the
absorbed share class' NAV
by the absorbing share class' NAV on the day the merger
becomes effective
(indicated in the "OFST020566 Termination Date"). On occasion
there may be a cash payout
which results in the merger ratio being adjusted.
Please ensure this field
is populated together with the "OFST... Absorbing Fund's Full
Share Class Name" and
the "OFST... Absorbing Fund's Share Class ISIN" as well as the
"OFST020566
Termination Date"
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1.5
____________________________________________________________________________________________
OF-ID OFST020572 Field
Name Absorbing Fund Full Share Class Name
Field Tags Full
Field Level Share Class Link Reference OFST020060
Data Type string Introduced / Revoked 1.29 / --
Description In case of a merger,
indicate the share class details of the absorbing share class as
specified in 'OFST020060
Full Share Class Name' at the time of the merger. This
information usually
becomes effective at the 'OFST020566 Termination Date'.
Values The full name of the share
class.
Example ESPA Bond Danubia A EUR
____________________________________________________________________________________________
OF-ID OFST020575 Field
Name Absorbing Fund Share Class ISIN
Field Tags Full
Field Level Share Class Link Reference OFST020572
Data Type string Introduced / Revoked 1.29 / --
Description In case of a merger,
indicate the share class' ISIN of the absorbing share class.
Values alphanumeric 12-character
code
Example LU0554704139
____________________________________________________________________________________________
OF-ID OFST020580 Field
Name Is Share Class Eligible For UCITS
Field Tags Additional
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.2 / --
Description May other UCITS fund
invest in this share class?
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST020590 Field
Name Does Share Class Apply Mandatory Conversion
Field Tags Full
Field Level Share class Link Reference
Data Type boolean Introduced / Revoked 1.31 / --
Description Mandatory conversion to
another share class that will apply during the life cycle of
the class.If
"yes", please refer to OFST020595 Mandatory Share Conversion
Description Details for
additional details.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST020595 Field
Name Mandatory Share Conversion Description Details
Field Tags Full
Field Level Share class Link Reference OFST020590
Data Type string Introduced / Revoked 1.31 / --
Description If the field OFST020590
Does Share Class apply Mandatory Conversion is "yes", please
provide full description
(or URL for document) as foreseen in the Fund Prospectus
when it comes to the
Mandatory Share conversion.
Values Free text or document URL
Example
____________________________________________________________________________________________
OF-ID OFST020600 Field
Name Is RDR Compliant
Field Tags Core
Field Level Share Class Link Reference OFST6030GB
Data Type boolean Introduced / Revoked 0.85 / --
Description Does the share class
comply with the rules of the Retail Distribution Review (RDR) in
the UK? Please leave empty
for all non-UK domiciled funds without a registration for
sale in the UK.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST020620 Field
Name Is Restricted To Separate Fee Arrangement
Field Tags Full
Field Level Share Class Link Reference OFST020625
Data Type boolean Introduced / Revoked 0.91 / --
Description Indicates if this share
class is only available as per prospectus to end investors with
fee-based advisory
agreement or similar.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST020625 Field
Name Has Forced Redemption
Field Tags Full
Field Level Share Class Link Reference OFST020620
Data Type boolean Introduced / Revoked 0.91 / --
Description Indicates if an investor
must sell this share class if he cancels the fee-based advisory
mandate as mentioned in
"OFST020620 Is Restricted To Separate Fee Arrangement".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST020700 Field
Name No Trading Date
Field Tags Full
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.25 / --
Description Dates of a year when a
price for the share class will not be calculated due to a bank
holiday and the share
class is closed for trading. Kindly note that the dates are
forward oriented and
therefore please provide all dates of the current year and the
upcoming year in the
format YYYY-MM-DD and separate them by pipe "|" (ASCII 124).
Values YYYY-MM-DD
Example 2019-01-01|2019-01-02|2019-01-06|2019-03-01|2019-03-19|2019-04-19|2019-05-30|2019-
08-01|2019-12-25|2019-12-26
____________________________________________________________________________________________
OF-ID OFST020710 Field
Name Markets Relevant to Fund Trading Calendar
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The market(s) whose
holidays are observed by the trading calendar of the fund.
Please use ISO
3166-1-alpha-2 code (i.e. SE for Sweden). This field can have multiple
values, which should be
given separated by a pipe "|" (ASCII 124) symbol.
Values [List] of ISO
3166-1-alpha-2 country codes as it can be found on
https://en.wikipedia.org/wiki/ISO_3166-1
or on https://www.iso.org/
Example FR|DE
____________________________________________________________________________________________
OF-ID OFST020720 Field
Name Single Register Account Restrictions
Field Tags Full
Field Level Share class Link Reference
Data Type string Introduced / Revoked 1.31 / --
Description Please provide a value if
separated register account numbers will be needed due to
any specific technical
restrictions, mainly related to multicurrency purposes (e.g., for
those GB Domiciled Funds
being nominated in a currency other than GBP, a
separated register account
will require to be opened to hold positions in non-GBP
Values "Separated Register
Account per UCI" / "Separated
Register Account per Fund" /
"Separated Register
Account per Currency" / "Separated Register Account per Share
Class" / "No
Exception"
Example Separated Register Account
per Fund
____________________________________________________________________________________________
OF-ID OFST023100 Field
Name Investment Status
Field Tags Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Status of share class for
new or existing investors.
open
soft closed: closed for
new investors or limited subscription amounts; redemption is
possible
hard closed: closed for
all investors or any amount, but redemption is possible
closed for redemption: no
redemption possible, but still open for subscription
closed for subscription
and redemption
Values "open" /
"soft closed" / "hard closed" / "closed for
redemption" / "closed for subscription
and redemption"
Example open
____________________________________________________________________________________________
OF-ID OFST023105 Field
Name Investment Status Description
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description This field complements the
field "OFST023100 Investment Status". In case there is a
need to further specify
the specific investment status as the field "OFST023100
Investment Status"
has values like “soft closed" / "hard closed" / "closed for
redemption" /
"closed for subscription and redemption", it can be provided here.
Values Free text.
Example Soft closed for existing
clients with minimum initial investment of $300 million.
____________________________________________________________________________________________
OF-ID OFST023110 Field
Name Investment Status Date
Field Tags Additional
Field Level Share Class Link Reference OFST023100
Data Type Date Introduced / Revoked 1.29 / --
Description Reference date of
"OFST023100 Investment Status".
Values YYYY-MM-DD
Example 2021-12-01
____________________________________________________________________________________________
OF-ID OFST023200 Field
Name Benchmark
Field Tags Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Standard against which the
share class's performance is measured - in case of long
names please use
abbreviations (i.e. MSCI World). For ETFs Benchmark should be the
same as "OFST023800
Index Name".
For composite benchmarks
components should be separated by a pipe "|" (ASCII
124) symbol, with the
component quotient indicated as a decimal enclosed in square
brackets "[ ]"
(ASCII 91 and ASCII 93) symbols before the component name. No
spaces should be used
before or after pipe and square brackets symbols. No weights
are required for non-composite benchmarks.
Values The name(s) of the
benchmark(s), separated by pipes and including component
weights in the case of
composite benchmarks.
Example [0.4]MSCI World ex UK
(USD)|[0.35]FTSE 100 + 1%|[0.25]iBoxx EUR Covered
____________________________________________________________________________________________
OF-ID OFST023205 Field
Name Benchmark Bloomberg Ticker
Field Tags Full
Field Level Share Class Link Reference OFST023200
Data Type string Introduced / Revoked 1.27 / --
Description The ticker symbol of the
fund's benchmark (OFST023200 Benchmark), if available. Only
the ticker should be
provided in this field, not the Market Identifier Code/Exchange
Code.
For composite benchmarks
components should be separated by a pipe "|" (ASCII
124) symbol, given in the
same order used in OFST023200 Benchmark. No spaces
should be used before or
after pipe symbols.
Values Alphanumeric code,
separated by pipes in the case of composite benchmarks.
Example M7WOG|UKX|XDEP
____________________________________________________________________________________________
OF-ID OFST023552 Field
Name Distribution Declaration Frequency
Field Tags Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Indication how often this
share class distributes dividends. If the frequency is variable
and based on the
discretion of the product manager, please use the value "at
management
discretion".
Values "daily" /
"twice a week" / "weekly" / "twice a month" /
"monthly" / "every two months" /
"quarterly" /
"twice a year" / "annually" / "at least annually"
/ "at management
Example daily
____________________________________________________________________________________________
OF-ID OFST023800 Field
Name Index Name
Field Tags Full | ETF
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Index name which is
tracked by the ETF.
Values
Example MSCI World Equities
____________________________________________________________________________________________
OF-ID OFST023805 Field
Name Index Currency
Field Tags ETF | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.91 / --
Description Currency of the index,
that refers to the corresponding share class. Please use ISO
4217 (e.g. EUR) and leave
empty, if index is a local currency index.
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example USD
____________________________________________________________________________________________
OF-ID OFST023810 Field
Name Index Type
Field Tags ETF | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Specification of index
type: performance (total return) or price index.
[price/performance/performance
net dividends/performance gross dividends].
Values "price" /
"performance" / "performance net dividends" /
"performance gross dividends"
Example price
____________________________________________________________________________________________
OF-ID OFST023820 Field
Name Bloomberg Code Of Underlying Index
Field Tags Full | ETF
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Bloomberg code of index
tracked by the ETF.
Values
Example
____________________________________________________________________________________________
OF-ID OFST023830 Field
Name Reuters Code Of Underlying Index
Field Tags Full | ETF
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Reuters code of index
tracked by the ETF. Please take good care, that Reuters codes
are case sensitive:
.MIUS0000vNUS stands for
MSCI USA Quality and
.MIUS0000VNUS stands for
MSCI USA Value
Values [List] of Reuters codes.
Example .MIUS0000vNUS
____________________________________________________________________________________________
OF-ID OFST023850 Field
Name Denomination Base
Field Tags ETF | Full
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 0.85 / --
Description Ratio of fund price versus
index (please indicate multiplier, in digits only). The formula
for calculation is:
Denomination Base = Fund
Price (numerator) / Index (denominator).
Values "0.01" /
"0.1" / "1" / "10" / "50" /
"100" / "1000" etc.
Example 10
____________________________________________________________________________________________
OF-ID OFST024000 Field
Name SRRI
Field Tags Core
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 0.9 / --
Description What is the latest
Synthetic Risk and Reward Indicator (SRRI) of this share class? The
SRRI should be calculated
according to the UCITS policy which is in German defined
as "Organismen für
gemeinsame Anlagen in Wertpapieren" (OGAW).
More details about the
indicator and its computation methodology can be obtained
under
"https://www.esma.europa.eu/sites/default/files/library/2015/11/10_673.pdf"
Values 1 / 2 / 3 / 4 / 5 / 6 / 7
Example 5
____________________________________________________________________________________________
OF-ID OFST024010 Field
Name Record Date For SRRI
Field Tags Core
Field Level Share Class Link Reference OFST024000
Data Type date Introduced / Revoked 0.9 / --
Description Record Date means the
"As of" date as printed on the second page of the latest
published Key Investor
Information Document (KIID). In case no KIID is available,
Record Date For SRRI means
the latest calculation date of SRRI mentioned in field
"OFST024000
SRRI".
Values YYYY-MM-DD
Example 2015-02-03
____________________________________________________________________________________________
OF-ID OFST060000 Field
Name Bloomberg Code Of Listing
Field Tags Full | ETF
Field Level Listing Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Bloomberg code of ETF
listed at respective stock exchange, including country or
stock exchange
abbreviation (e.g. LX for Luxembourg).
Values Exchange specific
Bloomberg code
Example TREOT2
____________________________________________________________________________________________
OF-ID OFST060010 Field
Name Reuters Code Of Listing
Field Tags ETF | Full
Field Level Listing Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Reuters code (RIC) of ETF
listed at respective stock exchange, including abbreviation
(e.g. .PA for Euronext Paris).
Values Exchange specific RIC code
Example
____________________________________________________________________________________________
OF-ID OFST060050 Field
Name iNAV Bloomberg Code Of Listing
Field Tags Full | ETF
Field Level Listing Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Bloomberg code for the
intraday NAV at this exchange place.
Values Exchange specific
Bloomberg code
Example
____________________________________________________________________________________________
OF-ID OFST060060 Field
Name iNAV Reuters Code Of Listing
Field Tags ETF | Full
Field Level Listing Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Reuters code for the
intraday NAV at this exchange place.
Values Exchange specific RIC code
Example
____________________________________________________________________________________________
OF-ID OFST062000 Field
Name Listing Date
Field Tags Full | ETF
Field Level Listing Link Reference
Data Type date Introduced / Revoked 0.85 / --
Description Date of first listing at
the respective stock exchange.
Values YYYY-MM-DD
Example 2007-12-15
____________________________________________________________________________________________
OF-ID OFST062010 Field
Name Listing Currency
Field Tags ETF | Full
Field Level Listing Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Currency in which ETF is
listed at the respective stock exchange (use ISO code 4217,
e.g. EUR).
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example EUR
____________________________________________________________________________________________
OF-ID OFST062020 Field
Name Inception Price
Field Tags Full | ETF
Field Level Listing Link Reference
Data Type double Introduced / Revoked 0.85 / --
Description Price at first listing at
this exchange place (only digits).
Values
Example 96.4
____________________________________________________________________________________________
OF-ID OFST062025 Field
Name Launch Price
Field Tags Additional
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.25 / --
Description The launch price is the
purchase price at which an investor who has subscribed to
fund units during the
subscription period acquires the subscribed fund unit. This price
may differ from the first
NAV.
If this field is
populated, please also indicate the currency in "OFST062026 Launch Price
Currency" and the date in
"OFST062027 Launch Price Date".
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 100.75
____________________________________________________________________________________________
OF-ID OFST062026 Field
Name Launch Price Currency
Field Tags Additional
Field Level Share Class Link Reference OFST062025
Data Type string Introduced / Revoked 1.25 / --
Description The currency of the launch
price populated in "OFST062025 Launch Price".
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example EUR
____________________________________________________________________________________________
OF-ID OFST062027 Field
Name Launch Price Date
Field Tags Additional
Field Level Share Class Link Reference OFST062025
Data Type date Introduced / Revoked 1.25 / --
Description The date of the launch
price populated in "OFST062025 Launch Price".
Values YYYY-MM-DD
Example 2019-01-15
____________________________________________________________________________________________
OF-ID OFST062030 Field
Name Market Identifier Code
Field Tags ETF | Full
Field Level Listing Link Reference
Data Type string Introduced / Revoked 0.9 / --
Description The Market Identifier Code
(MIC) is a unique identification code used to identify
securities trading
exchanges, regulated and non-regulated trading markets. The MIC
is a four alpha character
code and is defined in ISO 10383 by International
Organization for
Standardization (ISO). The MIC is updated by ISO regularly and can
be downloaded from
https://www.iso10383.org
ETF share classes may have
several listings while having only one ISIN, i.e. there is an
1:n relation between share
class and exchange places.
Notice: Please use
"MIC" and not "Operating MIC".
Values See
https://www.iso10383.org
Example XETA
____________________________________________________________________________________________
OF-ID OFST062040 Field
Name Exchange Place
Field Tags Full | ETF
Field Level Listing Link Reference OFST062030
Data Type string Introduced / Revoked 0.85 / --
Description Stock exchange where ETF
is listed. Please note, that an ETF share class may have
several listings while
having only one ISIN, i.e. there is an 1:n relation between share
class and exchange places.
//Notice: Please use
"OFST062030 Market Identifier Code" instead. If you are using
both fields, make sure
that this field contains "Name-Institution Description" that
corresponds with
OFST062030 Market Identifier Code as it is defined in
http://www.iso15022.org/MIC/homepageMIC.htm/
Values See
http://www.iso15022.org/MIC/homepageMIC.htm
Example XETRA - Regulierter Markt
____________________________________________________________________________________________
OF-ID OFST062045 Field
Name Status Of Listing
Field Tags ETF | Full
Field Level Listing Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description Determines the actual
status of a share class's listing. For an existing listing of a share
class the default value is
"active".
Values "planned" /
"active" / "suspended" / "delisted"
Example suspended
____________________________________________________________________________________________
OF-ID OFST062050 Field
Name Is Primary Listing
Field Tags ETF | Full
Field Level Listing Link Reference
Data Type boolean Introduced / Revoked 0.85 / --
Description Is this listing the
primary listing of this ISIN? The prices of this listing are used to
calculate
Premium/Discount. This field is only available for ETFs.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST010260 Field
Name Type of Equalization
Field Tags Additional | Alternative
Fund
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Hedge funds use to track
and calculate performance fees using a range of
equalization methods
trying to ensure that each shareholder pays a performance fee
which equates to the
performance of their investment, and so keeping every investor
at the same risk level.
Values "GAV" /
"Adjusting shares"
Example GAV
____________________________________________________________________________________________
OF-ID OFST010261 Field
Name Is Multiseries
Field Tags Alternative Fund |
Additional
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Series or Multi-Series
Accounting is used by fund managers which issues multiple series
of shares for their fund,
not necessarily with the same NAV. Typically, a monthly
dealing fund would issue a
new series of shares for all investors that invested each
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010262 Field
Name Series Issuance
Field Tags Additional | Alternative
Fund
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Series are issued either
on a standard basis (a new series every dealing date, i.e one
series per month) or per
subscription (new series issued every time there is a
subscription, i.e several
series per month).
Values "Standard" /
"Per subscription"
Example Standard
____________________________________________________________________________________________
OF-ID OFST010263 Field
Name Series Frequency
Field Tags Additional | Alternative
Fund
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Frequency on which the
multiseries fund issues series.
Values “daily” / “weekly” / “fortnightly”
/ “monthly” / “quarterly”
Example Monthly
____________________________________________________________________________________________
OF-ID OFST010264 Field
Name Has Capital Commitment
Field Tags Additional | Alternative
Fund
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Closed-end funds tipically
structures the projected capital expenditure an investor
commits to spending on
long-term assets over a period of time.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010265 Field
Name Has Capital Calls
Field Tags Additional | Alternative
Fund
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Capital commitment is
distributed among capital calls, by which the investor is
imposed to provide a
percentage of the commitment through specific subscription
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010266 Field
Name Capital Calls Frequency
Field Tags Alternative Fund |
Additional
Field Level Fund Link Reference OFST010264
Data Type string Introduced / Revoked 1.29 / --
Description Frequency for each Capital
Call.
Values "weekly" /
"fortnightly" / "monthly” / “quarterly” / "half-year"
/ "yearly"
Example Weekly
____________________________________________________________________________________________
OF-ID OFST010267 Field
Name Does Fund Issue Shares
Field Tags Alternative Fund |
Additional
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Fund capital/assets are
normally calculated and so offered to Investors in shares, but
due to liquidity issues
there exist Hedge Funds which do not work by this means.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010268 Field
Name Does Fund Work With NAV or Cash Flow
Field Tags Alternative Fund |
Additional
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Investment funds use to
calculate a Net Asset Value per share but some Hedge
Funds work directly with
the cash Flow for trading, with no NAV per share calculation.
Values "NAV" /
"Cash Flow"
Example NAV
____________________________________________________________________________________________
OF-ID OFST010269 Field
Name Does Fund Issue Side Pocket
Field Tags Additional | Alternative
Fund
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description A side pocket is a type of
account utilized in hedge funds to segregate riskier or
illiquid assets from more
liquid investments. Usually, once a position enters a side
pocket account, only the
current participants in the hedge fund are entitled to a
share of it. Future
investors will not receive a share of the proceeds should the asset's
returns become realized.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010270 Field
Name Has Redemption Gates
Field Tags Additional | Alternative
Fund
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description A redemption gate is
another measure that may be implemented by a fund’s board
of directors, under
certain circumstances, that limits redemptions in a fund for a short
period of time (i.e. up to
15 business days in a 90-day period). Its purpose is to prevent
a run on a fund in times of market stress.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST010271 Field
Name Type of Alternative Fund Structure / Vehicle
Field Tags Alternative Fund |
Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Type of vehicle that the
Alternative Fund is using.
Values “ELTIF” / “EUVECA” / “EUSEF”
/ “SICAR” / “Part II UCI” / “SIF” / “RAIF” / “QIAIF” /
“RIAIF” / “FCR” / “SCR” / “Private
Equity” / “Private Debt” / "FIL" / "IICIICIL" /
"LTAF"
Example ELTIF
____________________________________________________________________________________________
OF-ID OFST160039 Field
Name Is EU Directive Relevant
Field Tags Core
Field Level Fund Link Reference OFST160040
Data Type boolean Introduced / Revoked 0.91 / --
Description Choose "yes", if
there is any distribution activity within the EU or if the fund has
appointed an AIFM
according to the AIFM directive 2011/61/EU. This field is linked to
"OFST160040 Type Of
EU Directive". If the answer is "yes", but you do not know the
Type
of EU Directive (UCIT or AIF), choose
"yes" and leave "OFST160040 Type Of EU
Directive" empty.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST160040 Field
Name Type Of EU Directive
Field Tags Core
Field Level Fund Link Reference OFST160039
Data Type string Introduced / Revoked 0.91 / --
Description Indicates, whether the
fund is an UCITS as outlined in EU Directives 2009/65/EC or an
AIF as described in the
Alternative Investment Fund Managers Directive 2011/61/EU.
There might be some
changes with the introduction of MIFID II, that will require
additional values like
"others". If you do not know the type of EU Directive (UCIT or
AIF) keep this field empty
but choose "yes" for the linked field "OFST160039 Is EU
Values "UCITS" /
"AIF" / "other"
Example AIF
____________________________________________________________________________________________
OF-ID OFST160041 Field
Name UCITS Version
Field Tags Core
Field Level Fund Link Reference OFST160040
Data Type integer Introduced / Revoked 1.2 / --
Description This field specifies the
UCITS version the fund complies with. It is linked to "OFST160040
Type Of EU
Directive", if the value of this field is "UCITS".
Values 3, 4, … n
Example 4
____________________________________________________________________________________________
OF-ID OFST160045 Field
Name Is Structured Finance Product
Field Tags Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.1 / --
Description Does this ISIN belong to a
structured finance product as defined in the EU Regulation
No 600/2014 on markets in
financial instruments and amending Regulation (EU) No
648/2012 Art. 2(1)(28)?
Please note, that - as
long as there are no data field definitions starting with OS… for
Open Structured Products -
openfunds uses this field just for validation purpose as this
field is part of the EMT
as defined from the European Working Group. Answering with
'yes' would mean that all
other information belonging to this ISIN could be ignored.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST160100 Field
Name Legal Form
Field Tags Core
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.85 / --
Description Legal form of the fund,
e.g. contractual fund, company with variable capital (SICAV),
open-ended investment company (OEIC) or
others. Please note, that these legal
forms have different
nomenclatures depending of their domicile. For that reason,
please refer to field
OFST160110 "National Nomenclature Of Legal Form".
It could be that new
values are added to this field. for this reason, the receiving
system should be able to
accept data intended for an earlier version. The so called
backward compatibility can
be guaranteed to a relatively large extent by
openfunds.
For more information
please refer to the white paper regarding version management
Values "Contractual
Fund"
"Company With
Variable Capital (SICAV)"
"Open-ended
Investment Company (OEIC)"
"Company With Fixed
Capital (SICAF)"
"Unit Trust / Unit
Investment Trust (UIT)"
"Limited Partnership
(LP)"
"Limited Liability
Partnership (LLP)
"Exempted Limited
Partnership (ELP)"
“Company treated as
Limited Partnership”
"Limited
Company"
"Public Limited
Company"
"Limited Liability
Company (LLC)"
“Exempted Limited
Liability Company”
"Exempted
Company"
“Corporation”
“International Business
Company (IBC)”
"Cell Company (ICC /
PCC)"
“Trust”
"US Mutual Fund"
"US Face Amount
Certificate Company (FAC)"
“US engaged Partnership”
"Delaware Limited
Partnership"
"Delaware Limited
Liability Company"
"Delaware Statutory
Trust"
"other" (Company
that is not assignable to any other from this list, but would be
essential)
Example Contractual Fund
____________________________________________________________________________________________
OF-ID OFST160110 Field
Name National Nomenclature Of Legal Form
Field Tags Field to ignore (during
transmission)
Field Level Fund Link Reference OFST160100
Data Type string Introduced / Revoked 0.88 / --
Description Specifies the national
label of the Legal Form OFST160100 in English or in national
language where
appropriate. Usually the value of this field can be deducted by
knowing the fund's
Domicile (OFST010010 or OFST010011) and its Legal Form
(OFST160100). However,
there are a few exceptions from this rule.
One is "Company with
variable capital (SICAV)" in Germany, as there exist two
possible values
"Investmentaktiengesellschaft (InvAG) mit veränderlichem Kapital
(KAGB §108ff)" or
"Offene Investmentkommanditgesellschaft (InvKG) (KAGB §124ff)".
Two other exceptions are
"Open-Ended Investment Company (OEIC)" in United
Kingdom and Ireland as for
both countries there are two possible values. First "Open-
ended investment company
(OEIC)" or second "Investment company with variable
capital (ICVC)".
Please note that even for an Irish or British ICVC one should choose:
"Open-Ended
Investment Company (OEIC)".
This field helps to
determine the appropriate value of "OFST160100 Legal Form".
Therefore, its main
purpose is the allocation of national nomenclatures to the values
mentioned in field
"OFST160100 Legal Form". This field is for information only. It is
not
recommended for data
transmission.
Values "Contractual
Fund"
LU
Fonds commun de placement (FCP)
FR
Fonds commun de placement (FCP)
BE
Fonds commun de placement (FCP)
CH
Vertraglicher Anlagefonds
IE
Common contractual fund (CCF)
DE
Sondervermögen im Eigentum der Kapitalverwaltungsgesellschaft oder im
Miteigentum der Anleger
(KAGB §92, Abs. 1)
AT
Kapitalanlagefonds verwaltet durch eine Kapitalanlagegesellschaft
(Miteigentumsfonds)
LI
Investmentfonds (vertraglicher Anlagefonds)
ES
Fondo de inversión
IT
Fondo comune di investimento, Fondo speculativo
MT
Mutual fund
"Company with
variable capital (SICAV)"
LU
Société d'investissement à capital variable
FR
Société d'investissement à capital variable
BE
Société d'investissement à capital variable
CH
Investmentgesellschaft mit variablem Kapital
DE
Investmentaktiengesellschaft (InvAG) mit veränderlichem Kapital (KAGB
§108ff)
Offene
Investmentkommanditgesellschaft (InvKG) (KAGB §124ff)
LI
Investmentgesellschaft mit veränderlichem Kapital
ES
Sociedad de inversión de capital variable
IT
Società di investimento a capitale variabile
MT
Investment company with variable share capital
SG
Variable Capital Company (VCC)
"Open-Ended
Investment Company (OEIC)"
GB
Open-ended investment company (OEIC; protected cell regime is
compulsory); Investment
company with variable capital (ICVC)
IE
Open-ended investment company (OEIC); Investment company with variable
capital (ICVC); Irish Collective
Asset-management Vehicle (ICAV)
SG
Open-ended investment company (OEIC)
ID Open-ended investment
company (OEIC)
"Company with fixed
Capital (SICAF)"
LU
Société d'investissement à capital fixe
CH
Investmentgesellschaft mit festem Kapital
FR
Société d'investissement à capital fixe
BE
Société d'investissement à capital fixe
DE
Investmentaktiengesellschaft (InvAG) mit fixem Kapital
MT
Investment company with fixed share capital
"Unit Trust / Unit
Investment Trust (UIT)"
GB
Authorised unit trust (AUT)
US
For US UIT refer to "US Mutual Fund"
KY
(Exempted) Unit trust
IE
Unit trust
VG
Unit trust
VM
Unit trust
GG
Unit trust
JE
Unit trust
HK
Unit trust
SG
Unit trust
MT
Unit trust
"Limited Partnership
(LP)"
CH
Kommanditgesellschaft für kollektive Kapitalanlage (KGK)
LI
Kollektivtreuhänderschaft
LI
Anlage-Kommanditgesellschaft (L.P.)”.
GB
English limited partnership, Scottish limited partnership
IE
Investment limited partnership (ILP)
VG
Limited partnership
GG
Limited partnership
JE
Limited partnership
SG
Limited partnership
US
Limited partnership (limited partnership organised under US laws other
than
the State of Delaware)
Example Investmentgesellschaft mit
variablem Kapital
____________________________________________________________________________________________
OF-ID OFST160150 Field
Name Home Country Legal Type Of Fund
Field Tags CH | DE | IE | LU | Full |
SG | GB
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.89 / --
Description Besides the legal form
(OFST160100) a further legal classification of funds based on
national regulations.
Values Switzerland:
- securities fund
- real estate fund
- limited qualified investor fund (L-QIF)
- other funds for traditional investments
- other funds for alternative investments
Luxembourg:
- partie I
- partie II
- specialized investment fund (SIF)
- reserved alternative investment fund (RAIF)
- SICAR
United Kingdom:
- professional investor fund (PIF)
Ireland:
- retail fund
- qualifying investor fund (QIF)
- professional investor fund (PIF)
- foreign fund
Germany:
- inländischer OGAW (162ff KAGB)
- offener inländischer Publikums-AIF (214ff
KAGB)
- geschlossener inländischer Publikums-AIF
(261ff KAGB)
- offener inländischer Spezial-AIF (278ff
KAGB)
- geschlossener inländischer Spezial-AIF
(285ff KAGB)
Singapore:
- authorised CIS
- restricted authorised CIS
Example authorised CIS
____________________________________________________________________________________________
OF-ID OFST350000 Field
Name MiFID Securities Classification
Field Tags Additional
Field Level Fund Link Reference
Data Type string Introduced / Revoked 0.88 / --
Description MIFID securities
classification. According to Art. 25 (4)(a) of the MiFID II Directive
2014/65/EU from 15/05/14
or according to PRIIPs RTS Article 8(3)(b) of PRIIPs regulation
(EU) No 1286/2014 :
1) Non-complex products
are:
- Shares admitted to trading on a
regulated market
- Bonds or other forms of securitised debt
admitted to trading on a regulated
market
- Money-market instruments
- Shares or units in UCITS
- Structured deposits
2) Complex products are:
- Shares in non-UCITS collective investment
undertakings and shares that embed a
derivative
- Bonds that embed a derivative or
incorporate a structure which makes it difficult
for the client to
understand the risk involved
- Money-market instruments that embed a
derivative or incorporate a structure
which makes it difficult
for the client to understand the risk
involved
- Structured UCITS as referred to in the
second subparagraph of Article 36(1) of
Regulation (EU)
No 583/2010;
- Structured deposits that incorporate a
structure which makes it difficult for the
client to understand the
risk of return or the cost of exiting the product before term.
Values "non-complex
instrument" / "complex instrument" / "others"
Example non-complex instrument
____________________________________________________________________________________________
OF-ID OFST350009 Field
Name Is Sharia Compliant
Field Tags Additional
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.23 / --
Description Is the fund sharia
compliant and in accordance with the principles of the Muslim
religion?
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST350015 Field
Name CFI Code
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description The ISO 10962 code,
generally known as CFI (Classification of Financial Instruments) is
a six-letter-code used in
the financial services industry to classify and describe the
structure and function of
a financial instrument (in the form of security or contract). It
is an international
standard approved by the International Organization for
Standardization (ISO).
Since 1 July 2017, each financial instrument should receive a CFI
at the same time it is allocated an ISIN
(International Security Identification Number)
by the respective National
Numbering Agency (NNA).
The first character
indicates the highest level of category of the Security
The second character
refers to the groups within each category
The next four characters
refer to four attributes, that varies between groups
The letter X always means
Not Applicable/Undefined
Values
Example
____________________________________________________________________________________________
OF-ID OFST350100 Field
Name EFAMA Main EFC Category
Field Tags Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.88 / --
Description Main Categories of the
European Fund Classification as outlined in the paper "The
European Fund
Classification - EFC Categories, 2nd edition, June 2020, page 8".
Please not that the
"Other" category includes a range of values, including (at time of
writing) Asset-backed
Securities; Mortgage-backed Bonds; Capital Protected;
Closed-ended Real Estate;
Commodities; Convertibles; Guaranteed; Infrastructure;
Lifecycle/Target Maturity:
Open-ended Real Estate; REITS. A full list of values can be
found at the below links.
A detailed description can
be downloaded from the "Related publication" link on the
EFAMA webpage
(https://www.efama.org/SitePages/EFCF.aspx) or directly via this
document link:
https://www.fundconnect.com/Solutions/Assets/EFC%20Categories%20Report.pdf.
Values “Equity” / “Bond” /
"Multi-Asset" / “Money Market” / “ARIS” / “Other”
Example Equity
____________________________________________________________________________________________
OF-ID OFST350102 Field
Name EFAMA EFC Classification Type
Field Tags Additional
Field Level Share Class Link Reference OFST350110
Data Type string Introduced / Revoked 1.24 / --
Description The EFAMA classification
operates with two different status levels, Verified
Classification based on
quarterly holdings and an Indicative Classification, based on
publicly available
information. Both the Indicative and Verified Classification are
managed by the
Classification Administrator.
Further information can be
downloaded from
http://www.efama.org/SitePages/EFCF.aspx
Values "indicative
classification" / "verified classification"
Example indicative classification
____________________________________________________________________________________________
OF-ID OFST350110 Field
Name EFAMA Active EFC Classification
Field Tags Additional
Field Level Share Class Link Reference OFST350100
Data Type string Introduced / Revoked 0.9 / --
Description The six EFAMA Main EFC
Categories OFST350100 are segmented according to 9
additional criteria:
country/region, sector, market capitalisation, currency exposure,
credit quality, interest
rate exposure, emerging market exposure, asset allocation and
structural characteristics resulting in over
350 categories.
The holdings-based
categorisation is performed free-of-charge by FundConnect on
behalf of EFAMA. Fund
distributors and data providers are advised to download the
EFAMA Active EFC
Classification directly from the EFAMA website to ensure that the
share classes are
categorised properly. Asset managers should not do an
autonomous classification.
A list of categorised funds and share classes can be
downloaded from
http://www.efama.org/SitePages/EFCF.aspx menu items
"Download
Classification Results" or "Download Classification Summary".
Values Dynamic list of values in
PDF at http://www.efama.org/SitePages/EFCF.aspx
Example Equity Asia Pacific Ex
Japan Small Cap
____________________________________________________________________________________________
OF-ID OFST350115 Field
Name EFAMA EFC Investment Theme
Field Tags Additional
Field Level Share Class Link Reference OFST350100
Data Type string Introduced / Revoked 1.27 / --
Description Investment Theme is used
to classify equity funds investing a large part of their assets
in companies belonging to
a specific investment theme. Unlike for the three other
classification criteria,
the investment theme of a fund cannot be verified from the
fund holdings. It is
included in the classification results on the basis of a declaration of
the fund group concerned.
A fund group can declare whether a fund invests
according to a specific
investment theme. This investment theme may then be
included into the
classification as a flag. Investment themes are flagged alongside
the verified EFC
categories. A verified sector or regional equity fund can thus also
have a specified
investment theme.
The number of specific
investment themes included into the EFC structure will be
updated whenever deemed
necessary. The most current list of Investment Themes is
available at
https://www.efama.org/SitePages/EFCF.aspx.
Values Dynamic list of values in
PDF at https://www.efama.org/SitePages/EFCF.aspx
Example Infrastructure
____________________________________________________________________________________________
OF-ID OFST350215 Field
Name Information on Sustainability in German
Field Tags DE | Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 2 / --
Description Information on how the
fund takes sustainability into account, as stated in the fund
prospectus. This should be
a narrative description and not a URL link. This is a
requirement for sales in
German markets. This information must be given in German, to
a maximum of 3500 characters.
This information is
expected for delivery to recipients in the German market, such as
Dericon.
Values Free text, maximum 3500
characters, in German
Example
____________________________________________________________________________________________
OF-ID OFST350220 Field
Name Information on Sustainability Risks in German
Field Tags DE | Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Information on how the
fund takes sustainability into account, as stated in the fund
prospectus. This is a
requirement for sales in German markets. This information must be
given in German, to a
maximum of 3500 characters.
This information is
expected for delivery to recipients in the German market, such as
Dericon.
Values Free text, maximum 3500
characters, in German
Example
____________________________________________________________________________________________
OF-ID OFST351295 Field
Name Is Money Market Fund
Field Tags Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Is the fund a money market
fund?
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST351300 Field
Name Money Market Type Of Fund
Field Tags Additional
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.24 / --
Description According to the article 3
of the regulation (EU) 2017/ 1131 of the European
parliament and of the
council of 14 June 2017 on money market funds (MMFs), MMFs
shall be set up as one of
the following types:
(a) Variable net asset
value MMF (VNAV MMF) - VNAV funds may be categorised as
either "Short-term MMF" or
"Standard MMF".
(b) Public debt constant
net asset value MMF (CNAV MMF)
(c) Low volatility net
asset value MMF (LVNAV MMF)
The following definition
specifies the types in more detail:
- VNAV MMF: Variable Net
Asset Value (VNAV) funds are MMFs in which investors
purchase or redeem units
in the fund at a variable net asset value, calculated to 4
decimal places. VNAV funds
may be categorised as either Short Term or Standard
MMFs.
- CNAV MMF: The CNAV MMF
invests at least 99.5 % of its assets in government
securities and have a
constant NAV. Shares in the fund are subscribed or redeemed
at a constant price
rounded to the nearest percentage point.
- LVNAV MMF: Shares in the
fund are subscribed or redeemed at a constant price,
including that the NAV of
the fund does not deviate by more than 20 basis points.
For further information
please consider the regulation (EU) 2017/ 1131 of the European
parliament and of the
council of 14 June 2017 at https://eur-
lex.europa.eu/eli/reg/2017/1131/oj
which is available in different languages.
If none of the above
mentioned values apply, the field should be left blank.
Values "Short-term variable
NAV MMF" / Standard variable NAV MMF" / "Public debt CNAV
MMF" / "LVNAV
MMF"
Example Public debt CNAV MMF
____________________________________________________________________________________________
OF-ID OFST400200 Field
Name Minimal Initial Subscription Category
Field Tags Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.86 / --
Description Initial investments into a
share class may be subject to a minimum requirement, as set
forth in the prospectus –
such as buying a specific number of shares, or also by
investing a specific
amount of money. A subscription requirement for a specific
amount of money usually
implies that one can invest in fractions of a share class unit,
so long as the minimum
amount of money is met. For instance, assume that a share
class of a fund costs 125
currency units. If investors are required to buy a specific
number of shares,
"shares" is the right choice. If, however, the requirement is to
invest
200 currency units, then
"amount" is the answer.
In exceptional cases the
prospectus mentions different requirements for initial and
subsequent subscriptions.
For example, a minimum of 1,000 currency units are required
for initial subscription,
and subsequent subscriptions must be of at least 10 shares.
Such combination is
reflected as "shares and amount". In case the prospectus only
mentions as an example: “Minimum
investment is 10,000 currency units or equivalent in
shares…”, openfunds expects indication of “amount”
only.
In case there is no
minimal subscription neither for initial nor for subsequent
subscriptions, please
choose "shares and amount" and insert the number '0' (zero) into
the following linked
fields:
- OFST400220 Minimal
Initial Subscription In Shares
- OFST400250 Minimal
Subsequent Subscription In Shares
- OFST400230 Minimal
Initial Subscription In Amount
- OFST400260 Minimal
Subsequent Subscription In Amount
Values "shares" /
"amount" / "shares and amount"
Example amount
____________________________________________________________________________________________
OF-ID OFST400220 Field
Name Minimal Initial Subscription In Shares
Field Tags Core
Field Level Share Class Link Reference OFST400200
Data Type double Introduced / Revoked 0.86 / --
Description If subscriptions are only
in shares: what is the minimum number of shares for new
investments?
In case there is no
minimal subscription neither for initial nor for subsequent
subscriptions, please
choose "shares and amount" for the linked field "OFST400200
Minimal Subscription
Category" and insert the number '0' (zero) into this field.
Values 1, 2, … n
Example 5000
____________________________________________________________________________________________
OF-ID OFST400230 Field
Name Minimal Initial Subscription In Amount
Field Tags Core
Field Level Share Class Link Reference OFST400240
Data Type double Introduced / Revoked 0.86 / --
Description If subscriptions have to
be done in amount: what is the minimum amount for an initial
investment in the
mentioned currency? Please note, that the amount could be as low
as one currency unit or as high as several
millions of a currency unit. Please indicate
the currency in field
"OFST400240 Currency Of Minimal Subscription".
In case there is no
minimal subscription neither for initial nor for subsequent
subscriptions, please
choose "shares and amount" for the linked field "OFST400200
Minimal Subscription
Category" and insert the number '0' (zero) into this field.
Values 1, 2, … n
Example 1000
____________________________________________________________________________________________
OF-ID OFST400240 Field
Name Currency of Minimal Subscription
Field Tags Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.86 / --
Description Currency of amounts
provided in the fields:
- OFST400230 Minimal Initial Subscription In Amount
- OFST400260 Minimal Subsequent Subscription In Amount
The currency provided in
this field is not necessarily the same as OFST020540 Share
Class Currency.
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html
Example USD
____________________________________________________________________________________________
OF-ID OFST400245 Field
Name Minimal Subsequent Subscription Category
Field Tags Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Subsequent investments
into a share class may be subject to a minimum requirement,
as set forth in the prospectus – such as
buying a specific number of shares, or also by
investing a specific
amount of money. A subscription requirement for a specific
amount of money usually
implies that one can invest in fractions of a share class unit,
so long as the minimum
amount of money is met. For instance, assume that a share
class of a fund costs 125
currency units. If investors are required to buy a specific
number of shares,
"shares" is the right choice. If, however, the requirement is to
invest
200 currency units, then
"amount" is the answer.
Values "shares" /
"amount" / "shares and amount"
Example shares and amount
____________________________________________________________________________________________
OF-ID OFST400250 Field
Name Minimal Subsequent Subscription In Shares
Field Tags Core
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 0.86 / --
Description If subsequent
subscriptions are in shares: what is the minimum number of shares for an
additional investment?
Values 1, 2, … n
Example 1000
____________________________________________________________________________________________
OF-ID OFST400260 Field
Name Minimal Subsequent Subscription In Amount
Field Tags Core
Field Level Share Class Link Reference OFST400240
Data Type double Introduced / Revoked 0.86 / --
Description If subscriptions have to
be done in amount: what is the minimum amount for a
subsequent investment?
Values 1, 2, … n
Example 500
____________________________________________________________________________________________
OF-ID OFST401002 Field
Name Pricing Methodology
Field Tags Additional
Field Level Share Class Link Reference OFST401003
Data Type string Introduced / Revoked 0.92 / --
Description In general there are
"Dual Pricing Funds" and "Single Pricing Funds".
The value "dual
pricing" refers to a fund, which calculates two NAVs, firstly the so-
called "offer
price", a NAV for subscribers derived from underlying security offer
prices
and secondly the so-called
"bid price", a NAV for redeemers, derived from underlying
security bid prices.
A "single
pricing" fund calculates only one single NAV per share, which is used for
all
capital activities
regardless whether inflows or outflows are affected. However there
are three different main
methods for calculating the single NAV. Therefore, if it is a
single pricing fund,
please also fill out field "OFST401003 Single Pricing Type".
Values "single pricing"
/ "dual pricing"
Example single pricing
____________________________________________________________________________________________
OF-ID OFST401003 Field
Name Single Pricing Type
Field Tags Additional
Field Level Share Class Link Reference OFST401002
Data Type string Introduced / Revoked 0.92 / --
Description The list of values for
this data point are (a) "no swing NAV", (b) "full swing
NAV" and (c)
"partial swing NAV". They refer to
the Value "single pricing" in field "OFST401002 Pricing
Methodology".
"no swing NAV":
A fund which calculates only one single NAV per share which is used
for all capital activities
and does not apply a swing factor.
"full swing
NAV": The unswung NAV is adjusted each time there is capital activity,
irrespective of its size
or significance to the fund. The direction of the swing is
determined by the net
capital activity of the day.
"partial swing
NAV": The NAV only swings if a predetermined net capital activity
threshold (the swing
threshold) is exceeded on a dealing day. As with full swing the
direction of the swing is
determined by the net capital activity of the day. Partial
swing can also be referred
to as semi-swing pricing.
In the cases (b) and (c)
above the two resulting NAV are also referred to as the
transaction price (swing
price) and the valuation price (unswung price).
Values "no swing NAV" /
"full swing NAV" / "partial swing NAV"
Example no swing NAV
____________________________________________________________________________________________
OF-ID OFST401005 Field
Name Swing Factor
Field Tags Additional
Field Level Share Class Link Reference OFST401003
Data Type double Introduced / Revoked 1.29 / --
Description The swing factor is the
percentage by which "OFDY000035 Valuation NAV" is adjusted
in order to protect
existing investors in a fund from the cost of trading securities as a
result of capital
activity. It takes into account spreads, transaction costs and
relevant taxes. The swing
factor is triggered as a result of capital activity exceeding a
pre-defined threshold ("OFST401003 Single
Pricing Type" = "partial swing NAV") or any
capital activity
("OFST401003 Single Pricing Type" = "full swing NAV").
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.05
____________________________________________________________________________________________
OF-ID OFST401150 Field
Name Estimated TAE
Field Tags ES | Full
Field Level Share class Link Reference OFST350100
Data Type double Introduced / Revoked 1.31 / --
Description The estimated TAE (La Tasa
Anual Equivalente, the annual percentage rate of
charge (APR) in Spain)
that investors can reasonably expect to obtain when
subscribing to a
Guaranteed fund with a Buy and Hold strategy. Relevant to
"Guaranteed"
(Buy & Hold) funds.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFST401155 Field
Name Valuation Reduction
Field Tags Full
Field Level Share class Link Reference OFST350100
Data Type double Introduced / Revoked 1.31 / --
Description If the fund does not
assess its positions held in financial derivative instruments during
the IPO
("non-valuation") period the NAV may change significantly on the
first
valuation day. This field
shows the percentage decrease in the valuation price
between the initial NAV
and that following the IPO period. This should only be
included if the percentage
decrease exceeds 5%, or if it does not exceed that but
the decrease is greater
than 0.6% multiplied by the number of years of duration of the
strategy.Relevant to
"Guaranteed" (Buy & Hold) funds, leave blank if not
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFST402500 Field
Name Maximal Number Of Possible Decimals Shares
Field Tags Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.2 / --
Description Maximal number of decimals
used for transactions for this specific share classes.
Values 0, 1, 2, … n
Example 2
____________________________________________________________________________________________
OF-ID OFST402550 Field
Name Maximal Number Of Possible Decimals Amount
Field Tags Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.25 / --
Description Maximal number of decimals
used for transactions instructed in amount for this
specific share class.
Values 0, 1, 2, … n
Example 2
____________________________________________________________________________________________
OF-ID OFST402600 Field
Name Maximal Number Of Possible Decimals NAV
Field Tags Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.2 / --
Description Maximal number of decimals
used for NAV calculations, assuming that this figure is
equal for all kind of NAVs
calculated for this specific share class, e.g. valuation price,
transaction price (single
pricing) or bid and ask price with dual priced share classes.
Values 0, 1, 2, … n
Example 2
____________________________________________________________________________________________
OF-ID OFST402610 Field
Name Rounding Method For Prices
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description The type of rounding
method for prices for this specific share class. Please choose one
of the following methods:
- mathematical: If a
number or decimal position is equal to or is higher than 5, it is
rounded up. If a number or
decimal position is less than 5, it is rounded down (i.e.
1.234 rounded as 1.23 and
1.235 rounded as 1.24).
- up: Number is rounded up
(i.e. 1.234 rounded as 1.24)
- down: Number is rounded
down (i.e. 1.235 rounded as 1.23).
Values "up" /
"down" / "mathematical"
Example mathematical
____________________________________________________________________________________________
OF-ID OFST402615 Field
Name Rounding Method For Subscription In Amount
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description The type of rounding
method for amount on subscriptions for this specific share class.
Please choose one of the
following methods:
- mathematical: If a
number or decimal position is equal to or is higher than 5, it is
rounded up. If a number or
decimal position is less than 5, it is rounded down (i.e.
1.234 rounded as 1.23 and
1.235 rounded as 1.24).
- up: Number is rounded up
(i.e. 1.234 rounded as 1.24)
- down: Number is rounded
down (i.e. 1.235 rounded as 1.23).
Values "up" /
"down" / "mathematical"
Example mathematical
____________________________________________________________________________________________
OF-ID OFST402620 Field
Name Rounding Method For Subscription In Shares
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description The type of rounding
method for shares on subscriptions for this specific share class.
Please choose one of the
following methods:
- mathematical: If a
number or decimal position is equal to or is higher than 5, it is
rounded up. If a number or
decimal position is less than 5, it is rounded down (i.e.
1.234 rounded as 1.23 and
1.235 rounded as 1.24).
- up: Number is rounded up
(i.e. 1.234 rounded as 1.24)
- down: Number is rounded
down (i.e. 1.235 rounded as 1.23).
Values "up" /
"down" / "mathematical"
Example mathematical
____________________________________________________________________________________________
OF-ID OFST402630 Field
Name Rounding Method For Redemption In Amount
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description The type of rounding
method for amount on redemptions for this specific share class.
Please choose one of the
following methods:
- mathematical: If a
number or decimal position is equal to or is higher than 5, it is
rounded up. If a number or
decimal position is less than 5, it is rounded down (i.e.
1.234 rounded as 1.23 and
1.235 rounded as 1.24).
- up: Number is rounded up
(i.e. 1.234 rounded as 1.24)
- down: Number is rounded
down (i.e. 1.235 rounded as 1.23).
Values "up" /
"down" / "mathematical"
Example mathematical
____________________________________________________________________________________________
OF-ID OFST402635 Field
Name Rounding Method For Redemption In Shares
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description The type of rounding
method for shares on redemptions for this specific share class.
Please choose one of the
following methods:
- mathematical: If a
number or decimal position is equal to or is higher than 5, it is
rounded up. If a number or
decimal position is less than 5, it is rounded down (i.e.
1.234 rounded as 1.23 and
1.235 rounded as 1.24).
- up: Number is rounded up
(i.e. 1.234 rounded as 1.24)
- down: Number is rounded
down (i.e. 1.235 rounded as 1.23).
Values "up" /
"down" / "mathematical"
Example mathematical
____________________________________________________________________________________________
OF-ID OFST405521 Field
Name Subscription Trade Cycle Period
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description The length of the
revolving time period within that one or more subscriptions can be
executed. More information
about trade cycles can be obtained by downloading
the whitepaper at
https://www.openfunds.org/en/trade-cycle.
To indicate a mix of
different trade cycle periods (=multiple trade cycles) choose
"combined" and
refer to the whitepaper at "https://www.openfunds.org/en/trade-
cycle" how to fill
out the relevant field, i.e. "OFST405530 Dates Of Multiple Subscription
Trade Cycles".
Values "daily" /
"weekly" / "monthly" / "quarterly" /
"yearly" / "combined"
Example monthly
____________________________________________________________________________________________
OF-ID OFST405523 Field
Name Number Of Possible Subscriptions Within Period
Field Tags Full
Field Level Share Class Link Reference OFST405521
Data Type integer Introduced / Revoked 1.2 / --
Description The number of
subscriptions that can be executed during the time period specified in
"OFST405521
Subscription Trade Cycle Period". More information about trade cycles
can be obtained within the
whitepaper at "https://www.openfunds.org/en/trade-
Values 1, 2, … n
Example 1
____________________________________________________________________________________________
OF-ID OFST405525 Field
Name Weekly Subscription Dealing Days
Field Tags Full
Field Level Share Class Link Reference OFST405523
Data Type string Introduced / Revoked 1.2 / --
Description This field specifies the
dates within the selected period. For a weekly period
(OFST405521 Subscription
Trade Cycle Period "weekly") you can choose one or more
weekdays or the first or
last business day of the week. In general, there is a difference
between "1st business
day" / weekdays and "last business day". For instance,
"last
business day" would
shift Friday to Thursday and the value "Fr" would shift Friday to
Monday in case Friday is a
banking holiday.
If weekly subscriptions
are possible on more than one weekday within the week
(OFST405563 Number Of
Possible Subscriptions Within Period > 1), you should combine
these values by using a
pipe "|" (ASCII 124). You can combine any weekday with
another weekday and also
the two values “1st businessday” and “last business day”.
However, you should not
combine a weekday with one of the two values “1st
business day” or “last
business day” as this might lead to contradictory values.
In case of irregular
subscription dealing days please use the field "OFST405532 Irregular
Subscription Dealing
Days".
More information about
trade cycles can be obtained by downloading the
whitepaper at
https://www.openfunds.org/en/trade-cycle
Values [“1st business day”] [“last
business day”] [“Su”] [“Mo”] [“Tu”] [“We”] [“Th”] [“Fr”] [“Sa”]
Example Mo|Th
____________________________________________________________________________________________
OF-ID OFST405526 Field
Name Monthly Subscription Dealing Days
Field Tags Full
Field Level Share Class Link Reference OFST405523
Data Type string Introduced / Revoked 1.2 / --
Description This field specifies the
dates within the selected period. A monthly period (OFST405521
Subscription Trade Cycle
Period = "monthly") consists of two terms. Term a) represents
a number, term b) a day.
You can choose one or more days during a month. You can
choose from any meaningful combination of a
number (e.g. "1st", "2nd", … "31st" or
"last") and a
day (e.g. "calendar day", "business day", "Su",
"Mo", Tu", etc.) like "last Fr". If
monthly subscriptions are possible on more
than one day within the month
(OFST405523 Number Of
Possible Subscriptions Within Period > 1), you should combine
these values by using a
pipe "|" (ASCII 124). For instance, "15th calendar day|last
business day".
In case of irregular
subscription trade dealing days please use the field "OFST405532
Irregular Subscription
Dealing Days".
More information about
trade cycles can be obtained by downloading the
whitepaper at
https://www.openfunds.org/en/trade-cycle.
Values Term a): [“1st”] [“2nd”] [“3rd”] [“4th”] [“5th”]
… [“31st”] [“last”]
Term b): [“calendar day”]
[“business day”] [“Su”] [“Mo”] [“Tu”] [“We”] [“Th”] [“Fr”]
Example 1st business day|10th
calendar day|20th calendar day|last business day
____________________________________________________________________________________________
OF-ID OFST405528 Field
Name Yearly Subscription Dealing Days
Field Tags Full
Field Level Share Class Link Reference OFST405523
Data Type string Introduced / Revoked 1.2 / --
Description This field specifies the
dates within the selected period. A yearly period (OFST405521
Subscription Trade Cycle
Period = "yearly") consists of three Terms. Term a) represents a
number, term b) a day and term c) a month. You
can choose one or more dates. To
do so, you can choose any
meaningful combination of a number (e.g. "1st", "2nd", …
"31st" or
"last"), a day (e.g. "calendar day", "business
day", "Su", "Mo", Tu", etc.) and
month (e.g.
"Jan", "Feb", "Mar", etc.) like "last Fr
Jun". If yearly subscriptions are possible
on more than one day
within the year (OFST405523 Number Of Possible Subscriptions
Within Period > 1), you
should combine these values by using a pipe "|" (ASCII 124). For
instance, "last business day Jun|15th
calendar day Dec".
In case of irregular
subscription trade dealing days please use the field "OFST405532
Irregular Subscription
Dealing Days".
More information about
trade cycles can be obtained by downloading the
whitepaper at
https://www.openfunds.org/en/trade-cycle.
Values Term a): [“1st”] [“2nd”] [“3rd”]
[“4th”] [“5th”] …, [“31st”] [“last”]
Term b): [“calendar day”]
[“business day”] [“Su”] [“Mo”] [“Tu”] [“We”] [“Th”] [“Fr”]
[“Sa”]
Example last business day Jun
____________________________________________________________________________________________
OF-ID OFST405530 Field
Name Dealing Days Of Multiple Subscription Trade Cycles
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description Depending on the period
(weekly, monthly, yearly) please use the same values as
described in
"OFST405525 Weekly Subscription Dealing Days", "OFST405526
Monthly
Subscription Dealing
Days", "OFST405528 Yearly Subscription Dealing Days" or
"OFST405532 Irregular
Subscription Dealing Days". To separate different cycles just
separate them by a pipe “|”
(ASCII 124).
More information about
trade cycles can be obtained by downloading the
whitepaper at
https://www.openfunds.org/en/trade-cycle.
Values Values from
"OFST405525 Weekly Subscription Dealing Days", "OFST405526
Monthly
Subscription Dealing
Days", "OFST405528 Yearly Subscription Dealing Days" or
"OFST405532 Irregular
Subscription Dealing Days" separated by pipe "|" (ASCII 124).
Example 15th calendar day|last
business day Jun
____________________________________________________________________________________________
OF-ID OFST405532 Field
Name Irregular Subscription Dealing Days
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.23 / --
Description This field is a free
format text field in order to indicate irregular trade cycles which are
not covert by the fields
"OFST405525 Weekly Subscription Dealing Days", "OFST405526
Monthly Subscription
Dealing Days" and "OFST405528 Yearly Subscription Dealing Days".
For instance "6th last business
day".
Values Free text.
Example
____________________________________________________________________________________________
OF-ID OFST405540 Field
Name Does Share Class Apply Partial Dealing Days
Field Tags Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Advise whether the Share
Class applies an early cut-off any day during the year, for
example the day before a
public holiday. If yes, please indicate when the partial
day/early cut-offs will
apply in the field OFST405545 Partial Dealing Days Date and Time.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST405545 Field
Name Partial Dealing Days Date and Time
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description If the field OFST405540
Does the Share Class Apply Partial Dealing Days is yes, please
indicate dates and times
where the partial day/early cut-offs will apply. This field can
have multiple values,
which should be given separated by a pipe "|" (ASCII 124)
Values YYYY-MM-DD hh:mm with
values separated by a pipe ""|"" (ASCII 124) symbol if
multiple values are
needed.
Example 2022-01-06
11:30|2022-12-23 11:00
____________________________________________________________________________________________
OF-ID OFST405550 Field
Name Does Share Class Apply Partial Payment Days
Field Tags Full
Field Level Share class Link Reference
Data Type boolean Introduced / Revoked 1.31 / --
Description Whether the Share Class
applies an early cut-off for payments any day during the
year.If yes, please
indicate when the half day/early payment cut-offs will apply in
the field OFST405555
Partial Payment Days Date and Time.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST405555 Field
Name Partial Payment Days Date and Time
Field Tags Full
Field Level Share class Link Reference OFST405550
Data Type string Introduced / Revoked 1.31 / --
Description If the field OFST405550
Does Share Class Apply Partial Payment Days is "yes", please
indicate dates and times
where the half day/early payment cut-offs will apply. The
separator between dates
will be a pipe "|" (ASCII 124) symbol in case there is more
than one date to be
informed.
Values YYYY-MM-DD
hh:mm|YYYY-MM-DD hh:mm
Example 2023-09-15
12:00|2023-12-25 12:00
____________________________________________________________________________________________
OF-ID OFST405600 Field
Name Pre-notice Cut-off For Subscription
Field Tags Full
Field Level Share Class Link Reference
Data Type time Introduced / Revoked 0.9 / --
Description Pre-notice cut-off time
for subscriptions. Additionally, it is necessary to mention the
appropriate time zone in
field "OFST410090 Time Zone For Cut-off" or "OFST410092 Time
Zone For Cut-off Using TZ
Database".
Values hh:mm (24 hours)
Example 13:00
____________________________________________________________________________________________
OF-ID OFST410060 Field
Name Cut-off Date Offset for Subscription
Field Tags Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.2 / --
Description The Cut-off Date Offset
for Subscription corresponds to the cut-off date on which the
investor has to place the
order in order to subscribe. For hedge funds often referred
to as notice period.
If the investor has to
place the order one day prior to the intended valuation date
for the subscription, the
expected value is 1.
This field shows the
offset for subscription trades, for redemptions please use
OFST410065 Cut-off Date
Offset for Redemption, even if the value is the same as that
in this field.
Please choose calendar or
business days in field "OFST410062 Calendar or Business
Days for Cut-off Date
Offset for Subscription".
Values 0, 1, 2, …, n
Example 0
____________________________________________________________________________________________
OF-ID OFST410062 Field
Name Calendar or Business Days for Cut-off Date Offset for
Subscription
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 2 / --
Description This field defines whether
the period of days stated in OFST410060 Cut-off Date Offset
for Subscription refers to
calendar days or to business days.
Values "calendar days"
/ "business days"
Example calendar days
____________________________________________________________________________________________
OF-ID OFST410065 Field
Name Cut-off Date Offset for Redemption
Field Tags Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.29 / --
Description The Cut-off Date Offset
for Redemption corresponds to the cut-off date on which the
investor has to place the order in order to
redeem. For hedge funds often referred to
as notice period.
If the investor has to
place the order one day prior to the intended valuation date
for the redemption, the
expected value is 1.
This field shows the
offset for redemption trades, for subscriptions please use
OFST410060 Cut-off Date
Offset for Subscription, even if the value is the same as that
in this field.
Please choose calendar or
business days in field "OFST410067 Calendar or Business
Days for Cut-off Date
Offset for Redemption".
Values 0, 1, 2, …, n
Example 0
____________________________________________________________________________________________
OF-ID OFST410067 Field
Name Calendar or Business Days for Cut-off Date Offset for
Redemption
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 2 / --
Description This field defines whether
the period of days stated in OFST410065 Cut-off Date Offset
for Redemption refers to
calendar days or to business days.
Values "calendar days"
/ "business days"
Example calendar days
____________________________________________________________________________________________
OF-ID OFST410070 Field
Name Calculation Date Offset for Subscription
Field Tags Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description The Calculation Date
Offset is defined as the difference in days between the
closing/valuation date for
the trade and the date on which the valuation is
calculated. The closing
date is the date on which the prices of underlying holdings are
determined.
This field shows the
offset for subscription trades, for redemptions please use
Values 0, 1, 2, …, n
Example 0
____________________________________________________________________________________________
OF-ID OFST410075 Field
Name Calculation Date Offset for Redemption
Field Tags Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.29 / --
Description The Calculation Date
Offset is defined as the difference in days between the
closing/valuation date for
the trade and the date on which the valuation is
calculated. The closing
date is the date on which the prices of underlying holdings are
determined.
This field shows the
offset for redemption trades, for subscriptions please use
Values 0, 1, 2, …, n
Example 0
____________________________________________________________________________________________
OF-ID OFST410090 Field
Name Time Zone For Cut-off
Field Tags Full
Field Level Share Class Link Reference OFST410092
Data Type string Introduced / Revoked 0.91 / --
Description Relevant time zone for
"OFST410100 Cut-off Time For Subscription" or "OFST430100 Cut-
off Time For
Redemption" in local standard time format.
Helpful links can be found
at:
- https://en.wikipedia.org/wiki/List_of_time_zones_by_country
-
https://en.wikipedia.org/wiki/Coordinated_Universal_Time
-
https://www.timeanddate.com/time/zones
-
https://en.wikipedia.org/wiki/Daylight_saving_time
-
https://en.wikipedia.org/wiki/Tz_database
Commonly used standard
time formats are:
- EST Eastern Time Zone (USA); UTC-05:00
- CST Central Time Zone (USA); UTC-06:00
- PST Pacific Time Zone (USA); UTC-07:00
- CET Central European Time; UTC+01:00
- HKT Hong Kong Time; UTC+08:00
- SST Singapore Standard Time; UTC+08:00
Please note, that
mentioning the abbreviation of a standard time zone is an
approximation as there are
many countries that know daylight saving time. In this
case openfunds would
assume only mentioning one abbreviation, e.g. CET for Central
European Time, despite between March and
October it should be CEST for Central
European Summer Time.
Additionally, openfunds
recommends not to use this field for automatic
implementation, as there
are quite some identical abbreviations for different time
zones, e.g. ADT stands for
Arabia Daylight Time (UTC+3:00) or Atlantic Daylight Time
(UTC-3:00).
For automatic information
exchange please refer to "OFST410092 Time Zone For Cut-off
Using TZ Database"
Values [List] of local standard
time zones, e.g. EST, CST, PST, CET, HKT, SST, etc. Abbreviations
can be found at
https://www.timeanddate.com/time/zones
Example SST
____________________________________________________________________________________________
OF-ID OFST410092 Field
Name Time Zone For Cut-off Using TZ Database
Field Tags Full
Field Level Share Class Link Reference OFST410090
Data Type string Introduced / Revoked 0.91 / --
Description The tz database, also
called Olson database or IANA time zone database, is a
public domain database
including information about the world's time zones. It uses a
naming convention that
focuses on cities instead of countries, e.g.
America/New_York,
America/Indiana/Indianapolis, Asia/Kolkata or Europe/Paris.
Further information can be
found on
https://en.wikipedia.org/wiki/Tz_database#Definition_of_a_time_zone.
For technical
implementation http://www.joda.org/joda-time/ (Java) or
http://nodatime.org/
(.NET) could be good starting points. A list of tz database time
Values [List] of cities in an
Area/Location format, e.g. America/New_York. Please refer to
https://en.wikipedia.org/wiki/List_of_tz_database_time_zones
Example Europe/London
____________________________________________________________________________________________
OF-ID OFST410100 Field
Name Cut-off Time For Subscription
Field Tags Full
Field Level Share Class Link Reference OFST410090
Data Type time Introduced / Revoked 0.85 / --
Description Provider cut-off time
(deadline order placement) [hh:mm]. Additionally, it is necessary
to mention the appropriate
time zone in field "OFST410090 Time Zone For Cut-off" or
"OFST410092 Time Zone
For Cut-off Using TZ Database".
Values hh:mm (24 hours)
Example 12:00
____________________________________________________________________________________________
OF-ID OFST410500 Field
Name Has Pre-payment For Subscription
Field Tags Full
Field Level Share Class Link Reference OFST410600
Data Type boolean Introduced / Revoked 0.87 / --
Description Is there a pre-payment
period for the subscription?
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST410600 Field
Name Pre-payment Days For Subscription
Field Tags Full
Field Level Share Class Link Reference OFST430200
Data Type integer Introduced / Revoked 0.9 / --
Description Number of days before NAV
date. - Please choose calendar or business days in field
"OFST430200 Calendar
Or Business Days For Transactions" (or field "OFST410605
Calendar or Business Days
for Pre-payment Days for Subscription" if this would differ
from the value used for
other transactions).
Values 1, 2, … n
Example 5
____________________________________________________________________________________________
OF-ID OFST410605 Field
Name Calendar or Business Days for Pre-payment Days for
Subscription
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 2 / --
Description This field defines whether
the period of days stated in OFST410600 Pre-payment Days
For Subscription refers to
calendar days or to business days.
Values "calendar days"
/ "business days"
Example calendar days
____________________________________________________________________________________________
OF-ID OFST410650 Field
Name Pre-payment Cut-off Time For Subscription
Field Tags Full
Field Level Share Class Link Reference
Data Type time Introduced / Revoked 0.9 / --
Description When, i.e. before what
time is the pre-payment due. Additionally, it is necessary to
mention the appropriate
time zone in field "OFST410090 Time Zone For Cut-off" or
"OFST410092 Time Zone
For Cut-off Using TZ Database".
Values hh:mm (24 hours)
Example 16:00
____________________________________________________________________________________________
OF-ID OFST410700 Field
Name Settlement Period For Subscription
Field Tags Full
Field Level Share Class Link Reference OFST430200
Data Type integer Introduced / Revoked 0.9 / --
Description How many days are needed
to settle a subscription to this fund after the
closing/valuation date,
i.e. how many days does it take after valuation until the fund
is transferred to the
buyers securities account? Please choose calendar or business
days in field
"OFST430200 Calendar Or Business Days For Transactions" (or field
"OFST410705 Calendar
or Business Days for Settlement Period for Subscription" if this
would differ from the
value used for other transactions).
https://www.openfunds.org/fields/grfSubscription.png
Values 1, 2, … n
Example 2
____________________________________________________________________________________________
OF-ID OFST410705 Field
Name Calendar or Business Days for Settlement Period for
Subscription
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 2 / --
Description This field defines whether
the period of days stated in OFST410700 Settlement Period
For Subscription refers to
calendar days or to business days.
Values "calendar days"
/ "business days"
Example calendar days
____________________________________________________________________________________________
OF-ID OFST410950 Field
Name Has Lock-up For Redemption
Field Tags Full
Field Level Share Class Link Reference OFST410952
Data Type boolean Introduced / Revoked 0.91 / --
Description Indicates if the fund has
a lock-up period for early redemption.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST410952 Field
Name Lock-up Comment
Field Tags Full
Field Level Share Class Link Reference OFST410950
Data Type string Introduced / Revoked 0.91 / --
Description Free text to specify the
lock-up. Please also include the kind of lock-up, i.e. if soft with
a penalty or hard without
the option for early redemption.
Values Free text, max. 150
characters including spaces without line breaks, bullets, etc..
Example 1 year lock-up with a 1%
penalty.
____________________________________________________________________________________________
OF-ID OFST410954 Field
Name Lock-up Period in Days
Field Tags Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description If the fund has a lock-up
period for early redemption, the length of this period in days.
Values 1, 2, 3, 4, … n
Example 10
____________________________________________________________________________________________
OF-ID OFST415500 Field
Name Has Pre-notice For Switch In
Field Tags Full
Field Level Share Class Link Reference OFST415510
Data Type boolean Introduced / Revoked 1.25 / --
Description Is there a required
pre-notice for switch in? Typically used by hedge funds, but not
very common for mutual
funds. The Switch In Notice Period (OFST415510) specifies how
many days in advance investors have to notify
that they wish to subscribe to a fund.
If this field is filled
with "yes", please provide the respective data in the field
"OFST415510 Switch In
Notice Period". If there is no pre-notice for switch in required,
please fill this field
with "no" and leave the field "OFST415510 Switch In Notice
Period"
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST415510 Field
Name Switch In Notice Period
Field Tags Full
Field Level Share Class Link Reference OFST430200
Data Type integer Introduced / Revoked 1.25 / --
Description How many days are needed
to trade a switch in this share class? The Switch In Notice
Period specifies how many days in advance
investors have to notify that they wish to
switch in to a fund. Please choose calendar or
business days in field "OFST430200
Calendar Or Business Days
For Transactions".
Values 1, 2, … n
Example 20
____________________________________________________________________________________________
OF-ID OFST420100 Field
Name Cut-off Time For Switch In
Field Tags Full
Field Level Share Class Link Reference OFST410090
Data Type time Introduced / Revoked 1.25 / --
Description Provider cut-off time
(deadline for the switch in order placement) [hh:mm].
Additionally, it is
necessary to mention the appropriate time zone in field "OFST410090
Time Zone For
Cut-off" or "OFST410092 Time Zone For Cut-off Using TZ
Database".
Values hh:mm (24 hours)
Example 12:00
____________________________________________________________________________________________
OF-ID OFST420200 Field
Name Minimal Redemption Category
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.9 / --
Description Is it possible to redeem
an amount of money? This usually assumes fractions of units.
Values "shares" /
"amount" / "shares and amount"
Example amount
____________________________________________________________________________________________
OF-ID OFST420220 Field
Name Minimal Initial Redemption In Shares
Field Tags Full
Field Level Share Class Link Reference OFST420200
Data Type integer Introduced / Revoked 0.9 / --
Description If redemptions have to be
done in shares: what is the minimal number of shares for
redemption?
Values 1, 2, … n
Example 5000
____________________________________________________________________________________________
OF-ID OFST420225 Field
Name Maximum Initial Redemption in Shares
Field Tags Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description If redemptions have to be
done in shares: what is the maximum initial number of
shares allowed for
redemption?
Values 1, 2, … n
Example 5000
____________________________________________________________________________________________
OF-ID OFST420230 Field
Name Minimal Initial Redemption In Amount
Field Tags Full
Field Level Share Class Link Reference OFST420240
Data Type integer Introduced / Revoked 0.9 / --
Description If redemptions are in
currency: what is the minimal initial amount for redemptions in
the mentioned currency?
Please indicate the currency in field "OFST420240 Currency
Of Minimal
Redemption".
Values 1, 2, … n
Example 1
____________________________________________________________________________________________
OF-ID OFST420235 Field
Name Maximum Initial Redemption in Amount
Field Tags Full
Field Level Share Class Link Reference OFST420240
Data Type integer Introduced / Revoked 1.26 / --
Description If redemptions are in
currency: what is the maximum initial amount of allowed
redemptions in the
mentioned currency? Please indicate the currency in field
"OFST420240 Currency
Of Minimal Redemption".
Values 1, 2, … n
Example 10000
____________________________________________________________________________________________
OF-ID OFST420240 Field
Name Currency of Minimal or Maximum Redemption
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.9 / --
Description Currency of amounts
provided in the fields:
- OFST420230 Minimal Initial Redemption In Amount
- OFST420235 Maximum Initial Redemption In Amount
- OFST420260 Minimal Subsequent Redemption In Amount
- OFST420265 Maximum Subsequent Redemption In Amount
The currency provided in
this field is not necessarily the same as OFST020540 Share
Class Currency.
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example USD
____________________________________________________________________________________________
OF-ID OFST420250 Field
Name Minimal Subsequent Redemption In Shares
Field Tags Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 0.9 / --
Description If redemptions have to be
done in shares: what is the minimum number of shares for a
subsequent redemption?
Values 1, 2, … n
Example 1
____________________________________________________________________________________________
OF-ID OFST420255 Field
Name Maximum Subsequent Redemption in Shares
Field Tags Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description If redemptions have to be
done in shares: what is the maximum number of shares for
a subsequent redemption?
Values 1, 2, … n
Example 1
____________________________________________________________________________________________
OF-ID OFST420260 Field
Name Minimal Subsequent Redemption In Amount
Field Tags Full
Field Level Share Class Link Reference OFST420240
Data Type integer Introduced / Revoked 0.9 / --
Description If redemptions have to be
done in amount: what is the minimum amount in the
specified currency for a
subsequent redemption?
Values 1, 2, … n
Example 1000
____________________________________________________________________________________________
OF-ID OFST420265 Field
Name Maximum Subsequent Redemption In Amount
Field Tags Full
Field Level Share Class Link Reference OFST420240
Data Type integer Introduced / Revoked 1.26 / --
Description If redemptions have to be
done in amount: what is the maximum amount in the
specified currency for a
subsequent redemption?
Values 1, 2, … n
Example 1
____________________________________________________________________________________________
OF-ID OFST420630 Field
Name Bank Details (SSI for Payments) Provision
Field Tags Full
Field Level Share class Link Reference
Data Type string Introduced / Revoked 1.31 / --
Description The BIC (Bank
Identification Code) of the beneficiary bank and the IBAN code
related to Standard
Settlement Instructions (SSI) to settle the subscription amounts to
be paid in the share class
in question.
Values BIC Code and IBAN code,
separated by a pipe "|" (ASCII 124) symbol
Example
____________________________________________________________________________________________
OF-ID OFST420635 Field
Name Bank Details Level Application
Field Tags Full
Field Level Share class Link Reference OFST420630
Data Type string Introduced / Revoked 1.31 / --
Description The level at which the
bank details provided in OFST420630 Bank Details (SSI For
payments) Provision are
applicable.
Values "UCI/Umbrella" /
"Sub-Fund" / "Share Class"
Example UCI/Umbrella
____________________________________________________________________________________________
OF-ID OFST420700 Field
Name Settlement Period For Switch In
Field Tags Full
Field Level Share Class Link Reference OFST430200
Data Type integer Introduced / Revoked 1.25 / --
Description How many days are needed
to settle a switch in to this share class after the trade
date, i.e. how many days
does it take until the fund is transferred to the buyer's
securities account? Please
choose calendar or business days in field "OFST430200
Calendar Or Business Days
For Transactions".
Values 1, 2, … n
Example 20
____________________________________________________________________________________________
OF-ID OFST425561 Field
Name Redemption Trade Cycle Period
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description The length of the
revolving time period within that one or more redemptions can be
executed. More information
about trade cycles can be obtained by downloading
the whitepaper at
https://www.openfunds.org/en/trade-cycle.
To indicate a mix of
different trade cycle periods (=multiple trade cycles) choose
"combined" and
refer to the whitepaper at 'https://www.openfunds.org/en/trade-
cycle/' how to fill out
the relevant field, i.e. "OFST425570 Dates Of Multiple Redemption
Trade Cycles".
Values "daily" /
"weekly" / "monthly" / "quarterly" /
"yearly" / "combined"
Example monthly
____________________________________________________________________________________________
OF-ID OFST425563 Field
Name Number Of Possible Redemptions Within Period
Field Tags Full
Field Level Share Class Link Reference OFST425561
Data Type integer Introduced / Revoked 1.2 / --
Description The number of redemptions
that can be executed during the time period specified in
"OFST425561
Redemption Trade Cycle Period". More information about trade cycles
can be obtained by
downloading the whitepaper at
https://www.openfunds.org/en/trade-cycle.
Values 1, 2, … n
Example 1
____________________________________________________________________________________________
OF-ID OFST425565 Field
Name Weekly Redemption Dealing Days
Field Tags Full
Field Level Share Class Link Reference OFST425563
Data Type string Introduced / Revoked 1.2 / --
Description This field specifies the
dates within the selected period. For a weekly period
(OFST425561 Redemption
Trade Cycle Period "weekly") you can choose one or more
weekdays or the first or
last business day of the week. In general, there is a difference
between "1st business
day" / weekdays and "last business day". For instance,
"last
business day" would
shift Friday to Thursday and the value "Fr" would shift Friday to
Monday in case Friday is a
banking holiday. If weekly redemptions are possible on
more than one weekday
within the week (OFST425563 Number Of Possible
Redemptions Within Period
> 1), you should combine these values by using a pipe "|"
(ASCII 124). You can
combine any weekday with another weekday and also the two
values “1st business day”
and “last business day”. However, you should not combine
a weekday with one of the
two values “1st business day” or “last business day” as this
might lead to contradictory values. In case of
irregular redemption dealing days,
please us the field
"OFST425572 Irregular Redemption Dealing Days".
More information about
trade cycle can be obtained by downloading the
whitepaper at
https://www.openfunds.org/en/trade-cycle.
Values [“1st business day”] [“last
business day”] / [“Su”] [“Mo”] [“Tu”] [“We”] [“Th”] [“Fr”]
Example Mo|Th
____________________________________________________________________________________________
OF-ID OFST425566 Field
Name Monthly Redemption Dealing Days
Field Tags Full
Field Level Share Class Link Reference OFST425563
Data Type string Introduced / Revoked 1.2 / --
Description This field specifies the
dates within the selected period. A monthly period (OFST425561
Redemption Trade Cycle
Period = "monthly") consists of two terms. Term a) represents
a number, term b) a day.
You can choose one or more days during a month. You can
choose from any meaningful combination of a
number (e.g. "1st", "2nd", … "31st" or
"last") and a
day (e.g. "calendar day", "business day", "Su",
"Mo", Tu", etc.) like "last Fr". If
monthly redemptions are possible on more than
one day within the month
(OFST425563 Number Of
Possible Redemptions Within Period > 1), you should combine
these values by using a
pipe "|" (ASCII 124). For instance, "15th calendar day|last
business day". In
case of irregular redemption dealing days please use the field
"OFST425572 Irregular
Redemption Dealing Days".
More information about
trade cycles can be obtained by downloading the
whitepaper at
https://www.openfunds.org/en/trade-cycle.
Values Term a): [“1st”] [“2nd”] [“3rd”]
[“4th”] [“5th”] … [“31st”] / [“last”]
Term b): [“calendar day”]
[“business day”] / [“Su”] [“Mo”] [“Tu”] [“We”] [“Th”] [“Fr”]
[“Sa”]
Example 1st business day|10th
calendar day|20th calendar day|last business day
____________________________________________________________________________________________
OF-ID OFST425568 Field
Name Yearly Redemption Dealing Days
Field Tags Full
Field Level Share Class Link Reference OFST425563
Data Type string Introduced / Revoked 1.2 / --
Description This field specifies the
dates within the selected period. A yearly period (OFST425561
Redemption Trade Cycle
Period = "yearly") consists of three Terms. Term a) represents a
number, term b) a day and term c) a month. You
can choose one or more dates. To
do so, you can choose any
meaningful combination of a number (e.g. "1st", "2nd", …
"31st" or
"last"), a day (e.g. "calendar day", "business
day", "Su", "Mo", Tu", etc.) and
month (e.g.
"Jan", "Feb", "Mar", etc.) like "last Fr
Jun". If yearly redemptions are possible
on more than one day
within the year (OFST425563 Number Of Possible Redemptions
Within Period > 1), you
should combine these values by using a pipe "|" (ASCII 124). For
instance, "last business day Jun|15th
calendar day Dec". In case of irregular
redemption dealing days
please use the field "OFST425572 Irregular Redemption
Dealing Days".
More information about
trade cycles can be obtained by downloading the
whitepaper at
https://www.openfunds.org/en/trade-cycle.
Values [“1st”], [“2nd”], [“3rd”], [“4th”], [“5th”],
…, [“31st”] / [“last”]; [“calendar day”],
[“business day”] / [“Su”],
[“Mo”], [“Tu”], [“We”], [“Th”], [“Fr”], [“Sa”]; [Jan], [Feb],
[Mar], [Apr], [May],
[Jun], [Jul], [Aug], [Sep], [Okt], [Nov], [Dec]
Example last business day Jun
____________________________________________________________________________________________
OF-ID OFST425570 Field
Name Dealing Days Of Multiple Redemption Trade Cycles
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description Depending on the period
(weekly, monthly, yearly) please use the same values as
described in
"OFST425565 Weekly Redemption Dealing Days", "OFST425566 Monthly
Redemption Dealing
Days", "OFST425568 Yearly Redemption Dealing Days" or
"OFST425572 Irregular
Redemption Dealing Days". To separate different cycles just
separate them by a pipe “|”
(ASCII 124).
More information about
trade cycles can be obtained by downloading the
whitepaper at
https://www.openfunds.org/en/trade-cycle.
Values Values from
"OFST425565 Weekly Redemption Dealing Days", "OFST425566 Monthly
Redemption Dealing
Days", "OFST425568 Yearly Redemption Dealing Days" or
"OFST425572 Irregular
Redemption Dealing Days" separated by pipe "|" (ASCII 124).
Example 15th calendar day|last
business day Jun
____________________________________________________________________________________________
OF-ID OFST425572 Field
Name Irregular Redemption Dealing Days
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.23 / --
Description This field is a free
format text field in order to indicate irregular trade cycles which are
not covert with the fields
"OFST425565 Weekly Redemption Dealing Days", "OFST425566
Monthly Redemption Dealing
Days" and "OFST425568 Yearly Redemption Dealing
Days". For instance
"6st last business day".
Values Free text.
Example
____________________________________________________________________________________________
OF-ID OFST425600 Field
Name Pre-notice Cut-off For Redemption
Field Tags Full
Field Level Share Class Link Reference
Data Type time Introduced / Revoked 0.9 / --
Description Pre-notice cut-off time
for redemptions. Additionally, it is necessary to mention the
appropriate time zone in
field "OFST410090 Time Zone For Cut-off" or "OFST410092 Time
Zone For Cut-off Using TZ
Database".
Values hh:mm (24 hours)
Example 14:00
____________________________________________________________________________________________
OF-ID OFST430100 Field
Name Cut-off Time For Redemption
Field Tags Full
Field Level Share Class Link Reference OFST410090
Data Type time Introduced / Revoked 0.87 / --
Description Provider cut-off time
(deadline order placement) [hh:mm]. Additionally, it is necessary
to mention the appropriate
time zone in field "OFST410090 Time Zone For Cut-off" or
"OFST410092 Time Zone
For Cut-off Using TZ Database".
Values hh:mm (24 hours)
Example 12:00
____________________________________________________________________________________________
OF-ID OFST430150 Field
Name Settlement Period For Redemption
Field Tags Full
Field Level Share Class Link Reference OFST430200
Data Type integer Introduced / Revoked 0.9 / --
Description How many days are needed
to settle a redemption of this fund after the
closing/valuation date,
i.e. how many days does it take after valuation until the cash
is transferred to the
sellers account ? Please choose calendar or business days in field
"OFST430200 Calendar
Or Business Days For Transactions" (or field "OFST430155
Calendar or Business Days
for Settlement Period for Redemption" if this would differ
from the value used for
other transactions).
https://www.openfunds.org/fields/grfRedemption.png
Values 1, 2, … n
Example 3
____________________________________________________________________________________________
OF-ID OFST430155 Field
Name Calendar or Business Days for Settlement Period for
Redemption
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 2 / --
Description This field defines whether
the period of days stated in OFST430150 Settlement Period
For Redemption refers to
calendar days or to business days.
Values "calendar days"
/ "business days"
Example calendar days
____________________________________________________________________________________________
OF-ID OFST430200 Field
Name Calendar Or Business Days For Transactions
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.9 / --
Description This field defines whether
a period of days, e.g. for settlement or notification refers to
calendar days or to
business days.
Values "calendar days"
/ "business days"
Example calendar days
____________________________________________________________________________________________
OF-ID OFST430300 Field
Name Standard Minimum Remaining Amount
Field Tags Additional
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.25 / --
Description The minimum remaining
amount set out in the prospectus. If a shareholder drops
below this minimum, the
Management Company reserves the right to redeem the
client's position.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 10000000
____________________________________________________________________________________________
OF-ID OFST430305 Field
Name Standard Minimum Remaining Shares
Field Tags Additional
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description The minimum remaining
shares set out in the prospectus. If a shareholder drops below
this minimum, the
Management Company reserves the right to redeem the client´s
position.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1000
____________________________________________________________________________________________
OF-ID OFST430310 Field
Name Currency Of Minimum Remaining Amount
Field Tags Additional
Field Level Share Class Link Reference OFST430300
Data Type string Introduced / Revoked 1.25 / --
Description The currency of the
minimum remaining amount set out in the prospectus.
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example EUR
____________________________________________________________________________________________
OF-ID OFST430315 Field
Name Standard Minimum Remaining Category
Field Tags Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description If the prospectus defines
a minimum remaining investment for an investor, whether this
minimum is quoted in shares (OFST430305),
amount (OFST430300), or both.
Values "shares" /
"amount" / "shares and amount"
Example shares
____________________________________________________________________________________________
OF-ID OFST435500 Field
Name Has Pre-notice For Switch Out
Field Tags Full
Field Level Share Class Link Reference OFST435550
Data Type boolean Introduced / Revoked 1.25 / --
Description Is there a required
pre-notice for switch out? Typically used by hedge funds, but not
very common for mutual
funds. The Switch Out Notice Period (OFST435550) specifies
how many days in advance
investors have to notify that they wish to switch out from
a fund. If this field is
filled with "yes", please provide the respective data in the field
"OFST435550 Switch Out Notice Period". If there is
no pre-notice for switch out
required, please fill this
field with "no" and leave the field "OFST435550 Switch Out
Notice Period" empty.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST435550 Field
Name Switch Out Notice Period
Field Tags Full
Field Level Share Class Link Reference OFST430200
Data Type integer Introduced / Revoked 1.25 / --
Description How many days are needed
to trade a switch out of this share class? The Switch Out
Notice Period specifies
how many days in advance investors have to notify that they
wish to switch out from a
fund. Please choose calendar or business days in field
"OFST430200 Calendar
Or Business Days For Transactions".
Values 1, 2, … n
Example 20
____________________________________________________________________________________________
OF-ID OFST440100 Field
Name Cut-off Time For Switch Out
Field Tags Full
Field Level Share Class Link Reference OFST410090
Data Type time Introduced / Revoked 1.25 / --
Description Provider cut-off time
(deadline for the switch out order placement) [hh:mm].
Additionally, it is
necessary to mention the appropriate time zone in field "OFST410090
Time Zone For
Cut-off" or "OFST410092 Time Zone For Cut-off Using TZ
Database".
Values hh:mm (24 hours)
Example 12:00
____________________________________________________________________________________________
OF-ID OFST440150 Field
Name Settlement Period For Switch Out
Field Tags Full
Field Level Share Class Link Reference OFST430200
Data Type integer Introduced / Revoked 1.25 / --
Description How many days are needed
to settle a switch out of this share class after the trade
date, i.e. how many days
does it take until the fund is transferred to the buyer's
securities account? Please
choose calendar or business days in field "OFST430200
Calendar Or Business Days
For Transactions".
Values 1, 2, … n
Example 20
____________________________________________________________________________________________
OF-ID OFST451439 Field
Name Minimum Redemption Fee In Favour Of Fund
Field Tags Full
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The minimum redemption fee
that is in favour of the fund according to the Prospectus
to avoid dilution effects within the fund.
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.022 (instead of 2.2%)
____________________________________________________________________________________________
OF-ID OFST451032 Field
Name Performance Fee Minimum
Field Tags Full
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Minimum performance fee as
mentioned in the prospectus.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.1 (instead of 10.0%)
____________________________________________________________________________________________
OF-ID OFST451339 Field
Name Minimum Subscription Fee In Favour Of Fund
Field Tags Full
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Minimum subscription fee
in favour of the Fund according to the Prospectus in order
to compensate existing
investors.
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.0100000 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST452005 Field
Name Management Fee Minimum
Field Tags Full
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Minimum management fee as
mentioned in prospectus.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.018 (instead of 1.8%)
____________________________________________________________________________________________
OF-ID OFST450995 Field
Name Exit Cost Description
Field Tags Full | Fees and expenses
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.1 / --
Description In case no exit fees
exist, this field should be empty. However, if there are exit costs, a
short explanation of these would be expected,
especially if there are exit cost, that
are dependent on the time
span the investor was invested.
Values Free text.
Example
____________________________________________________________________________________________
OF-ID OFST451027 Field
Name Has Performance Fee
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Does the prospectus
facilitate a performance fee? If there exists a Performance fee,
please fill this field
with "yes" and provide respective data in the field "OFST451028
Performance Fee
Applied". Otherwise, fill this field with "no" and leave the
field
"OFST451028
Performance Fee Applied" empty.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST451028 Field
Name Performance Fee Applied
Field Tags Fees and expenses | Core
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.23 / --
Description Applied performance fee.
Usually lower than "OFST451030 Performance Fee in
Prospectus". The
applied performance fee should be taken from the fund's financial
accounts or from the
latest annual report. As it is a result of the positive or negative
performance of the share
class, it can be negative, too.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.075 (instead of 7.5%)
____________________________________________________________________________________________
OF-ID OFST451029 Field
Name Performance Fee Applied Reference Date
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description Reference date of the
performance fee applied. Please update each time
"OFST451028
Performance Fee Applied" changes.
Values YYYY-MM-DD
Example 2018-12-01
____________________________________________________________________________________________
OF-ID OFST451030 Field
Name Performance Fee in Prospectus
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference OFST451000
Data Type double Introduced / Revoked 0.85 / --
Description Maximum performance fee as
mentioned in the prospectus. Please note that this field
can also be used for UCITS funds. The
performance fee maximum is normally
indicated within the
prospectus.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.1 (instead of 10.0%)
____________________________________________________________________________________________
OF-ID OFST451035 Field
Name Performance Fee in Prospectus Reference Date
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference OFST451030
Data Type date Introduced / Revoked 1.25 / --
Description Reference date of the
performance fee in the prospectus. Please update each time
"OFST451030
Performance Fee in Prospectus" changes.
Values YYYY-MM-DD
Example 2018-12-01
____________________________________________________________________________________________
OF-ID OFST451040 Field
Name Custodian Fee Applied
Field Tags Full | Fees and expenses
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.23 / --
Description Actual percentage charged
for depositary (custodian) commission. If there is no
explicit calculation of a
custodian fee, e.g. if there is only some kind of an all-in,
administration or flat
fee, which the custodian fee is a part of, please leave this field
empty.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.015 (instead of 1.5%)
____________________________________________________________________________________________
OF-ID OFST451042 Field
Name Custodian Fee Maximum
Field Tags Full
Field Level Share Class Link Reference OFST451040
Data Type double Introduced / Revoked 1.29 / --
Description Maximum percentage charged
for depositary (custodian) commission, as per
prospectus. If there is no
explicit reference to a custodian fee, e.g. if there is only
some kind of an all-in,
administration or flat fee, which the custodian fee is a part of,
please leave this field
empty.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.005
____________________________________________________________________________________________
OF-ID OFST451045 Field
Name Custodian Fee Applied Reference Date
Field Tags Full | Fees and expenses
Field Level Share Class Link Reference OFST451040
Data Type date Introduced / Revoked 1.23 / --
Description Reference date of applied
custodian fee. Please update each time "OFST451040
Custodian Fee
Applied" changes.
Values YYYY-MM-DD
Example 2017-12-01
____________________________________________________________________________________________
OF-ID OFST451065 Field
Name Administration Fee Maximum
Field Tags Full
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Maximum value charged for
miscellaneous administrative work, such as opening an
account, preparing or
printing contracts, etc. if disclosed in prospectus as a separate
value from the costs included into other
charges. If not explicitly mentioned in
prospectus, please leave
this field blank.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.005
____________________________________________________________________________________________
OF-ID OFST451100 Field
Name Hurdle Rate
Field Tags Fees and expenses |
Additional
Field Level Share Class Link Reference OFST451027
Data Type string Introduced / Revoked 0.85 / --
Description If performance fee
applies: what is the hurdle rate that is used for the calculation of
the performance fee? (e.g.
5%; Benchmark + 3%).
Please leave this field
empty if the share class has no hurdle rate.
Values A description of the share
class hurdle rate, if any.
Example T-Bill 3M + 2%
____________________________________________________________________________________________
OF-ID OFST451155 Field
Name Has High Water Mark
Field Tags Fees and expenses | Full
Field Level Share Class Link Reference OFST451160
Data Type boolean Introduced / Revoked 1.31 / --
Description This field shall indicate
whether the corresponding share class has a high water mark
or not. In case the share
class does have a high water mark, this field shall be set to
"yes" and the
corresponding high water mark shall be provided within the field
"OFST451160 High
Water Mark".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST451160 Field
Name High Water Mark
Field Tags Fees and expenses |
Additional
Field Level Share Class Link Reference OFST451027
Data Type string Introduced / Revoked 0.85 / --
Description If performance fee
applies: is there a high water mark as basis for the calculation of
the performance fee? A
high-water mark is the highest peak in value that an
investment fund or account
has reached. In some cases the high-water mark may be
reset so that a lower point can be used for
the calculation.
Values "no high water
mark" / "high water mark, reset" / "high water mark, no
reset"
Example no high water mark
____________________________________________________________________________________________
OF-ID OFST451305 Field
Name Applied Subscription Fee In Favour Of Distributor
Field Tags Fees and expenses | Core
Field Level Share Class Link Reference OFST451319
Data Type double Introduced / Revoked 1.23 / --
Description Applied subscription fee.
Usually lower than the subscription fee maximum. This field
can be used for the data
dissemination between distributor and sub-distributor.
Attention: This fee is
only for the distribution and independent of the "OFST451336
Applied Subscription Fee
In Favour Of Fund".
In case no subscription
fee may be charged on the share class, please provide
"OFST451319 Has
Subscription Fee" = "no" and leave this field and
"OFST451306 Applied
Subscription Fee In Favour
Of Distributor Reference Date" empty. Otherwise, provide
the respective value as
well as the date in "OFST451306 Applied Subscription Fee In
Favour Of Distributor
Reference Date" and fill "OFST451319 Has Subscription Fee" with
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01125 (instead of
1.125%)
____________________________________________________________________________________________
OF-ID OFST451306 Field
Name Applied Subscription Fee In Favour Of Distributor
Reference Date
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference OFST451305
Data Type date Introduced / Revoked 1.23 / --
Description Reference date of applied
subscription fee. Please update each time "OFST451305
Applied Subscription Fee
In Favour Of Distributor" changes.
Attention: This fee is
only for the distribution and independent of the "OFST451337
Applied Subscription Fee
In Favour Of Fund Reference Date".
Values YYYY-MM-DD
Example 2017-12-01
____________________________________________________________________________________________
OF-ID OFST451310 Field
Name Minimum Subscription Fee In Favour Of Distributor
Field Tags Fees and expenses | Core
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 0.9 / --
Description Minimum subscription fee
as mentioned in prospectus. Please note, this fee is not in
favour of the fund, but
kept by distributing parties.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.0375 (instead of 3.75%)
____________________________________________________________________________________________
OF-ID OFST451319 Field
Name Has Subscription Fee In Favour Of Distributor
Field Tags Fees and expenses | Core
Field Level Share Class Link Reference OFST451305
Data Type boolean Introduced / Revoked 1.23 / --
Description If there exists a
subscription fee, please fill this field with "yes" and provide
respective
data in the field
"OFST451305 Applied Subscription Fee In Favour Of Distributor" and
the reference date in the
field "OFST451306 Applied Subscription Fee In Favour Of
Distributor Reference
Date". Otherwise, fill this field with "no" and leave the other
mentioned fields empty.
Attention: This fee is
only for the distribution and independent of the "OFST451335 Has
Applied Subscription Fee
In Favour Of Fund".
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST451320 Field
Name Maximum Subscription Fee In Favour Of Distributor
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 0.85 / --
Description Maximum subscription fee
in prospectus. Please note, this fee is not in favour of the
fund, but kept by
distributing parties. For subscription fees in favour of fund, please
use "OFST451340
Maximum Subscription Fee In Favour Of Fund" instead.
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.05 (instead of 5%)
____________________________________________________________________________________________
OF-ID OFST451335 Field
Name Has Applied Subscription Fee In Favour Of Fund
Field Tags Fees and expenses |
Additional
Field Level Share Class Link Reference OFST451336
Data Type boolean Introduced / Revoked 1.24 / --
Description If there is a subscription
fee in favour of the fund mentioned in the prospectus, please
fill this field with
"yes" and provide respective data in the field "OFST451336
Applied
Subscription Fee In Favour
Of Fund" and the reference date in the field "OFST451337
Applied Subscription Fee
In Favour Of Fund Reference Date". Otherwise, fill this field
with "no" and
leave the other mentioned fields empty.
Attention: This fee is
only in favour of fund and independent of the "OFST451319 Has
Subscription Fee".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST451336 Field
Name Applied Subscription Fee In Favour Of Fund
Field Tags Fees and expenses |
Additional
Field Level Share Class Link Reference OFST451335
Data Type double Introduced / Revoked 1.24 / --
Description Subscription fee in favour
of the Fund according to the Prospectus in order to
compensate existing
investors.
If "OFST451335 Has
Applied Subscription Fee In Favour Of Fund" was answered with
"yes", please
mention the actual figure for the subscription fee in favour of the fund
that is charged to the
investors.
For subscription fees in
favour of distribution partners please use "OFST451305 Applied
Subscription Fee In Favour
Of Distributor" instead.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point
Example 0.01125 (instead of
1.125%)
____________________________________________________________________________________________
OF-ID OFST451337 Field
Name Applied Subscription Fee In Favour Of Fund Reference
Date
Field Tags Fees and expenses |
Additional
Field Level Share Class Link Reference OFST451336
Data Type date Introduced / Revoked 1.24 / --
Description Reference date of applied
subscription fee in favour of fund. Please update each
time "OFST451336
Applied Subscription Fee In Favour Of Fund" changes.
Attention: This fee is
only in favour of fund and independent of the "OFST451306
Applied Subscription Fee
In Favour Of Distributor Reference Date".
Values YYYY-MM-DD
Example 2017-12-01
____________________________________________________________________________________________
OF-ID OFST451340 Field
Name Maximum Subscription Fee In Favour Of Fund
Field Tags Additional | Fees and
expenses
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 0.87 / --
Description Maximum subscription fee
in favour of the Fund according to the Prospectus in order
to compensate existing
investors.
For subscription fees in
favour of distribution partners please use "OFST451320
Subscription Fee
Maximum" instead.
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.0100000 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST451390 Field
Name Has Contingent Deferred Sales Charge Fee
Field Tags Fees and expenses | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.9 / --
Description Contingent deferred sales
charge fee (CDSC Fee).
A CDSC Fee is a fee that
is charged to investors for early redemptions. This fee is also
known as sales charge or
back-end load. CDSC Fees are a percentage of the value
of the sold fund. It is
the highest in the first year and decreases annually. After the
specified period the fee
amounts zero. The mechanism might differ, but quite often it
is a combination of an
upfront fee paid by the fund to the investment manager or
distribution partner. At
the end of the required period, the investment manager or
distribution partner will
reimburse the whole fee back to the fund. If some of the
investors had redeemed
early they have to pay a portion of that fee which related
to their investment
duration.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST451391 Field
Name Contingent Deferred Sales Charge Exit Fee
Field Tags Full | Fees and expenses
Field Level Share Class Link Reference OFST451390
Data Type string Introduced / Revoked 1.24 / --
Description In this field the
Contingent Deferred Sales Charge Exit Fee (CDSC Exit Fee) can be
filled in as a free format
text.
A CDSC Exit Fee is a fee
that is charged to investors for early redemptions. This fee is
also known as sales charge
or back-end load. CDSC Fees are a percentage of the
value of the sold fund. It
is the highest in the first year and decreases annually. After
the specified period the
fee amounts zero. The mechanism might differ, but quite
often it is a combination
of an upfront fee paid by the fund to the investment
manager or distribution
partner. At the end of the required period, the investment
manager or distribution
partner will reimburse the whole fee back to the fund. If some
of the investors had
redeemed early they have to pay a portion of that fee which
related to their
investment duration. The amount for the first year might equal the
"OFST451392
Contingent Deferred Sales Charge Upfront Fee".
Values free text
Example first year: 0.04, second
year: 0.03, third year: 0.02, fourth year: 0.01, fifth year: 0.00
____________________________________________________________________________________________
OF-ID OFST451392 Field
Name Contingent Deferred Sales Charge Upfront Fee
Field Tags Full | Fees and expenses
Field Level Share Class Link Reference OFST451390
Data Type double Introduced / Revoked 1.26 / --
Description In this field the
Contingent deferred sales charge upfront fee (CDSC Upfront Fee) can
be mentioned as a number.
The CDSC Upfront Fee is a percentage of the value of
the sold fund. The
mechanism might differ, but quite often it is a combination of this
fee paid by the fund to
the investment manager or distribution partner and an exit
fee. At the end of the
required period, the investment manager or distribution partner
will reimburse the whole fee back to the fund.
If some of the investors had redeemed
early they have to pay a part of this
reimbursement, which is called the "OFST451391
Contingent Deferred Sales
Charge Exit Fee". The amount of this fee is related to the
investment duration.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.04 (instead of 4%)
____________________________________________________________________________________________
OF-ID OFST451405 Field
Name Applied Redemption Fee in Favour of Distributor
Field Tags Full | Fees and expenses
Field Level Share Class Link Reference OFST451419
Data Type double Introduced / Revoked 1.23 / --
Description Applied redemption fee.
Usually lower than the redemption fee maximum. This field
can be used for the data
dissemination between distributor and sub-distributor.
Attention: This fee is
only for the distribution and independent of the "OFST451436
Applied Redemption Fee In
Favour Of Fund".
In case there is no
redemption fee currently charged, please provide "OFST451419 Has
Redemption Fee in Favour of Distributor"
= "no" and leave this field and "OFST451406
Applied Redemption Fee In
Favour Of Distributor Reference Date" empty. Otherwise,
provide the respective
value as well as the date in "OFST451406 Applied Redemption
Fee In Favour Of
Distributor Reference Date" and fill "OFST451419 Has Redemption Fee
in Favour of
Distributor" with "Yes".
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01125 (instead of
1.125%)
____________________________________________________________________________________________
OF-ID OFST451406 Field
Name Applied Redemption Fee In Favour Of Distributor
Reference Date
Field Tags Full | Fees and expenses
Field Level Share Class Link Reference OFST451405
Data Type date Introduced / Revoked 1.23 / --
Description Reference date of applied
redemption fee. Please update each time "OFST451405
Applied Redemption Fee In
Favour Of Distributor" changes.
Attention: This fee is
only for the distribution and independent of the "OFST451437
Applied Redemption Fee In
Favour Of Fund Reference Date".
Values YYYY-MM-DD
Example 2017-12-01
____________________________________________________________________________________________
OF-ID OFST451410 Field
Name Minimum Redemption Fee In Favour Of Distributor
Field Tags Full | Fees and expenses
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 0.9 / --
Description Minimum redemption fee in
prospectus. Please note, this fee is not in favour of the
fund, but kept by
distributing parties.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.0075 (instead of 0.75%)
____________________________________________________________________________________________
OF-ID OFST451419 Field
Name Has Redemption Fee In Favour Of Distributor
Field Tags Full
Field Level Share Class Link Reference OFST451405
Data Type boolean Introduced / Revoked 1.22 / --
Description If there exists a
redemption fee, please fill this field with "yes" and provide
respective
data in the field
"OFST451405 Applied Redemption Fee In Favour Of Distributor" and
the reference date in the
field "OFST451406 Applied Redemption Fee In Favour Of
Distributor Reference
Date". Otherwise, fill this field with "no" and leave the other
mentioned fields empty.
Attention: This fee is
only for the distribution and independent of the "OFST451435 Has
Applied Redemption Fee In
Favour Of Fund".
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST451420 Field
Name Maximum Redemption Fee In Favour Of Distributor
Field Tags Fees and expenses | Full
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 0.86 / --
Description Maximum redemption fee in
prospectus. Please note, this fee is not in favour of the
fund, but kept by
distributing parties. For redemption fees in favour of fund, please
use "OFST451440
Maximum Redemption Fee In Favour Of Fund" instead.
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.02125 (instead of
2.125%)
____________________________________________________________________________________________
OF-ID OFST451435 Field
Name Has Applied Redemption Fee In Favour Of Fund
Field Tags Fees and expenses |
Additional
Field Level Share Class Link Reference OFST451436
Data Type boolean Introduced / Revoked 1.24 / --
Description If there is a redemption
fee in favour of the fund mentioned in the prospectus, please
fill this field with "yes"
and provide respective data in the field "OFST451436 Applied
Redemption Fee In Favour
Of Fund" and the reference date in the field "OFST451437
Applied Redemption Fee In
Favour Of Fund Reference Date". Otherwise, fill this field
with "no" and
leave the other mentioned fields empty.
Attention: This fee is
only in favour of fund and independent of the "OFST451419 Has
Redemption Fee in Favour
of Distributor".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST451436 Field
Name Applied Redemption Fee In Favour Of Fund
Field Tags Fees and expenses |
Additional
Field Level Share Class Link Reference OFST451435
Data Type double Introduced / Revoked 1.24 / --
Description Redemption fee in favour
of the Fund according to the Prospectus in order to
compensate existing
investors.
If "OFST451435 Has
Applied Redemption Fee In Favour Of Fund" was answered with
"yes", please
mention the actual figure for the redemption fee in favour of the fund
that is charged to the
investors.
For redemption fees in
favour of distribution partners please use "OFST451405 Applied
Redemption Fee In Favour
Of Distributor" instead.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point
Example 0.01125 (instead of
1.125%)
____________________________________________________________________________________________
OF-ID OFST451437 Field
Name Applied Redemption Fee In Favour Of Fund Reference
Date
Field Tags Fees and expenses |
Additional
Field Level Share Class Link Reference OFST451436
Data Type date Introduced / Revoked 1.24 / --
Description Reference date of applied
redemption fee in favour of fund. Please update each
time "OFST451436
Applied Redemption Fee In Favour Of Fund" changes.
Attention: This fee is
only in favour of fund and independent of the "OFST451406
Applied Redemption Fee In
Favour Of Distributor Reference Date".
Values YYYY-MM-DD
Example 2017-12-01
____________________________________________________________________________________________
OF-ID OFST451440 Field
Name Maximum Redemption Fee In Favour Of Fund
Field Tags Fees and expenses |
Additional
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 0.9 / --
Description The maximal redemption fee
that is in favour of the fund according to the Prospectus
to avoid dilution effects
within the fund. For redemption fees in favour of distribution
partners please use
"OFST451420 Redemption Fee Maximum" instead.
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.022 (instead of 2.2%)
____________________________________________________________________________________________
OF-ID OFST452000 Field
Name Management Fee Applied
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 0.85 / --
Description Applied management fee of
this share class. In case the value of "OFST020545 Share
Class Lifecycle" is “projected” or “to be launched” please
leave this field blank unless
you have this information.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.015 (instead of 1.5%)
____________________________________________________________________________________________
OF-ID OFST452001 Field
Name Management Fee Applied Reference Date
Field Tags Fees and expenses | Core
Field Level Share Class Link Reference OFST452000
Data Type date Introduced / Revoked 1.1 / --
Description Reference date of applied
management fee. Please update each time "OFST452000
Management Fee
Applied" changes.
In case the value of
"OFST020545 Share Class Lifecycle"
is “projected” or “to be
launched” please leave
this field blank unless you have this information.
Values YYYY-MM-DD
Example 2017-12-01
____________________________________________________________________________________________
OF-ID OFST452010 Field
Name Management Fee Maximum
Field Tags Fees and expenses | Core
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 0.86 / --
Description Maximum management fee as
mentioned in prospectus.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.018 (instead of 1.8%)
____________________________________________________________________________________________
OF-ID OFST452014 Field
Name Has All-in Fee
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference OFST452017
Data Type boolean Introduced / Revoked 1.24 / --
Description Please choose
"yes", if an All-in fee applies for the share class. If this field is
populated
with "no",
please leave the following fields empty:
OFST452015 All-in Fee
Maximum
OFST452017 All-in Fee
Applied
OFST452019 All-in Fee
Includes Transaction Costs
OFST452020 All-in Fee Date
Some fund providers charge
an All-in fee, of which the fund management fee and
other fees are a component
that the provider may or may not choose to state
separately. This All-in
fee should be indicated in this field. Other terms synonymous with
All-in fee are e. g. flat fee or management
company fee with fixed fee.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST452015 Field
Name All-in Fee Maximum
Field Tags Fees and expenses | Core
Field Level Share Class Link Reference OFST452019
Data Type double Introduced / Revoked 0.92 / --
Description All-in fee as mentioned in
the sales prospectus. Usually includes fees for portfolio
management, sales,
administration, custody and others. Please refer to "OFST452019
All-in Fee Includes
Transaction Costs" to choose, whether the all-in fee includes also
transaction costs within
the fund.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.015 (instead of 1.5%)
____________________________________________________________________________________________
OF-ID OFST452017 Field
Name All-in Fee Applied
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference OFST452019
Data Type double Introduced / Revoked 0.92 / --
Description All-in fee this share
class is actually charged with. Has to be lower or same as the
"OFST452015 All-in
Fee Maximum" that is mentioned in the sales prospectus. Usually the
all-in fee includes fees
for portfolio management, sales, administration, custody and
others. Please refer to
"OFST452019 All-in Fee Includes Transaction Costs" to choose,
whether the all-in fee
includes also transaction costs within the fund.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.015 (instead of 1.5%)
____________________________________________________________________________________________
OF-ID OFST452019 Field
Name All-in Fee Includes Transaction Costs
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference OFST452015
Data Type boolean Introduced / Revoked 0.92 / --
Description Please choose
"yes", if "OFST452015 All-in Fee Maximum" and
"OFST452017 All-in Fee
Applied" include
transaction costs. If not, please choose "no".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST452020 Field
Name All-in Fee Date
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference OFST452017
Data Type date Introduced / Revoked 0.93 / --
Description Effective date for all
openfunds fields referring to All-in Fee, e.g. "OFST452015 All-in Fee
Maximum",
"OFST452017 All-in Fee Applied".
Values YYYY-MM-DD
Example 2015-03-31
____________________________________________________________________________________________
OF-ID OFST452100 Field
Name TER Excluding Performance Fee
Field Tags Fees and expenses | Core
Field Level Share Class Link Reference OFST452110
Data Type double Introduced / Revoked 0.86 / --
Description Latest available Total
Expense Ratio (TER) that is calculated without accounting for a
possible performance fee. In some countries
the TER has to be published in the
annual report and in the
semi-annual report. If the fund invests into other funds, the
target fund's TER should
be included into the calculation of the fund's TER.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.014 (instead of 1.4%)
____________________________________________________________________________________________
OF-ID OFST452110 Field
Name TER Excluding Performance Fee Date
Field Tags Fees and expenses | Core
Field Level Share Class Link Reference OFST452100
Data Type date Introduced / Revoked 0.86 / --
Description Date of latest available
Total Expense Ratio (TER) that is calculated without
accounting for a possible
performance fee. In some countries the TER has to be
published in the annual
report and in the semi-annual report.
Values YYYY-MM-DD
Example 2012-12-31
____________________________________________________________________________________________
OF-ID OFST452120 Field
Name TER Including Performance Fee
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference OFST452130
Data Type double Introduced / Revoked 0.86 / --
Description Latest available Total
Expense Ratio (TER) that is calculated including a charged
performance fee. In some
countries the TER has to be published in the annual report
and in the semi-annual
report. If the fund invests into other funds, the target fund's
TER should be included
into the calculation of the fund's TER.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.036 (instead of 3.6%)
____________________________________________________________________________________________
OF-ID OFST452130 Field
Name TER Including Performance Fee Date
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference OFST452120
Data Type date Introduced / Revoked 0.86 / --
Description Date of latest available
Total Expense Ratio (TER) that is calculated including a
possible performance fee.
In some countries the TER has to be published in the annual
report and in the semi-annual report.
Values YYYY-MM-DD
Example 2013-12-31
____________________________________________________________________________________________
OF-ID OFST452190 Field
Name Has Ongoing Charges
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference OFST452200
Data Type boolean Introduced / Revoked 1.22 / --
Description If there exist ongoing
charges, please fill this field with "yes" and provide respective
data in the field
"OFST452200 Ongoing Charges" and "OFST452220 Ongoing Charges
Date". Otherwise,
fill this field with "no" and leave the field "OFST452200
Ongoing
Charges" and
"OFST452220 Ongoing Charges Date" empty.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST452200 Field
Name Ongoing Charges
Field Tags Fees and expenses | Core
Field Level Share Class Link Reference OFST452220
Data Type double Introduced / Revoked 0.85 / --
Description Ongoing charges as
described in the esma guidelines - "Methodology for calculation
of the Ongoing Charges
figure in the Key Investor Information Document"
(https://www.esma.europa.eu/document/guidelines-methodology-calculation-
ongoing-charges-figure-in-key-investor-information).
This value is supposed to be listed
on the UCITS KIIDs.
In most cases this figure
equals "OFEP030600 EPT Other Ongoing Costs". However, the
PRIIP's KID composition of
costs should be consistent with the KID's reduction in yield
calculation (OFST460198
RHP RIY), which may require an adjustment to reflect the
entry costs (OSFT451300
PRIIPS Subscription Fee In Favour Of Fund) in the RIY
calculation.
In case there are no
ongoing charges provided, please insert "OFST452190 Has
Ongoing Charges" =
"no" and leave this field and "OFST452220 Ongoing Charges
Date"
empty. Otherwise, provide the respective value
as well as the ongoing charges date
in "OFST452220 Ongoing Charges Date"
and fill "OFST452190 Has Ongoing Charges"
with "yes".
Values Decimal figure, rounded to maximal 7 digits
after the decimal point.
Example 0.00808 (instead of
0.808%)
____________________________________________________________________________________________
OF-ID OFST452220 Field
Name Ongoing Charges Date
Field Tags Core | Fees and expenses
Field Level Share Class Link Reference OFST452200
Data Type date Introduced / Revoked 0.86 / --
Description Date of latest ongoing
charges calculation for UCITS.
Values YYYY-MM-DD
Example 2010-06-05
____________________________________________________________________________________________
OF-ID OFST453151 Field
Name Is Trailer Fee Clean
Field Tags Fees and expenses | Core
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.9 / --
Description Answer «yes» only, if the
fund or ManCo are not paying trailer fees for this specific
share class.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST453155 Field
Name Equivalent Trailer Fee Clean ISIN
Field Tags Additional | Fees and
expenses
Field Level Share Class Link Reference OFST453151
Data Type string Introduced / Revoked 0.91 / --
Description If this is not a trailer
fee clean share class, i.e. "OFST453151 Is Trailer Fee Clean" =
"no",
then "Equivalent
Trailer Fee Clean ISIN" reflects the existence of an equivalent trailer
fee clean share class by
naming its ISIN. Equivalence in this context means the same
subfund, i.e. same
"OFST020080 Share Class Consolidation Key", same "OFST020400
Share Class Distribution
Policy", same "OFST020540 Share Class Currency", same
"OFST020261 Currency
Hedge Share Class", same value for "OFST802500 Has Reduced
Luxembourg Taxe
d'Abonnement" and optional same "OFST6030XX Country Legal
Registration" as well
as same "OFST6031XX Country Marketing Distribution". Other fields
like "OFST020620 Is
Restricted To Separate Fee Arrangements" may be different.
Values [ISIN]
Example LU0554704139
____________________________________________________________________________________________
OF-ID OFST454150 Field
Name Has Separate Distribution Fee
Field Tags Additional | Fees and
expenses
Field Level Share Class Link Reference OFST454160
Data Type boolean Introduced / Revoked 0.9 / --
Description Is there a separate
distribution fee according to the Prospectus?
Warning: This field is
about a separate distribution fee, which is not included in the
annual management fee.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST454160 Field
Name Distribution Fee
Field Tags Fees and expenses |
Additional
Field Level Share Class Link Reference OFST454150
Data Type double Introduced / Revoked 0.9 / --
Description Separate distribution fee.
While a trailer fee is a component of annual management
fee it is commonly
understood within the industry, that the distribution fee belongs as
a whole or to an important
extend to the distributor.
//This field was declared
"no longer supported" in version 1.26, but has been returned
to active status as of
v1.27 of openfunds, for non-EMT usage. For EMT please use the
regulatory-specific
"OFEM071200 EMT Distribution Fee".//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.00808 (instead of
0.808%)
____________________________________________________________________________________________
OF-ID OFST454161 Field
Name Distribution Fee Reference Date
Field Tags Fees and expenses | Full
Field Level Share Class Link Reference OFST454160
Data Type date Introduced / Revoked 1.2 / --
Description Reference date of
distribution fee. Please update each time "OFST454160 Distribution
Fee" changes.
Values YYYY-MM-DD
Example 2016-05-21
____________________________________________________________________________________________
OF-ID OFST454165 Field
Name Distribution Fee Maximum
Field Tags Additional
Field Level Share Class Link Reference OFST454160
Data Type double Introduced / Revoked 1.29 / --
Description Maximum fee charged to
shareholders exclusively by the distributor, as per
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.005
____________________________________________________________________________________________
OF-ID OFST454300 Field
Name Has Dilution Levy Applied By Fund
Field Tags Fees and expenses | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.9 / --
Description Is there a possible
dilution levy in favour of the fund that can be charged at the
discretion of the fund
manager to compensate for market transaction costs within
the fund? Usually a
dilution levy is charged only for bigger single in- or outflows,
whereas a "OFST451440
Maximum Redemption Fee In Favour Of Fund" is charged on
all fund subscriptions or
redemptions.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST500010 Field
Name Has Tripartite Report
Field Tags Full
Field Level Share Class Link Reference OFST500012
Data Type boolean Introduced / Revoked 1.2 / --
Description Is there a Tripartite
Report available for the share class?
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST500012 Field
Name Last Tripartite Report Date
Field Tags TPT
Field Level Share Class Link Reference OFST500010
Data Type date Introduced / Revoked 1.2 / --
Description Last available date of the
Tripartite Report.
//The correspondent
Tripartite field is 7_Reporting date//
Values YYYY-MM-DD
Example 2017-03-31
____________________________________________________________________________________________
OF-ID OFST500020 Field
Name SCR Market Interest Rate Up
Field Tags TPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description This field relates to the
European Solvency II insurance regulation.
Solvency Capital
Requirement for the risk of an increase in the term structure of
interest rates. The
details of the calculation set out in Subsection 2 of Section 5 of the
Delegated Regulation
2015/35. The value should be given as a percentage amount
of the total net assets of
the share class. To obtain this figure, the values of the TPT's
column “97_SCR_Mrkt_IR_up
weight over NAV” have to be summed up.
//The correspondent
Tripartite field is 97_SCR_Mrkt_IR_up weight over NAV//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST500022 Field
Name SCR Market Interest Rate Down
Field Tags TPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description Solvency Capital
Requirement for the risk of a decrease in the term structure of
interest rates. The
details of the calculation set out in Subsection 2 of Section 5 of the
Delegated Regulation
2015/35. The value should be given as a percentage amount
of the total net assets of
the share class. To obtain this figure, the values of the TPT's
column “98_SCR_Mrkt_IR_down
weight over NAV” have to be summed up.
//The correspondent
Tripartite field is 98_SCR_Mrkt_IR_down weight over NAV//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST500031 Field
Name SCR Market Equity Type I
Field Tags TPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description Solvency Capital
Requirement for Type I equities. The details of the calculation set out
in Subsection 3 of Section 5 of the Delegated
Regulation 2015/35. The value should be
given as a percentage amount of the total net
assets of the share class. To obtain
this figure, the values of
the TPT's column “99_SCR_Mrkt_Eq_type1 weight over NAV”
have to be summed up.
//The correspondent
Tripartite field is 99_SCR_Mrkt_Eq_type1 weight over NAV//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST500032 Field
Name SCR Market Equity Type II
Field Tags TPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description Solvency Capital Requirement
for Type II equities. The details of the calculation set
out in Subsection 3 of
Section 5 of the Delegated Regulation 2015/35. The value should
be given as a percentage amount of the total
net assets of the share class. To
obtain this figure, the
values of the TPT's column “100_SCR_Mrkt_Eq_type2 weight over
NAV” have to be summed up.
//The correspondent
Tripartite field is 100_SCR_Mrkt_Eq_type2 weight over NAV//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST500040 Field
Name SCR Market Property
Field Tags TPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description Solvency Capital
Requirement for properties. The details of the calculation set out in
Subsection 4 of Section 5
of the Delegated Regulation 2015/35. The value should be
given as a percentage
amount of the total net assets of the share class. To obtain
this figure, the values of
the TPT's column “101_SCR_Mrkt_Prop weight over NAV”
have to be summed up.
//The correspondent
Tripartite field is 101_SCR_Mrkt_Prop weight over NAV//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST500045 Field
Name SCR Market Spread Bonds
Field Tags TPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description Solvency Capital
Requirement for the spread risk of bonds and loans. The details of
the calculation set out in
Subsection 5 of Section 5 of the Delegated Regulation
2015/35. The value should
be given as a percentage amount of the total net assets
of the share class. To
obtain this figure, the values of the TPT's column
“102_SCR_Mrkt_Spread_bonds
weight over NAV” have to be summed up.
//The correspondent
Tripartite field is 102_SCR_Mrkt_Spread_bonds weight over
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST500050 Field
Name SCR Market Spread Structured
Field Tags TPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description Solvency Capital
Requirement for the spread risk of securitisation positions. The details
of the calculation set out in Subsection 5 of
Section 5 of the Delegated Regulation
2015/35. The value should
be given as a percentage amount of the total net assets
of the share class. To
obtain this figure, the values of the TPT's column
“103_SCR_Mrkt_Spread_structured
weight over NAV” have to be summed up.
//The correspondent
Tripartite field is 103_SCR_Mrkt_Spread_structured weight over
NAV//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST500055 Field
Name SCR Market Spread Derivatives Up
Field Tags TPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description Solvency Capital
Requirement for credit derivatives which is the result of an
instantaneous increase of
the credit spread of the underlying instruments. The details
of the calculation set out
in Subsection 5 of Section 5 of the Delegated Regulation
2015/35. The value should
be given as a percentage amount of the total net assets
of the share class. To
obtain this figure, the values of the TPT's column
“104_SCR_Mrkt_Spread_derivatives_up
weight over NAV” have to be summed up.
//The correspondent
Tripartite field is 104_SCR_Mrkt_Spread_derivatives_up weight
over NAV//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST500056 Field
Name SCR Market Spread Derivatives Down
Field Tags TPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description Solvency Capital
Requirement for credit derivatives which is the result of an
instantaneous decrease of
the credit spread of the underlying instruments. The details
of the calculation set out in Subsection 5 of
Section 5 of the Delegated Regulation
2015/35. The value should
be given as a percentage amount of the total net assets
of the share class. To
obtain this figure, the values of the TPT's column
“105_SCR_Mrkt_Spread_derivatives_down
weight over NAV” have to be summed up.
//The correspondent
Tripartite field is 105_SCR_Mrkt_Spread_derivatives_down weight
over NAV//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST500065 Field
Name SCR Market FX Up
Field Tags TPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description Solvency Capital
Requirement for the risk of an increase in value of the foreign
currency against the local
currency. The details of the calculation set out in
Subsection 7 of Section 5
of the Delegated Regulation 2015/35. The value should be
given as a percentage
amount of the total net assets of the share class. To obtain
this figure, the values of
the TPT's column “105a_SCR_Mrkt_FX_up weight over NAV”
have to be summed up.
//The correspondent
Tripartite field is 105a_SCR_Mrkt_FX_up weight over NAV//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST500066 Field
Name SCR Market FX Down
Field Tags TPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description Solvency Capital
Requirement for the risk of a decrease in value of the foreign
currency against the local
currency. The details of the calculation set out in
Subsection 7 of Section 5
of the Delegated Regulation 2015/35. The value should be
given as a percentage
amount of the total net assets of the share class. To obtain
this figure, the values of
the TPT's column “105b_SCR_Mrkt_FX_down weight over NAV”
have to be summed up.
//The correspondent
Tripartite field is 105b_SCR_Mrkt_FX_down weight over NAV//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFST600000 Field
Name Country ISO Code (ALPHA-2)
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.87 / --
Description 2 letter country ISO code
(ISO 3166-1 alpha-2). In a flat file layout (flat layout) this field
should be avoided and
ignored. However, in a narrow file layout (narrow layout) this
field is mandatory.
Together with the share class identifier it defines the record. In a
narrow layout all fields
with a data ID like OFST6nnnXX need this field and the possible
values of the 6nnnXX-field
are dependent on the value (=country) indicated in this
field. Please refer to
https://www.openfunds.org/en/flat-narrow-table/ for more
information about flat and
narrow tables.
Values [List] of two letter
country ISO codes as shown at
https://en.wikipedia.org/wiki/ISO_3166-1
Example AT
____________________________________________________________________________________________
OF-ID OFST600001 Field
Name Country ISO Code (ALPHA-3)
Field Tags Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.87 / --
Description 3 letter country ISO code
(ISO 3166-1 alpha-3). In a flat file layout (flat layout) this field
should be avoided and
ignored. However, in a narrow file layout (narrow layout) this
field is mandatory.
Together with the share class identifier it defines the record. In a
narrow format all fields
with a data ID like OFST6nnnXX need this field and the possible
values of the 6nnnXX-field are dependent on
the value (=country) indicated in this
field. Please refer to
https://www.openfunds.org/en/flat-narrow-table/ for more
information about flat and
narrow tables.
Values [List] of three letter
country ISO codes as shown at
https://en.wikipedia.org/wiki/ISO_3166-1
Example AUT
____________________________________________________________________________________________
OF-ID OFST600010 Field
Name Country Name
Field Tags Full
Field Level Share Class Link Reference OFST600000
Data Type string Introduced / Revoked 0.87 / --
Description English country name in
detail. For a correct spelling please refer to
https://en.wikipedia.org/wiki/ISO_3166-1.
Must correspond to OFST600000. Optional
field, as it can be
derived from OFST600000.
Please refer to
https://www.openfunds.org/en/flat-narrow-table/ for more information
about flat and narrow
tables.
Values [List of English country
names] as shown at https://en.wikipedia.org/wiki/ISO_3166-1
Example Austria
____________________________________________________________________________________________
OF-ID OFST6010XX Field
Name Country Registration Date
Field Tags Full | Multiple country
field (XX=ISO country code)
Field Level Share Class Link Reference OFST600000
Data Type date Introduced / Revoked 0.87 / --
Description Registration date in that
specific country. If used as OFST601000 (XX replaced by
number 00) file layout
changes from a "flat file layout" to a "narrow file
layout". Narrow
file layout means that
there is a separate line for each country that is specified in
column OFST600000. In a
flat file layout XX in OFST6010XX is replaced by the double
digit ISO country code
(ISO 1366-1 alpha-2).
Values YYYY-MM-DD
Example 2012-01-05
____________________________________________________________________________________________
OF-ID OFST6011XX Field
Name Country Deregistration Date
Field Tags Multiple country field
(XX=ISO country code) | Full
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 0.87 / --
Description Deregistration date in
that specific country. If used as OFST601100 (XX replaced by
number 00) file layout
changes from a "flat file layout" to a "narrow file
layout". Narrow
file layout means that
there is a separate line for each country that is specified in
column OFST600000. In a
flat file layout XX in OFST6011XX is replaced by the double
digit ISO country code
(ISO 1366-1 alpha-2).
Values YYYY-MM-DD
Example 2012-01-05
____________________________________________________________________________________________
OF-ID OFST6015XX Field
Name Has Country Remaining Investors Post Deregistration
Field Tags Full | Multiple country
field (XX=ISO country code)
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description At the point of
deregistration, if there are remaining investors in XX, the facility
requirements and
publication of the legal Fund documents for the class in XX must be
maintained until the
investors redeems.
The "XX" within
the OF-ID has to be replaced by the two digit country ISO code (3166-
1 alpha-2).
This relates to the
requirements on deregistered Funds laid out in Directive (EU)
2019/1160, more details
can be found at https://eur-lex.europa.eu/legal-
content/EN/TXT/?uri=CELEX%3A32019L1160
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST6020XX Field
Name Country Distribution Start Date
Field Tags Multiple country field
(XX=ISO country code) | Full
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 0.87 / --
Description Distribution start date in
that specific country. If used as OFST602000 (XX replaced by
number 00) file layout
changes from a "flat file layout" to a "narrow file
layout". Narrow
file layout means that
there is a separate line for each country that is specified in
column OFST600000. In a
flat file layout XX in OFST6020XX is replaced by the double
digit ISO country code
(ISO 1366-1 alpha-2).
Values YYYY-MM-DD
Example 2012-01-05
____________________________________________________________________________________________
OF-ID OFST6021XX Field
Name Country Distribution End Date
Field Tags Full | Multiple country
field (XX=ISO country code)
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 0.87 / --
Description Registration end date in
that specific country. If used as OFST602100 (XX replaced by
number 00) file layout
changes from a "flat file layout" to a "narrow file
layout". Narrow
file layout means that
there is a separate line for each country that is specified in
column OFST600000. In a
flat file layout XX in OFST6021XX is replaced by the double
digit ISO country code
(ISO 1366-1 alpha-2).
Values YYYY-MM-DD
Example 2012-01-05
____________________________________________________________________________________________
OF-ID OFST6030XX Field
Name Country Legal Registration
Field Tags Core | Multiple country
field (XX=ISO country code)
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.87 / --
Description Legal registration for
sale in …; choose 'res' if there is a restriction to qualified or
institutional investors
[yes/res/no]. Usually the data ID will change itself and replace XX
with the two digit ISO country code in a flat
file layout. If used as OFST603000 (XX
replaced by number 00)
transmission file layout changes from a "flat file layout" to a
"narrow file
layout". In a narrow file layout there will be a separate line for each
country where the share
class is registered for sale.
For more information
please refer to
https://www.openfunds.org/knowledge/whitepapers/countries-of-registration.
Values "yes" /
"res" / "no"
Example yes
____________________________________________________________________________________________
OF-ID OFST6031XX Field
Name Country Marketing Distribution
Field Tags Multiple country field
(XX=ISO country code) | Core
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.87 / --
Description Marketing distribution in …;
choose 'res' if there is a restriction to qualified or
institutional investors
[yes/res/no]. Usually the data ID will change itself and replace XX
with the two digit ISO country code in a flat
file layout. If used as OFST603100 (XX
replaced by number 00)
transmission file layout changes from a "flat file layout" to a
"narrow file
layout". In a narrow file layout there will be a separate line for each
country were the share
class is marketed in.
For more information
please refer to
https://www.openfunds.org/knowledge/whitepapers/countries-of-registration.
Values "yes" /
"res" / "no"
Example yes
____________________________________________________________________________________________
OF-ID OFST6050XX Field
Name Country Specific Restrictions
Field Tags CH | Multiple country
field (XX=ISO country code) | LI | SG | LU | IT | Full
Field Level Share Class Link Reference OFST600000
Data Type string Introduced / Revoked 0.87 / --
Description Further specification of
the type of registration in a specific country. Usually the OF-ID
has to be changed and XX
has to be replaced with the two digit ISO country code in
a flat file layout. If used as OFST605000 (XX
replaced by number 00) file layout changes
from a "flat file layout" to a
"narrow file layout". Narrow file layout means that there is a
separate line for each country that is
specified in column OFST600000. In a narrow file
layout there will be a
separate line for each country were the share class is registered
for sale.
In many cases this field
can be derived from a set of other fields, i.e. OFST010010 Fund
Domicile Alpha 2,
OFST160100 Legal Form, OFST160150 Home Country Legal Type Of
Fund, OFST6100XX Has
Country Representative, etc.. You can find some country
specific values in the
following table (more countries to follow).
A comprehensive
description can be downloaded from
https://www.openfunds.org/fields/CountrySpecificRestrictions.pdf
Values See
https://www.openfunds.org/fields/CountrySpecificRestrictions.pdf
Example restricted recognized CIS
____________________________________________________________________________________________
OF-ID OFST6100XX Field
Name Has Country Representative
Field Tags Additional | Multiple
country field (XX=ISO country code)
Field Level Company Link Reference OFST6102XX
Data Type boolean Introduced / Revoked 0.92 / --
Description Is there a representative
in the specified country for this fund? - The "XX" within the OF-
ID has to be replaced by
the two digit country ISO code (3166-1 alpha-2).
Please note that there
exists a specific name of this field for certain countries, which
differ from the general
field name "Has Country Representative" but have the same
meaning:
AT: Has Information Agent
- Austria
FR: Has Centralizing
Correspondent Agent - France
GB: Has Facilities Agent -
Great Britain
IE: Has Facilities Agent -
Ireland
LI: Has Information Agent
- Liechtenstein
Apart from the fact that
openfunds relies on the OF-ID we recommend to use "Has
Country
Representative" as field name.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST6102XX Field
Name Country Representative Name
Field Tags Multiple country field
(XX=ISO country code) | Additional
Field Level Company Link Reference OFST6100XX
Data Type string Introduced / Revoked 0.92 / --
Description Representative's name in
the given country. The "XX" within the OF-ID has to be
replaced by the two digit
country ISO code (3166-1 alpha-2). Multiple representative
names for one country are
separated by pipe "|" (ASCII 124) as representative names
may contain commas.
Please note that there
exists a specific name of this field for certain countries, which
differ from the general
field name "Country Representative Name" but have the same
meaning:
AT: Information Agent Name
- Austria
FR: Centralizing
Correspondent Agent Name - France
GB: Facilities Agent Name
- Great Britain
IE: Facilities Agent Name
- Ireland
LI: Information Agent Name
- Liechtenstein
Apart from the fact that
openfunds relies on the OF-ID we recommend to use
"Country
Representative Name" as field name.
Values
Example
____________________________________________________________________________________________
OF-ID OFST6105XX Field
Name Has Country Paying Agent
Field Tags Additional | Multiple
country field (XX=ISO country code)
Field Level Company Link Reference OFST6107XX
Data Type boolean Introduced / Revoked 0.92 / --
Description Is there a paying agent in
the specified country for this fund? - The "XX" within the OF-
ID has to be replaced by
the two digit country ISO code (3166-1 alpha-2).
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST6107XX Field
Name Country Paying Agent Name
Field Tags Additional | Multiple
country field (XX=ISO country code)
Field Level Company Link Reference OFST6105XX
Data Type string Introduced / Revoked 0.92 / --
Description Paying Agent's name in the
given country. The "XX" within the OF-ID has to be
replaced by the two digit
country ISO code (3166-1 alpha-2). Multiple paying agent
names for one country are
separated by pipe "|" (ASCII 124) as paying agent names
may contain commas.
Values Name of the entity, with
values separated by a pipe ""|"" (ASCII 124) symbol if
multiple
values are needed.
Example
____________________________________________________________________________________________
OF-ID OFST6200XX Field
Name Country Facilities for Processing
Subscription/Repurchase/Redemption
Name
Field Tags Full | Multiple country
field (XX=ISO country code)
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Named facility in country
responsible for processing subscription, repurchase and
redemption orders and
making other payments to unit-holders relating to the units of
the UCITS.
The "XX" within
the OF-ID has to be replaced by the two digit country ISO code (3166-
1 alpha-2).
This relates to the
requirements laid out in Article 1 (4) 1a of Directive (EU) 2019/1160,
more details can be found
at https://eur-lex.europa.eu/legal-
content/EN/TXT/?uri=CELEX%3A32019L1160
Values Free text for the name of
the facility.
Example FEfundinfo
____________________________________________________________________________________________
OF-ID OFST6210XX Field
Name Country Facilities for Information on
Subscription/Repurchase/Redemptions
Name
Field Tags Multiple country field
(XX=ISO country code) | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Named facility in country
that provides investors with information on how subscriptions
can be made and how repurchase and redemption
proceeds are paid to unit-
holders relating to the
units of the UCITS
The "XX" within
the OF-ID has to be replaced by the two digit country ISO code (3166-
1 alpha-2).
This relates to the
requirements laid out in Article 1 (4) 1b of Directive (EU) 2019/1160,
more details can be found
at https://eur-lex.europa.eu/legal-
content/EN/TXT/?uri=CELEX%3A32019L1160
Values Free text for the name of
the facility.
Example FEfundinfo; Prospectus; XX
Supplement; Website
____________________________________________________________________________________________
OF-ID OFST6220XX Field
Name Country Facilities for Investor Complaints Name
Field Tags Multiple country field
(XX=ISO country code) | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Named facility in country
for providing information and access to procedures relating
to the investors' ability
to exercise of their rights arising from their investment in the
UCITS in the Member State
where the UCITS is marketed
The "XX" within
the OF-ID has to be replaced by the two digit country ISO code (3166-
1 alpha-2).
This relates to the
requirements laid out in Article 1 (4) 1c of Directive (EU) 2019/1160,
more details can be found
at https://eur-lex.europa.eu/legal-
content/EN/TXT/?uri=CELEX%3A32019L1160
Values Free text for the name of
the facility.
Example FEfundinfo
____________________________________________________________________________________________
OF-ID OFST6230XX Field
Name Country Facilities for Provision of Legal Fund Documents
Name
Field Tags Multiple country field
(XX=ISO country code) | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Named facility in country
for providing information and access to the latest investor
disclosure documents,
periodic reports, KIIDs etc. available for inspection.
The "XX" within
the OF-ID has to be replaced by the two digit country ISO code (3166-
1 alpha-2).
This relates to the
requirements laid out in Article 1 (4) 1d of Directive (EU) 2019/1160,
more details can be found
at https://eur-lex.europa.eu/legal-
content/EN/TXT/?uri=CELEX%3A32019L1160
Values Free text for the name of
the facility.
Example fundinfo.com
____________________________________________________________________________________________
OF-ID OFST6240XX Field
Name Country Facilities for Information on Facilities Name
Field Tags Multiple country field
(XX=ISO country code) | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Named facility in country
that provides investors with information relevant to the tasks
that the facilities perform in a durable
medium
The "XX" within
the OF-ID has to be replaced by the two digit country ISO code (3166-
1 alpha-2).
This relates to the
requirements laid out in Article 1 (4) 1e of Directive (EU) 2019/1160,
more details can be found
at https://eur-lex.europa.eu/legal-
content/EN/TXT/?uri=CELEX%3A32019L1160
Values Free text for the name of
the facility.
Example Country Supplement;
Website
____________________________________________________________________________________________
OF-ID OFST6250XX Field
Name Country Facilities for Local Regulator Name
Field Tags Full | Multiple country
field (XX=ISO country code)
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Named facility in country
responsible for being the contact point for communicating
with the XX’s competent
authority.
The "XX" within
the OF-ID has to be replaced by the two digit country ISO code (3166-
1 alpha-2).
This relates to the
requirements laid out in Article 1 (4) 1f of Directive (EU) 2019/1160,
more details can be found
at https://eur-lex.europa.eu/legal-
content/EN/TXT/?uri=CELEX%3A32019L1160
Values Free text for the name of
the facility.
Example FEfundinfo
____________________________________________________________________________________________
OF-ID OFST700400 Field
Name Luxembourg Domiciliary Agent Name
Field Tags Full | LU
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description The domicilary agent, as
defined by https://guichet.public.lu, is a natural or legal
person in Luxembourg, who
provides services for the domiciled company. This field
applies for funds
domiciled in Luxembourg ("OFST010010
Fund Domicile Alpha-2" = "LU")
Values Free text
Example
____________________________________________________________________________________________
OF-ID OFST700500 Field
Name AMF Category
Field Tags Full | FR
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Category assigned to the
fund according to the French Market Authority (AMF), as
available on the page
https://geco.amf-france.org/Bio/rech_opcvm.aspx.
Values "Fonds
d'investissement de proximité" / "Actions de pays de la zone
euro" / "Actions
des pays de l'Union
Européenne" / "Actions françaises" / "Actions
internationales" /
"Fonds à
formule" / "Fonds commun à risques" / "Fonds commun
d'investissement sur les
marchés à terme" /
"Fonds commun de placement à innovation" / "Fonds de
multigestion
alternative" / "Fonds Immobilier" / "Fonds monétaires à
valeur liquidative à
faible volatilité" / "Fonds
monétaires à valeur liquidative constante de dette
publique" /
"Fonds monétaires à valeur liquidative variable" /
"FPCI-SICAV" / "Garanti
ou assorti d'une
protection" / "Obligations et/ou titres de créances
internationaux" /
"Obligations et/ou
titres de créances libellés en euros" / "Sans classification"
Example Actions internationales
____________________________________________________________________________________________
OF-ID OFST700510 Field
Name Eligible for PEA-PME SME Account
Field Tags FR | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Is the fund eligible for
the PEA-PME framework, introduced by French authorities in
2014? This scheme allows
retail investors to acquire a portfolio of small and middle-
cap companies by investing
in funds composed of at least 75% investments in listed
Eurozone Small and Medium
Enterprises (SMEs).
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFST700520 Field
Name Is Formula Fund in France
Field Tags FR | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description According to the
definition of the French Market Authority (AMF), is the fund following
a formula-based investment
technique in which investment policy is made using
predetermined theory or
formula? Formula funds usually have their duration known
in advance. The redemption
value at maturity is calculated according to a
prescribed formula. In
order to calculate the value of the investment once maturity is
reached, the formula fund
takes into account the evolution of a stock market index
or a basket of shares. For
more information please consider the AMF website:
https://www.amf-france.org/fr/espace-epargnants/comprendre-les-produits-
financiers/placements-collectifs/les-placements-formule-ce-quil-faut-savoir-avant-
dinvestir
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFST700601 Field
Name Singapore Classification Of Investment Products
Field Tags SG | Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.23 / --
Description Classification of
investment products under MAS scheme, which determines whether
a wider range of
investment funds including ETFs can be easier accessed by retail
investors
("https://www.mas.gov.sg/news/media-releases/2015/easier-access-to-
simpler-funds-for-retail-investors"
AND
"https://www.mas.gov.sg/regulation/notices/notice-sfa-04-n12")
Values "excluded investment
products (EIP)" / "specified investment products (SIP)" /
"unlisted
specified investment products (unlisted
SIP)" / "overseas-listed investment products
(OLIP)"
Example
____________________________________________________________________________________________
OF-ID OFST700605 Field
Name Singapore GST Liable
Field Tags SG | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.23 / --
Description GST (Goods and Services
Tax) treatment of services provided or received by fund
managers in Singapore
("
https://www.iras.gov.sg/irashome/uploadedFiles/IRASHome/e-
Tax_Guides/etaxguide_GST_Guide%20for%20the%20Fund%20Management%20Industry
_2015-03-18.pdf " AND
" https://www.iras.gov.sg/irashome/GST/GST-registered-
businesses/Learning-the-basics/Goods-and-Services-Tax--GST---What-It-Is-and-How-It-
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST700610 Field
Name Singapore CPFIS-OA
Field Tags SG | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.23 / --
Description Please indicate in this
field whether the share class is a Central Provident Fund
Investment Scheme (CPFIS)
where investors invest their Ordinary Account (OA)
savings in a wider range
of investments (= "yes") or not (= "no").
For further information
about CPFIS-OA please visit the following website:
https://www.cpf.gov.sg/member/growing-your-savings/earning-higher-
returns/investing-your-cpf-savings
For further information
about CPF please visit: https://www.cpf.gov.sg/member/cpf-
overview
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST700615 Field
Name Singapore CPFIS-SA
Field Tags SG | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.23 / --
Description Please indicate in this
field whether the share class is a Central Provident Fund
Investment Scheme (CPFIS)
where investors invest their Special Account (SA) savings
in a wider range of
investments (= "yes") or not (= "no").
For further information
about CPFIS-SA please visit the following website:
https://www.cpf.gov.sg/member/growing-your-savings/earning-higher-
returns/investing-your-cpf-savings
For further information
about CPF please visit: https://www.cpf.gov.sg/member/cpf-
overview
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST700620 Field
Name Singapore SRS
Field Tags Full | SG
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.23 / --
Description Please indicate in this
field whether the share class is a Supplementary Retirement
Scheme (SRS) (=
"yes") or not (= "no"). For further information about a SRS
please visit
the following website:
https://www.cpf.gov.sg/member/faq/general-information---
useful-tips/general-information-on-other-government-agencies/what-is-
supplementary-retirement-scheme-
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST700625 Field
Name Is Fund Singapore ILIP
Field Tags Full | SG
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the fund part of the
Singapore Insurance Linked Investment Plan (SG ILIP)? If so,
please provide this field
with "yes".Please note that insurance linked investment
plans (ILIPs) are also
known as investment linked policies (ILPs). Such policies have life
insurance coverage and
investment components.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST700630 Field
Name Is BVV2 Compliant
Field Tags Full | CH
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.2 / --
Description Are the funds' investments
in conformance with the Ordinance of the Swiss Pension's
Act (Verordnung über die
berufliche Alters-, Hinterlassenen- und Invalidenvorsorge
(BVV 2)) Art. 53 and Art.
55? Please be aware that this ordinance has been tightened
on January 1st, 2015. Typically, these funds
are set up and distributed only to pension
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST700640 Field
Name Is Swiss Investment Foundation
Field Tags CH | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.23 / --
Description Is the fund a Swiss
investment foundation (German: Anlagestiftung)? This field only
applies for funds
domiciled in Switzerland.
Swiss investment
foundations are foundations that are used for occupational benefits.
They are subject to Swiss law and are
supervised by the Occupational Benefits
Supervision Commission
(OAK BV). Investment foundations form a special category of
investment funds that are
exclusively intended for pension funds. The purpose of an
investment foundation is
to manage the assets of several pension funds. According
to the legal definition of
the permitted group of investors, neither natural nor legal
persons resident or
domiciled outside of Switzerland may participate in Swiss
investment foundations.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST700650 Field
Name Is Suitable For Swiss Retail Clients
Field Tags CH | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.24 / --
Description From a fund houses
perspective: May this share class be distributed to Swiss retail
clients?
Retail Clients are
according to article 4 paragraph 2 of the Financial Services Act
(FinSA), in German
"Finanzdienstleistungsgesetz" (FIDLEG), clients which are not
professional clients.
According to article 4
paragraph 3 professional clients are considered to be:
a. financial
intermediaries under the Banking Act of 8 November 1934, the Financial
Institutions Act of...6
and the Collective Investment Schemes Act of 23 June 2006
b. insurance companies in
accordance with the Insurance Supervision Act of 17
December 2004;
c. foreign customers, who
have an equivalent prudential supervision as the persons of
letter a and b;
d. central banks;
e. public-law corporations
with professional vaults;
f. pension schemes and
institutions whose purpose is to provide occupational pension
with professional vaulting;
g. Company with
professional vaults.
For more information
please consider the following links:
https://www.newsd.admin.ch/newsd/message/attachments/41567.pdf
(only in
German available)
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFST700660 Field
Name Is SBA Compliant
Field Tags Full | CH
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.24 / --
Description Is the fund compliant with
the guidelines of the Swiss Bankers Association (SBA)?
The guidelines of the SBA
can be found at
https://www.swissbanking.ch/_Resources/Persistent/a/5/e/0/a5e0845f065a60699df8891
0ae675b7082e69411/SBA_Guidelines_investment_advice_and_portfolio_management
_EN.pdf
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST700670 Field
Name Is Swiss Affidavit Eligible
Field Tags CH | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Is the share class Swiss
affidavit eligible or is it intended to be on the upcoming
distributions.
In order to reclaim
withholding tax on income payments in Switzerland, a Bank
Declaration (Affidavit) is
required for each income payment for each investment
fund. If the informed
share class distributes income subject to Affidavit eligibility, the
field's value should be
"yes"
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701010 Field
Name Is Fund AIC Member
Field Tags GB | Full
Field Level Fund Link Reference OFST900184
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the company that
constitutes the investment trust or venture capital trust a
member within the
Association of Investment Companies (AIC)? If so please provide
this field with
"yes".The Association of Investment Companies is a trade association
in the UK for the
closed-ended investment company industry. Please find further
information on:
https://www.theaic.co.uk
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701020 Field
Name Is Fund a Registered Charity
Field Tags Full | GB
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the fund a common
investment fund which allows only charities to invest in, and
registered with the UK
government as such? The list of registered charities can be
found at
https://www.gov.uk/find-charity-information. If so, please provide this field
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701030 Field
Name IA Sector
Field Tags Additional
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description There are over 35 IA (The
Investment Association) sectors. These are there to help
anyone navigate around the
large universe of funds solds in the UK and include some
offshore (EU) funds.
Values https://www.theia.org/industry-data/fund-sectors/classification-schematic
Example
____________________________________________________________________________________________
OF-ID OFST701032 Field
Name Is Fund IA Recognised
Field Tags Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the fund registered and
sectorised under IA (Investment Association) guidelines? If
so, please provide this
field with "yes". The IA is a UK based association. For further
information about the IA
please consider the following website:
https://www.theia.org.
This field is applicable to funds domiciled in the United
Kingdom within the legal
structure of Unit Trust or OEICs and to non-UK domiciled
funds that are registered
for sale in the UK and authorized by the IA.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701040 Field
Name Is UK ISA Compliant
Field Tags Full | GB
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.23 / --
Description Is the share class ISA
(Individual Savings Account) compliant?
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701041 Field
Name Is UK SIPP Compliant
Field Tags GB | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.24 / --
Description Is the share class SIPP
(Self Invested Personal Pension) compliant? A SIPP is a tax-
efficient retirement
savings account. It allows individuals to make their investment
decisions from a wide
range of investments, which are approved by the country's
HMRC (Her Majesty's
Revenue and Customs).
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701042 Field
Name Is UK Non-UCITS Retails Scheme
Field Tags GB | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.24 / --
Description This field is only
relevant for UK based funds. If this is not the case, please leave the
field blank.
Is the fund a Non-UCITS
Retails Scheme (NURS)? A NURS is a fund, which is neither a
UCITS scheme nor a
qualified investor scheme according to the UK Financial Conduct
Authority.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701043 Field
Name UK ISA Type
Field Tags GB | Full
Field Level Share Class Link Reference OFST701040
Data Type string Introduced / Revoked 1.25 / --
Description Individual Savings Account
(ISA) is a form of investment that is exempt from tax on
returns.
There are four types of
ISA (https://www.gov.uk/individual-savings-accounts):
- stocks and shares
- cash
- innovative finance
- lifetime
(https://www.gov.uk/lifetime-isa)
Values "stocks and
shares" / "cash" / "innovative finance" /
"lifetime"
Example cash
____________________________________________________________________________________________
OF-ID OFST701044 Field
Name Is UK TMPR Registered
Field Tags Full | GB
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Is the fund registered for
the FCA's TMPR (Temporary Marketing Permissions Regime).
UCITS compliant funds
currently registered in a European Economic Area (EEA) state
will cease to qualify for
ISA/CTF inclusion unless they have entered the Financial
Conduct Authority’s (FCA’s)
new Temporary Marketing Permissions Regime (TMPR)
prior to the
Implementation Period Completion Day (IPCD) of the withdrawal of the
United Kingdom (UK) from
the European Union (EU). Funds that do not enter the TMPR
will be de-recognised by the FCA, cease to be
ISA qualifying and should not be
purchased by
managers/providers to hold in ISAs/CTFs. More information can be
found at
https://www.fca.org.uk/brexit/temporary-permissions-regime-tpr.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701045 Field
Name Is UK UCITS Fund
Field Tags GB | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.27 / --
Description Is the fund a
UK-authorised UCITS?
Such funds are
UK-domiciled funds that would have had the value "UCITS" in field
OFST160040 Type of EU
Directive prior to the Implementation Period Completion Day
(IPCD) of the withdrawal
of the United Kingdom (UK) from the European Union (EU),
and should have the value
"AIF" in that field post-IPCD. The IPCD is defined in the EU
(Withdrawal Agreement) Act
2020 as 31 December 2020 at 11pm
(https://www.legislation.gov.uk/ukpga/2020/1/contents/enacted).
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701046 Field
Name Is Share Class Offered in Any ISA
Field Tags Full | GB
Field Level Share Class Link Reference OFST701040
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the share class offered
through any individual saving accounts (ISA) in the UK? If so,
please provide this field with
"yes".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701050 Field
Name Is PAIF
Field Tags GB | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.24 / --
Description This field is only
relevant for UK based funds. If this is not the case, please leave the
field empty.
Is the fund a Property
Authorised Investment Fund (PAIF)? A PAIF is an authorised
investment fund primarily
invested in property and is a UK regulated fund vehicle.
There is no taxation of
property profits at fund level. Only eligible investors (e.g.
Individual Savings
Account, Self Invested Personal Pension) are allowed to invest in
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701055 Field
Name Is UK Approved Investment Trust
Field Tags GB | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.24 / --
Description This field is only funds
based or distributed in the UK. If this is not the case, please
leave the field empty.
Is the share class an UK
approved investment trust? Please refer to
https://www.gov.uk/hmrc-internal-manuals/investment-funds/ifm14120
for more
information.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701065 Field
Name Is Fund Invested in Inherently Illiquid Assets
Field Tags GB | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Is the fund an FIIA (Fund
Invested in Inherently Illiquid Assets) according to the
definition in FCA Policy
Statement PS19/24. Funds investing in inherently illiquid assets
are those that have
invested (or intend to invest) at least 50% in illiquid assets for at
least 3 continuous months
in the last 12 and that have not aligned the dealing
frequency with the
expected time to liquidate assets. Funds
with limited redemption
frequency do not have to
be classified as FIIAs.
Full details can be found in the Policy Statement at
https://www.fca.org.uk/publication/policy/ps19-24.pdf.
The changes will apply from 30 September 2020, but
groups can apply them earlier
if they are concerned
about customer detriment.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701075 Field
Name Is Fund Under UK TEF TAX Regime
Field Tags GB | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description This field is only
relevant for UK based funds. If this is not the case, please leave the
field empty.
The TEF is a tax regime
that applies to an authorised investment fund. It is likely to be
beneficial to those funds
that invest in a mixed portfolio of assets but do not receive
any income directly from a
UK or overseas property business.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701085 Field
Name Is Authorised By FCA
Field Tags Full | GB
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Is the fund authorised by
the FCA (Financial Conduct Authority, a UK financial
regulatory body
responsible for regulation of conduct by both retail and wholesale
financial services firms)?
An authorised fund, which
may also be called an "authorised CIS", must be
established in the UK and
take one of the following legal forms:
- authorised contractual
scheme (ACS)
- authorised unit trust
(AUT)
- investment company with
variable capital (ICVC)
It must also be
classified, based on a marketing strategy, as one of the following:
- undertaking for
collective investment in transferable securities scheme (UCITS)
- non-UCITS retail scheme
(NURS)
- qualified investor
scheme (QIS)
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701086 Field
Name Is Recognised By FCA
Field Tags GB | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Is the fund recognised by
the FCA (Financial Conduct Authority, a UK financial
regulatory body
responsible for regulation of conduct by both retail and wholesale
financial services firms)?
A fund that is established
outside the UK must be recognised to be promoted to
retail investors in the
UK. A recognised fund may also be called a ‘recognised CIS’ or
‘overseas scheme’. A UCITS
established in another EEA country must be recognised,
under section 264 of the
Financial Services Markets Act 2000 (FSMA). Other funds
established in another EEA
country, including an alternative investment fund (AIF)
authorised in another EEA
country, must be recognised under section 272 of FSMA.
For more information
please consider:
http://www.legislation.gov.uk/ukpga/2000/8/pdfs/ukpga_20000008_en.pdf
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST701090 Field
Name UK Distribution Type
Field Tags Full | GB
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description Depending on the
underlying investments, income arising may be a dividend
distribution or an
interest distribution. It is mandatory for Management Companies to
inform the type of
distribution.
Dividend distributions
from UK domiciled funds that fall within the dividend allowance
are not subject to the
tax. However, a tax liability may arise on the excess depending
on the shareholder personal circumstances.
Interest distributions
from UK domiciled funds are taxed as savings income and may
be eligible for the
Personal Savings Allowance or the 0% starting rate tax band for
Values "interest" /
"dividend"
Example interest
____________________________________________________________________________________________
OF-ID OFST710095 Field
Name CNMV Main Category
Field Tags ES | Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Please state the category
of the fund as described in CNMV A01 Model: page 6
https://www.cnmv.es/DocPortal/legislacion/ModelosNormalizados/IIC/ManualCump
A01-C_2_2017.pdf
Vocación (8): política de
inversión. Las políticas de inversión son las
siguientes:
- MF: MMF Funds
- FF: Fixed Income Funds
- EQ: Equities Funds
- HG: Hedge Funds
- MX: Mixed Funds
- RE: Real estate Funds
- OT: Other Funds
Values "MF" /
"FF" / "EQ" / "HG" / "MX" /
"RE" / "OT"
Example FF
____________________________________________________________________________________________
OF-ID OFST710100 Field
Name CNMV Registry Number
Field Tags Full | ES
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.23 / --
Description Register number in
Comisión Nacional del Mercado de Valores (CNMV): numeric
code assigned by CNMV to
'foreign funds' when legally registered in CNMV for their
distribution in Spain and
for funds domiciled in Spain. For more information please refer
to
https://www.cnmv.es/portal/home.aspx
Please be aware that the
CNMV can be on umbrella or fund level or a mixture of
both levels. For this
reason, openfunds sets this field on fund level so that it can be
used for umbrella level as
well. Kindly be informed that this could lead to validation
difficulties, but it is a
necessary trade-off to be taken.
Values CNMV Registration number
Example 721
____________________________________________________________________________________________
OF-ID OFST710101 Field
Name Is Feeder Fund
Field Tags Full
Field Level Fund Link Reference OFST710102
Data Type boolean Introduced / Revoked 1.25 / --
Description Does the fund follow a
master-feeder structure? If yes, please indicate one
representative ISIN code
of the master fund in field "OFST710102 Representative ISIN
Code Of Master Fund".
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710102 Field
Name Representative ISIN Code Of Master Fund
Field Tags Full
Field Level Fund Link Reference OFST710101
Data Type string Introduced / Revoked 1.25 / --
Description If the fund follows a
master-feeder structure (= the value of "OFST710101 Is Feeder
Fund" is
"yes"), what is one representative ISIN code of the master fund?
Values
Example AT0000831409
____________________________________________________________________________________________
OF-ID OFST710105 Field
Name HK SFC Code
Field Tags HK | Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Applicable to funds
marketed in Hong Kong. According to the Securities and Futures
Commission (SFC), what is
the identifier code assigned to this fund? This code
references to the
individual subfund in case there is an umbrella structure.
Values
Example AOA998
____________________________________________________________________________________________
OF-ID OFST710110 Field
Name Hong Kong SFC Security Classification
Field Tags Full | HK
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.24 / --
Description As set out in paragraph
6.2 of the Guidelines on Online Distribution and Advisory
Platforms (Guidelines), a
Platform Operator should determine whether a product may
be treated as non-complex
or complex with regard to the factors set out in
paragraph 6.1 of the
Guidelines and the non-exhaustive list of examples of non-
complex and complex
products set out on the SFC’s website:
https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/Non-complex-
and-complex-products/
A non-exhaustive list of
examples of investment products that are considered to be
"non-complex"
are available under the following link:
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-
and-complex-products/
Under the same link a
non-exhaustive list of examples of investment products that are
considered to be complex products is
available.
The SFC may revise the
list of non-complex products from time to time where
appropriate.
Values "non-complex" /
"complex" / "other complex"
Example complex
____________________________________________________________________________________________
OF-ID OFST710120 Field
Name HK SFC Is Maximum Exposure To Virtual Assets More Than
10 Percent Of GAV
Field Tags Full | HK
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Is the fund’s maximum
exposure to virtual assets more than 10% of its GAV?
For more information about
the distribution of virtual assets funds in Asia please
consider
https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/doc?refNo=18EC77
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710121 Field
Name HK Is Maximum Exposure To Virtual Assets More Than 10
Percent Of GAV Date
Field Tags HK | Full
Field Level Fund Link Reference OFST710120
Data Type date Introduced / Revoked 1.25 / --
Description As of Date for Virtual
Assets entry. According to the PWMA the Fund manager must
supply an "as of
date", for individual distributor to determine the "freshness"
of the
information and if follow
up required. The nature of this date field is the verification of
the respective field's
value. Depending on the database structure this field may not
be stored, but populated
while exporting.
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values YYYY-MM-DD
Example 2019-03-27
____________________________________________________________________________________________
OF-ID OFST710125 Field
Name Hong Kong Mutual Recognition of Funds
Field Tags HK | Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description This field is only
relevant for funds that are either:
a) domiciled in Hong Kong
or
b) registered for sale in
Hong Kong.
If the fund is domiciled
in Hong Kong (OFST010010 = "HK") and has mutual recognition in
other countries according to SFC mutual
recognition of funds arrangements, a list of
the countries in which the
fund is mutually recognised should be given. Multiple
selections are possible,
which should be given separated by a pipe "|" (ASCII 124)
symbol.
If the fund is not
domiciled in Hong Kong but OFST6030HK = "yes" and the fund has
mutual recognition between
its domicile and Hong Kong, the ISO 3166-1-alpha-2 code
for Hong Kong (HK) should be given.
Details of the
arrangements can be found at https://www.sfc.hk/en/Regulatory-
functions/Products/List-of-publicly-offered-investment-products/Mutual-recognition-of-
funds-arrangements.
Values [List] of ISO 3166-1-alpha-2 country codes
as it can be found on
https://www.iso.org/iso-3166-country-codes.html
Example AU|FR|LU|CN|MY|NL|CH|TW|TH|GB
____________________________________________________________________________________________
OF-ID OFST710130 Field
Name HK Is RQFII Fund
Field Tags HK | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Is the fund a Renminbi
Qualified Foreign Institutional Investor (RQFII) fund? According
to the SFC an RQFII fund
comprises at least 80% renminbi debt instruments issued in
mainland China and an
optional not-more-than 20% of A-shares or other permissible
investments in that
market. Subscriptions and redemptions of fund units are settled in
renminbi.
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
For more information,
please consider
https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-
announcements/news/doc?refNo=12PR2
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710131 Field
Name HK Is RQFII Fund Date
Field Tags HK | Full
Field Level Fund Link Reference OFST710130
Data Type date Introduced / Revoked 1.25 / --
Description As of Date for RQFII
entry. According to the PWMA the Fund manager must supply an
"as of date", for individual
distributor to determine the "freshness" of the information
and if follow up required.
The nature of this date field is the verification of the
respective field's value.
Depending on the database structure this field may not be
stored, but populated
while exporting.
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values YYYY-MM-DD
Example 2019-03-27
____________________________________________________________________________________________
OF-ID OFST710140 Field
Name Is PIR Compliant
Field Tags IT | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Does the Fund comply with
the requirements of the PIR (Piani Individuali di Risparmio)
regulation introduced in
Italy? PIR means in English tax-exempt and long-term
individual savings plan.
PIR funds are not necessarily Italian funds. Funds of other
domiciles can be PIR funds
as well.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710150 Field
Name Italian Reduced Rate Percentage
Field Tags IT | Full
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.25 / --
Description The Italian Reduced Rate
Percentage (IRRP) to apply for the semester. The so-called
White List is a list of
countries that allow an adequate exchange of information with
Italy. It is contained in
a Ministerial Decree of 4 September 1996, which should be
updated every six months.
Capital gains on
non-qualifying shares in a resident non-listed company are
exempt from 26 percent
substitute tax if the seller is a resident of a White-List country.
As from 1 January 2012,
direct investment in government bonds are subject to a lower
rate (i.e. 12.5%) than comparable investments
made through Italian or Luxembourg
regulated investment
funds. To allow the application of the 12.5% tax rate to
investment funds investing
into Italian government bonds and assimilated securities,
investment funds may
perform an asset test which estimates the percentage of the
portfolio invested in
qualifying government bonds.
An up to date version of
the Italian country "white list" may be found at this URL
https://www.acupay.com/resources-help-links/resources/italy-resources/.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFST710151 Field
Name Italian Reduced Rate Percentage at Start of Calculation
Period
Field Tags IT | Full
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description The Italian Reduced Rate
Percentage (IRRP) as at the start of the calculation period
(OFST710156 Italian
Reduced Rate Percentage Calculation Period Start Date). Not to
be confused with the
applicable percentage to apply for the semester (OFST710150
Italian Reduced Rate
Percentage).
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFST710152 Field
Name Italian Reduced Rate Percentage at End of Calculation
Period
Field Tags Full | IT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description The Italian Reduced Rate
Percentage (IRRP) as at the end of the calculation period
(OFST710155 Italian
Reduced Rate Percentage Calculation Period End Date). Not to
be confused with the
applicable percentage to apply for the semester (OFST710150
Italian Reduced Rate
Percentage).
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFST710153 Field
Name Italian Reduced Rate Percentage Start Date
Field Tags IT | Full
Field Level Share Class Link Reference OFST710150
Data Type date Introduced / Revoked 1.25 / --
Description Initial date of the
semester where the "OFST710150 Italian Reduced Rate Percentage"
applies.
Values YYYY-MM-DD
Example 2019-01-01
____________________________________________________________________________________________
OF-ID OFST710154 Field
Name Italian Reduced Rate Percentage End Date
Field Tags Full | IT
Field Level Share Class Link Reference OFST710150
Data Type date Introduced / Revoked 1.25 / --
Description End date of the semester
where the "OFST710150 Italian Reduced Rate Percentage"
applies.
Values YYYY-MM-DD
Example 2019-05-31
____________________________________________________________________________________________
OF-ID OFST710155 Field
Name Italian Reduced Rate Percentage Calculation End Date
Field Tags IT | Full
Field Level Share Class Link Reference OFST710150
Data Type date Introduced / Revoked 1.25 / --
Description The end date for the
calculation period used to determine "OFST710150 Italian
Reduced Rate
Percentage" was calculated. If no start date is available, this field
can be provided without
OFST710156 Italian Reduced Rate Percentage Calculation
Period Start Date.
Values YYYY-MM-DD
Example 2018-02-05
____________________________________________________________________________________________
OF-ID OFST710156 Field
Name Italian Reduced Rate Percentage Calculation Period Start
Date
Field Tags Full | IT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.31 / --
Description The start date for the
calculation period used to determine "OFST710150 Italian
Reduced Rate
Percentage". If no start date is available for the calculation then this
field may be left blank.
Values YYYY-MM-DD
Example 2017-02-05
____________________________________________________________________________________________
OF-ID OFST710160 Field
Name Italy Tax Status
Field Tags IT | Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Funds with Asset Tests
(Italian Whie List) equal to 0 will be considered "out of scope".
Funds with Asset Tests
different from 0 will be considered "in scope".
Values "in scope" /
"out of scope"
Example
____________________________________________________________________________________________
OF-ID OFST710190 Field
Name Belgian Tax Distribution Status
Field Tags Full | BE
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Funds with Asset Tests
<10% (registered in Belgium) will be considered "out of scope"
Values "in scope" /
"out of scope"
Example
____________________________________________________________________________________________
OF-ID OFST710195 Field
Name Belgian Tax Redemption Status
Field Tags BE | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Funds with Asset Tests
<10% (registered in Belgium) will be considered "out of scope"
Values "in scope" /
"out of scope"
Example
____________________________________________________________________________________________
OF-ID OFST710200 Field
Name Is Belgian TIS Required
Field Tags BE | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Is this share class
subject to Belgian Taxable Income per Share (TIS)? If the Belgian
average asset test debt
percentage is higher then 10%, than the Belgian TIS is
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST710210 Field
Name Belgian Average Asset Test
Field Tags Full | BE
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Belgian Asset Tests are an
examination of an investment fund’s percentage of
investment in debt-claims.
The proportion of each asset is determined by means of
the book value of these
assets in relation to the total book value of the assets of the
fund. To calculate the asset test, the composition
of the underlying assets is
recorded on two different
dates, namely that of the semi-annual report (six months
into the fiscal year) and
that of the annual report (fiscal year end) of the fund, and
these two values are
averaged to produce this value
Values Percentage expressed as a
decimal figure
Example 0.1
____________________________________________________________________________________________
OF-ID OFST710211 Field
Name Belgian Average Asset Test Data Source
Field Tags BE | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.31 / --
Description The source of the data
shown in OFST710210 Belgian Average Asset Test.
Values Free text.
Example
____________________________________________________________________________________________
OF-ID OFST710213 Field
Name Belgian Average Asset Test Start Date
Field Tags BE | Full
Field Level Share Class Link Reference OFST710200
Data Type date Introduced / Revoked 1.25 / --
Description The start date of the
Belgian average asset test. In order to determine whether or
not a share class falls
under the Belgian TIS, an asset test has to be performed.
Values YYYY-MM-DD
Example 2018-01-01
____________________________________________________________________________________________
OF-ID OFST710214 Field
Name Belgian Average Asset Test End Date
Field Tags BE | Full
Field Level Share Class Link Reference OFST710200
Data Type date Introduced / Revoked 1.25 / --
Description The end date of the
Belgian average asset test. In order to determine whether or not
a share class falls under the Belgian TIS, an
asset test has to be performed.
Values YYYY-MM-DD
Example 2018-05-31
____________________________________________________________________________________________
OF-ID OFST710220 Field
Name Is Netherlands Cluster Munitions Ban Compliant
Field Tags Full | NL
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.27 / --
Description Is the fund compliant with
the Netherlands ban on investment in cluster munitions, laid
out in Section 21a of the Market Abuse
(Financial Supervision Act) Decree (Besluit
Marktmisbruik Wft). The
ban is an extension of the Convention on Cluster Munitions, to
which the Netherlands is a signatory. The AFM
is responsible for supervision of
compliance with the ban.
More information can be found at
https://www.afm.nl/en/sector/themas/marktmisbruik/clustermunitie
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710250 Field
Name Marketed in Spain ESMA - ELTIF Funds
Field Tags ES | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Has the fund been
communicated as marketed in Spain through the ESMA (European
Securities and Markets Authority? This field
is only relevant for European Long-term
Investment Funds (ELTIFs)
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710300 Field
Name HK Is A Derivative Fund Under The SFC Code On Unit Trusts
And Mutual Funds
Field Tags HK | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Is the fund considered as
a "derivative fund" under the prevailing SFC Code on Unit
Trusts and Mutual Funds?
This field is for SFC authorised funds only.
Note: For SFC-authorised
funds, it is considered by the fund manager as a "derivative
fund" on the same
basis as provided to the SFC for disclosure on the SFC website.
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
More information on filling the fields can be found in the white
paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-
complex-and-non-complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710301 Field
Name HK Is A Derivative Fund Under The SFC Code On Unit Trusts
And Mutual Funds Date
Field Tags HK | Full
Field Level Fund Link Reference OFST710300
Data Type date Introduced / Revoked 1.25 / --
Description As of Date for Derivative
Fund entry. According to the PWMA the Fund manager
must supply an "as of
date", for individual distributor to determine the "freshness"
of
the information and if
follow up required. The nature of this date field is the
verification of the
respective field's value. Depending on the database structure this
field may not be stored,
but populated while exporting.
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
More information on filling the fields can be found in the white
paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-
complex-and-non-complex-funds/
Values YYYY-MM-DD
Example 2019-03-27
____________________________________________________________________________________________
OF-ID OFST710305 Field
Name HK Jurisdiction And Publicity
Field Tags HK | Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description This field regarding the
Regulation in Hong Kong about complex and non-complex
funds. A non-exhaustive
list of examples of non-complex and complex products can
be found on the SFC’s
website:
https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/Non-complex-
and-complex-products
This field is to indicate
if the fund is
- a fund in a specified
jurisdiction or
- a public fund in a
non-specified jurisdiction or
- a non-public fund in a
non-specified jurisdiction.
This field is for non-SFC
authorised funds only.
To obtain a list of
specified jurisdiction please consider
https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement/Non-complex-
and-complex-products/List-of-specified-jurisdictions.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values "specified" /
"non-specified and public" / "non-specified and non-public"
Example specified
____________________________________________________________________________________________
OF-ID OFST710310 Field
Name HK Has Fund Used Derivatives For Investment Purposes
Field Tags HK | No longer supported |
Full
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 1.25 / 2
Description //No longer supported.
This field was replaced by OFST710312 HK Does Fund Intend To
Use More Than 50 Percent
Of Nav In Derivatives For Investment Purposes, which
instead looks at the
future intent of the fund, rather than past usage, but is otherwise
similar.//
Has the fund used
derivatives for investment purposes during the past 12 months?
Investment purposes do not
include:
- netting, hedging or risk
mitigation
- cash flow management
- market access or
exposure replication (without incremental leverage at the fund
portfolio level)
- investments in
conventional convertible bonds
This field is to be used,
if the fund is a registered retail fund in a specified jurisdiction. To
obtain a list of specified jurisdiction please
consider https://www.sfc.hk/en/Rules-and-
standards/Suitability-requirement/Non-complex-and-complex-products/List-of-
specified-jurisdictions.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710312 Field
Name HK Does Fund Intend To Use More Than 50 Percent Of
Nav In Derivatives For
Investment Purposes
Field Tags Full | HK | HK | Full
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 2 / --
Description Does fund intend to use
more than 50 percent of NAV in derivatives for investment
purposes?
Investment purposes do not
include:
- netting, hedging or risk
mitigation
- cash flow management
- market access or
exposure replication (without incremental leverage at the fund
portfolio level)
- investments in
conventional convertible bonds
This field is to be used,
if the fund is a registered retail fund in a specified jurisdiction. To
obtain a list of specified jurisdiction please
consider https://www.sfc.hk/en/Rules-and-
standards/Suitability-requirement/Non-complex-and-complex-products/List-of-
specified-jurisdictions.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710315 Field
Name HK Does Fund Intend To Use Or Invest In Derivatives
Field Tags HK | Full
Field Level Fund Link Reference OFST710310
Data Type boolean Introduced / Revoked 1.25 / --
Description Does the fund intend to
use or invest in derivatives in excess of:
1)50% of the fund’s NAV
based on the Net Derivative Exposure (NDE) or Commitment
approach; or
2)100% of the benchmark
Value-at-Risk (VaR) on relative VAR approach; or
3)10% VAR on absolute VAR
approach.
Fund managers are expected
to update the responses above if the actual
investment in derivatives
go above the below percentages other than on an
occasional or temporary
basis in between annual reviews.
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
More information on filling the fields can be found in the white
paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-
complex-and-non-complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710316 Field
Name HK Does Fund Intend To Use Or Invest In Derivatives Date
Field Tags HK | Full
Field Level Fund Link Reference OFST710315
Data Type date Introduced / Revoked 1.25 / --
Description As of Date for Fund Intend
To Use Or Invest in Derivatives entry. According to the
PWMA the Fund manager must
supply an "as of date", for individual distributor to
determine the
"freshness" of the information and if follow up required. The nature
of
this date field is a
verification. Depending on the internal data processes the content
of this field is not stored in the senders
data base but populated while exporting.
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
More information on filling the fields can be found in the white
paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-
complex-and-non-complex-funds/
Values YYYY-MM-DD
Example 2019-03-27
____________________________________________________________________________________________
OF-ID OFST710320 Field
Name HK Is Fund Not Understandable For Retail Investors
Field Tags Full | HK
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 1.25 / --
Description Please refer to fund
manager's opinion.
Does the fund manager
consider the product is an investment product whose, terms,
features and risks are not
reasonably likely to be understood by a retail investor in the
jurisdiction where the
product is domiciled/established or distributed (> 10% of the
product’s NAV were
raised), whichever is more relevant, because of its complex
structure?
This field is to be used,
if the fund is a public fund in a non-specified jurisdiction. To
obtain a list of specified
jurisdiction please consider https://www.sfc.hk/en/Rules-and-
standards/Suitability-requirement/Non-complex-and-complex-products/List-of-
specified-jurisdictions.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710325 Field
Name HK Is Investment Strategy Considered Complex
Field Tags HK | Full
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 1.25 / --
Description Please refer to fund
manager's opinion.
Does the fund manager
consider this fund’s investment strategy to be complex and
use derivatives
extensively for investment purpose?
This field is to be used,
if the fund is a public fund in a non-specified jurisdiction. To
obtain a list of specified
jurisdiction please consider https://www.sfc.hk/web/EN/rules-
and-standards/suitability-requirement/non-complex-and-complex-products/list-of-
specified-jurisdictions.html.
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
More information on filling the fields can be found in the white
paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-
complex-and-non-complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710330 Field
Name HK Does Fund Invest In Instruments Without Secondary
Market
Field Tags Full | HK
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 1.25 / --
Description Please refer to fund
manager's opinion.
Does the fund invest in
any underlying investments that do not have a secondary
market with publicly
available prices?
This field is to be used,
if the fund is a public fund in a non-specified jurisdiction. To
obtain a list of specified
jurisdiction please consider https://www.sfc.hk/en/Rules-and-
standards/Suitability-requirement/Non-complex-and-complex-products/List-of-
specified-jurisdictions.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710335 Field
Name HK Does Fund Invest In Instruments Without Transparent
Information For Retail
Investors
Field Tags Full | HK
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 1.25 / --
Description Please refer to fund
manager's opinion.
Does the fund invest in
any underlying investments where there is no adequate and
transparent information
available to retail investors?
This field is to be used,
if the fund is a public fund in a non-specified jurisdiction. To
obtain a list of specified
jurisdiction please consider https://www.sfc.hk/en/Rules-and-
standards/Suitability-requirement/Non-complex-and-complex-products/List-of-
specified-jurisdictions.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710340 Field
Name HK Does Fund Invest In Instruments That May Lose More
Than Invested Amount
Field Tags HK | Full
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 1.25 / --
Description Please refer to fund
manager's opinion.
Does the fund invest in
any underlying investments where there is risk of losing more
than the amount invested?
This field is to be used,
if the fund is a public fund in a non-specified jurisdiction. To
obtain a list of specified
jurisdiction please consider https://www.sfc.hk/en/Rules-and-
standards/Suitability-requirement/Non-complex-and-complex-products/List-of-
specified-jurisdictions.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710345 Field
Name HK Does Fund Invest In Instruments Which Terms Could
Fundamentally Changes The
Nature Or Risk Or Pay-out
Profile
Field Tags Full | HK
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 1.25 / --
Description Please refer to fund
manager's opinion.
Does the fund invest in
any underlying investments where their features or investment
terms could:
- fundamentally alter the
nature or risk of the underlying investment; or
- pay-out profile includes
multiple variables or complicated formulas to determine the
return?
Note: This would include,
for example, investments that incorporate a right for the
investment product issuer
to convert the instrument into a different investment.
This field is to be used,
if the fund is a public fund in a non-specified jurisdiction. To
obtain a list of specified
jurisdiction please consider https://www.sfc.hk/en/Rules-and-
standards/Suitability-requirement/Non-complex-and-complex-products/List-of-
specified-jurisdictions.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710350 Field
Name HK Does Fund Invest In Instruments Which Terms Might
Harm Liquidity Or
Recoverability
Field Tags HK | Full
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 1.25 / --
Description Please refer to fund
manager's opinion.
Does the fund invest in
underlying investments where any features or terms of the
underlying investments
might render the investment illiquid and/or difficult to value?
This field is to be used,
if the fund is a public fund in a non-specified jurisdiction. To
obtain a list of specified
jurisdiction please consider https://www.sfc.hk/en/Rules-and-
standards/Suitability-requirement/Non-complex-and-complex-products/List-of-
specified-jurisdictions.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710360 Field
Name HK Does Fund Intend To Hold More Than 50 Percent Of
NAV In Loss-absorption
Products
Field Tags HK | Full
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 1.25 / --
Description Does the fund intend to
hold more than 50% of its NAV in loss-absorption products?
Loss absorption products
is as defined in HKMA Circular dated 30 Oct 2018
(https://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-
circular/2018/20181030e2.pdf)
and any subsequent written clarifications issued by
HKMA.
https://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-
circular/2019/20190708e1a1.pdf
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710361 Field
Name HK Does Fund Intend To Hold More Than 50 Percent Of
NAV In Loss-absorption
Products Date
Field Tags HK | Full
Field Level Fund Link Reference OFST710360
Data Type date Introduced / Revoked 1.25 / --
Description As of Date for Loss
Absorption Products entry. According to the PWMA the Fund
manager must supply an
"as of date", for individual distributor to determine the
"freshness" of
the information and if follow up required. The nature of this date field is
the verification of the
respective field's value. Depending on the database structure
this field may not be
stored, but populated while exporting.
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
More information on filling the fields can be found in the white
paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-
complex-and-non-complex-funds/
Values YYYY-MM-DD
Example 2019-03-27
____________________________________________________________________________________________
OF-ID OFST710380 Field
Name HK Does Fund Intend To Hold More Than 50 Percent Of
NAV In High-Yield Bonds
Field Tags Full | HK
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 1.25 / --
Description Does the fund intend to
hold more than 50% of its NAV in high-yield bonds as its
investment strategy?
High-yield bonds refer to
bonds, which are generally below investment grade or
are unrated. For more
information please consider SFC circular on Selling of Fixed
Income Products:
https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/doc?refNo=12EC12
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
More information on filling the fields can be found in the white
paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-
complex-and-non-complex-funds/
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710381 Field
Name HK Does Fund Intend To Hold More Than 50 Percent Of
NAV In High-Yield Bonds
Date
Field Tags HK | Full
Field Level Fund Link Reference OFST710380
Data Type date Introduced / Revoked 1.25 / --
Description As of Date for High Yield
Bonds entry. According to the PWMA the Fund manager
must supply an "as of
date", for individual distributor to determine the "freshness"
of
the information and if
follow up required. The nature of this date field is the verification
of the respective field's value. Depending on
the database structure this field may
not be stored, but
populated while exporting.
The field is expected to
be refreshed at least annually with either the last update or
review date indicated.
More information on filling the fields can be found in the white
paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-
complex-and-non-complex-funds/
Values YYYY-MM-DD
Example 2019-03-27
____________________________________________________________________________________________
OF-ID OFST710385 Field
Name HK Does Fund Intend To Hold More Than 50 Percent Of
NAV In Insurance Linked
Securities
Field Tags Full | HK
Field Level Fund Link Reference OFST710305
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the fund intend to
hold more than 50% of its NAV in insurance-linked securities
(ILS)?
Insurance-linked
securities (ILS) is as defined under section 129A of the Insurance
Ordinance (Cap. 41)
Further guideline as
issued by HKMA & SFC circular dated 11 Oct 2021
(https://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-
circular/2021/20211011e1.pdf)
(https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/suitability/doc?refNo=21E
C42)
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710386 Field
Name HK Does Fund Intend To Hold More Than 50 Percent Of
NAV In Insurance Linked
Securities Date
Field Tags Full | HK
Field Level Fund Link Reference OFST710385
Data Type date Introduced / Revoked 1.28 / --
Description As of Date for ILS entry.
According to PWMA, Fund manager must supply an "as of
date" for individual
distributor to determine "freshness" of the information and if follow
up required. The nature of
this date field is the verification of the respective field's
value. Depending on the database structure this
field may not be
stored, but populated
while exporting. The field is expected
to be refreshed at least
annually with either the
last update or review date indicated.
More information on
filling the fields can be found in the white paper under
https://www.openfunds.org/knowledge/whitepapers/hong-kong-complex-and-non-
complex-funds/
Values YYYY-MM-DD
Example 2022-02-28
____________________________________________________________________________________________
OF-ID OFST710390 Field
Name Is Fund Hong Kong ILIP
Field Tags Full | HK
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the fund part of a Hong
Kong Insurance Linked Investment Plan (ILIP)?
If so, please
provide this field with
"yes".Please note that insurance linked investment plans
(ILIPs) are also known as
investment linked policies (ILPs). Such policies have life
insurance coverage and
investment components.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710405 Field
Name CNMV Maximum Allowable Percentage Of High Yield
Bonds
Field Tags Full | ES
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description The maximum percentage of
NAV that the fund is allowed to invest in High Yield
Bonds. High Yield Bonds
refer to bonds with ratings below investment grade or
unrated bonds.
The CNMV, the Spanish
government agency responsible for the financial regulation of
the securities markets in Spain, requires that
funds disclose this percentage to their
investors, in accordance
with the TRLMV (Securities Markets Act). The full text of the
act can be found on the
Spanish government;'s website:
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.35 (instead of 35%)
____________________________________________________________________________________________
OF-ID OFST710410 Field
Name CNMV T12 UCI Classification
Field Tags ES | Full
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description According to the Spanish
National Securities Commission (“CNMV”) UCIs products
need to confirm the
relevant UCI classification. This is relevant to any fund for sale in
Spain or on platforms
based in Spain. Range of UCI classification is between 1-9 where
for foreign UCI’s its normally between 6 and 9
(Normally your UCIs, if UCITS, should be
classified as 8):
1 - Spanish SICAVs
2 - Spanish SICAV structured according to the
definition of art. 36 of Regulation (EU)
583/2010.
3 - Funds of hedge funds, funds of funds of hedge funds and
Private Equity Funds
(Spanish)
4 - Rest of non- harmonised UCIs (Spanish)
5 - Rest of harmonised UCIs (Spanish)
6 - Foreign structured
UCIs or equivalent in accordance to the definition of art. 36 of
Regulation (EU) 583/2010)
7 - Foreign UCIs regulated
under the Directive 2011/61/EU of the European Parliament
and of the Council of 8
June 2011 on Alternative Investment Fund Managers
8 - Foreign UCIs not
included under the above definitions regulated under the
Directive 2009/65/EC of
the European Parliament and of the Council of 13 July 2009 on
the coordination of laws,
regulations and administrative provisions relating to
undertakings for
collective investment in transferable securities (UCITS)
9 - Foreign UCIs not
included under the above definition
10 - Harmonised ETFs
11 - Non-harmonised ETFs
Note:
Harmonised UCIs should be
understood as those constituted in accordance with
Directive 2009/65/EC on
undertakings for the collective investment in transferable
securities.
Non-harmonised are funds
regulated in accordance with the
Directive 2011/61/EU of
the European Parliament
and of the Council of 8 June 2011 on Alternative Investment
Fund Managers.
Values 1 / 2 / 3 / 4 / 5 / 6 / 7
/ 8 / 9/ 10/ 11
Example 1
____________________________________________________________________________________________
OF-ID OFST710450 Field
Name Is Fund Offered Within New Zealand KiwiSaver Initiative
Field Tags NZ | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the fund offered within
the New Zealand KiwiSaver savings initiative? If so, provide
"yes" within
this field.
For further information
about the KiwiSavers initiative can be found here:
https://www.ird.govt.nz/kiwisaver
Please note that this
field is only applicable to funds domiciled in New Zealand, i.e.
"OFST010010 Fund
Domicile Alpha-2" = "NZ"
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST710455 Field
Name Number of New Zealand KiwiSaver Members
Field Tags Full | NZ
Field Level Fund Link Reference OFST710450
Data Type integer Introduced / Revoked 1.3 / --
Description Indicates the number of
members that participate as investors within a fund that is
offered within the New
Zealand KiwiSaver Initiative.
For further information
about the KiwiSaver initiative can be found here:
https://www.ird.govt.nz/kiwisaver
This field should only be
provided if the fund "OFST710450 Is Fund Offered Within New
Zealand KiwiSaver
Initiative" = "yes". Further, note that this field is only
applicable to
funds domiciled in New
Zealand, i.e. "OFST010010 Fund Domicile Alpha-2" = "NZ".
Values 1, 2, …, n
Example 50
____________________________________________________________________________________________
OF-ID OFST710460 Field
Name KiwiSaver Membership Fee
Field Tags NZ | Full
Field Level Share Class Link Reference OFST710450
Data Type double Introduced / Revoked 1.3 / --
Description This field indicates the
membership fee as an absolute number. The fee is applicable
for each member that
participates in the KiwiSavers initiative.
For further information
about the KiwiSavers initiative can be found here:
https://www.ird.govt.nz/kiwisaver
This field should only be
provided if the fund "OFST710450 Is Fund Offered Within New
Zealand KiwiSaver
Initiative" = "yes". Further, note that this field is only
applicable to
funds domiciled in New
Zealand, i.e. "OFST010010 Fund Domicile Alpha-2" = "NZ".
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 2599.00
____________________________________________________________________________________________
OF-ID OFST720000 Field
Name RG97 PDS Prepared Date
Field Tags RG97 | AU
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.27 / --
Description The date the form was
prepared. In effect, this field acts as a timestamp for a
declaration of accuracy.
This can be used to determine the staleness of the data in
the database.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: Date
Prepared//
Values YYYY-MM-DD
Example 2020-07-01
____________________________________________________________________________________________
OF-ID OFST720001 Field
Name RG97 Financial Year End Date
Field Tags RG97 | AU
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.27 / --
Description The Financial Year-End
Date which was used to calculate Indirect Costs,
Transactional &
Operational Costs, interposed vehicle Investment Fee and
Performance Fee,
Performance Related Costs and Last Financial Year Investment Fee
and Performance Fee.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: Financial
Year-End Date//
Values YYYY-MM-DD
Example 2020-06-30
____________________________________________________________________________________________
OF-ID OFST720005 Field
Name RG97 Investment Management Fees and Costs - PDS
Field Tags AU | RG97
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description For MIS: This is the
Management Fees and Costs as represented in the "Fees and
Costs Summary" table
in the PDS. Components of this figure are to be populated in:
I010 (OFST720015), I025,
I035, I045, A025, & O010.
For Super funds: This is
the Investment Fees and Costs as represented in the "Fees and
Costs Summary" in the
PDS but excludes the Performance Fee component (reported
separately). Components of
this figure are to be populated in: I010 (OFST720015), I025,
I035, & I045.
All: Numbers within this
field will be validated against the those of the component
fields, with a small
tolerance for rounding errors. Note, this field excludes Performance
Fee costs reported in
P010-P016.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: M010
Investment Management Fees and Costs - PDS//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1.33
____________________________________________________________________________________________
OF-ID OFST720006 Field
Name RG97 Investment Management Fees and Costs - Last FY
Field Tags AU | RG97
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description For MIS: This is the Management
Fees and Costs as represented in an investors
periodic statement. This
field is identical to M010 except the investment
management fee component
would reflect the fees applicable during the last
financial year rather than
on a prospective basis. Components of this total figure are
to be populated in: I015
(OFST720016), I025, I035, I045, A025, & O010.
For Super funds: This is
the Investment Fees and Costs as represented in an investors
periodic statement but
excludes the Performance Fee component (reported
separately). This field is
identical to S010 except the investment management fee
component would reflect
the fees applicable during the last financial year rather
than on a prospective
basis. Components of this total figure are to be populated in:
I015 (OFST720016), I025,
I035, & I045.
All: Numbers within this
field will be validated against the those of the component
fields, with a small
tolerance for rounding errors. Note, this field excludes Performance
Fee costs reported in
P010-P016.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: M015
Investment Management Fees and Costs - Last FY //
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1.33
____________________________________________________________________________________________
OF-ID OFST720015 Field
Name RG97 Investment Management Fee - PDS
Field Tags AU | RG97
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description This is a component of the
Management Fees and Costs - PDS for MIS and
Investment Fees and Costs
- PDS for Super funds that is attributable to investment
management. This component
excludes the costs arising from interposed vehicles,
which is captured in I025.
It also excludes those OTC Derivative Costs that were
incurred as management
costs, which is captured in I055.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: I010
Investment Management Fee - PDS//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1.00
____________________________________________________________________________________________
OF-ID OFST720016 Field
Name RG97 Investment Management Fee - Last FY
Field Tags RG97 | AU
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description This is a component of the
Management Fees and Costs - Last FY for MIS and
Investment Fees and Costs
- Last FY for Super funds. This component excludes the
costs arising from
interposed vehicles, which is captured in I025. It also excludes those
OTC Derivative Costs that
were incurred as management costs, which is captured in
I055.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1.00
____________________________________________________________________________________________
OF-ID OFST720035 Field
Name RG97 Administration Fees and Costs - PDS
Field Tags AU | RG97
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description For Super funds only. This
is the Administration Fees and Costs as shown in the "Fees
and Costs Summary"
table in the PDS. This includes OTC Derivative Costs deemed to
be Administration costs.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: A010
Administration Fees and Costs - PDS//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1.00
____________________________________________________________________________________________
OF-ID OFST720036 Field
Name RG97 Administration Fees and Costs - Last FY
Field Tags RG97 | AU
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description For Super funds only. This
is the Administration Fees and Costs that would appear in an
investors periodic statement covering the last
financial year. This includes OTC
Derivative Costs deemed to
be Administration costs.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: A015
Administration Fees and Costs - Last FY//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1.03
____________________________________________________________________________________________
OF-ID OFST720050 Field
Name RG97 Performance Fee Costs - PDS
Field Tags RG97 | AU
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description This field is the
Performance Fee shown in the "Fees and Costs Summary" table in the
PDS. It is intended as a
representation of potential on-going performance fee
expenses and should be
calculated as an average using the performance fee costs
from the last five
financial years (or as many as the performance fee was applicable).
This amount includes the
Performance Fee costs arising from Interposed Vehicles. That
other amount is also explicitly reported as
additional information in the field below
(P011). Other fields in
this form are to be used to describe the structure of the ongoing
performance fee. Those fields are; Y010, Y020
(OFST720155), Y030, Y040 (OFST720165 ),
Y050, Y060 (OFST720175), & Y070
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: P010
Performance Fee Costs - PDS//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1.25
____________________________________________________________________________________________
OF-ID OFST720060 Field
Name RG97 Performance Fee Cost - Last FY
Field Tags RG97 | AU
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description This field is the
Performance Fee that would be represented in an investors periodic
statement covering the
last financial year. This field includes the Performance Fee
costs arising from
Interposed Vehicles.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: P015
Performance Fee Cost - Last FY//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.99
____________________________________________________________________________________________
OF-ID OFST720070 Field
Name RG97 Net Total Transactional and Operational Costs
Field Tags RG97 | AU
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description The sum of T&O Cost
components after deducting the costs recovered via the
spread.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1.65
____________________________________________________________________________________________
OF-ID OFST720080 Field
Name RG97 Gross Total Transactional and Operational Costs
Field Tags AU | RG97
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description The sum of T&O Cost
components before costs recovered via the spread have been
applied. This figure is
reported in the 'Additional Explanation …' section of the PDS.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: T020 Gross
Total Transactional & Operational Costs//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1.90
____________________________________________________________________________________________
OF-ID OFST720090 Field
Name RG97 Total Transactional and Operational Costs
Recovered via Spread
Field Tags AU | RG97
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description The total amount that was
recovered via the buy-sell spread of the fund.
This figure is
reported in the 'Additional Explanation …'
section of the PDS.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: T050 Total
T&O Costs Recovered via Spread//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.25
____________________________________________________________________________________________
OF-ID OFST720110 Field
Name RG97 Buy Spread
Field Tags RG97 | AU
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description Prospective Buy-Spread
shown in the most recent PDS or Supplementary.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: U010 Buy
Spread//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.05
____________________________________________________________________________________________
OF-ID OFST720115 Field
Name RG97 Sell Spread
Field Tags AU | RG97
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description Prospective Sell-Spread
shown in the most recent PDS or Supplementary.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: U020 Sell
Spread//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.05
____________________________________________________________________________________________
OF-ID OFST720155 Field
Name RG97 Performance Fee
Field Tags RG97 | AU
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description The percentage of
out-performance retained as the performance related payment.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: Y020
Performance Fee %//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 25.00
____________________________________________________________________________________________
OF-ID OFST720165 Field
Name RG97 High Water Mark Type
Field Tags AU | RG97
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description If the performance fee
structure has no HWM then choose None. Otherwise, indicate
whether the HWM is
calculated using the Total Return, Excess Return or Both.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: Y040
High-Water Mark Type//
Values "Total Return" /
"Excess Return" / "Both"
Example Excess Return
____________________________________________________________________________________________
OF-ID OFST720175 Field
Name RG97 Crystallisation Frequency
Field Tags RG97 | AU
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The frequency that the
High-Water Mark is set and the Performance Fee is paid to
the manager.
//The correspondent RG97
field introduced in Morningstar's RG97 collection form
‘MDU01G015' is: Y060
Crystallisation Frequency//
Values "Daily" /
"Weekly" / "Monthly" / "Bi-Monthly" /
"Quarterly" / "Half Yearly" / "Annually" /
"Longer"
Example Bi-Monthly
____________________________________________________________________________________________
OF-ID OFST730010 Field
Name BVI Fund Sub-Category
Field Tags Full | DE
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description The sub-category of the
fund according to the classification from BVI, the German
Investment and Asset
Management Association. More detail on the available
categories can be found in
the "List of Abbreviations" document at
https://www.bvi.de/en/services/statistics-and-research/investment-statistic/.
The first character of the
code designates the asset class ("Großgruppen") of the fund
according to BVI's categorisation. Some
sub-category codes may include a hyphen.
This information is
expected for delivery to recipients in the German market, such as
Values Alphabetic code, which may
contain a hyphen
Example
____________________________________________________________________________________________
OF-ID OFST731000 Field
Name Is CCR Registered
Field Tags Full | CL
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the fund registered
with the Comisión Clasificadora de Riesgo (CCR) in Chile. For
registration in Chile,
funds must be registered with the CCR so that they have access
to the Chilean Pension
Schemes.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST800052 Field
Name TIS And TID Reporting To SIX Telekurs
Field Tags CH | Full
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description Does the fund report the
tax status of the "European Directive on Taxation of Savings"
to SIX Telekurs? - Please mention, if the
taxable income per share (TIS), respectively
taxable income at
distribution (TID) are reported to SIX Telekurs.
Values "Yes, for both TIS
and TID" / "Only for TIS" / "Only for TID" / "No,
for both TIS and TID"
Example Yes, for both TIS and TID
____________________________________________________________________________________________
OF-ID OFST801011 Field
Name Is Austrian Tax Reporting Fund
Field Tags AT | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.9 / --
Description If the fund is a tax
reporting fund the value of this field should be "yes". If it is a
non-tax
reporting fund please answer with
"no". This replaces the former "bluetenweiss" or
"weiss" etc.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST802001 Field
Name Is Fund According to German Investment Tax Act
Field Tags DE | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Is the fund an investment
fund according to §1 of the German Investment Tax Act
(Investmentsteuergesetz,
InvStG)? If the fund is not subject to the German
Investment Tax Act, the
answer is no.
The relevant paragraphs
can be found at (only in German):
http://www.gesetze-im-
internet.de/invstg_2018/BJNR173010016.html#BJNR173010016BJNG000100000
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST802005 Field
Name Is Fund Without Domestic Income In Germany
Field Tags DE | Full
Field Level Fund Link Reference OFST802001
Data Type boolean Introduced / Revoked 1.25 / --
Description Is the fund without
domestic income in Germany? If an investment fund does NOT
generate domestic income
in Germany as per §6 (3) – (5) of the German investment
tax act, the fund is not
subject to the German Investment Tax Act and no
application as per §8 for
the exemption of income as per §6 (2) needs to be made.
The relevant paragraphs
can be found at (only in German):
https://www.buzer.de/gesetz/12129/a199918.htm
https://www.buzer.de/gesetz/12129/a199920.htm
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST802015 Field
Name Applicable Tax Procedure In Germany
Field Tags DE | Full
Field Level Fund Link Reference OFST802001
Data Type string Introduced / Revoked 1.25 / --
Description Which tax procedure
applies according to German investment tax act? The possible
procedures are Public Fund
or Special Investment Fund.
Values "Public Fund" /
"Special Investment Fund"
Example Public Fund
____________________________________________________________________________________________
OF-ID OFST802020 Field
Name Is Fund With Tax Exemption In Germany
Field Tags Full | DE
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Is this Fund a fund with
tax exemption due to tax-privileged investors as per §8 of the
German Investment Tax Act?
The relevant paragraph can
be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+8&g=&kurz=InvStG&ag=12129
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST802025 Field
Name Investment Fund With Partial Tax Exemption In Germany
Field Tags DE | Full
Field Level Fund Link Reference OFST802001
Data Type string Introduced / Revoked 1.25 / --
Description The German Fund Category
depends on the fund's capital participation ratio (in
German
"Kapitalbeteiligungsquote"). Further, this category defines what kind
of tax
reduction the investor may
apply on the fund's distribution of dividends, advanced
lump sum and price
profits.
- "Equity
Funds": at least 51% of fund's value in equity shares, tax reduction: 30%
- "Mixed Funds":
at least 25% of fund's value in equity shares, tax reduction: 15%
- "German Real Estate
Fund": at least 51% of fund's value in domestic real estate or
real estate related
business, tax reduction: 60%
- "Foreign Real
Estate Fund": at least 51% of fund's value in foreign real estate or real
estate related business,
tax reduction: 80%
- "Other Funds":
no tax reduction
The relevant paragraph can
be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+20&g=&kurz=InvStG&ag=12129
Values "Equity Fund" /
"Mixed Fund" / "Real Estate Fund" / "Foreign Real
Estate Fund" / "Other
Funds"
Example Equity Fund
____________________________________________________________________________________________
OF-ID OFST802030 Field
Name Is Special Investment Fund As Defined In Par 26 Number
4 Letter H In Germany
Field Tags Full | DE
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Does the Special
Investment Fund meet the requirements of § 26 no. 4 letter H?
The relevant paragraph can
be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+26&g=&kurz=InvStG&ag=12129
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST802035 Field
Name Is Transparency Option Exercised As Defined In Par 30
And 31 In Germany
Field Tags Full | DE
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Is the transparency option
exercised as defined in paragraph 30 and 31?
The relevant paragraphs
can be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+30&g=&kurz=InvStG&ag=12129
https://www.buzer.de/s1.htm?a=%C2%A7+31&g=&kurz=InvStG&ag=12129
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST802040 Field
Name Type Of Transparency Option In Germany
Field Tags Full | DE
Field Level Fund Link Reference OFST802035
Data Type string Introduced / Revoked 1.25 / --
Description The transparency option
can be exercised for
- domestic share and
real-estate income;
- domestic share income;
or
- domestic real-estate
income.
The relevant paragraphs
can be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+30&g=&kurz=InvStG&ag=12129
https://www.buzer.de/s1.htm?a=%C2%A7+31&g=&kurz=InvStG&ag=12129
Values "domestic share and
real-estate income" / "domestic share income" / "domestic
real-
estate income"
Example domestic share and
real-estate income
____________________________________________________________________________________________
OF-ID OFST802045 Field
Name Has Tax Exemption For Business Tax In Germany
Field Tags Full | DE
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.25 / --
Description Has the fund a tax
exemption for the business tax (in German Gewerbesteuer)?
The relevant paragraph can
be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+15&g=&kurz=InvStG&ag=12129
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST802500 Field
Name Has Reduced Luxembourg Taxe d'Abonnement
Field Tags LU | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.91 / --
Description Has this share class a
reduced taxe d'abonnement? Only applicable for Luxembourg
domiciled funds
("OFST010010 Fund Domicile Alpha-2" = LU).
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST802501 Field
Name Luxembourg Taxe d'Abonnement
Field Tags LU | Full
Field Level Share Class Link Reference OFST802500
Data Type double Introduced / Revoked 1.2 / --
Description Tax rate of Luxembourg
taxe d'abonnement, a registration fee established on the
negotiability of
securities issued by Undertakings for Collective Investment (UCI),
Specialised Investment
Funds (SIF), Reserved Alternative Investment Funds (RAIF),
and Family Wealth
Management Companies (sociétés de gestion de patrimoine
familial - SPF). The
declaration and payment of the tax must be made each quarter.
Funds meeting the
following conditions are exempt from this tax:
- Shares/units of the fund
must be available exclusively to institutional investors (1). If a
fund has several share/unit classes, the
exemption will be available only to classes
the shares/units of which
are available exclusively to institutional investors.
- The exclusive investment
objective of the fund must be investment in money market
instruments and the
placing of deposits with credit institutions;
- The weighted residual
maturity of the fund’s portfolio must not exceed 90 days; and
- The fund must have
received the highest rating from a recognized rating agency.
(1) Institutional
investors for this purpose include financial professionals (including
banks, insurance
companies, investment funds, pension funds, local authorities,
industrial and financial
groups) acting for their own account, and financial
professionals investing in
their own name but on behalf of others, subject to the
investments being made
pursuant to a discretionary asset management mandate
and the client of the
financial professional not having any right or claim directly
against the fund. High net
worth individuals are not institutional investors.
More information may be
found at
https://guichet.public.lu/en/entreprises/fiscalite/declaration/instruments-
financiers/taxe-abonnement.html
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.0005 (instead of 0.05%)
____________________________________________________________________________________________
OF-ID OFST808008 Field
Name Has Swiss Tax Reporting
Field Tags Full | CH
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.9 / --
Description Has the required data been
delivered to the Swiss Tax Authorities? (Kurslisten Direkte
Bundessteuer –
https://www.ictax.admin.ch/extern/de.html#/ratelist).
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST808010 Field
Name Tax Status Switzerland - Tax Ruling
Field Tags CH | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.9 / --
Description This field is for ETFs
only and shows, whether there is a tax ruling from the Swiss
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST808100 Field
Name Is Eligible For Tax Deferred Fund Switch In Spain
Field Tags ES | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.2 / --
Description Does the share class
fulfil the requirements for 'traspaso'? For that the share class must
be registered in Spain (OFST6030ES = yes) and
(if it is not an FCP but a SICAV) the fund
to which the share class belongs must have
more than 500 investors. This fiscal
regulation applies only to
international regulated funds (=SICAVs) registered for sale in
Spain. The number is counted at fund level.
Thus, if a fund has in total more than 500
shareholders ALL share
classes (provided they are registered in Spain) are considered
capital gain tax exempt.
The Spanish word "traspaso" makes reference to transfer
implying money can be
transferred between funds without paying capital gain tax.
Please be aware, that all
Spanish domestic funds and all FCPs registered in Spain must
be set to "yes" by default.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST808500 Field
Name PEA Plan d'Epargne en Actions
Field Tags Full | FR
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 0.86 / --
Description Does the fund fulfil the
requirements to be PEA-eligible? This means that the fund must
be made up of a permanently minimum 75% of
shares in companies that are
headquartered in the
European Community.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST809015 Field
Name Has UK Reporting Status
Field Tags GB | Full
Field Level Share Class Link Reference OFST809020
Data Type boolean Introduced / Revoked 0.9 / --
Description "yes" = If the
fund has applied (already confirmed by HMRC) for or is intending to
apply for the reporting
fund status in the UK.
This field is applicable
only for non-UK domiciled funds. However, for legacy reasons
this boolean field must be
filled out. Therefore, UK domiciled funds will default to yes.
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST809020 Field
Name UK Reporting Status Valid From
Field Tags Full | GB
Field Level Share Class Link Reference OFST809015
Data Type date Introduced / Revoked 0.87 / --
Description Start date of UK reporting
status. In case the fund is domiciled in the UK please fill in
the fund's OFST010240
Launch Date instead.
Values YYYY-MM-DD
Example 2012-01-01
____________________________________________________________________________________________
OF-ID OFST809022 Field
Name UK Reporting Status Valid Until
Field Tags Full | GB
Field Level Share Class Link Reference OFST809020
Data Type date Introduced / Revoked 1.2 / --
Description End date of UK reporting
status.
Values YYYY-MM-DD
Example 2016-05-16
____________________________________________________________________________________________
OF-ID OFST809050 Field
Name Has UK Confirmation Of Excess Amount
Field Tags Full | GB
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.9 / --
Description Confirmation that excess
amount of interests minus distributed amount will be nil (Reg
92(b) SI 2009/3001).
For more information
please consider The Offshore Funds (Tax) Regulations:
http://www.legislation.gov.uk/uksi/2009/3001/pdfs/uksi_20093001_en.pdf
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST809200 Field
Name Is US Tax Forms W8 W9 Needed
Field Tags Full | US
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.9 / --
Description US Taxation - Does the
investment fund require investors to deliver US tax forms (W-8,
W-9)?
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST809250 Field
Name Is Flow-Through Entity By US Tax Law
Field Tags US | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.9 / --
Description US Taxation - Is the
investment fund treated as flow-through entity (e.g. partnership)
according to US tax law?
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST809511 Field
Name FATCA Status V2
Field Tags Full | US
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description Please insert the FATCA
status as given by the Internal Revenue Service (IRS)
Source: W-8BEN-E (Rev.
July 2017)
Format: Closed Field
"Nonparticipating FFI
(including an FFI related to a Reporting IGA FFI other than a
deemed-compliant FFI,
participating FFI, or exempt beneficial owner)"
"Participating
FFI"
"Reporting Model 1
FFI"
"Reporting Model 2
FFI"
"Registered
deemed-compliant FFI (other than a reporting Model 1 FFI, sponsored FFI,
or nonreporting IGA FFI
covered in Part XII)"
"Sponsored FFI"
"Certified
deemed-compliant nonregistering local bank"
"Certified
deemed-compliant FFI with only low-value accounts"
"Certified
deemed-compliant sponsored, closely held investment vehicle"
"Certified
deemed-compliant limited life debt investment entity"
"Certain investment
entities that do not maintain financial accounts"
"Owner-documented
FFI"
"Restricted
distributor"
"Nonreporting IGA
FFI"
"Foreign government,
government of a U.S. possession, or foreign central bank of
issue"
"International
organization"
"Exempt retirement
plans"
"Entity wholly owned
by exempt beneficial owners"
"Territory financial
institution"
"Excepted
nonfinancial group entity"
"Excepted
nonfinancial start-up company"
"Excepted
nonfinancial entity in liquidation or bankruptcy"
"501(c)
organization"
"Nonprofit
organization"
"Publicly traded NFFE
or NFFE affiliate of a publicly traded corporation"
"Excepted territory
NFFE"
"Active NFFE"
"Passive NFFE"
"Excepted
inter-affiliate FFI"
"Direct reporting
NFFE"
"Sponsored direct
reporting NFFE"
"Account that is not
a financial account"
For further information
please refer to:
https://www.irs.gov/Businesses/Corporations/Foreign-Account-Tax-Compliance-Act-
FATCA
Values see description.
Example Participating FFI
____________________________________________________________________________________________
OF-ID OFST809520 Field
Name Subject To FATCA Withholding Taxation
Field Tags US | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 0.9 / --
Description Please mention whether the
Fund, Hedge Fund or ETF is subject to FATCA, i.e.
receiving interests,
dividends, coupons in USD or payments in USD subject to US
Withholding Tax including
USD denominated share classes.
Values "yes" /
"no"
Example no
____________________________________________________________________________________________
OF-ID OFST820100 Field
Name Climate Data Currency
Field Tags Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description The currency used for
climate data currency fields (those fields in the range
OFST820000-OFST849999
where a currency value is relevant).
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example
____________________________________________________________________________________________
OF-ID OFST820110 Field
Name Weighted Average Carbon Intensity GHG Scope 1 and 2
Field Tags Full
Field Level Fund Link Reference OFST820100
Data Type double Introduced / Revoked 1.3 / --
Description Portfolio’s exposure to
carbon-intensive companies for Greenhouse Gas Protocol’s
(GHG) scope 1 and 2
emissions. Refer to SFDR RTS Annex I for calculation formula.
Expressed in tons CO2e / M
revenue, using the currency from OFST820100 Climate
Data Currency.
Values Decimal figure
Example 97.97
____________________________________________________________________________________________
OF-ID OFST820120 Field
Name Weighted Average Carbon Intensity GHG Scope 1 and 2
Coverage
Field Tags Full
Field Level Fund Link Reference OFST820110
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for Weighted Average Carbon Intensity GHG
Scope 1 and 2.
Values Percentage described as a
decimal figure
Example 0.67
____________________________________________________________________________________________
OF-ID OFST820130 Field
Name Weighted Average Carbon Intensity GHG Scope 3
Field Tags Full
Field Level Fund Link Reference OFST820100
Data Type double Introduced / Revoked 1.3 / --
Description Portfolio’s exposure to
carbon-intensive companies for Greenhouse Gas Protocol’s
(GHG) scope 3 emissions.
Refer to SFDR RTS Annex I for calculation formula. Expressed
in tons CO2e / M revenue,
using the currency from OFST820100 Climate Data
Values Decimal figure
Example 59.46
____________________________________________________________________________________________
OF-ID OFST820140 Field
Name Weighted Average Carbon Intensity GHG Scope 3
Coverage
Field Tags Full
Field Level Fund Link Reference OFST820130
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for Weighted Average Carbon Intensity GHG
Scope 3.
Values Percentage described as a
decimal figure
Example 0.67
____________________________________________________________________________________________
OF-ID OFST820150 Field
Name Weighted Average Carbon Intensity GHG Total
Field Tags Full
Field Level Fund Link Reference OFST820100
Data Type double Introduced / Revoked 1.3 / --
Description Portfolio’s exposure to
carbon-intensive companies for Greenhouse Gas Protocol’s
(GHG) total emissions for
all scopes. Refer to SFDR RTS Annex I for calculation formula.
Expressed in tons CO2e / M
revenue, using the currency from OFST820100 Climate
Data Currency.
Values Decimal figure
Example 724.8
____________________________________________________________________________________________
OF-ID OFST820160 Field
Name Weighted Average Carbon Intensity GHG Total Coverage
Field Tags Full
Field Level Fund Link Reference OFST820150
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for Weighted Average Carbon Intensity GHG
Total.
Values Percentage described as a
decimal figure
Example 0.67
____________________________________________________________________________________________
OF-ID OFST820170 Field
Name Carbon Footprint GHG Scope 1 and 2
Field Tags Full
Field Level Fund Link Reference OFST820100
Data Type double Introduced / Revoked 1.3 / --
Description Total carbon emissions for
a portfolio normalized by the market value of the portfolio,
for Greenhouse Gas
Protocol’s (GHG) scope 1 emissions. Expressed in tons CO2e / M
invested, using the
currency from OFST820100 Climate Data Currency.
Values Decimal figure
Example 101.56
____________________________________________________________________________________________
OF-ID OFST820180 Field
Name Carbon Footprint GHG Scope 1 and 2 Coverage
Field Tags Full
Field Level Fund Link Reference OFST820170
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for Carbon Footprint GHG Scope 1.
Values Percentage described as a
decimal figure
Example 0.78
____________________________________________________________________________________________
OF-ID OFST820190 Field
Name Carbon Footprint GHG Scope 3
Field Tags Full
Field Level Fund Link Reference OFST820100
Data Type double Introduced / Revoked 1.3 / --
Description Total carbon emissions for
a portfolio normalized by the market value of the portfolio,
for Greenhouse Gas
Protocol’s (GHG) scope 2 emissions. Expressed in tons CO2e / M
invested, using the
currency from OFST820100 Climate Data Currency.
Values Decimal figure
Example 75.89
____________________________________________________________________________________________
OF-ID OFST820200 Field
Name Carbon Footprint GHG Scope 3 Coverage
Field Tags Full
Field Level Fund Link Reference OFST820190
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for Carbon Footprint GHG Scope 2.
Values Percentage described as a
decimal figure
Example 0.65
____________________________________________________________________________________________
OF-ID OFST820210 Field
Name Carbon Footprint GHG Total
Field Tags Full
Field Level Fund Link Reference OFST820100
Data Type double Introduced / Revoked 1.3 / --
Description Total carbon emissions for
a portfolio normalized by the market value of the portfolio,
for Greenhouse Gas
Protocol’s (GHG) scope 3 emissions. Expressed in tons CO2e / M
invested, using the
currency from OFST820100 Climate Data Currency.
Values Decimal figure
Example 976.89
____________________________________________________________________________________________
OF-ID OFST820220 Field
Name Carbon Footprint GHG Total Coverage
Field Tags Full
Field Level Fund Link Reference OFST820210
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for Carbon Footprint GHG Scope 3
Values Percentage described as a
decimal figure
Example 0.47
____________________________________________________________________________________________
OF-ID OFST820230 Field
Name Absolute Greenhouse Gas Emissions GHG Scope 1 and 2
Field Tags Full
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description Absolute greenhouse gas
emissions associated with a portfolio, for Greenhouse Gas
Protocol’s (GHG) scope 1
and 2 emissions. Expressed in tons CO2e.
Values Decimal figure
Example 8263
____________________________________________________________________________________________
OF-ID OFST820240 Field
Name Absolute Greenhouse Gas Emissions GHG Scope 1 and 2
Coverage
Field Tags Full
Field Level Fund Link Reference OFST820230
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for Absolute Greenhouse Gas Emissions GHG
Scope 1 and 2.
Values Percentage described as a
decimal figure
Example 0.65
____________________________________________________________________________________________
OF-ID OFST820250 Field
Name Absolute Greenhouse Gas Emissions GHG Scope 3
Field Tags Full
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description Absolute greenhouse gas
emissions associated with a portfolio, for Greenhouse Gas
Protocol’s (GHG) scope 3
emissions. Expressed in tons CO2e.
Values Decimal figure
Example 33454
____________________________________________________________________________________________
OF-ID OFST820260 Field
Name Absolute Greenhouse Gas Emissions GHG Scope 3
Coverage
Field Tags Full
Field Level Fund Link Reference OFST820250
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for Absolute Greenhouse Gas Emissions GHG
Scope 3.
Values Percentage described as a
decimal figure
Example 0.78
____________________________________________________________________________________________
OF-ID OFST820270 Field
Name Absolute Greenhouse Gas Emissions GHG Total
Field Tags Full
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description Absolute greenhouse gas
emissions associated with a portfolio, for Greenhouse Gas
Protocol’s (GHG) total
emissions. Expressed in tons CO2e.
Values Decimal figure
Example 325168
____________________________________________________________________________________________
OF-ID OFST820280 Field
Name Absolute Greenhouse Gas Emissions GHG Total
Field Tags Full
Field Level Fund Link Reference OFST820270
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for Absolute Greenhouse Gas Emissions GHG
Total.
Values Percentage described as a
decimal figure
Example 0.67
____________________________________________________________________________________________
OF-ID OFST820290 Field
Name Share Of Investments Into Companies With Activities In
Coal - Revenue Threshold
0%
Field Tags Full
Field Level Fund Link Reference OFST820320
Data Type double Introduced / Revoked 1.3 / --
Description Share of companies in
portfolio with activities in coal as a percentage figure. The
scope of activities
includes the whole value chain, ranging from exploration,
extraction, and production
(upstream) to transportation and storage (midstream)
and refining, marketing,
and electrification (downstream). Revenue threshold for
Values Percentage described as a
decimal figure
Example 0.1
____________________________________________________________________________________________
OF-ID OFST820300 Field
Name Share Of Investments Into Companies With Activities In
Coal - Revenue Threshold
5%
Field Tags Full
Field Level Fund Link Reference OFST820320
Data Type double Introduced / Revoked 1.3 / --
Description Share of companies in
portfolio with activities in coal as a percentage figure. The
scope of activities
includes the whole value chain, ranging from exploration,
extraction, and production
(upstream) to transportation and storage (midstream)
and refining, marketing,
and electrification (downstream). Revenue threshold for
Values Percentage described as a
decimal figure
Example 0.08
____________________________________________________________________________________________
OF-ID OFST820310 Field
Name Share Of Investments Into Companies With Activities In
Coal - Revenue Threshold
10%
Field Tags Full
Field Level Fund Link Reference OFST820320
Data Type double Introduced / Revoked 1.3 / --
Description Share of companies in
portfolio with activities in coal as a percentage figure. The
scope of activities
includes the whole value chain, ranging from exploration,
extraction, and production
(upstream) to transportation and storage (midstream)
and refining, marketing,
and electrification (downstream). Revenue threshold for
Values Percentage described as a
decimal figure
Example 0.06
____________________________________________________________________________________________
OF-ID OFST820320 Field
Name Coal Exposure Coverage
Field Tags Full
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for Share Of Investments Into Companies With
Activities In Coal.
Values Percentage described as a
decimal figure
Example 0.56
____________________________________________________________________________________________
OF-ID OFST820330 Field
Name Share Of Investments Into Companies With Activities In
Other Fossil Fuels -
Revenue Threshold 0%
Field Tags Full
Field Level Fund Link Reference OFST820360
Data Type double Introduced / Revoked 1.3 / --
Description Share of companies in
portfolio with activities in other fossil fuels as a percentage
figure. The scope of
activities includes the whole value chain, ranging from
exploration, extraction,
and production (upstream) to transportation and storage
(midstream) and refining,
marketing, and electrification (downstream). Other fossil fuel
based revenues are revenues generated by oil
and gas activities. Revenue
Values Percentage described as a
decimal figure
Example 0.1
____________________________________________________________________________________________
OF-ID OFST820340 Field
Name Share Of Investments Into Companies With Activities In
Other Fossil Fuels -
Revenue Threshold 5%
Field Tags Full
Field Level Fund Link Reference OFST820360
Data Type double Introduced / Revoked 1.3 / --
Description Share of companies in
portfolio with activities in other fossil fuels as a percentage
figure. The scope of
activities includes the whole value chain, ranging from
exploration, extraction,
and production (upstream) to transportation and storage
(midstream) and refining,
marketing, and electrification (downstream). Other fossil fuel
based revenues are revenues generated by oil
and gas activities. Revenue
Values Percentage described as a
decimal figure
Example 0.08
____________________________________________________________________________________________
OF-ID OFST820350 Field
Name Share Of Investments Into Companies With Activities In
Other Fossil Fuels -
Revenue Threshold 10%
Field Tags Full
Field Level Fund Link Reference OFST820360
Data Type double Introduced / Revoked 1.3 / --
Description Share of companies in
portfolio with activities in other fossil fuels as a percentage
figure. The scope of
activities includes the whole value chain, ranging from
exploration, extraction,
and production (upstream) to transportation and storage
(midstream) and refining,
marketing, and electrification (downstream). Other fossil fuel
based revenues are revenues generated by oil
and gas activities. Revenue
Values Percentage described as a
decimal figure
Example 0.06
____________________________________________________________________________________________
OF-ID OFST820360 Field
Name Other Fossil Fuel Exposure Coverage
Field Tags Full
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered Share Of Investments Into Companies With
Other Fossil Fuel
Activities.
Values Percentage described as a
decimal figure
Example 0.34
____________________________________________________________________________________________
OF-ID OFST820370 Field
Name Share Of Companies In Portfolio With Verified
Commitments To Net Zero
And Credible Interim Targets
Field Tags Full
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The share of companies in
portfolio with verified commitments as a percentage figure.
Companies with a publically communicated
pledge to reach net zero and have
near term targets be
certified by Science based targets initiative (SBTi). The share of
companies in portfolio
with verified commitments should be understood as the share
of assets invested in
companies with verified commitments. Current value of assets in
portfolio should be
included in full from the moment the company has publically
communicated a pledge to
Net-Zero and has a certified Near-term target.
Values Percentage described as a
decimal figure
Example 0.07
____________________________________________________________________________________________
OF-ID OFST820380 Field
Name Verified Commitments To Net Zero And Credible Interim
Targets Coverage
Field Tags Full
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for the Share of companies in portfolio with
verified commitments to NZ
and credible interim targets.
Values Percentage described as a
decimal figure
Example 0.45
____________________________________________________________________________________________
OF-ID OFST820390 Field
Name Implied Temperature Rise
Field Tags Full
Field Level Fund Link Reference OFST820430
Data Type double Introduced / Revoked 1.3 / --
Description A temperature score in °C
that describes the most likely global warming outcome if
the global economy was to
exhibit same level of ambition as the counterparty in
question. (TCFD:
https://www.tcfdhub.org/wp-
content/uploads/2021/10/PAT_Measuring_Portfolio_Alignment_Technical_Consideratio
ns.pdf)
Values Decimal figure
Example 2.6
____________________________________________________________________________________________
OF-ID OFST820400 Field
Name Climate Scenario Used
Field Tags Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description Climate scenarios refer to
a simplified and hypothetical mathematical description of
a possible future
evolution of the global coupled energy-economy system. Currently, a
range of climate scenarios exist, produced by
scientific modelers, financial regulators
(NGFS), industry expert
groups (e.g., IEA), and nonprofits (e.g., SBTi sector pathways).
Values Alphanumeric string
Example
____________________________________________________________________________________________
OF-ID OFST820410 Field
Name Data Provider
Field Tags Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description The external data provider
for climate data.
Values Alphanumeric string
Example
____________________________________________________________________________________________
OF-ID OFST820420 Field
Name Global Warming Potential
Field Tags Full
Field Level Fund Link Reference OFST820430
Data Type string Introduced / Revoked 1.3 / --
Description The global warming
potential range the Implied Temperature Rise falls under.
Values Below 1.5°C, Below 2°C,
Below 3°C, Below 4°C, Above 4°C
Example
____________________________________________________________________________________________
OF-ID OFST820430 Field
Name Global Warming Alignment Coverage
Field Tags Full
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description Percentage of Portfolio
assets covered for Implied Temperature Rise.
Values Percentage described as a
decimal figure
Example 0.65
____________________________________________________________________________________________
OF-ID OFST820440 Field
Name Has Goal To Reduce GHGe Of Underlying Investments
Field Tags Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Does the investment
strategy include a goal to reduce the greenhouse gas emissions
(GHGe) of its underlying
investments through concrete short (1-3 years) or mid-term (5
years) targets.
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFST820450 Field
Name Average Annual Reduction Path Excluding Scope 3
Field Tags Full
Field Level Fund Link Reference OFST820440
Data Type double Introduced / Revoked 1.3 / --
Description If OFST820440 Has Goal To
Reduce GHGe Of Underlying Investments is "yes", what is
the targeted average
annual reduction path, excluding relevant Scope 3.
Values Decimal figure
Example 3
____________________________________________________________________________________________
OF-ID OFST820460 Field
Name Average Annual Reduction Path Including Scope 3
Field Tags Full
Field Level Fund Link Reference OFST820440
Data Type double Introduced / Revoked 1.3 / --
Description If OFST820440 Has Goal To
Reduce GHGe Of Underlying Investments is "yes", what is
the targeted average
annual reduction path, including relevant Scope 3.
Values Decimal figure
Example 2
____________________________________________________________________________________________
OF-ID OFST820470 Field
Name Has Verified Commitment To Net Zero
Field Tags Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the portfolio part of a
third-party verified commitment to NZ by the financial
institution including
credible interim targets?
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFST820480 Field
Name Are Companies In Portfolio Subject To Credible
Stewardship On Climate
Transition
Field Tags Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Are the companies in
portfolio subject to credible climate stewardship:-
Votes/proxy votes should
be consistent with the ambition of reaching net zero by 2050
- Any linked climate
engagement strategy should be consistent with the ambition of
reaching net zero by 2050
An example for a climate engagement initiative is Climate
Action 100- The escalation
procedure is clearly defined and made transparent
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFST820490 Field
Name Share Of Companies Currently Under Active Climate
Engagement
Field Tags Full
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description Share of companies
currently under active climate engagement as a percentage
figure. Climate engagement
is an activity performed by shareholders with the goal of
convincing management to
take account of climate issues. This dialogue includes
communicating with senior
management and/or boards of companies and filing or
co-filing shareholder
proposals. Successful engagement can lead to changes in a
company’s strategy and
processes so as to reduce risks.
Values Percentage described as a
decimal figure
Example 0.1
____________________________________________________________________________________________
OF-ID OFST820500 Field
Name Share Of Climate Votes Supported
Field Tags Full
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description Votes/proxy votes that are
consistent with the ambition of reaching net-zero by 2050
as a percentage figure.
Values Percentage described as a
decimal figure
Example 0.1
____________________________________________________________________________________________
OF-ID OFST820510 Field
Name Link To Climate Stewardship Report
Field Tags Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.3 / --
Description Website link to climate
stewardship report.
Values Alphanumeric string
Example
____________________________________________________________________________________________
OF-ID OFST820515 Field
Name Link To Climate Stewardship Strategy
Field Tags Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.31 / --
Description Website link to climate
stewardship strategy.
Values
Example
____________________________________________________________________________________________
OF-ID OFST820520 Field
Name Is Financial Institution Member Of Climate Engagement
Initiative
Field Tags Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Is the financial
institution a member of a climate engagement initiative?
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFST820530 Field
Name Are Companies Of Portfolio Covered By Climate
Engagement Initiative
Field Tags Full
Field Level Fund Link Reference OFST820520
Data Type boolean Introduced / Revoked 1.3 / --
Description If OFST820520 Is Financial
Institution Member Of Climate Engagement Initiative is "yes",
are companies of the
portfolio covered by this climate engagement initiative?
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFST820540 Field
Name Name Of Climate Engagement Initiative
Field Tags Full
Field Level Fund Link Reference OFST820520
Data Type string Introduced / Revoked 1.3 / --
Description If OFST820520 Is Financial
Institution Member Of Climate Engagement Initiative is "yes",
the name of that
initiative. Any linked climate engagement strategy should be
consistent with the
ambition of reaching net-zero by 2050. An example for a climate
engagement initiative is
Climate Action 100+.
Values Alphanumeric string
Example
____________________________________________________________________________________________
OF-ID OFST830000 Field
Name UK SDR General Reference Date
Field Tags Full | GB
Field Level Fund Link Reference
Data Type date Introduced / Revoked 2 / --
Description Reference date for SDR
data provision, not necessarily the same as the underlying
data of the reporting data
(OFST830100 UK SDR Reporting Date), typically the date on
which an SDR disclosure was reported.More
detail on the UK Sustainability
Disclosure Requirements
(SDR) can be found in the FCA's ESG Sourcebook
(https://www.handbook.fca.org.uk/handbook/ESG.pdf).
Values YYYY-MM-DD
Example 2024-03-15
____________________________________________________________________________________________
OF-ID OFST830010 Field
Name Has UK SDR Label
Field Tags Full | GB
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 2 / --
Description Does the fund hold a UK
SDR label? This field defines whether field "OFST830020 UK SDR
Label" must be
populated.More detail on the UK Sustainability Disclosure
Requirements (SDR) can be
found in the FCA's ESG Sourcebook
(https://www.handbook.fca.org.uk/handbook/ESG.pdf).
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST830020 Field
Name UK SDR Label
Field Tags GB | Full
Field Level Fund Link Reference OFST830020
Data Type string Introduced / Revoked 2 / --
Description The type of UK the UK
Sustainability Disclosure Requirements (SDR) label. If field
"OFST830010 Has UK
SDR Label" is "yes", this must be populated. The values
correspond to the UK SDR
labels.Focus - Sustainability Focus labelImprovers -
Sustainability Improvers
labelImpact - Sustainability Impact labelMixed Goals -
Sustainability Mixed Goals
labelMore detail on the UK Sustainability Disclosure
Requirements (SDR) can be
found in the FCA's ESG Sourcebook
(https://www.handbook.fca.org.uk/handbook/ESG.pdf).
Values "Focus" /
"Improvers" / "Impact" / "Mixed Goals"
Example
____________________________________________________________________________________________
OF-ID OFST830030 Field
Name Is ESG Used in Marketing UK SDR
Field Tags GB | Full
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 2 / --
Description Does the fund use ESG in
marketing? If field "OFST830010 Has UK SDR Label" is "no",
then
this field defines whether field
"OFST830040 Missing UK SDR Label Reason" must be
populated.More detail on
the UK Sustainability Disclosure Requirements (SDR) can
be found in the FCA's ESG
Sourcebook
(https://www.handbook.fca.org.uk/handbook/ESG.pdf).
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFST830040 Field
Name Missing UK SDR Label Reason
Field Tags Full | GB
Field Level Fund Link Reference OFST830030
Data Type string Introduced / Revoked 2 / --
Description Explanation for why the
product does not have a UK Sustainability Disclosure
Requirements (SDR) label,
if relevant. This is required if the
value of field
"OFST830030 Is ESG
Used in Marketing UK SDR" is "yes", but field "OFST830010
Has UK SDR
Label" is "no". "Where
[the product] does not use a sustainability label in relation to
a sustainability product, but uses one or more
of the terms in ESG 4.3.2R(2) in
accordance with ESG
4.3.2R(1)... The manager must publish... (c) a brief explanation
as to why the product does
not use a sustainability label." (FCA ESG Sourcebook 5.2.1
(2)).More detail on the UK
Sustainability Disclosure Requirements (SDR) can be
found in the FCA's ESG
Sourcebook
(https://www.handbook.fca.org.uk/handbook/ESG.pdf).
Values Free text
Example
____________________________________________________________________________________________
OF-ID OFST830100 Field
Name UK SDR Reporting Date
Field Tags Full | GB
Field Level Fund Link Reference
Data Type date Introduced / Revoked 2 / --
Description The date of the underlying
data used for the reporting. This is required according to
section 5.2.2 (3) of the
FCA's ESG Sourcebook.More detail on the UK Sustainability
Disclosure Requirements
(SDR) can be found in the FCA's ESG Sourcebook
(https://www.handbook.fca.org.uk/handbook/ESG.pdf).
Values YYYY-MM-DD
Example 2024-02-29
____________________________________________________________________________________________
OF-ID OFST830110 Field
Name UK SDR Exposure Impact
Field Tags Full | GB
Field Level Fund Link Reference
Data Type double Introduced / Revoked 2 / --
Description Percentage (as decimal)
exposure to Sustainability Impact label. If the fund has
the label
"Sustainability Impact" (OFST830020 UK SDR label =
"Impact") then this value
must be at least 0.7 (70%)
according to section 4.2.4(2)(a) of the FCA's ESG
Sourcebook. If the fund
has the label "Sustainability Mixed Goals" (OFST830020 UK
SDR label = "Mixed
Goals") then this value must be disclosed to show "details as to the
proportion of the sustainability product’s
assets which are invested in accordance
with each of the 2 or more
sustainability objectives referred to in ESG 4.2.18R"
according to section
5.2.2(10) of the FCA's ESG Sourcebook.More detail on the UK
Sustainability Disclosure
Requirements (SDR) can be found in the FCA's ESG
Sourcebook
(https://www.handbook.fca.org.uk/handbook/ESG.pdf).
Values Percentage expressed as a
decimal figure, 100%=1, 5%= 0.05
Example 0.8
____________________________________________________________________________________________
OF-ID OFST830120 Field
Name UK SDR Exposure Focus
Field Tags Full | GB
Field Level Fund Link Reference
Data Type double Introduced / Revoked 2 / --
Description Percentage (as decimal)
exposure to Sustainability Focus label. If the fund has the
label "Sustainability
Focus" (OFST830020 UK SDR Label = "Focus") then this value must
be
at least 0.7 (70%) according to section
4.2.4(2)(a) of the FCA's ESG Sourcebook. If
the fund has the label
"Sustainability Mixed Goals" (OFST830020 UK SDR label = "Mixed
Goals") then this
value must be disclosed to show "details as to the proportion of the
sustainability product’s
assets which are invested in accordance with each of the 2
or more sustainability
objectives referred to in ESG 4.2.18R" according to section
5.2.2(10) of the FCA's ESG
Sourcebook.More detail on the UK Sustainability
Disclosure Requirements
(SDR) can be found in the FCA's ESG Sourcebook
(https://www.handbook.fca.org.uk/handbook/ESG.pdf).
Values Percentage expressed as a
decimal figure, 100%=1, 5%= 0.05
Example 0.8
____________________________________________________________________________________________
OF-ID OFST830130 Field
Name UK SDR Exposure Improvers
Field Tags Full | GB
Field Level Fund Link Reference
Data Type double Introduced / Revoked 2 / --
Description Percentage (as decimal)
exposure to Sustainability Improvers label. If the fund has
the label
"Sustainability Improvers" (OFST830020 UK SDR label =
"Improvers") then this
value must be at least 0.7
(70%) according to section 4.2.4(2)(a) of the FCA's ESG
Sourcebook. If the fund
has the label "Sustainability Mixed Goals" (OFST830020 UK
SDR label = "Mixed
Goals") then this value must be disclosed to show "details as to the
proportion of the sustainability product’s
assets which are invested in accordance
with each of the 2 or more
sustainability objectives referred to in ESG 4.2.18R"
according to section
5.2.2(10) of the FCA's ESG Sourcebook.More detail on the UK
Sustainability Disclosure
Requirements (SDR) can be found in the FCA's ESG
Sourcebook
(https://www.handbook.fca.org.uk/handbook/ESG.pdf).
Values Percentage expressed as a
decimal figure, 100%=1, 5%= 0.05
Example 0.8
____________________________________________________________________________________________
OF-ID OFST830200 Field
Name UK SDR Objective
Field Tags GB | Full
Field Level Fund Link Reference
Data Type string Introduced / Revoked 2 / --
Description The UK Sustainability
Disclosure Requirements (SDR) objective of the product.
According to section
5.2.2(5) of the FCA's ESG Sourcebook this must include "a
summary of: (a) any
material effect (including expected effect) on the financial risk
and return of the product
as a result of the investment strategy the manager has
adopted to pursue the
product’s sustainability objective; (b) the product’s progress
towards achieving its
sustainability objective; and any material negative
environmental and/or
social outcomes that may arise when pursuing the product’s
sustainability objective,
as identified under ESG
4.2.9R(1)".More detail on the UK
Sustainability Disclosure
Requirements (SDR) can be found in the FCA's ESG
Sourcebook
(https://www.handbook.fca.org.uk/handbook/ESG.pdf).
Values Free text
Example
____________________________________________________________________________________________
OF-ID OFST830210 Field
Name UK SDR Approach
Field Tags Full | GB
Field Level Fund Link Reference
Data Type string Introduced / Revoked 2 / --
Description The UK Sustainability
Disclosure Requirements (SDR) approach of the product.
According to section
5.2.2(7) of the FCA's ESG Sourcebook this should be "a summary
of the manager’s
investment policy and strategy in relation to the sustainability
product’s sustainability
characteristics (including, where relevant, the sustainability
product’s sustainability
objective) which uses plain English language to describe the
policy and strategy
effectively and accurately to retail clients and which: (a) is clearly
signposted as the manager’s ‘sustainability
approach’; (b) sets out the key
sustainability
characteristics of assets in which that sustainability product will and will
not invest; (c) details
any types of asset that the product invests in for reasons other
than to pursue its
sustainability objective and why the product invests in those assets;
and (d) summarises the manager’s approach to
investor stewardship in supporting
the achievement of the
sustainability product’s sustainability objective".More detail
on the UK Sustainability
Disclosure Requirements (SDR) can be found in the FCA's ESG
Sourcebook
(https://www.handbook.fca.org.uk/handbook/ESG.pdf).
Values Free text
Example
____________________________________________________________________________________________
OF-ID OFST710185 Field
Name Is BTSI Eligible
Field Tags BE | Full
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Belgian Tax on Savings
Income - does the Fund fall within the scope of application of
the BTSI. Elements to be
examined:- the type of Fund;- the asset composition
(determination of the % of
assets invested in debts pursuant to the “Belgian Asset
Test”);- the distribution
policy.
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFST999990 Field
Name Non-openfunds Field
Field Tags Non-openfunds field (use
senders field name instead)
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.86 / --
Description Use this field, if you
want to transmit data, that is not defined in the openfunds
standard. On the recipient
side it is recommended to use the sender's field name for
field identification.
Therefore, do not leave the field name empty.
Values
Example
____________________________________________________________________________________________
OF-ID OFST999999 Field
Name Field To Ignore
Field Tags Field to ignore (during
transmission)
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 0.86 / --
Description Using this field tells the
recipient to ignore the values in it. Reasons for that could be
that the sender has a
predefined template for several recipients or because the
values for these fields
might contain errors.
Values
Example
____________________________________________________________________________________________
OF-ID OFDY000020 Field
Name Bid NAV
Field Tags Dynamic Data
Field Level Share class Link Reference OFDY000021
Data Type double Introduced / Revoked 1.2 / --
Description For funds with
"OFST401002 Pricing Methodology" = "dual pricing" only. Net
asset value
(NAV) of share class by
using underlying assets' bid prices for NAV calculation. Default
currency is "OFST020540 Share Class
Currency".
For different currencies
use OFDY000020_XXX, where XXX stands for ISO code 4217 as it
can be found on:
https://en.wikipedia.org/wiki/ISO_4217
or on
http://www.currency-iso.org/en/home/tables/table-a1.html
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 113.54
____________________________________________________________________________________________
OF-ID OFDY000021 Field
Name Bid NAV Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Relevant date of the
fund's Bid NAV. This date represents the valuation date of the
underlying assets.
Values YYYY-MM-DD
Example 2017-09-22
____________________________________________________________________________________________
OF-ID OFDY000025 Field
Name Ask NAV
Field Tags Dynamic Data
Field Level Share Class Link Reference OFDY000026
Data Type double Introduced / Revoked 1.2 / --
Description For funds with
"OFST401002 Pricing Methodology" = "dual pricing" only. Net
asset value
(NAV) of share class by
using underlying assets' ask prices for NAV calculation. Default
currency is "OFST020540 Share Class
Currency".
For different currencies
use OFDY000025_XXX, where XXX stands for ISO code 4217 as it
can be found on:
https://en.wikipedia.org/wiki/ISO_4217
or on
http://www.currency-iso.org/en/home/tables/table-a1.html.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 114.98
____________________________________________________________________________________________
OF-ID OFDY000026 Field
Name Ask NAV Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Relevant date of the
fund's Ask NAV. This date represents the valuation date of the
underlying assets.
Values YYYY-MM-DD
Example 2017-09-22
____________________________________________________________________________________________
OF-ID OFDY000035 Field
Name Valuation NAV
Field Tags Dynamic Data
Field Level Share Class Link Reference OFDY000036
Data Type double Introduced / Revoked 1.2 / --
Description For funds with
"OFST401002 Pricing Methodology" = "single pricing" only.
For funds with
"OFST401003 Single
Pricing Type" = " full swing NAV" or "partial swing
NAV" the Valuation
NAV represents the unswung
NAV. Default currency is "OFST020540 Share Class
Currency".
For different currencies
use OFDY000035_XXX, where XXX stands for ISO code 4217 as it
can be found on:
https://en.wikipedia.org/wiki/ISO_4217
or on
http://www.currency-iso.org/en/home/tables/table-a1.html.
//This field was not
introduced by the European Working Group with their PRIIPs Data
Dictionary Template (EPT),
but with the CEPT and can be considered as an addition
to the EPT. CEPT-PRICES:
11020_Share_price//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 56.88
____________________________________________________________________________________________
OF-ID OFDY000036 Field
Name Valuation NAV Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Relevant date of the
fund's Valuation NAV. This date represents the valuation date
of the underlying assets.
Values YYYY-MM-DD
Example 2017-09-22
____________________________________________________________________________________________
OF-ID OFDY000040 Field
Name Transaction NAV
Field Tags Dynamic Data
Field Level Share Class Link Reference OFDY000041
Data Type double Introduced / Revoked 1.2 / --
Description For funds with
"OFST401002 Pricing Methodology" = "single pricing" and
"OFST401003
Single Pricing Type"
= " full swing NAV" or "partial swing NAV" only. The
Transaction NAV
represents the swing NAV
or the NAV this share class can be sold or bought. Default
currency is
"OFST020540 Share Class Currency".
For different currencies
use OFDY000040_XXX, where XXX stands for ISO code 4217 as it
can be found on:
https://en.wikipedia.org/wiki/ISO_4217
or on
http://www.currency-iso.org/en/home/tables/table-a1.html.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 55.95
____________________________________________________________________________________________
OF-ID OFDY000041 Field
Name Transaction NAV Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Relevant date of the
fund's Transaction NAV. This date represents the valuation date
of the underlying assets.
Values YYYY-MM-DD
Example 2017-09-22
____________________________________________________________________________________________
OF-ID OFDY000060 Field
Name AuM Fund
Field Tags Dynamic Data
Field Level Fund Link Reference OFDY000061
Data Type double Introduced / Revoked 1.2 / --
Description Assets under Management of
fund, i.e. the sum of all share classes' AUM
("OFDY000070 Share
Class AuM") measured in "OFST010410 Fund Currency".
For different currencies
use OFDY000060_XXX, where XXX stands for ISO code 4217 as it
can be found on:
https://en.wikipedia.org/wiki/ISO_4217
or on
http://www.currency-iso.org/en/home/tables/table-a1.html.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 52068844.48
____________________________________________________________________________________________
OF-ID OFDY000061 Field
Name AuM Fund Date
Field Tags Dynamic Data
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Relevant date of the
fund's Asset under Management (AuM). This date represents
the valuation date of the
fund's underlying assets.
Values YYYY-MM-DD
Example 2017-09-22
____________________________________________________________________________________________
OF-ID OFDY000065 Field
Name NoS Fund
Field Tags Dynamic Data
Field Level Fund Link Reference OFDY000066
Data Type double Introduced / Revoked 1.2 / --
Description Number of shares
outstanding, i.e. the sum of all share classes' number of shares
(OFDY000075 NoS Share
Class).
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 643876
____________________________________________________________________________________________
OF-ID OFDY000066 Field
Name NoS Fund Date
Field Tags Dynamic Data
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Relevant date of the
fund's total amount of all shares regardless of which share class.
Values YYYY-MM-DD
Example 2017-09-22
____________________________________________________________________________________________
OF-ID OFDY000070 Field
Name AuM Share Class
Field Tags Dynamic Data
Field Level Share Class Link Reference OFDY000071
Data Type double Introduced / Revoked 1.2 / --
Description Assets under Management of
share class. This figure can also be calculated by
multiplying the share
classes' number of shares (OFDY000075) with the Valuation NAV
(OFDY000035).
For different currencies
use OFDY000070_XXX, where XXX stands for ISO code 4217 as it
can be found on:
https://en.wikipedia.org/wiki/ISO_4217
or on
http://www.currency-iso.org/en/home/tables/table-a1.html.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 14751316.10
____________________________________________________________________________________________
OF-ID OFDY000071 Field
Name AuM Share Class Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Relevant date of the share
class's Asset under Management (AuM). This date
represents the valuation
date of the share class's underlying assets.
Values YYYY-MM-DD
Example 2017-09-22
____________________________________________________________________________________________
OF-ID OFDY000075 Field
Name NoS Share Class
Field Tags Dynamic Data
Field Level Share Class Link Reference OFDY000070
Data Type double Introduced / Revoked 1.2 / --
Description Total shares outstanding
for this specific share class. By multiplying this number with the
share classes' Valuation NAV (OFDY000035) one
receives the asset under
management for this share
class (OFDY000070 AuM Share Class).
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 259341
____________________________________________________________________________________________
OF-ID OFDY000076 Field
Name NoS Share Class Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Relevant date of when the
number of shares of this share class was determined. This
date equals the valuation
date of the underlying assets.
Values YYYY-MM-DD
Example 2017-09-22
____________________________________________________________________________________________
OF-ID OFDY000500 Field
Name Missing Price Reason
Field Tags Dynamic Data
Field Level Others Link Reference
Data Type integer Introduced / Revoked 2 / --
Description An identifier to represent
the reason a price is not available for a given day or period:
1 - Market closed or
public holiday
2 - Dormant share class
3 - In process of liquidation
4 - Waiting for initial subscription
Values 1, 2, 3, 4, 5
Example 1
____________________________________________________________________________________________
OF-ID OFDY000510 Field
Name Missing Price Reason Start Date
Field Tags Dynamic Data
Field Level Others Link Reference OFDY000500
Data Type date Introduced / Revoked 2 / --
Description The start date for the
period of missing prices referenced in OFDY000500 Missing Price
Reason.
Values YYYY-MM-DD
Example 2023-12-25
____________________________________________________________________________________________
OF-ID OFDY000515 Field
Name Missing Price Reason End Date
Field Tags Dynamic Data
Field Level Others Link Reference OFDY000500
Data Type date Introduced / Revoked 2 / --
Description The end date for the
period of missing prices referenced in OFDY000500 Missing Price
Reason. If the period does
not have an end when the data is supplied (e.g. a
dormant share that is
still dormant) this field may be left blank. If the period is a single
day then this field should
have the same value as that in OFDY000510 Missing Price
Reason Start Date.
Values YYYY-MM-DD
Example 2023-12-25
____________________________________________________________________________________________
OF-ID OFDY005100 Field
Name Taxable Income per Dividend
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description Taxable Income per
Dividend, shown as an amount per dividend.
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFDY005150 Field
Name Taxable Income per Share EU
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description Taxable income per share
(TIS) for the European Union (EU). The amount of income
per share that is
considered taxable for funds marketed in the EU.
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFDY005155 Field
Name Taxable Income per Share BE
Field Tags BE | Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description Taxable income per share
(TIS) for Belgium. The amount of income per share that is
considered taxable for
funds marketed in Belgium.
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFDY005160 Field
Name Taxable Income per Share CH
Field Tags CH | Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description Taxable income per share
(TIS) for Switzerland. The amount of income per share that is
considered taxable for funds marketed in
Switzerland.
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFDY005000 Field
Name Dividend Currency
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.31 / --
Description The currency of the
dividend.
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example
____________________________________________________________________________________________
OF-ID OFDY005005 Field
Name Dividend Announcement Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description The date a dividend is or
was announced.
Values YYYY-MM-DD
Example 2016-07-02
____________________________________________________________________________________________
OF-ID OFDY005007 Field
Name Dividend Record Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.25 / --
Description The record date is the
cut-off date established by a company in order to determine
which shareholders are
eligible to receive a dividend or distribution.
Values YYYY-MM-DD
Example 2019-03-02
____________________________________________________________________________________________
OF-ID OFDY005010 Field
Name Dividend Ex Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Date when dividend is
deducted from share classes' net asset value, i.e. ceteris
paribus the net asset
value on Dividend Ex Date plus "OFDY005020 Dividend Gross"
would equal the net asset
value of the day before.
Values YYYY-MM-DD
Example 2016-07-10
____________________________________________________________________________________________
OF-ID OFDY005015 Field
Name Dividend Payment Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Date of the dividend
payment, i.e. when you can expect the dividend amount
transferred to your bank
account.
Values YYYY-MM-DD
Example 2016-07-15
____________________________________________________________________________________________
OF-ID OFDY005020 Field
Name Dividend Gross
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.2 / --
Description Amount of dividend paid
out, if no taxes would be deducted.
//This field was not
introduced by the European Working Group with their PRIIPs Data
Dictionary Template (EPT),
but with the CEPT and can be considered as an addition
to the EPT. CEPT-PRICES:
11050_Distribution_value//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 4.50
____________________________________________________________________________________________
OF-ID OFDY005022 Field
Name Dividend Net
Field Tags Dynamic Data
Field Level Share Class Link Reference OFDY005020
Data Type double Introduced / Revoked 1.2 / --
Description Dividend paid out after
withholding taxes are deducted. The net dividend must not
be higher than the
OFDY005020 Dividend Gross.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 2.92
____________________________________________________________________________________________
OF-ID OFDY005025 Field
Name Tax Deducted Reinvested Amount
Field Tags Dynamic Data
Field Level Share Class Link Reference OFDY005026
Data Type double Introduced / Revoked 1.2 / --
Description Kind of withholding taxes
that are due by the fund to the national tax authorities,
even if there is no
distribution of accrued interests or dividends. This data is needed
for performance
calculation as the amount must be added to the net asset value on
"OFDY005026 Tax Deducted Reinvested
Amount Reference Date".
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.456
____________________________________________________________________________________________
OF-ID OFDY005026 Field
Name Tax Deducted Reinvested Amount Reference Date
Field Tags Dynamic Data
Field Level Share Class Link Reference OFDY005025
Data Type date Introduced / Revoked 1.24 / --
Description Reference Date related to
"OFDY005025 Tax Deducted Reinvested Amount".
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFDY005030 Field
Name Is Dividend Final
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.31 / --
Description Is the dividend value a
finalised ("yes") or estimated ("no") figure?
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFDY005040 Field
Name Equalisation Rate
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description The amount of income per
share earned at any particular point during the distribution
or accumulation period.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 9.4687
____________________________________________________________________________________________
OF-ID OFDY005060 Field
Name Split Reference Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description First day after a share
class was split, i.e. for a 1 to 2 split the day when the number of
shares doubled.
Values YYYY-MM-DD
Example 2015-10-13
____________________________________________________________________________________________
OF-ID OFDY005062 Field
Name Split Ratio
Field Tags Dynamic Data
Field Level Share Class Link Reference OFDY005060
Data Type double Introduced / Revoked 1.2 / --
Description The ratio of old shares to
new shares. If 1 old share is converted into 4 new shares, the
Split Ratio would be 0.25. For a reverse
split, i.e. 3 old shares are converted into 1 new
share, the conversion ratio would be 3. (For
the opposite, i.e. 1 old share is split into 3
new share the split ratio
is 1/3 = 0.333333333333333333….. In this case please use the
maximal number of 7 digits
after the decimal point. The following list gives you an idea,
how the Split Ratio is calculated:
Ratio (old : new) Split Ratio
1:5 0.2
1:4 0.25
1:3 0.3333333 (7
digits after the decimal point)
1:2 0.5
2:1 2 (reverse split)
3:1 3 (reverse split)
4:1 4 (reverse split)
Please take good care that
this field is linked to OFDY005060 Split Reference Date.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.1666666 (instead of 1:6)
____________________________________________________________________________________________
OF-ID OFDY005200 Field
Name Yield One Day Net
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description The one day net yield is
an annualised dividend yield figure for the date listed
(OFDY000036 Valuation NAV
Date). Dividend yield is a ratio expressing the value of
dividends paid by the
share class as a percentage of the share class price. This is
calculated by dividing the
dividend value by share price over a period and then
multiplying by 100 to
reach a percentage figure. For the one day annualised yield this
is further multiplied by a
factor of 365 to reach the final annualised yield figure.
Values Percentage expressed as a
decimal figure, 100%=1, 5%= 0.05
Example
____________________________________________________________________________________________
OF-ID OFDY005205 Field
Name Yield One Day Gross
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description The one day gross yield is
an annualised dividend yield figure for the date listed
(OFDY000036 Valuation NAV
Date). Dividend yield is a ratio expressing the value of
dividends paid by the
share class as a percentage of the share class price. This is
calculated by dividing the
dividend value by share price over a period and then
multiplying by 100 to
reach a percentage figure. For the one day annualised yield this
is further multiplied by a
factor of 365 to reach the final annualised yield figure.
Values Percentage expressed as a
decimal figure, 100%=1, 5%= 0.05
Example
____________________________________________________________________________________________
OF-ID OFDY005210 Field
Name Yield Seven Day Net
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description The seven day net yield is
an annualised dividend yield figure for the date listed
(OFDY000036 Valuation NAV
Date). Dividend yield is a ratio expressing the value of
dividends paid by the
share class as a percentage of the share class price. This is
calculated by dividing the
dividend value by share price over a period and then
multiplying by 100 to
reach a percentage figure. For the seven day annualised yield
this is further multiplied
by a factor of 52 to reach the final annualised yield figure.
Values Percentage expressed as a
decimal figure, 100%=1, 5%= 0.05
Example
____________________________________________________________________________________________
OF-ID OFDY005215 Field
Name Yield Seven Day Gross
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description The seven day gross yield
is an annualised dividend yield figure for the date listed
(OFDY000036 Valuation NAV
Date). Dividend yield is a ratio expressing the value of
dividends paid by the
share class as a percentage of the share class price. This is
calculated by dividing the
dividend value by share price over a period and then
multiplying by 100 to
reach a percentage figure. For the seven day annualised yield
this is further multiplied
by a factor of 52 to reach the final annualised yield figure.
Values Percentage expressed as a
decimal figure, 100%=1, 5%= 0.05
Example
____________________________________________________________________________________________
OF-ID OFDY005220 Field
Name Yield Thirty Day Net
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description The thirty day gross yield
is an annualised dividend yield figure for the date listed
(OFDY000036 Valuation NAV
Date). Dividend yield is a ratio expressing the value of
dividends paid by the
share class as a percentage of the share class price. This is
calculated by dividing the
dividend value by share price over a period and then
multiplying by 100 to
reach a percentage figure. For the thirty day annualised yield this
is further multiplied by a factor of 12 to
reach the final annualised yield figure.
Values Percentage expressed as a
decimal figure, 100%=1, 5%= 0.05
Example
____________________________________________________________________________________________
OF-ID OFDY005225 Field
Name Yield Thirty Day Gross
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description The thirty day net yield
is an annualised dividend yield figure for the date listed
(OFDY000036 Valuation NAV
Date). Dividend yield is a ratio expressing the value of
dividends paid by the
share class as a percentage of the share class price. This is
calculated by dividing the
dividend value by share price over a period and then
multiplying by 100 to
reach a percentage figure. For the thirty day annualised yield this
is further multiplied by a factor of 12 to
reach the final annualised yield figure.
Values Percentage expressed as a
decimal figure, 100%=1, 5%= 0.05
Example
____________________________________________________________________________________________
OF-ID OFDY028010 Field
Name Germany Equity Participation Ratio
Field Tags DE | Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The equity participation
ratio as per item 28 of the letter of the Ministry of Finance in
connection with the letter
of the Ministry of Finance of 14 June 2017 (Reference: IV C 1
– p. 1980-1/16/10010 :001). By taking this
value into account, a fund of funds can
acquire the status of an
equity fund entitled to partial tax exemption on shares in
favor of its investors.
German: Höhe der
Kapitalbeteiligungsquote. This field is relevant for Retail Investment
Funds and Special Investment Funds distributed
in Germany.
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFDY028012 Field
Name Germany Total Fund Asset Share
Field Tags DE | Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description This indicates the
proportion of the total fund assets in the share class. This is required
to calculate tax
deductions from the taxable investment income. The relevant date
for this value should be
the valuation date given alongside this, e.g. OFDY000021 Bid
NAV Date.
German: Anteil am
Gesamtfondsvermögen. This field is relevant for Retail Investment
Funds and Special
Investment Funds distributed in Germany.
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFDY028016 Field
Name Germany Asset Value in the Case of Investment Funds
Field Tags DE | Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The asset value per unit
of the investment fund, used to determine OFDY028010
Germany Equity
Participation Ratio.
German: Wert des
Aktivvermögens bei Investmentfonds. This field is relevant for Retail
Investment Funds and Special Investment Funds
distributed in Germany.
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFDY028018 Field
Name Germany Non-German Real Estate Ratio
Field Tags DE | Dynamic Data
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The real estate ratio
(non-German real estates) as per item 2.14 of the (draft) letter of
the Federal Ministry of Finance of August 2017
"Letter of Application of the
Investment Tax Law in the
Version of the Law Governing the Reform of the
Investment Taxation"
in connection with the letter of the Ministry of Finance of 14 June
2017.
German: Ausländische
Immobilienquote. This field is relevant for Retail Investment
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFDY100000 Field
Name General Reference Date
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Only applies to dynamic
data files. Usually a date listed on the left hand side of each
single data line within a
file. This date represents all reference dates of all fields within
the file as long as there
is no separate specific reference date for some fields
mentioned.
//This field was not
introduced by the European Working Group with their PRIIPs Data
Dictionary Template (EPT),
but with the CEPT and can be considered as an addition
to the EPT. CEPT-PRICES:
11010_Share_price_date//
Values YYYY-MM-DD
Example 2015-11-11
____________________________________________________________________________________________
OF-ID OFDY100100 Field
Name Dynamic Data Type
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.24 / --
Description This field is to indicate
the dynamic data type (column 1) of the data set (e.g. Bid
NAV = OFDY000020) and is
typically shown together with the data currency (column 2)
and the value (column 3):
Dynamic Data Type Dynamic Currency Dynamic Value
OFDY100100 OFDY100110 OFDY100111
OFDY000020 CHF 123
As can be seen from column
one in the table above, the values of this field consist of
OF-IDs.
Please take good care,
that dynamic data in general must be accompanied by a
date reference. More
information can be found at
https://www.openfunds.org/knowledge/whitepapers/dynamic-data/
For long time series
openfunds recommends using the narrow file format (please
consider our White Paper
regarding flat and narrow tables
https://www.openfunds.org/knowledge/whitepapers/flat-narrow-table/).
Values OF-ID
Example OFDY000020
____________________________________________________________________________________________
OF-ID OFDY100110 Field
Name Dynamic Currency
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.24 / --
Description This field is to indicate
the dynamic currency (column 2) and is typically shown
together with the data
type (column 1) and the value (column 3):
Dynamic Data Type Dynamic Currency Dynamic Value
OFDY100100 OFDY100110 OFDY100111
OFDY000020 CHF 123
Please use ISO 4217 (e.g.
EUR).
Please take good care,
that dynamic data in general must be accompanied by a
date reference. More
information can be found at
https://www.openfunds.org/knowledge/whitepapers/dynamic-data/
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example EUR
____________________________________________________________________________________________
OF-ID OFDY100111 Field
Name Dynamic Value
Field Tags Dynamic Data
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.24 / --
Description This field is to indicate
the dynamic value (column 3) and is typically shown together
with the data type (column
1) and the currency (column 2):
Dynamic Data Type Dynamic Currency Dynamic Value
OFDY100100 OFDY100110 OFDY100111
OFDY000020 CHF 123
Please take good care,
that dynamic data in general must be accompanied by a
date reference. More
information can be found at
https://www.openfunds.org/knowledge/whitepapers/dynamic-data/
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.15
____________________________________________________________________________________________
OF-ID OFNW000002 Field
Name News Category Name
Field Tags News
Field Level News Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description Category name of the news
item, e.g.:
- investment news - market
- investment news -
product
- product news
Values "investment news -
market" / "investment news - product" / "product news"
Example product news
____________________________________________________________________________________________
OF-ID OFNW000010 Field
Name News GUID
Field Tags News
Field Level News Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description Globally Unique Identifier
(or Universally Unique Identifier 'UUID'). This identifier consists
of 36 characters (32
alphanumeric characters and four hyphens) in the form 8-4-4-4-12,
where each number represents the amount of
lowercase hexadecimal digits (base
16).
As this is an unique
identifier for single news items. Therefore, please construct it in a
way, that avoids
duplicates.
More information can be
found on
Values 36 lowercase hexadecimal
characters in the form 8-4-4-4-12.
Example 123e4567-e89b-12d3-a456-426655440000
____________________________________________________________________________________________
OF-ID OFNW000011 Field
Name News Publication Date
Field Tags News
Field Level News Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Date when the news shall
be or were published for the first time.
Values YYYY-MM-DD
Example 2017-04-18
____________________________________________________________________________________________
OF-ID OFNW000012 Field
Name News Expiration Date
Field Tags News
Field Level News Link Reference
Data Type date Introduced / Revoked 1.2 / --
Description Latest date on which the
news shall be published.
Values YYYY-MM-DD
Example 2017-06-30
____________________________________________________________________________________________
OF-ID OFNW000016 Field
Name News Dissemination Recipient
Field Tags News
Field Level News Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description The field News
Dissemination Recipient restricts dissemination of this specific news to
the mentioned recipients,
separated by comma. The recipients are identified by an
unique four digit
alphanumeric code that is distributed by FE fundinfo. If you have a
need for a recipient code,
please send your request to
Values [List of four digit
alphanumeric codes]
Example UBSW,CSUI,CSAM,IFND
____________________________________________________________________________________________
OF-ID OFNW000021 Field
Name News Content Language
Field Tags News
Field Level News Content Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description The language of the news
presented in the form pp or pp-Ssss, where:
pp stands for 'primary
language sub-tag' (two characters; ISO 639-1), e.g. en, de
Ssss stands for 'script
sub-tag' (four characters, first letter capitalized; ISO 15924), e.g.
Hans, Hant
For more information
please refer to https://www.openfunds.org/en/language-tags.
Values Two or more characters in
the form pp or pp-Ssss.
Example zh-Hant (for Traditional
Chinese)
____________________________________________________________________________________________
OF-ID OFNW000022 Field
Name News Content Title
Field Tags News
Field Level News Content Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description Headline of the news.
Values News headline.
Example Euro hedged share class
launched
____________________________________________________________________________________________
OF-ID OFNW000025 Field
Name News Content Summary
Field Tags News
Field Level News Content Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description A short summary of the
news content. Typically, this text follows the "OFNW000022
News Content Title"
and is followed by "OFST000026 News Content Body".
Values Short text summarizing the
news content.
Example
____________________________________________________________________________________________
OF-ID OFNW000026 Field
Name News Content Body
Field Tags News
Field Level News Content Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description The actual news text.
Values News text.
Example
____________________________________________________________________________________________
OF-ID OFNW000030 Field
Name News Content Disclaimer
Field Tags News
Field Level News Content Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description Disclaimer that should be
shown with the news.
Values Disclaimer text.
Example
____________________________________________________________________________________________
OF-ID OFNW000040 Field
Name News Image URL
Field Tags News
Field Level News Content Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The URL of an image used
in news content.
Values A valid URL like
http(s)://www.xxxxx.xxx
Example www.xxxxx.xxx/image
____________________________________________________________________________________________
OF-ID OFNW000045 Field
Name News Image Description
Field Tags News
Field Level News Content Link Reference OFNW000040
Data Type string Introduced / Revoked 1.27 / --
Description A description of an image
used in news content.
Values Brief descriptive text
Example
____________________________________________________________________________________________
OF-ID OFNW000050 Field
Name News Image Byline
Field Tags News
Field Level News Content Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description A byline is the text that
can be seen under an image and states who created this
image.
Values
Example
____________________________________________________________________________________________
OF-ID OFNW6000XX Field
Name News Publication Country
Field Tags Multiple country field
(XX=ISO country code) | News
Field Level News Link Reference
Data Type string Introduced / Revoked 1.2 / --
Description Country in which this news
may be published; choose 'res' if there is a restriction to
qualified or institutional
investors [yes/res/no]. Usually the data
ID will change itself
and replace XX with the
two digit ISO country code in a flat file layout. If used as
OFST603000 (XX replaced by
number 00) transmission file layout changes from a "flat file
layout" to a "narrow file
layout". In a narrow file layout there will be a separate line for
each country where the
share class is registered for sale.
Values "yes" /
"no" / "res"
Example no
____________________________________________________________________________________________
OF-ID OFPM000008 Field
Name Portfolio Manager Forename
Field Tags Portfolio Manager
Field Level Fundmanager Link Reference OFPM000010
Data Type string Introduced / Revoked 1.31 / --
Description If the portfolio manager
(OFPM000010 Portfolio Manager Name) is a person with a first
and last name (as opposed
to a business, algorithm, or other non-human entity) their
forename(s) should be
listed here, such that OFPM000008 Portfolio Manager
Forename and OFPM000010
Portfolio Manager Name together with an interstitial
space constitute the full
name of the manager. Where not relevant, this field should
Values
Example
____________________________________________________________________________________________
OF-ID OFPM000010 Field
Name Portfolio Manager Name
Field Tags Portfolio Manager
Field Level Fundmanager Link Reference
Data Type string Introduced / Revoked 1.25 / --
Description Name of the portfolio
manager. If this is a single person then only their surname/family
name should be listed
here, with their forename listed against OFPH000008 Portfolio
Manager Forename. If this
is a team or other non-person entity then the relevant
name (e.g.
"Team") may be listed here.
Please note that openfunds
does not give any legal advice. Please also note that
the processing of personal
data shall be in compliance with the GDPR (General Data
Protection Regulation).
Values The name/surname of the
portfolio manager.
Example Smith
____________________________________________________________________________________________
OF-ID OFPM000020 Field
Name Portfolio Manager Year Of Birth
Field Tags Portfolio Manager
Field Level Fundmanager Link Reference
Data Type date Introduced / Revoked 1.25 / --
Description Portfolio manager's year
of birth, if relevant (i.e. where the portfolio manager is a
single person with a
single year of birth). This field is linked to field "OFPM000010 Portfolio
Manager Name".
Please note that openfunds
does not give any legal advice. Please also note that
the processing of personal
data shall be in compliance with the GDPR (General Data
Protection Regulation).
Values YYYY
Example 1968
____________________________________________________________________________________________
OF-ID OFPM000040 Field
Name Portfolio Manager Year Of Experience Start
Field Tags Portfolio Manager
Field Level Fundmanager Link Reference OFPM000010
Data Type date Introduced / Revoked 1.25 / --
Description When did the portfolio
manager start their professional career in the financial
industry? This field is
linked to field "OFPM000010 Portfolio Manager Name".
Please note that openfunds
does not give any legal advice. Please also note that
the processing of personal
data shall be in compliance with the GDPR (General Data
Protection Regulation).
Values YYYY
Example 1993
____________________________________________________________________________________________
OF-ID OFPM000060 Field
Name Portfolio Manager Brief Biography
Field Tags Portfolio Manager
Field Level Fundmanager Link Reference OFPM000010
Data Type string Introduced / Revoked 1.25 / --
Description A brief curriculum vitae
(CV) of the portfolio manager. This field is linked to field
"OFPM000010 Portfolio
Manager Name".
Please note that openfunds
does not give any legal advice. Please also note that
the processing of personal
data shall be in compliance with the GDPR (General Data
Protection Regulation).
This field's OF-ID can
also include a language tag, i.e. OFPM000060(zh-Hant) for
Portfolio Manager Brief
Biography written in traditional Chinese. For more information
please refer to
https://www.openfunds.org/en/language-tags.
Values A brief CV
Example
____________________________________________________________________________________________
OF-ID OFPM000111 Field
Name Portfolio Manager Type
Field Tags Portfolio Manager
Field Level Fundmanager Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Role of the portfolio
manager. If the fund is managed with a strict team approach,
please use
"lead" for all team members.
"lead" - the
manager is either the primary manager, co-lead, or a member of a team
of managers of the fund.
"deputy" - the
manager is a deputy manager to one or more lead managers
"product
specialist" - the manager has a mixed role of managing and marketing the
fund
Please note that openfunds
does not give any legal advice. Please also note that
the processing of personal
data shall be in compliance with the GDPR (General Data
Protection Regulation).
Values "lead" /
"deputy" / "product specialist"
Example lead
____________________________________________________________________________________________
OF-ID OFPM000120 Field
Name Portfolio Manager Role Starting Date
Field Tags Portfolio Manager
Field Level Fundmanager Link Reference OFPM000111
Data Type date Introduced / Revoked 1.25 / --
Description When did the portfolio
manager start managing the fund in this role? This field is linked
to the portfolio manager's
role ("OFPM000111 Portfolio Manager Type").
Please note that openfunds
does not give any legal advice. Please also note that
the processing of personal
data shall be in compliance with the GDPR (General Data
Protection Regulation).
Values YYYY-MM-DD
Example 1998-01-16
____________________________________________________________________________________________
OF-ID OFPM000125 Field
Name Portfolio Manager Role End Date
Field Tags Portfolio Manager
Field Level Fundmanager Link Reference OFPM000111
Data Type date Introduced / Revoked 1.25 / --
Description The date, when the
portfolio manager was no longer managing the fund in this
specific role. This might
be because the role of the portfolio manager has changed or
because the portfolio
manager has stopped managing this fund.
Please note that openfunds
does not give any legal advice. Please also note that
the processing of personal
data shall be in compliance with the GDPR (General Data
Protection Regulation).
Values YYYY-MM-DD
Example 2008-04-23
____________________________________________________________________________________________
OF-ID OFEM000010 Field
Name EMT Version
Field Tags EMT
Field Level Others Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The used EMT version.
v1 - version 1, the
version from 3rd August 2017
v2 - version 2, the
version from 22nd October 2018
v3 - version 3, the
version from 15th November 2019
v3s1 - v3 format,
translated from v1 source data
v3s2 - v3 format,
translated from v2 source data
v31 - version 3.1, the
version from 12th February 2021
v4 - version 4, the
version from 14th March 2022
v4.1 - version 4.1, the
version from 11th April 2023
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT: 00001_EMT_Version//
Values "v1" /
"v2" / "v3" / "v3s1" / "v3s2" /
"v31" / "v4" / "v4.1"
Example v2
____________________________________________________________________________________________
OF-ID OFEM000020 Field
Name EMT Producer Name
Field Tags EMT
Field Level Others Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The name of the party that
produced the EMT file. If the Manufacturer/Issuer has
chosen to outsource the
production of an EMT posting to another party responsible
for the production and
publication of the EMT data set, such party name should be
entered in this field.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00002_EMT_Producer_Name. This is an Optional EMT field.//
Values Name of the EMT producer
Example ERSTE-SPARINVEST KAG
____________________________________________________________________________________________
OF-ID OFEM000030 Field
Name EMT Producer LEI
Field Tags EMT
Field Level Others Link Reference OFEM000020
Data Type string Introduced / Revoked 1.26 / --
Description The Legal Entity
Identifier (LEI) of the party that produced the EMT file. If the
Manufacturer/Issuer has
chosen to outsource the production of an EMT posting to
another party responsible
for the production and publication of the EMT data set,
such party LEI should be
entered in this field.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00003_EMT_Producer_LEI. This is an
Optional EMT field.//
Values Alphanumeric 20-character
code
Example 529900CUMKIEUUK8BB81
____________________________________________________________________________________________
OF-ID OFEM000040 Field
Name EMT Producer Email
Field Tags EMT
Field Level Others Link Reference OFEM000020
Data Type string Introduced / Revoked 1.26 / --
Description Email address of the EMT
Producer. This contact should be the entry point for
communication with the EMT
Producer either to provide oversight reporting or to
retrieve details on how to
provide the report.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00004_EMT_Producer_Email. This is an
Optional EMT field.//
Values Email address of EMT
Producer
Example email@company.com
____________________________________________________________________________________________
OF-ID OFEM000050 Field
Name EMT Date And Time Of File Generation
Field Tags EMT
Field Level Others Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The date and time of the
creation of the EMT file as at the UTC+0 time zone, using the
EMT datetime format.
Note: the date should not
be given in the ISO 8601 standard format. The ISO 8601
standard for datetimes
(https://www.iso.org/iso-8601-date-and-time-format.html)
does not allow any spaces
in dates, so they use formats such as YYYYMMDDhhmmss
(e.g. 20201231143000) or
use T as a date/time separator and hyphens or colons to
separate parts of the
expression (e.g. 2020-12-31T14:30:00). The EMT breaks from this
standard only in using a
space as the date/time separator.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00005_File_Generation_Date_And_Time. This is a Mandatory EMT field.//
Values YYYY-MM-DD hh:mm:ss
Example 2020-06-28 13:00:00
____________________________________________________________________________________________
OF-ID OFEM000060 Field
Name EMT Includes Target Market
Field Tags EMT
Field Level Others Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Is the Target Market
section filled in the current EMT posting?
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00006_EMT_Data_Reporting_Target_Market. This is a Mandatory EMT field.//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEM000070 Field
Name EMT Includes Ex Ante Cost Data
Field Tags EMT
Field Level Others Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Is the Ex-Ante Cost &
Charges section filled in the current EMT posting?
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00007_EMT_Data_Reporting_Ex_Ante. This is a Mandatory EMT field.//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEM000080 Field
Name EMT Includes Ex Post Cost Data
Field Tags EMT
Field Level Others Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Is the Ex-Post Cost &
Charges section is filled in the current EMT posting?
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00008_EMT_Data_Reporting_Ex_Post. This is a Mandatory EMT field.//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEM000300 Field
Name EMT Financial Instrument Name
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The full name of the
financial instrument. The name used should be consistent with the
Solvency II & PRIIPS approach to naming
convention and may be no longer than 255
characters.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is EMT:
00030_Financial_Instrument_Name.
This is a Mandatory EMT field.//
Values The full name of the
financial instrument. Maximum 255 characters.
Example ESPA Bond Danubia A EUR
____________________________________________________________________________________________
OF-ID OFEM000400 Field
Name EMT Financial Instrument Currency
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Reference currency of the
share class, use ISO 4217 (e.g. EUR).
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00040_Financial_Instrument_Currency. This is a Mandatory EMT field.//
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example EUR
____________________________________________________________________________________________
OF-ID OFEM000450 Field
Name EMT Has Performance Fee
Field Tags EMT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Does the prospectus
facilitate a performance fee?
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00045_Financial_Instrument_Performance_Fee. This is a Mandatory EMT field.//
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEM000470 Field
Name EMT Financial Instrument Distribution Of Cash
Field Tags EMT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Does this financial
instrument distribute income in the form of cash to the investor?
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00047_Financial_Instrument_Distribution_Of_Cash. This is a Mandatory EMT
field.//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEM000500 Field
Name EMT Reference Date
Field Tags EMT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description "As of" date of
the EMT file, i.e. the date that is referred to by the figures in it.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00050_General_Reference_Date (before version 2.0 of EMT:
00050_Reporting_Date).
This is a Mandatory EMT field.//
Values YYYY-MM-DD
Example 2017-11-20
____________________________________________________________________________________________
OF-ID OFEM000600 Field
Name EMT Financial Instrument Product Type
Field Tags EMT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The legal structure of the
instrument for the purposes of the EMT.
The following list
describes each meaning of the available alphanum values:
S = Structured Securities
SF = Structured Funds
U = UCITS
N = Non UCITS
UM = UCITS Money Market
Funds
NM = Non-UCITS Money
Market Funds
ETC = Exchange Traded
Commodities
B = Bonds
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00060_Financial_Instrument_Legal_Structure. This is a Mandatory EMT field.//
Values "S" /
"SF" / "U" / "N" / "UM" /
"NM" / "ETC" / "B"
Example S
____________________________________________________________________________________________
OF-ID OFEM000650 Field
Name EMT Maturity Date
Field Tags EMT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description Maturity date of a fixed
term fund in order to calculate the remaining time to maturity
as a "OFEM050800 EMT Recommended Holding
Period".
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT: 00065_Maturity_Date
(before version 2.0 of EMT: 05090_Maturity_Date). This is a
Conditional EMT field.//
Values YYYY-MM-DD
Example 2022-06-30
____________________________________________________________________________________________
OF-ID OFEM000670 Field
Name EMT Has Early Termination For Structured Funds Or
Structured Securities
Field Tags EMT
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Is there an early
termination clause for the structured fund or structured security?
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00067_May_Be_Terminated_Early. This is a Conditional EMT field.//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEM000700 Field
Name EMT Financial Instrument Manufacturer Name
Field Tags EMT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The name of the legal
entity that is in charge of managing the fund (this includes, in
general, portfolio
management, administration and distribution). A common fund
(FCP) must be managed by a
Management Company. For a self-managed SICAV it is
the name of the SICAV itself. Other terms are
"KVG", "Fondsleitung" or "Investment
Company". For compatibility with the EMT, this
description should be no longer than
255 characters.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00070_Financial_Instrument_Issuer_Name. This is a Mandatory EMT field.//
Values Name of Management
Company. Maximum 255 characters.
Example ERSTE-SPARINVEST KAG
____________________________________________________________________________________________
OF-ID OFEM000730 Field
Name EMT LEI Of Financial Instrument Manufacturer
Field Tags EMT
Field Level Company Link Reference OFEM000300
Data Type string Introduced / Revoked 1.26 / --
Description The Legal Entity
Identifier (LEI) for the company entity ("OFEM000300 EMT Financial
Instrument Name").
The Legal Entity Identifier (LEI) code is designed to create a global
reference data system that uniquely identifies
every legal entity or structure, in any
jurisdiction, that is part
of a financial transaction. The 20 digit alpha numeric code is
constructed as follows:
Local Operating Unit (4 characters) - Reserved characters (2)
- Entity Identifier (12) -
Verification ID (2).
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00073_Financial_Instrument_Issuer_LEI. This is an Optional EMT field.//
Values Alphanumeric 20-character
code
Example 529900CUMKIEUUK8BB81
____________________________________________________________________________________________
OF-ID OFEM000740 Field
Name EMT Email Of Financial Instrument Manufacturer
Field Tags EMT
Field Level Company Link Reference OFEM000300
Data Type string Introduced / Revoked 1.26 / --
Description Email address for the
company entity ("OFEM000300 EMT Financial Instrument Name").
This contact should be the
entry point for communication with the Financial
Instrument Manufacturer
either to provide oversight reporting or to retrieve details on
how to provide the report.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00074_Financial_Instrument_Issuer_Email. This is an Optional EMT field.//
Values Email address of Financial
Instrument Manufacturer
Example email@company.com
____________________________________________________________________________________________
OF-ID OFEM000750 Field
Name EMT Manufacturer Product Governance Process
Field Tags EMT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description An indication of how
closely the manufacturer's product governance procedure
follows MiFID II.
A = Product governance
procedure pursuant to MiFID II
B = Product governance
procedure comparable to MiFID II
C = Product governance
procedure not in accordance with MiFID II
D = No information is
requested from the issuer
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00075_Financial_Instrument_Issuer_Product_Governance_Process. This is an
Optional EMT field.//
Values "A" /
"B" / "C" / "D"
Example A
____________________________________________________________________________________________
OF-ID OFEM000800 Field
Name EMT Financial Instrument Guarantor Name
Field Tags EMT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Name of the entity to
which the investor bears a counterparty risk, if such a risk exists
and the entity is
different from "OFEM000700 EMT Financial Instrument Manufacturer
Name". For compatibility with the EMT, this
description should be no longer than 255
characters.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00080_Financial_Instrument_Guarantor_Name. This is an Optional EMT field.//
Values Name of fund guarantor.
Maximum 255 characters.
Example
____________________________________________________________________________________________
OF-ID OFEM000850 Field
Name EMT Notional Or Item Based
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Is the instrument
notional-based or item-based? This field enables interpretation of
MiFID II Cost &
Charges data when used together with fields "OFEM000960 EMT
Quotation Type For
Structured Securities", "OFEM081100 EMT Ex-post Reference Price
For Structured
Securities" and "OFEM081200 EMT Ex-post Notional Reference Amount
For Structured
Securities".
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00085_Financial_Instrument_Type_Notional_Or_Item_Based. This is a Conditional
EMT field.//
Values "N" /
"I"
Example N
____________________________________________________________________________________________
OF-ID OFEM000900 Field
Name EMT MiFID German Product Category Or Nature
Field Tags EMT
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description Classification of products
regarding the knowledge and/or experience assessment of
distributors.
The translation of each
code value is as follows:
01 - Shares
02 - Alternative
Investment Fund - fund like UCITS with a physical commodity
component
03 - Alternative
Investment funds - closed-end funds / closed-end investment funds
04 - Alternative
Investment Funds - Open-ended Real Estate Funds
05 - Alternative
Investment Funds - Single Hedge Funds
06 - Alternative
investment funds - fund of hedge funds
07 - Bonds (unstructured)
08 - Bonds with additional
rights / special collateralisation
09 - Bonds with warrants
10 - Additional Tier1
bonds
11 - Profit-sharing rights
12 - Leverage products
(factor certificates and ETFs with leverage >1 as per loss
reporting, warrants,
knock-outs)
13 - UCITS Investment
funds (unstructured)
14 - Mining shares
15 - Non-linear CLNs
16 - Reverse products
(certificates and ETFs)
17 - Structured investment
products (certificates, structured bonds, ETCs)
18 - Structured UCITS and
alternative investment funds
19 - Swap-based UCITS and
alternative investment funds
20 - Worst-of-certificates
21 - Certificates with
Delta 1-depiction of known financial indices
22 - Ancillary rights
24 - Contingent
convertibles - bond funds (investment focus AT1)
25 - Tier2 bonds
26 - Senior non-preferred
bonds
27 - Alternative
investment funds - mixed and other investment funds
28 - Real Estate
Investment Trust (REITs)
29 - Miscellaneous
30 - European Long Term
Investment Funds (ELTIFs)
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00090_Product_Category_or_Nature_Germany. This is a Conditional EMT field.//
Values 1 / 2 / 3 / 4 / 5 / 6 / 7
/ 8 / 9 / 10 / 11 / 12 / 13 / 14 / 15 / 16 / 17 / 18 / 19 / 20 / 21 / 22 / 23
/ 24 / 25 / 26 / 27 / 28 /
29 / 30
Example 16
____________________________________________________________________________________________
OF-ID OFEM000950 Field
Name EMT EUSIPA Product Category Or Nature For Structured
Securities
Field Tags EMT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description According to EUSIPA this
classification differentiates on first level between investment
products and leverage
products. On second level, the classification considers
capital protected
products, yield enhancement products, participation products,
leverage products with and
without knock-out and constant leverage products.
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00095_Structured_Securities_Product_Category_or_Nature. This is an Optional
EMT field.//
Values See
https://eusipa.org/wp-content/uploads/European_map_20160530_2016.pdf
Example 1100
____________________________________________________________________________________________
OF-ID OFEM000960 Field
Name EMT Quotation Type For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Is the quotation type in
unit or in percentage?
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00096_Structured_Securities_Quotation (before version 2.0 of EMT:
07010_Structured_Securities_Quotation).
This is a Conditional EMT field.//
Values "unit" /
"percentage"
Example
____________________________________________________________________________________________
OF-ID OFEM001000 Field
Name EMT Is Leveraged Financial Instrument Or Contingent
Liability Instrument
Field Tags EMT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description According to Article 62(2)
of the MiFID II Delegated Regulation firms shall report to
clients with leveraged
financial instruments or contingent liability transactions, where
the initial value of each
instrument depreciates by 10% and thereafter at multiples of
10%.
According to the European
Working Group funds, structured securities and derivates
are handled as follows.
Funds: For the purpose of
reporting under Article 62(2) of the MiFID II Delegated
Regulation, retail
investment funds (UCITS and retail AIFs) should generally not be
deemed “leveraged
financial instruments”.
Structured securities:
Leverage is calculated on the first reporting date and is based
on the delta. Most
structured securities would be expected to be considered as
leveraged if the level
factor is > 2.
Derivates: Some
derivatives may be considered as leveraged by default (without
calculating delta), such
as warrants and listed derivatives. For the purpose of
reporting under Article
62(2) of the MiFID II Delegated Regulation, CFDs are to be
considered as contingent
liability products.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00100_Leveraged_Financial_Instrument_or_Contingent_Liability_Instrument. This
is
an Indicative EMT field.//
// Comment openfunds: This
field does not seem to be relevant for mutual funds as
there is no obligation for
publishing the EMT on a daily basis.//
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEM001100 Field
Name EMT Fund Share Class Without Retrocession
Field Tags EMT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Indicates whether the
share class pays any inducement in the context of MiFID II.
yes - The share class does
not pay any inducement
no - The share class does
pay inducement
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00110_Fund_Share_Class_Without_Retrocession. This is an Indicative EMT field.//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEM001200 Field
Name EMT Ex-post Cost Calculation Basis For Italy
Field Tags EMT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Whether ex-post costs are
calculated on a rolling basis (last 12 months to a given
date) or over a fixed
period (calendar year).
R - Rolling basis (last 12
months)
F - Fixed basis (calendar
year)
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
00120_Ex_Post_Cost_Calculation_Basis_Italy. This is a Conditional EMT field.//
Values "R" /
"F"
Example R
____________________________________________________________________________________________
OF-ID OFEM010000 Field
Name EMT Target Market Reference Date
Field Tags EMT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description Date of Target Market data
within the EMT.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
01000_Target_Market_Reference_Date. This is a Mandatory EMT field.//
Values YYYY-MM-DD
Example 2020-02-06
____________________________________________________________________________________________
OF-ID OFEM010100 Field
Name EMT Client Type Retail
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Might this share class
from a producer's perspective being marketed to a retail
investor no matter, if the
investor has only basic knowledge ("OFEM020100 EMT
Investor With Basic
Knowledge" = yes) or if he is an informed investor ("OFEM020200
EMT Informed
Investor" = yes) or is an advanced investor ("OFEM020300 EMT
Advanced Investor" =
yes)?
Under MiFID regulation,
all clients that are not regarded as 'professional investors' are
'retail clients'. For the
MiFID definition of a professional investor please refer to
"OFEM010200 EMT
Professional Investor Type".
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
01010_Investor_Type_Retail. This is a Mandatory EMT field.//
Values "yes" /
"no" / "neutral"
Example
____________________________________________________________________________________________
OF-ID OFEM010200 Field
Name EMT Professional Investor Type
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Might this share class
from a producer's perspective being marketed to a
professional?
Under MiFID regulation, a
professional investor is regarded to have the experience,
knowledge and expertise to
take investment decisions by its own. Therefore, from a
target market point of
view, if "OFEM010100 EMT Client Type Retail" was answered
with "yes",
usually this field should be answered with "yes", too.
yes - both Professional
Per Se and Elective Professionals are compatible.
no - neither Professional
Per Se nor Elective Professionals are compatible.
professional per se -
Professional Per Se is compatible but Elective Professionals are not
(this is only used if the distinction
"Per Se" is made in the Prospectus)
elective professional -
Elective Professional is compatible but Professionals Per Se are
not.
MiFID defines the
following as professional investors (Annex II, I(1)-(4)):
(1) Entities which are
authorised or regulated to operate in the financial markets, like:
(a) Credit institutions;
(b) Investment firms;
(c) Other authorised or
regulated financial institutions;
(d) Insurance companies;
(e) Collective investment
schemes and management companies of such schemes;
(f) Pension funds and
management companies of such funds;
(g) Commodity and
commodity derivatives dealers;
(h) Locals;
(i) Other institutional
investors;
(2) Large undertakings
meeting two of the following size requirements on a company
basis:
— balance sheet total: EUR
20 000 000
— net turnover: EUR 40 000
000
— own funds: EUR 2 000 000
(3) National and regional
governments, including public bodies that manage public
debt at national or
regional level, Central Banks, international and supranational
institutions such as the
World Bank, the IMF, the ECB, the EIB and other similar
international
organisations.
(4) Other institutional
investors whose main activity is to invest in financial instruments,
including entities
dedicated to the securitisation of assets or other financing
transactions.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is: EMT: 01020_Investor_Type_Professional.
Values "yes" /
"no" / "professional per se" / "elective
professional"
Example
____________________________________________________________________________________________
OF-ID OFEM010300 Field
Name EMT Is Investor Type Eligible Counterparty
Field Tags EMT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Might this share class
from a producer's perspective being marketed to eligible
counterparties?
Under MiFID regulation
Article 30 paragraph 2 an eligible counterpart is one of the
following:
(a) Investment firms;
(b) Credit institutions;
(c) Insurance companies;
(d) UCITs and their
management companies;
(e) Pension funds and
their management companies;
(f) other financial
institutions authorised or regulated under Union law;
(g) national governments
including public bodies dealing with public debt at
national level;
(h) central banks and
supranational organisations.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
01030_Investor_Type_Eligible_Counterparty. This is a Mandatory EMT field.//
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEM020100 Field
Name EMT Investor With Basic Knowledge
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: is this share class suitable to be marketed to an end
investor, who has only
basic knowledge about financial product, but access to
imperative legal
documentation and basic information provided by the point of sale?
An investor with basic
knowledge is defined as an investor, who has
-- no financial industry experience or
-- is investing for the first time in this
kind of financial product.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
Values "yes" /
"no" / "neutral"
Example
____________________________________________________________________________________________
OF-ID OFEM020200 Field
Name EMT Informed Investor
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: is this share class suitable to be marketed to an end
investor, who can be
classified as an 'informed investor'?
An informed investor
typically has at least one of the following characteristics:
-- average knowledge of relevant financial
products
-- some financial industry experience
Therefore, an informed
investor can make an informed investment decision based
only on the regulated and
authorised offering documentation, together with
knowledge and
understanding of the specific factors/risks highlighted within them.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
02020_Informed_Investor. This is a Mandatory EMT field.//
Values "yes" /
"no" / "neutral"
Example
____________________________________________________________________________________________
OF-ID OFEM020300 Field
Name EMT Advanced Investor
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: is this share class suitable to be marketed to an end
investor, who can be
classified as an 'experienced investor'?
An experienced investor
typically has at least one of the following characteristics:
-- good knowledge of relevant financial
products and transactions
-- financial industry experience or is
accompanied by professional investment advice
Therefore, an informed
investor can make an informed investment decision based
only on the regulated and
authorised offering documentation, together with
knowledge and
understanding of the specific factors/risks highlighted within them.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
02030_Advanced_Investor. This is a Mandatory EMT field.//
Values "yes" / "no" /
"neutral"
Example
____________________________________________________________________________________________
OF-ID OFEM020400 Field
Name EMT German Knowledge And Experience
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Does the investor have
expert knowledge of and / or experience with highly
specialised financial
products (e.g. CFDs and products with contingent liabilities)? This
is a regulatory requirement in Germany.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
02040_Expert_Investor_Germany. This is an Optional EMT field.//
Values "yes" /
"no" / "neutral"
Example yes
____________________________________________________________________________________________
OF-ID OFEM030100 Field
Name EMT No Ability For Any Capital Loss
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: May a distributor sell this fund to an end investor, who
cannot bear any capital
losses?
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
03010_Compatible_With_Clients_Who_Can_Not_Bear_Capital_Loss (before
version 2.0 of EMT:
03010_No_Capital_Loss). This is a Mandatory EMT field.//
Values "yes" /
"no" / "neutral"
Example yes
____________________________________________________________________________________________
OF-ID OFEM030200 Field
Name EMT Ability For Limited Capital Losses
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: May a distributor sell this fund to an end investor, who is
seeking capital
preservation or who can bear only limited capital losses that are
specified in product's
documentation.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
03020_Compatible_With_Clients_Who_Can_Bear_Limited_Capital_Loss (before
version 2.0 of EMT
03020_Limited_Capital_Loss). This is a Conditional EMT field.//
Values "yes" /
"no" / "neutral"
Example
____________________________________________________________________________________________
OF-ID OFEM030300 Field
Name EMT Level Of Limited Capital Loss As Percentage
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The level of potential
losses can be calculated according to the offering
documentation. This field
is only to be used, if a partial capital guarantee is provided
on the primary market and
the product is held until the maturity.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
03030_Limited_Capital_Loss_Level. This is a Conditional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.5 (instead of 50%)
____________________________________________________________________________________________
OF-ID OFEM030400 Field
Name EMT Ability For Total Capital Loss
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: May a distributor sell this fund to an end investor, who
can bear a loss of the
total amount of his invested capital?
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
03040_Compatible_With_Clients_Who_Do_Not_Need_Capital_Guarantee
(before version 2.0 of
EMT: 03040_No_Capital_Guarantee). This is a Mandatory EMT
Values "yes" /
"no" / "neutral"
Example no
____________________________________________________________________________________________
OF-ID OFEM030500 Field
Name EMT Ability For Losses Beyond Capital
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: May a distributor sell this fund to an end investor, who
can bear losses even
higher than the total amount of his invested capital?
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
03050_Compatible_With_Clients_Who_Can_Bear_Loss_Beyond_Capital (before
version 2.0 of EMT:
03050_Loss_ Beyond_Capital). This is a Mandatory EMT field.//
Values "yes" /
"no" / "neutral"
Example
____________________________________________________________________________________________
OF-ID OFEM040100 Field
Name EMT PRIIP Summary Risk Indicator
Field Tags EMT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description What is the latest Summary
Risk Indicator (SRI) of this share class? The SRI should be
calculated according to
the PRIIPs KID methodology.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
04010_Risk_Tolerance_PRIIPS_Methodology. This is a Conditional EMT field.//
Values 1 / 2 / 3 / 4 / 5 / 6 / 7
Example 5
____________________________________________________________________________________________
OF-ID OFEM040200 Field
Name EMT SRRI
Field Tags EMT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description What is the latest
Synthetic Risk and Reward Indicator (SRRI) of this share class? The
SRRI should be calculated
according to the UCITS policy which is in German defined
as "Organismen für
gemeinsame Anlagen in Wertpapieren" (OGAW).
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
04020_Risk_Tolerance_UCITS_Methodology. This is a Conditional EMT field.//
Values 1 / 2 / 3 / 4 / 5 / 6 / 7
Example 5
____________________________________________________________________________________________
OF-ID OFEM040300 Field
Name EMT Risk Tolerance For Non-PRIIPS And Non-UCITS
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description If no SRI (PRIIPS) or SRRI
(UCITS) is available, use internal risk indicator. Please also add
the reference date in
field "OFEM000500 EMT Reference Date".
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
04030_Risk_Tolerance_Internal _Methodology_For_Non_PRIIPS_and_Non_UCITS.
This is a Conditional EMT
field.//
Values "low" /
"medium" / "high"
Example
____________________________________________________________________________________________
OF-ID OFEM040400 Field
Name EMT Spanish Risk Tolerance For Non-PRIIPS And Non-
Field Tags EMT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description This risk indicator shall
be presented in a numerical scale ranging from 1 to 6, where 1
indicates the lowest risk
class and 6 the highest. This field is to be used for Spanish
domiciled Non-UCITS and
Non-PRIIPs funds. Please also add the reference date in
field "OFEM000500 EMT
Reference Date".
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT: 04040_Risk_Tolerance_For_Non_PRIIPS_and_Non_UCITS_Spain.
This is an Optional
EMT field.//
Values 1 / 2 / 3 / 4 / 5 / 6
Example
____________________________________________________________________________________________
OF-ID OFEM040500 Field
Name EMT German Lowest Risk Tolerance
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Please indicate 'yes' in
case this share class is not for investors with the lowest risk
tolerance. This field is
needed for all products distributed in Germany.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
04050_Not_For_Investors_With_The_Lowest_Risk_Tolerance_Germany. This is an
Optional EMT field.//
Values "yes" /
"neutral"
Example yes
____________________________________________________________________________________________
OF-ID OFEM050100 Field
Name EMT Return Profile Preservation
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: May a fund distributor sell this fund to an end investor,
whose return profile is
'capital preservation'?
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
05010_Return_Profile_Client_looking_for_Preservation (before version 2.0 of EMT
05010_Return_Profile_Preservation).
This is a Mandatory EMT field.//
Values "yes" /
"no" / "neutral"
Example yes
____________________________________________________________________________________________
OF-ID OFEM050200 Field
Name EMT Return Profile Growth
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: May a fund distributor sell this fund to an end investor,
whose return profile is
'capital growth'?
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
05020_Return_Profile_Client_looking_for_Capitalized_Growth (before version 2.0
of EMT
05020_Return_Profile_Growth). This is a Mandatory EMT field.//
Values "yes" /
"no" / "neutral"
Example yes
____________________________________________________________________________________________
OF-ID OFEM050300 Field
Name EMT Return Profile Income
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: May a fund distributor sell this fund to an end investor,
whose return profile is
'income'?
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
05030_Return_Profile_Client_looking_for_Income (before version 2.0 of EMT
05030_Return_Profile_Income).
This is a Mandatory EMT field.//
Values "yes" /
"no" / "neutral"
Example yes
____________________________________________________________________________________________
OF-ID OFEM050400 Field
Name EMT Return Profile Hedging For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: May a fund distributor sell this fund to an end investor,
whose intention is to
hedge some existing investments? Examples for this could be
funds with
"OFST010670 Is Short" = yes.
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
05040_Return_Profile_Hedging. This is a Conditional EMT field.//
Values "yes" /
"no" / "neutral"
Example yes
____________________________________________________________________________________________
OF-ID OFEM050500 Field
Name EMT Return Profile Options Or Leverage For Structured
Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer's
view: May a fund distributor sell this fund to an end investor,
whose investment strategy
is very aggressive? Examples for this could be funds with
"OFST010630 Is
Leveraged" = yes.
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
05050_Option_or_Leveraged_Return_Profile. This is an Optional EMT field.//
Values "yes" /
"no" / "neutral"
Example yes
____________________________________________________________________________________________
OF-ID OFEM050700 Field
Name EMT German Pension Scheme Return Profile
Field Tags EMT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description According to rule from the
EMT, please use the value "yes" for funds used in German
pension contracts, such as
Riester and Rürup. For funds with performance fees, please
use "neutral" or "no". For
other funds, "yes" or "neutral" should be used.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
05070_Return_Profile_Pension_Scheme_Germany. This is an Optional EMT field.//
Values "yes" /
"no" / "neutral"
Example yes
____________________________________________________________________________________________
OF-ID OFEM050800 Field
Name EMT Recommended Holding Period
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Recommended holding period
(RHP) of the fund in years. Default values are integer.
However, as there might be
exceptions you can use decimal figures for fractions of a
year. Please note, that
openfunds uses RHP (integer) to reflect the field 'time horizon'
within the EMT.
Alternatively, the alphanumeric codifications can be used instead of
a numeric value. The
following list describes each meaning of the available alphanum
values:
V = Very short
S = Short
M = Medium
L = Long
H = Hold to maturity
Conversion to string as
shown in the EMT can be done as follows:
1 day <=
very short <= 1 year
1 year <
short <= 3 years
3 years <
medium <= 5 years
5 years <
long
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
05080_Minimum_Recommended_Holding_Period (before version 2.0 of EMT:
05080_Time_Horizon). This
is a Mandatory EMT field.//
Values "V" /
"S" / "M" / "L" / "H" / Decimal figure
(max 7 digits after the decimal point).
Example S
____________________________________________________________________________________________
OF-ID OFEM051050 Field
Name EMT Considers Client Sustainability Preferences
Field Tags EMT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Is the fund compatible
with investor preference for investments with an
environmental, social and
governance (ESG) focus?
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
05105_Does_This_Financial_Instrument_Consider_End_Client_Sustainability_Preferences.
This is a Mandatory EMT field.//
Values "yes" /
"neutral"
Example yes
____________________________________________________________________________________________
OF-ID OFEM051150 Field
Name EMT Other Specific Investment Needs
Field Tags EMT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Is the fund designed to
meet other specific investment needs such as Islamic banking
or other? If the fund does not meet any
specific investment needs, please indicate
"no".
The following list
describes each meaning of the available alphanum values:
N = No
I = Islamic banking
O = Other
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
05115_Other_Specific_Investment_Need. This is an Indicative EMT field.//
Values "N" / "I" /
"O"
Example N
____________________________________________________________________________________________
OF-ID OFEM060100 Field
Name EMT Eligible For Execution Only Distribution
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer' view:
Can this fund be sold to clients through an execution only
channel, e.g. internet
platforms, if the end investor is provided the necessary legal
documentation? - As this
is also dependent from investors knowledge and
experience, this field can
only give an indication to the distribution channel about
how the manufacturer sees
it.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT: 06010_Execution_Only.
This is an Indicative EMT field.//
Values "retail" /
"professional" / "both" / "neither"
Example both
____________________________________________________________________________________________
OF-ID OFEM060200 Field
Name EMT Eligible For Execution Only With Appropriateness Test
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer' view:
Can this fund be sold to clients through an execution only
channel, e.g. internet
platforms, if the end investor is provided the necessary legal
documentation and also
checks, whether the client has sufficient knowledge, i.e. by
providing online tests or
by checking client's existing investments? - As this is also
dependent from investors
knowledge and experience, this field can only give an
indication to the
distribution channel about how the manufacturer sees it.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
06020_Execution_With_Appropriateness_Test_Or_Non_Advised_Services. This is
an Indicative EMT field.//
Values "retail" /
"professional" / "both" / "neither"
Example professional
____________________________________________________________________________________________
OF-ID OFEM060300 Field
Name EMT Eligible For Advised Retail Distribution
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer' view:
Can this fund be sold to clients by a distributor who
advices the end investor?
- As this is also dependent from investors ability to bear
losses and time horizon,
this field can only give an indication to the distributer about
how the manufacturer sees
it.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
06030_Investment_Advice. This is an Indicative EMT field.//
Values "retail" /
"professional" / "both" / "neither"
Example professional
____________________________________________________________________________________________
OF-ID OFEM060400 Field
Name EMT Eligible For Portfolio Management
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description From a manufacturer' view:
Can this fund be sold to clients who have given a
discretionary mandate to a
professional portfolio manager? - As the portfolio
manager has the obligation
to balance out the portfolio with his client's needs, the
usual answer to this field
should be "yes".
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
06040_Portfolio_Management. This is an Indicative EMT field.//
Values "retail" /
"professional" / "both" / "neither"
Example retail
____________________________________________________________________________________________
OF-ID OFEM070200 Field
Name EMT Gross Maximum One-off Entry Costs For Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description This data should only
incorporate manufacturer costs (i.e. cost of the financial
instrument) and
distributor upfront when known by the manufacturer. It should
however not include
distribution fees added on top of the product price by
distributors that is out
of control of the manufacturer.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT: 07020_Gross_One-
off_cost_Financial_Instrument_maximum_entry_cost_non_acquired.
This is a
Conditional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.02 (instead of 2%)
____________________________________________________________________________________________
OF-ID OFEM070201 Field
Name EMT Gross Maximum One-off Entry Costs For Structured
Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description This data should only
incorporate manufacturer costs (i.e. cost of the financial
instrument) and
distributor upfront when known by the manufacturer. It should
however not include
distribution fees added on top of the product price by
distributors that is out
of control of the manufacturer.
If the field
"OFEM000960 EMT Quotation Type For Structured Securities" is
populated
with "units",
please indicate the absolute figure in the product currency in this field. If
the field "OFEM000960
EMT Quotation Type For Structured Securities" is filled out with
"percentage",
please fill in the percentage of the reference value in the field
"OFEM071500 EMT
Ex-ante Reference Value Price For Structured Securities".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT: 07020_Gross_One-
off_cost_Financial_Instrument_maximum_entry_cost_non_acquired.
This is a
Mandatory EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.02 (instead of 2%) / 50
(e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM070250 Field
Name EMT Net One-off Entry Costs For Structured Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description This data is optional and
could be used in the event of only one layer of
intermediation or in a
case where distributor upfronts are paid equally to all
distributors. The cost
reported in this field is a net disclosure and therefore the
distributor upfront is
equal to the difference between "OFEM070201 EMT Gross
Maximum One-off Entry
Costs For Structured Securities" and this field.
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07025_Net_One-off_cost_Financial_Instrument_entry_cost. This is an Optional
EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEM070251 Field
Name EMT Net One-off Entry Costs For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description This data is optional and
could be used in the event of only one layer of
intermediation or in a
case where distributor upfronts are paid equally to all
distributors. The cost
reported in this field is a net disclosure and therefore the
distributor upfront is
equal to the difference between "OFEM070201 EMT Gross
Maximum One-off Entry
Costs For Structured Securities" and this field.
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07025_Net_One-off_cost_Financial_Instrument_entry_cost. This is an Optional
EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.02 (instead of 2%)
____________________________________________________________________________________________
OF-ID OFEM070300 Field
Name EMT Italian Maximum One-off Entry Costs
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Maximal costs involved by
subscribing an Italian fund expressed as a fixed amount.
The field is applicable
for share classes registered for sale in Italy.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT: 07030_One-
off_Cost_Financial_Instrument_Maximum_Entry_Cost_Fixed_Amount_Italy.
This is a
Conditional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.0500000
____________________________________________________________________________________________
OF-ID OFEM070400 Field
Name EMT Maximum One-off Entry Cost Acquired For Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Maximum cost incurred by
subscribing a fund that are acquired to the fund,
expressed as a percentage
figure of the amount to be invested.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07040_One-off_Cost_Financial_Instrument_Maximum_Entry_Cost_Acquired. This is
a Conditional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.003334 (instead of
0.3334%)
____________________________________________________________________________________________
OF-ID OFEM070500 Field
Name EMT Maximum One-off Exit Cost
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Maximum cost incurred by
subscribing a fund that are not acquired to the fund,
expressed as a percentage
figure of the amount to be invested.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07050_One-off_Costs_Financial_Instrument_Maximum_Exit_Cost_Non_Acquired.
This is a Conditional EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.003334 (instead of
0.3334%)
____________________________________________________________________________________________
OF-ID OFEM070600 Field
Name EMT Italian Maximum One-off Exit Costs
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Maximal costs involved by
redeeming an Italian fund expressed as a fixed amount.
The field is applicable
for share classes registered for sale in Italy.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) :
EMT: 07060_One-
off_Costs_Financial_Instrument_Maximum_Exit_Cost_Fixed_Amount_Italy.
This is a
Conditional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.0500000
____________________________________________________________________________________________
OF-ID OFEM070700 Field
Name EMT Maximum One-off Exit Cost Acquired For Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Maximum cost incurred by
redeeming a fund that are acquired to the fund,
expressed as a percentage
figure of the amount to be invested.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07070_One-off_Costs_Financial_Instrument_Maximum_Exit_Cost_Acquired. This is
a Conditional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.003334 (instead of
0.3334%)
____________________________________________________________________________________________
OF-ID OFEM070800 Field
Name EMT Typical One-off Exit Costs At RHP For Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Costs involved by
redeeming a fund expressed in regard to the RHP ("OFEM050800
EMT Recommended Holding
Period") or the time to maturity ("OFEM000650 EMT
Maturity Date").
Typically, these costs should be 0 for holding periods longer than RHP.
Following an example from
the EMT regarding the typical costs:
Normal fees if the client
holds the product until maturity or during RHP. A product with
a 5 year maturity has exit
costs of:
- 4% after 1 and 2yrs
- 3% after 3yrs
- 1% after 4 yrs,
- 0 at maturity
Then maximum exit cost: 4%
Typical cost : 0
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07080_One-off_costs_Financial_Instrument_Typical_exit_cost. This is an Optional
EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.0025 (instead of 0.25%)
____________________________________________________________________________________________
OF-ID OFEM070801 Field
Name EMT Typical One-off Exit Costs At RHP For Structured
Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Fee at the end of the
"OFEM050800 EMT Recommended Holding Period". If the field
"OFEM000960 EMT
Quotation Type For Structured Securities" is populated with
"units",
please indicate the
absolute figure in the product currency in this field. If the field
"OFEM000960 EMT
Quotation Type For Structured Securities" is filled out with
"percentage",
this percentage figure relates to field "OFEM071500 EMT Ex-ante
Reference Value Price For
Structured Securities".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07080_One-off_costs_Financial_Instrument_Typical_exit_cost. This is an Optional
EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.02 (instead of 2%) / 50
(e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM070900 Field
Name EMT One-off Exit Costs For Structured Securities Prior
RHP
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description This field is for
non-exchange traded structured securities.
If the field
"OFEM000960 EMT Quotation Type For Structured Securities" is
populated
with "units",
please indicate the absolute figure in the product currency in this field. If
the field "OFEM000960
EMT Quotation Type For Structured Securities" is filled out with
"percentage",
this percentage figure relates to field "OFEM071500 EMT Ex-ante
Reference Value Price For
Structured Securities".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT: 07090_One-
off_cost_Financial_Instrument_exit_cost_structured_securities_prior_RHP.
This is a
Mandatory EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.02 (instead of 2%) / 50
(e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM070901 Field
Name EMT One-off Exit Costs For Structured Funds Prior RHP
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The cost for redeeming
shares of a structured fund expressed as a percentage of the
amount to be divested.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT: 07090_One-
off_cost_Financial_Instrument_exit_cost_structured_securities_prior_RHP.
This is a
Conditional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.0025 (instead of 0.25%)
____________________________________________________________________________________________
OF-ID OFEM071000 Field
Name EMT Ongoing Costs For Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description All ongoing costs and
charges related to the management of the fund. Expressed as
a percentage of NAV of the
financial product in annualized terms.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07100_Financial_Instrument_Ongoing_costs. This is a Mandatory EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.0025 (instead of 0.25%)
____________________________________________________________________________________________
OF-ID OFEM071001 Field
Name EMT Ongoing Costs For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Expressed as a percentage
of NAV / Notional (or currency amount for absolute
quotation) of the
financial product in annualized terms related to reference value in
"OFEM071500 EMT
Ex-ante Reference Value Price For Structured Securities".
If the field
"OFEM000960 EMT Quotation Type For Structured Securities" is
populated
with "units",
please indicate the absolute figure in the product currency in this field. If
the field "OFEM000960
EMT Quotation Type For Structured Securities" is filled out with
"percentage",
this percentage figure relates to field "OFEM071500 EMT Ex-ante
Reference Value Price For
Structured Securities".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07100_Financial_Instrument_Gross_Ongoing_costs (before version 2.0 of EMT
07100_Financial_Instrument_Ongoing_costs).
This is a Mandatory EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.02 (instead of 2%) / 50
(e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM071050 Field
Name EMT Ex-ante Borrowing Costs UK
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Ex-ante financing costs
related to borrowing for the purposes of gearing expressed as
a % of NAV of the
Financial Product expressed in annualized terms (rate of cost
deduction to be applied).
Only applicable if the product is borrowing. Borrowing costs
are included in Ongoing costs.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07105_Financial_Instrument_Borrowing_Costs_Ex_Ante_UK. This is an Optional EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.05 (instead of 5%)
____________________________________________________________________________________________
OF-ID OFEM071100 Field
Name EMT Management Fee For Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The fee charged for
managing the fund. Expressed as a percentage of NAV of the
financial product in
annualized terms. This fee is included in total ongoing costs. These
fees are used by
distributors to calculate their retrocession fees.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07110_Financial_Instrument_Management_fee. This is a Mandatory EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.05 (instead of 5%)
____________________________________________________________________________________________
OF-ID OFEM071101 Field
Name EMT Management Fee For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The fee, which is charged
for managing the structured security. Expressed as a
percentage of NAV /
Notional (or currency amount for absolute quotation) of the
financial product in
annualized terms related to reference value in "OFEM071500 EMT
Ex-ante Reference Value
Price For Structured Securities".
If the field
"OFEM000960 EMT Quotation Type For Structured Securities" is
populated
with "units",
please indicate the absolute figure in the product currency in this field. If
the field "OFEM000960
EMT Quotation Type For Structured Securities" is filled out with
"percentage",
this percentage figure relates to field "OFEM071500 EMT Ex-ante
Reference Value Price For
Structured Securities".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07110_Financial_Instrument_Management_Fee. This is an Optional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 50 (e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM071200 Field
Name EMT Distribution Fee
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Separate distribution fee.
While a trailer fee is a component of annual management
fee it is commonly
understood within the industry, that the distribution fee belongs to
100% to the distributor.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07120_Financial_Instrument_Distribution_fee. This is a Conditional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.00808 (instead of
0.808%)
____________________________________________________________________________________________
OF-ID OFEM071300 Field
Name EMT Ex-ante Transaction Costs
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Ex-ante transaction costs.
Contrary to the PRIIPS regulation there is no strict rule for
MiFID on the period used
to calculate this data, the MiFID number can be derived
from the last years
ex-post transaction costs.
In case there are no
transaction costs, please leave this field empty. Please note that
due to anti-dilution measurements etc. this
number can be negative
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07130_Financial_Instrument_Transaction_costs_ex_ante. This is a Mandatory EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.027 (instead of 2.7%)
____________________________________________________________________________________________
OF-ID OFEM071400 Field
Name EMT Ex-ante Incidental Costs For Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Ex-ante incidental costs
that are calculated as an average of the last three year's
ex-post incidental costs.
Incidental costs can be a performance fee or carried
interest.
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07140_Financial_Instrument_Incidental_costs_ex_ante. This is a Mandatory EMT
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.015 (instead of 1.5%)
____________________________________________________________________________________________
OF-ID OFEM071401 Field
Name EMT Ex-ante Incidental Costs For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Expressed as a percentage
of NAV / Notional (or currency amount for absolute
quotation) of the
financial product in annualized terms related to reference value in
"OFDY023016 Ex-post
Reference Value For Structured Securities V2 V3".
If the field
"OFEM000960 EMT Quotation Type For Structured Securities" is
populated
with "units",
please indicate the absolute figure in the product currency in this field. If
the field "OFEM000960
EMT Quotation Type For Structured Securities" is filled out with
"percentage",
this percentage figure relates to field "OFEM071500 EMT Ex-ante
Reference Value Price For
Structured Securities".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07140_Financial_Instrument_Incidental_costs_ex_ante. This is a Mandatory EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.02 (instead of 2%) / 50
(e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM071500 Field
Name EMT Ex-ante Reference Price For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description The reference value to
which a unit disclosed ex-ante cost is based and to which a
percentage disclosed cost
should be multiplied in order to retrieve the unit cost.
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07150_Structured_Securities_Reference_Value_ex_ante. This is a Conditional EMT
field.//
Values Absolute figure in product
currency
Example 1000000
____________________________________________________________________________________________
OF-ID OFEM071550 Field
Name EMT Ex-ante Notional Reference Amount For Structured
Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The amount expressed in
number of currency units to which a unit disclosed ex-post
cost is based and to which
a Percentage disclosed cost should be multiplied in order
to retrieve the Unit cost.
This field is conditional
and only used if "OFST024290 EMT Notional Or Item Based V3" is
set to N (Notional Based)
and if a Notional Reference Amount is the preferred cost
reference. This field can
NOT be used simultaneously with "OFST450052 EMT Ex-ante
Reference Price For
Structured Securities V2 V3".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07155_Structured_Securities_Notional_Reference_Amount_Ex_Ante. This is a
Conditional EMT field.//
Values Absolute figure in product
currency
Example 1000000
____________________________________________________________________________________________
OF-ID OFEM071600 Field
Name EMT Ex-ante Costs Reference Date
Field Tags EMT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description Date to which all Ex-Ante
Cost disclosures refer. Please note this is distinct from other
dates such as
"OFEM000050 EMT Date And Time Of File Generation" and
"OFST024021
EMT Reference Date V1 V2
V3".
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
07160_Ex_Ante_Costs_Reference_Date. This is a Mandatory EMT field.//
Values YYYY-MM-DD
Example 2020-02-06
____________________________________________________________________________________________
OF-ID OFEM080100 Field
Name EMT Ex-post Gross One-off Entry Costs For Structured
Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description This data should only
incorporate manufacturer costs (i.e. cost of the financial
instrument) and
distributor upfront when known by the manufacturer. It should
however not include
distribution fees added on top of the product price by
distributors that is out
of control of the manufacturer.
If the field
"OFEM000960 EMT Quotation Type For Structured Securities" is
populated
with "units",
please indicate the absolute figure in the product currency in this field. If
the field "OFEM000960
EMT Quotation Type For Structured Securities" is filled out with
"percentage",
this percentage figure relates to field "OFDY023016 Ex-post Reference
Value For Structured
Securities V2 V3".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08010_Gross_One-off_cost_Structured_Securities_entry_cost_ex_post (before
version 2.0 of EMT
08010_One-off_cost_Structured_Securities_entry_cost_ex_post). This
is a Mandatory EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.02 (instead of 2%) / 50
(e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM080150 Field
Name EMT Ex-post Net One-off Entry Costs For Structured
Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Entry costs in favour of
the distributor. This data is optional and could be used in the
event of only one layer of
intermediation or in a case where distributor up fronts are
paid equally to all
distributors. The costs reported in this field is a net disclosure. The
difference between this
field and "OFDY023010 Ex-post Gross Entry Cost For Structured
Securities V1 V2 V3"
is for the issuer of the structured security, i.e.: OFDY023010 (Gross) -
Entry cost acquired by issuer (no field
available) = OFDY023012 (Net; remains with
distributor).
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08015_Net_One-off_cost_Structured_Securities_entry_cost_ex_post. This is an
Optional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.02 (instead of 2%)
____________________________________________________________________________________________
OF-ID OFEM080200 Field
Name EMT Ex-post One-off Exit Costs For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Costs involved by
redeeming a structured security.
If the field
"OFEM000960 EMT Quotation Type For Structured Securities" is
populated
with "units",
please indicate the absolute figure in the product currency in this field. If
the field "OFEM000960
EMT Quotation Type For Structured Securities" is filled out with
"percentage",
this percentage figure relates to field OFDY023016 Ex-post Reference
Value For Structured
Securities V2 V3".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08020_One-off_costs_Structured_Securities_exit_cost_ex_post. This is a
Conditional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.02 (instead of 2%) / 50
(e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM080250 Field
Name EMT Ex-post One-off Entry Costs Acquired For Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Costs involved by
subscribing a fund expressed as a percentage figure in relation to
share classes net asset
value.
MiFID II related costs. In
contrast to PRIIPs costs MiFID II related costs must be
retrievable as a time
series.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08025_One-off_Cost_Financial_Instrument_Entry_Cost_Acquired. This is a
Conditional EMT field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.003334 (instead of
0.3334%)
____________________________________________________________________________________________
OF-ID OFEM080300 Field
Name EMT Ex-post Ongoing Costs For Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description All ongoing costs and
charges related to the management of the fund that are
deducted from the value of
the fund during "OFEM080900 EMT Ex-post Beginning Of
Reference Period" and
"OFEM081000 EMT Ex-post End Of Reference Period". The
percentage figure is
calculated by dividing the accrued ongoing costs through an
average net asset value of
a share class during the given time period.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08030_Financial_Instrument_Ongoing_costs_ex_post. This is a Mandatory EMT
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.003125 (instead of
0.3125%)
____________________________________________________________________________________________
OF-ID OFEM080301 Field
Name EMT Ex-post Ongoing Costs For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description All ongoing costs and
charges related to the management of the structured security.
Expressed as a percentage
of NAV / Notional (or currency amount for absolute
quotation) of the
financial product in annualized terms related to reference value in
"OFDY023016 Ex-post
Reference Value For Structured Securities V2 V3".
If the field
"OFEM000960 EMT Quotation Type For Structured Securities" is
populated
with "units",
please indicate the absolute figure in the product currency in this field. If
the field "OFEM000960
EMT Quotation Type For Structured Securities" is filled out with
"percentage",
this percentage figure relates to field "OFDY023016 Ex-post Reference
Value For Structured
Securities V2 V3".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08030_Financial_Instrument_Ongoing_costs_ex_post. This is a Mandatory EMT
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.02 (instead of 2%) / 50
(e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM080400 Field
Name EMT Ex-post Ongoing Costs For Structured Securities
Accumulated
Field Tags EMT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description Sum of each daily
recurring product costs. Presented in absolute figures in product
currency accumulated
during the year up until the reference date ex post in field
"OFEM081000 EMT
Ex-post End Of Reference Period". This field is mandatory for
distribution in Austria,
Germany and Switzerland.
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08040_Structured_Securities_Ongoing_costs_ex_post_accumulated. This is an
Optional EMT field.//
Values Absolute figure in product
currency
Example 5000
____________________________________________________________________________________________
OF-ID OFEM080450 Field
Name EMT Ex-post UK Borrowing Costs
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Financing costs related to
borrowing for the purposes of gearing expressed as a
percentage of NAV of the
Financial Product expressed in annualized terms (rate of
cost deduction to be
applied). Only applicable if the product is borrowing. Borrowing
costs are included in
Ongoing costs.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08045_Financial_Instrument_Borrowing_Costs_Ex_Post_UK. This is an Optional EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.05 (instead of 5%)
____________________________________________________________________________________________
OF-ID OFEM080500 Field
Name EMT Ex-post Management Fee For Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The cost that is charged
to the fund for managing the fund. The fee is deducted from
the value of the fund
during "OFEM080900 EMT Ex-post Beginning Of Reference Period"
and "OFEM081000 EMT Ex-post End Of
Reference Period". The percentage figure is
calculated by dividing the
accrued management fee through an average net asset
value of the share class
during the given time period.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08050_Financial_Instrument_Management_fee_ex_post. This is a Mandatory EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.015 (instead of 1.5%)
____________________________________________________________________________________________
OF-ID OFEM080501 Field
Name EMT Ex-post Management Fees For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description These fees are included in
total on going costs. Only applicable if the product has this
feature. These fees are used by distributors
to calculate their retrocession fees.
Expressed as a percentage
of NAV / Notional (or currency amount for absolute
quotation) of the
financial product in annualized terms related to reference value in
"OFDY023016 Ex-post
Reference Value For Structured Securities V2 V3".
If the field
"OFST450001 Quotation Type For Structured Securities" is populated
with
"units", please
indicate the absolute figure in the product currency in this field. If the
field "OFEM000960 EMT
Quotation Type For Structured Securities" is filled out with
"percentage",
this percentage figure relates to field OFDY023016 Ex-post Reference
Value For Structured
Securities V2 V3".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08050_Financial_Instrument_Management_fee_ex_post. This is an Optional EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.02 (instead of 2%) / 50
(e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM080600 Field
Name EMT Ex-post Distribution Fees
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description While a trailer fee is a
component of annual management fee it is commonly
understood within the
industry, that the distribution fee belongs to 100% to the
distributor.
Only applicable if the
product has this feature (legal wording in the documentation).
These fees are included in
total on going costs and are not included into the
management fees.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08060_Financial_Instrument_Distribution_fee_ex_post//
//Note: this field was
originally erroneously given the name and description of field
OFEM080501. The above name
and description have been corrected as of version
1.26.4.//
Values Percentage described as a decimal figure,
rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.02 (instead of 2%) / 50
(e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM080700 Field
Name EMT Ex-post Transaction Costs
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description All cost and charges that
incurred as a result of the acquisition and disposal of
investments within the
fund during "OFEM080900 EMT Ex-post Beginning Of Reference
Period"
"OFEM081000 EMT Ex-post End Of Reference Period".
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08070_Financial_Instrument_Transaction_costs_ex_post. This is a Mandatory EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.00725 (instead of
0.725%)
____________________________________________________________________________________________
OF-ID OFEM080800 Field
Name EMT Ex-post Incidental Costs For Funds
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The sum of carried
interest and performance fee as a percentage figure. This figure
includes all carried
interest and performance fees deducted from the value of the
fund during
"OFEM080900 EMT Ex-post Beginning Of Reference Period" and
"OFEM081000 EMT
Ex-post End Of Reference Period".
The percentage figure is
calculated by dividing sum of incidental costs through an
average net asset value of
a share class during the relevant time period. For periods
not equal one year the
result of the division has to be annualised.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08080_Financial_Instrument_Incidental_costs_ex_post. This is a Mandatory EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.025 (instead of 2.5%)
____________________________________________________________________________________________
OF-ID OFEM080801 Field
Name EMT Ex-post Incidental Costs For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The sum of carried
interest and performance fee.
If the field
"OFST450001 Quotation Type For Structured Securities" is populated
with
"units", please
indicate the absolute figure in the product currency in this field. If the
field "OFST450001
Quotation Type For Structured Securities" is filled out with
"percentage",
this percentage figure relates to field "OFDY023016 Ex-post Reference
Value For Structured
Securities V2 V3".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08080_Financial_Instrument_Incidental_costs_ex_post. This is a Mandatory EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.02 (instead of 2%) / 50
(e.g. EUR, if units)
____________________________________________________________________________________________
OF-ID OFEM080900 Field
Name EMT Ex-post Beginning Of Reference Period
Field Tags EMT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description The date that specifies
the start of the EMT Reference Period. Defined as "From and
including". All EMT
Ex-Post cost disclosures apart from "OFEM080400 EMT Ex-post
Ongoing Costs For
Structured Securities" refer to all dates in this period.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08090_Beginning_Of_Reference_Period (before version 2.0 of EMT
08090_Beginning_Of_Calculation_Period).
This is a Mandatory EMT field.//
Values YYYY-MM-DD
Example 2017-02-10
____________________________________________________________________________________________
OF-ID OFEM081000 Field
Name EMT Ex-post End Of Reference Period
Field Tags EMT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description The date that specifies
the end of the EMT Reference Period starting at "OFEM080900
EMT Ex-post Beginning Of
Reference Period". Defined as "From and including". All EMT
Ex-Post cost disclosures
apart from "OFEM080400 EMT Ex-post Ongoing Costs For
Structured
Securities" refer to all dates in this period. Usually this is the fund's
fiscal year
end and mentioned in the
annual report.
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08100_End_Of_Reference_Period (before version 2.0 of EMT:
08100_End_Of_Calculation_Period).
This is a Mandatory EMT field.//
Values YYYY-MM-DD
Example 2017-04-13
____________________________________________________________________________________________
OF-ID OFEM081100 Field
Name EMT Ex-post Reference Price For Structured Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description The reference value to
which a unit disclosed ex-post cost is based and to which a
percentage disclosed cost
should be multiplied in order to retrieve the unit cost.
This field is conditional
and only used if "OFEM000850 EMT Notional Or Item Based" is
set to I (Item Based) and
if a Reference Price is the preferred cost reference. This field
can NOT be used
simultaneously with "OFEM081200 EMT Ex-post Notional Reference
Amount For Structured
Securities".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08110_Structured_Securities_Reference_Value_ex_post. This is a Conditional EMT
field.//
Values Absolute figure in product
currency
Example 100000
____________________________________________________________________________________________
OF-ID OFEM081200 Field
Name EMT Ex-post Notional Reference Amount For Structured
Securities
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The amount expressed in
number of currency units to which a unit disclosed Ex-Post
cost is based and to which
a Percentage disclosed cost should be multiplied in order
to retrieve the Unit cost.
This field is conditional
and only used if "OFST024290 EMT Notional Or Item Based V3" is
set to N (Notional Based)
and if a Notional Reference Amount is the preferred cost
reference. This field can
NOT be used simultaneously with "OFEM081100 EMT Ex-post
Reference Price For
Structured Securities V2 V3".
//This EMT field is
usually not used for funds. It was included for openfunds / EMT
compatibility reasons.//
//The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
08120_Structured_Securities_Notional_Reference_Amount. This is a Conditional
EMT field.//
Values Number of units in product
currency
Example 100000
____________________________________________________________________________________________
OF-ID OFEM090101 Field
Name EMT Financial Instrument Transaction Costs Ex Ante UK
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.30 / --
Description Percentage of NAV of the
Financial Product expressed in annualized terms (rate of
cost deduction to be
applied). OFEM071600 EMT Ex-ante Costs Reference Date
applies.OFEM090101 may be
different to OFEM071300 because:- for funds, PRIIPs
does not apply when
selling to UK investors; and- for PRIIPs, UK RTS does not require
a minimum of explicit
transaction costs// The correspondent MiFID II field
introduced by the European
Working Group with their MiFID Data Dictionary
Template (EMT) is:EMT:
09010_Financial_Instrument_Transaction_Costs_Ex_Ante_UK.
This is an Optional EMT
field.//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.0115
____________________________________________________________________________________________
OF-ID OFEM090201 Field
Name EMT Financial Instrument Transaction Costs Ex Post UK
Field Tags EMT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.30 / --
Description Percentage of NAV of the
Financial Product expressed in annualized terms (rate of
cost deduction to be
applied). OFEM080900 EMT Ex-post Beginning Of Reference
Period and OFEM081000 EMT
Ex-post End Of Reference Period apply.// The
correspondent MiFID II
field introduced by the European Working Group with their
MiFID Data Dictionary
Template (EMT) is:EMT:
09020_Financial_Instrument_Transaction_Costs_Ex_Post_UK.
This is an Optional EMT
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point / number of
units as an integer
Example 0.0115
____________________________________________________________________________________________
OF-ID OFEM090300 Field
Name EMT Data Reporting VFM UK
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.30 / --
Description Specifies if the Value for
Money section is filled in the current EMT posting. Only used if
value for money data is
being provided.// The correspondent MiFID II field
introduced by the European
Working Group with their MiFID Data Dictionary
Template (EMT) is:EMT:
09030_EMT_Data_Reporting_VFM_UK. This is an Optional EMT
Values "yes" or blank
Example yes
____________________________________________________________________________________________
OF-ID OFEM090400 Field
Name EMT Is Assessment of Value Required Under COLL UK
Field Tags EMT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.30 / --
Description Is assessment of value
required under the collective investment schemes sourcebook
(COLL)? Only used if
OFEM090300 EMT Data Reporting VFM UK is set to "yes". Note
PRIN 2A.4.32R(1)(c) and
PRIN 2A.4.17R// The correspondent MiFID II field
introduced by the European
Working Group with their MiFID Data Dictionary
Template (EMT) is:EMT:
09040_Is_Assessment_Of_Value_Required_Under_COLL_UK.
This is a Conditional EMT
field.//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEM090500 Field
Name EMT Outcome of COLL Assessment of Value UK
Field Tags EMT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.30 / --
Description Outcome of COLL
assessment, either:1 – charges are justified based on assessment
and any action identified
or, where the first assessment is not yet due, based on initial
product design2 – charges
are not justified, significant action is requiredOnly used if
OFEM090400 EMT Is
Assessment of Value Required Under COLL UK is set to "yes". Note
COLL 4.5.7R(8)(d)&(e).
Point (c) may also be relevant.// The correspondent MiFID II
field introduced by the European Working Group
with their MiFID Data Dictionary
Template (EMT) is:EMT:
09050_Outcome_Of_COLL_Assessment_Of_Value_UK. This is
a Conditional EMT field.//
Values 1 or 2
Example 1
____________________________________________________________________________________________
OF-ID OFEM090600 Field
Name EMT Outcome of PRIN Value Assessment or Review UK
Field Tags EMT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.30 / --
Description Outome of PRIN value
assessment or review, either:1 – product expected to provide
fair value for reasonably
foreseeable period2 – review indicates significant changes
required in order to
provide fair valueOnly used if OFEM090500 EMT Outcome of
COLL Assessment of Value
UK is set to "no". Note PRIN 2A.4.2R, PRIN 2A.4.5R, and PRIN
2A.4.16R. Out of scope firms may answer this
field on a voluntary basis.// The
correspondent MiFID II
field introduced by the European Working Group with their
MiFID Data Dictionary
Template (EMT) is:EMT:
09060_Outcome_Of_PRIN_Value_Assessment_Or_Review_UK.
This is a Conditional EMT
field.//
Values 1 or 2
Example 1
____________________________________________________________________________________________
OF-ID OFEM090700 Field
Name EMT Other Review Related to Value and or Charges UK
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.30 / --
Description Other review related to
value and or charges, either:A – In line with ESMA supervisory
briefing on the
supervision of costs in UCITS and AIFs or relevant NCA supervisory
activityO – Other local
requirements or proceduresOnly used if OFEM090400 EMT Is
Assessment of Value
Required Under COLL UK is set to "no" and OFEM090600 EMT
Outcome of PRIN Value
Assessment or Review UK is empty. Out of scope firms may
answer this field on a
voluntary basis.// The correspondent MiFID II field introduced
by the European Working Group with their MiFID
Data Dictionary Template (EMT) is:
EMT:
09070_Other_Review_Related_To_Value_And_Or_Charges_UK. This is an
Optional EMT field.//
Values "A" /
"O"
Example A
____________________________________________________________________________________________
OF-ID OFEM090800 Field
Name EMT Further Information UK
Field Tags EMT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.30 / --
Description Link to sources of
relevant information. This may provide a link to information to
explain a "2" in
fields OFEM090500 or OFEM090600 and may be used to explain
OFEM090700 further.For
example, a hyperlink to the COLL assessment of value
report, other relevant
information, relevant NCA website, or an email address.//
The correspondent MiFID II
field introduced by the European Working Group with their
MiFID Data Dictionary Template (EMT) is:EMT:
09080_Further_Information_UK. This is
an Optional EMT field.//
Values A valid URL like
http(s)://www.xxxxx.xxx
Example www.exampleemt.com/further-information
____________________________________________________________________________________________
OF-ID OFEM090900 Field
Name EMT Review Date UK
Field Tags EMT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.30 / --
Description Date of value assessment
review or date COLL assessment of value report published
or initial launch date.
OFEM090300 EMT Data Reporting VFM UK is set to "yes".Use
initial launch date where
the initial assessment has not yet become subject to review
or where the first COLL
assessment of value report has yet to be published. Should not
be later than date in OFEM000050 EMT Date And
Time Of File Generation. Note PRIN
2A.4.5R.// The
correspondent MiFID II field introduced by the European Working
Group with their MiFID
Data Dictionary Template (EMT) is:EMT:
09090_Review_Date_UK. This
is a Conditional EMT field.//
Values YYYY-MM-DD
Example 31/03/2023
____________________________________________________________________________________________
OF-ID OFEM091000 Field
Name EMT Review Next Due UK
Field Tags EMT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.30 / --
Description Date at which next value
assessment review is due. Empty if initial assessment is not
expected to require a
review. For example, 'bid-only' products. Should not be earlier
than date in OFEM000050
EMT Date And Time Of File Generation.// The
correspondent MiFID II
field introduced by the European Working Group with their
MiFID Data Dictionary
Template (EMT) is:EMT: 09100_Review_Next_Due_UK. This is an
Optional EMT field.//
Values YYYY-MM-DD
Example 31/03/2024
____________________________________________________________________________________________
OF-ID OFEP000010 Field
Name EPT Version
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description This field specifies the
version of the template and is used by the recipient to
understand the number of
fields expected, their labelling and order.
V21 - indicates that the
file supports both EU and UK KIDs
V21UK - indicates that the
file supports a UK KID but not an EU KID
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00001_EPT_Version//
Values "V20" /
"V21" / "V21UK"
Example V20
____________________________________________________________________________________________
OF-ID OFEP000020 Field
Name EPT Producer Name
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description If the manufacturer has
outsourced the production of the EPT to
another party
responsible for the
production and publication of the EPT data set, the party should
be identified in this
field.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00002_EPT_Producer_Name//
Values Name of the EPT producer
(maximum 255 characters)
Example
____________________________________________________________________________________________
OF-ID OFEP000040 Field
Name EPT Producer Email
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Contact point for
distributors regarding EPT.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00004_EPT_Producer_Email//
Values Email of the EPT producer
(maximum 255 characters)
Example
____________________________________________________________________________________________
OF-ID OFEP000050 Field
Name EPT File Generation Date and Time
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Date and time of the
creation of the EPT file.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00005_File_Generation_Date_And_Time//
Values YYYY-MM-DD hh:mm:ss
Example 2022-02-16 12:00:00
____________________________________________________________________________________________
OF-ID OFEP000060 Field
Name EPT Data Reporting Narratives
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Specifies if the
Narratives section has been completed in the current EPT.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00006_EPT_Data_Reporting_Narratives//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP000070 Field
Name EPT Data Reporting Costs
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Specifies if the Costs
section has been completed in the current EPT.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00007_EPT_Data_Reporting_Costs//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP000080 Field
Name EPT Data Reporting Additional Requirements German
MOPs
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Specifies if the section
"Additional information required for German MOPs" has been
completed in the current
EPT.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
00008_EPT_Data_Reporting_Additional_Requirements_German_MOPs//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP000090 Field
Name EPT Additional Information Structured Products RIY
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Specifies if the section
"Additional information required for structured PRIIPs" has been
completed in the current
EPT posting.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
00009_EPT_Additional_Information_Structured_Products_RIY//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP000100 Field
Name EPT Portfolio Manufacturer Name
Field Tags EPT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The name of the issuer of
the financial instrument used in the European PRIIPs
Template (EPT).
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00010_Portfolio_Manufacturer_Name//
Values Name of the instrument
issuer.
Example
____________________________________________________________________________________________
OF-ID OFEP000150 Field
Name EPT Portfolio Manufacturer Group Name
Field Tags EPT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Name of the group to which
the PRIIPs manufacturer belongs. PRIIPs RTS Article 1(1)(f).
Mandatory if provider is part of the group.
Same name as the manufacturer should
be filled in if there is
no group.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
00015_Portfolio_Manufacturer_Group_Name//
Values Name of the EPT portfolio
manufacturer (maximum 255 characters)
Example
____________________________________________________________________________________________
OF-ID OFEP000160 Field
Name EPT Portfolio Manufacturer LEI
Field Tags EPT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Legal Entity Identifier
(LEI) of the manufacturer of the portfolio. Important for reference
when feedback reporting takes place from
distributors
Consistent with MiFID.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00016_Portfolio_Manufacturer_LEI //
Values Alphanumeric 20-character
code
Example
____________________________________________________________________________________________
OF-ID OFEP000170 Field
Name EPT Portfolio Manufacturer Email
Field Tags EPT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Contact point for
communication with the manufacturer to either provide feedback
reporting or to retrieve
details on how to provide feedback reporting. Consistent with
MiFID.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00017_Portfolio_Manufacturer_Email//
Values Email of the EPT portfolio
manufacturer (maximum 255 characters)
Example
____________________________________________________________________________________________
OF-ID OFEP000200 Field
Name EPT Fund Guarantor
Field Tags EPT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The name of the guarantor
of the financial instrument, the entity to which the end
investor has counterparty
risk, used in the European PRIIPs Template (EPT). This field is
optional and only required
if it is different to "OFEP000100 EPT Portfolio Issuer Name".
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00020_Portfolio_Guarantor_Name.//
Values Name of the instrument
guarantor.
Example
____________________________________________________________________________________________
OF-ID OFEP000500 Field
Name EPT Portfolio Name
Field Tags EPT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The name of the Portfolio
or Collective Investment Scheme (CIS).
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00050_Portfolio_Name//
Values Name of the instrument.
Example
____________________________________________________________________________________________
OF-ID OFEP000600 Field
Name EPT Portfolio or Share Class Currency
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Reference currency of the
share class, using ISO 4217 (e.g. EUR).
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example GBP
____________________________________________________________________________________________
OF-ID OFEP000700 Field
Name EPT PRIIPs KID Publication Date
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description Date of the latest PRIIPs
KID produced for the portfolio or share class.
Except for the UK data
section OFEP08xxxx, data in the EPT should be consistent with
the data presented in the
last KID produced. If there is an ad-hoc revision of the KID
due to material changes,
it should trigger an updated version of the EPT.
//This field is included
in the European Working Group's PRIIPS Data Dictionary
Template (EPT) as:
EPT:
00070_PRIIPs_KID_Publication_Date//
Values YYYY-MM-DD
Example 2020-05-15
____________________________________________________________________________________________
OF-ID OFEP000750 Field
Name EPT PRIIPs KID Web Address
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Direct link to the PRIIPs
KID. It should directly link to the document and not to a
generic site.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00075_PRIIPs_KID_Web_Address//
Values URL
Example
____________________________________________________________________________________________
OF-ID OFEP000800 Field
Name EPT Category
Field Tags EPT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description PRIIP Category of the
Portfolio as outlined in the Regularly Technical Standards (RTS) of
Regulation (EU) No 1286/2014 in Annex 2,
numbers 4-7.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
00080_Portfolio_PRIIPS_Category
and the corresponding
field to the CEPT (addition to the EPT) is:
CEPT-RHPs:
30070_Portfolio_PRIIPS_Category//
Values 1 / 2 / 3 / 4
Example 2
____________________________________________________________________________________________
OF-ID OFEP000900 Field
Name EPT Fund CIC Code
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The Complementary
Identification Code (CIC) is build up of four alphanumeric digits.
The first two digits
represent geographic information of the main stock exchange (ISO
3166-1-alpha-2 country
code), whereas the third and fourth digit give information
about the type of the
financial instrument.
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) Version 20171006 is:
EPT: 00090_Fund_CIC-code//
Values Four-digit alphanumeric
code
Example FR11
____________________________________________________________________________________________
OF-ID OFEP001100 Field
Name EPT Is An Autocallable Product
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Indication of whether the
product is an autocallable.
Separate rules apply to
autocallable structured products. This data point is only used
in case the insurance
company need to revamp the specific information. See PRIIPs
RTS Annex V, Number 17
Template C: PRIIPs referred to in point 76c of Annex VI,
Annex VI, number 76c,
Annex VII, Table 1 for PRIIPs referred to in point 76c of Annex
VI.
//The correspondent PRIIP
field introduced by the European Working Group with their
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEP001200 Field
Name EPT Reference Language
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Language in which the
linked website with past performance, the historical
performance (OFEP021900
EPT Past Performance Link and OFEP022000 EPT Previous
Performance Scenarios
Calculation Link) and all narratives/texts of this set of data are
written. Conditional for products in the
category described in PRIIPs RTS Annex VIII
number 1 (a) and (b) or
those requiring narratives, i.e. OFEP000060 EPT Data Reporting
Narratives = yes.
The different translations
of the narratives are required for underlying options offered
in Germany or Italy. The
translations should not me generated automatically but only if
the market requires the translation in order
to fulfil the requirements of the PRIIPs
Regulation.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 00120_Reference_Language//
Values ISO 639-2 code
Example
____________________________________________________________________________________________
OF-ID OFEP010100 Field
Name EPT Valuation Frequency
Field Tags EPT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description Number of valuation days
per year for the portfolio or fund or share class. See Annex
II, number 12 PRIIPs RTS
and Annex IV, number 9 PRIIPs RTS
"0" = other than
/"1"= annual / "2"=
biannual / "4"=quarterly / "12"= monthly /
"24"=bimonthly /
"52"=weekly / "104"=biweekly, "252"=daily
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 01010_Valuation_Frequency//
Values 0 / 1 / 2 / 4 / 12 /24 / 52 / 104 / 252
Example 252
____________________________________________________________________________________________
OF-ID OFEP010200 Field
Name EPT VEV
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The Value-at-Risk (VaR)
equivalent Volatility (VEV).
The formula for the
VaR-equivalent Volatility (VEV) is: VEV = {√(3.842 - 2*ln(VaR))-1.96} /
√T
with
T… recommend holding period in Years
(OFEP011200 EPT Recommended Holding
Period)
VaR… Value at Risk given by the Cornish-Fisher
expansion
ln(Var)… Natural logarithm
of VaR
where
VaR = VaR = σ√N*(-1.96
+ 0.474 * γ/√N - 0.0687 * EK/N + 0.146 * γ²/N) - 0.5σ²N
with
N… Number of trading periods in the
Recommended Holding Period
σ… Sigma (OFEP021500 EPT MRM Sigma)
σ²… Standard deviation (squared sigma)
γ… Skewness (OFEP021600 EPT MRM Skewness)
EK… Excess Kurtosis (OFEP021700 EPT MRM Excess
Kurtosis)
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
01020_Portfolio_VEV_Reference
More information can be
found in the Regulatory Technical Standards (RTS), Annex II,
Part 1, (12).//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.5
____________________________________________________________________________________________
OF-ID OFEP010300 Field
Name EPT Is Flexible
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Is the portfolio managed
by using flexible allocations of different kind of assets, e.g.
bonds and equities?
Typically, the answer is "yes", if the investment strategy pursues
certain reward objectives
by participating in different financial asset classes.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20170421.
EPT: 01030_IS_Flexible
More information can be
found in the Regulatory Technical Standards (RTS), Annex II,
Part 1, (14).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP010400 Field
Name EPT Flexible VEV
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description If "OFEP010300 EPT Is
PRIIP Flexible" was answered with "yes", the calculation of the
VEV
must take into account different calculation
methods. Details can be found in the
RTS, Annex II, Part 1,
(14).
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20170421.
EPT:
01040_Flex_VEV_Historical
More information can be
found in the Regulatory Technical Standards (RTS), Annex II,
Part 1, (14).//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP010500 Field
Name EPT Flexible Asset Allocation VEV
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description If "OFEP010300 EPT Is
PRIIP Flexible" was answered with "yes", the calculation of the
VEV
must take into account different calculation
methods. Details can be found in the
RTS, Annex II, Part 1,
(14):
"For PRIIPs that are
managed according to investment policies and/or strategies that
pursue certain reward
objectives by participating through flexible investment in
different financial asset
classes (e.g. in both equity and fixed-income markets), VEV
that shall be used shall
be:
(a) Where there has been no revision of the
investment policy over the period under
point 10, take the maximum
of:
(i) the actual VEV computed according to
points 9-13 [openfunds: OFEP010400];
(ii) VEV of the returns of the pro-forma
asset mix that is consistent with the
reference
asset allocation of the fund at the
time of the computation;
(iii) the VEV which is consistent with
the risk limit of the fund, if any and
appropriate.
(b) Where investment
policy has been revised over the period under point 10, take
the maximum of (ii) and
(iii) above."
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20170421.
EPT:
01050_Flex_VEV_Ref_Asset_Allocation
More information can be
found in the Regulatory Technical Standards (RTS), Annex II,
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP010600 Field
Name EPT Has Risk Limit
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Please choose
"yes", if the fund has a risk limit. This is quite common for minimum
variance portfolios.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
01060_IS_Risk_Limit_Relevant
More information can be
found in the Regulatory Technical Standards (RTS), Annex II,
Part 1, (14) (iii).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP010700 Field
Name EPT Flexible VEV Limit
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description If "OFEP010600 EPT
Has Risk Limit" is answered with "yes", the calculation of the
VEV
must take into account
different calculation methods, one of them being the VEV
being consistent with the
risk limit of the fund. Details can be found in the RTS, Annex
II, Part 1, (14).
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20170421. EPT: 01070_Flex_VEV_Risk_Limit
More information can be
found in the Regulatory Technical Standards (RTS), Annex II,
Part 1, (14).//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP010800 Field
Name EPT Has Credit Risk
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Indicator to alert if
there is a credit risk. Credit risk exists only when NAV of the fund is
guaranteed and the
valuation of the guarantee exceeds 10% of the NAV without
any collateralisation.
Cleared OTC or listed derivatives entail no credit risk for the
purpose of CRM
calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20170421.
EPT:
01080_Existing_Credit_Risk//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP010900 Field
Name EPT Summary Risk Indicator
Field Tags EPT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description The summary risk indicator
(SRI) as displayed in the portfolio KID. This should be
presented in a numerical
scale ranging from 1 to 7, where 1 indicates the lowest risk
class and 7 indicates the
highest risk class. If the SRI was adjusted (PRIIPs RTS Annex
III, part 3, Number 52a),
the adjusted value must be reported. See PRIIPs RTS Art.
14(c), Art. 3, and Annexes
II and III.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT: 01090_SRI
and the corresponding
field to the CEPT (addition to the EPT) is:
CEPT-RHPs: 32010_SRI//
// The correspondent MiFID
II field introduced by the European Working Group with
their MiFID Data
Dictionary Template (EMT) is:
EMT:
04010_Risk_Tolerance_PRIIPS_Methodology//
Values 1 / 2 / 3 / 4 / 5 / 6 / 7
Example 3
____________________________________________________________________________________________
OF-ID OFEP010950 Field
Name EPT Is SRI Adjusted
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Whether or not the
manufacturer has manually increased the SRI. According to PRIIPs
RTS Annex II, part 3 Nr.
52 a correction of the SRI is possible.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 01095_IS_SRI_Adjusted//
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEP011000 Field
Name EPT Market Risk Measure
Field Tags EPT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description Market Risk Measure of the
fund or portfolio. Element B in Annex II requires a separate
description of market and credit risk, see
PRIIPs RTS Art. 14(c) and Art. 3 and Annexes
II and III.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20170421.
EPT: 01100_MRM//
Values 1 / 2 / 3 / 4 / 5 / 6 / 7
Example 3
____________________________________________________________________________________________
OF-ID OFEP011100 Field
Name EPT Credit Risk Measure
Field Tags EPT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description Credit risk measure of the
fund or share class.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT: 01110_CRM//
Values 1 / 2 / 3 / 4 / 5 / 6
Example 3
____________________________________________________________________________________________
OF-ID OFEP011200 Field
Name EPT Recommended Holding Period
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Recommended holding period
(RHP) of the fund in years. Default values are integer.
However, as there might be
exceptions you can use decimal figures for fractions of a
year. Please note, that
openfunds uses RHP (integer) to reflect the field 'time horizon'
within the EMT.
Conversion to string as
shown in the EMT can be done as follows:
1 day <=
very short <= 1 year
1 year <
short <= 3 years
3 years <
medium <= 5 years
5 years <
long
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT:
01120_Recommended_Holding_Period
and the corresponding
field to the CEPT (addition to the EPT) is:
CEPT-RHPs:
31030_HP_period_3.//
Values Default is an integer
value. For exceptions use a decimal figure (max 7 digits after the
decimal point).
Example 5
____________________________________________________________________________________________
OF-ID OFEP011250 Field
Name EPT Has A Contractual Maturity Date
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Indicates the existence of
a contractual maturity date of the portfolio.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP011300 Field
Name EPT Maturity Date
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description Maturity date of a fixed
term fund in order to calculate the remaining time to maturity
as a "OFEP011200 EPT Recommended Holding
Period". This field is mandatory if
OFEP011250 EPT Has A Contractual Maturity Date is set
to "yes".
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 01130_Maturity_Date//
Values YYYY-MM-DD
Example 2020-05-15
____________________________________________________________________________________________
OF-ID OFEP011400 Field
Name EPT Liquidity Risk
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Risk of Liquidity at the
level of the fund or the portfolio. M = material liquidity risk, I =
illiquid, L = no liquidity
issue.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
01140_Liquidity_Risk//
Values "M" /
"I" / "L"
Example M
____________________________________________________________________________________________
OF-ID OFEP020100 Field
Name EPT Return 1Y Unfavourable
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated PRIIP
return for one year in an unfavourable scenario. The
unfavourable scenario
shall be the value of the PRIIP at the 10th percentile. This field
is Mandatory if RHP >1
year. Autocallables only if called after 1 year. See Annex IV
PRIIPs RTS, However, the
performance scenarios should be calculated with entry costs
retained by the funds and net of all other
applicable costs. All other entry costs
should not be included in
the calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT: 02010_Portfolio_Return_Unfavourable_Scenario_1_Year.
More information can be found in the
Regulatory Technical Standards (RTS), Annex
IV, Paragraph 5, 8(a), 22,
and 27.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example -0.0350000 (instead of
-3.5%)
____________________________________________________________________________________________
OF-ID OFEP020200 Field
Name EPT Return Half RHP Unfavourable
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated average
annual PRIIP return for a period half the "OFEP011200 EPT
Recommended Holding
Period" in an unfavourable scenario. The unfavourable
scenario shall be the
value of the PRIIP at the 10th percentile. Mandatory if
"OFEP011200 EPT
Recommended Holding Period" >=10 years. Aautocallables only if
called after ½ RHP. See
Annex IV PRIIPs RTS, However, the performance scenarios
shall be calculated with
entry costs retained by the funds and net of all other
applicable costs. All
other entry costs should not be included in the calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02020_Portfolio_Return_Unfavourable_Scenario_Half_RHP. More information can
be found in the Regulatory
Technical Standards (RTS), Annex IV, Paragraph 5, 8(a), 22,
and 27.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example -0.0250000 (instead of
-2.5%)
____________________________________________________________________________________________
OF-ID OFEP020300 Field
Name EPT Return RHP Unfavourable
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated average
annual PRIIP return for the "OFEP011200 EPT Recommended
Holding Period" in an
unfavourable scenario. The unfavourable scenario shall be the
value of the PRIIP at the
10th percentile. See Annex IV PRIIPs RTS. However, the
performance scenarios
should be calculated with entry costs retained by the funds
and net of all other
applicable costs. All other entry costs should not be included in
the calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02030_Portfolio_Return_Unfavourable_Scenario_RHP_Or_First_Call_Date. More
information can be found
in the Regulatory Technical Standards (RTS), Annex IV,
Paragraph 5, 8(a), 22, and
27.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example -0.05 (instead of -5%)
____________________________________________________________________________________________
OF-ID OFEP020320 Field
Name EPT Is Autocall Applied Unfavourable Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Indicate if the call has
been applied in the unfavourable scenario.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
02032_Autocall_Applied_Unfavourable_Scenario//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP020350 Field
Name EPT Autocall Date Unfavourable Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description Call date applied in the
unfavourable scenario. Conditional upon datapoint
OFEP020320 EPT Is Autocall
Applied Unfavourable Scenario. See PRIIPs RTS Annex V,
Number 17 Template C:
PRIIPs referred to in point 76c of Annex VI (Autocallables).
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
02035_Autocall_Date_Unfavourable_Scenario//
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFEP020400 Field
Name EPT Return 1Y Moderate
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated PRIIP
return for one year in a moderate scenario. The moderate
scenario shall be the
value of the PRIIP at the 50th percentile. This field is Mandatory if
RHP >1 year. Autocallables only if called
after 1 year. See Annex IV PRIIPs RTS,
However, the performance
scenarios should be calculated with entry costs retained
by the funds and net of
all other applicable costs. All other entry costs should not be
included in the
calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template
(EPT).EPT: 02040_Portfolio_Return_Moderate_Scenario_1_Year.
More information can be
found in the Regulatory Technical Standards (RTS), Annex IV,
Paragraph 3, 6, 8(b), 23 and 27.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.0075000 (instead of
0.75%)
____________________________________________________________________________________________
OF-ID OFEP020500 Field
Name EPT Return Half RHP Moderate
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated average
annual PRIIP return for a period half the "OFEP011200 EPT
Recommended Holding
Period" in a moderate scenario. The moderate scenario shall
be the value of the PRIIP
at the 50th percentile. Mandatory if "OFEP011200 EPT
Recommended Holding
Period" >=10 years. Aautocallables only if called after ½ RHP.
See Annex IV PRIIPs RTS,
However, the performance scenarios shall
be calculated
with entry costs retained
by the funds and net of all other applicable costs. All other
entry costs should not be
included in the calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02050_Portfolio_Return_Moderate_Scenario_Half_RHP
More information can be
found in the Regulatory Technical Standards (RTS), Annex IV,
Paragraph 6, 8(b), 23, and 27.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.0085 (instead of 0.85 %)
____________________________________________________________________________________________
OF-ID OFEP020600 Field
Name EPT Return RHP Moderate
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated average
annual PRIIP return for the "OFEP011200 EPT Recommended
Holding Period" in a
moderate scenario. The moderate scenario shall be the value of
the PRIIP at the 50th
percentile. See Annex IV PRIIPs RTS. However, the performance
scenarios should be
calculated with entry costs retained by the funds and net of all
other applicable costs.
All other entry costs should not be included in the calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02060_Portfolio_Return_Moderate_Scenario_RHP_Or_First_Call_Date
More information can be
found in the Regulatory Technical Standards (RTS), Annex IV,
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.04 (instead of 4%)
____________________________________________________________________________________________
OF-ID OFEP020620 Field
Name EPT Is Autocall Applied Moderate Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Indicate if the call has
been applied in the moderate scenario.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
02062_Autocall_Applied_Moderate_Scenario//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP020650 Field
Name EPT Autocall Date Moderate Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description Call date applied in the
moderate scenario. Conditional upon datapoint OFEP020620
EPT Is Autocall Applied Moderate Scenario. See
PRIIPs RTS Annex V, Number 17
Template C: PRIIPs
referred to in point 76c of Annex VI (Autocallables).
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
02065_Autocall_Date_Moderate_Scenario//
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFEP020700 Field
Name EPT Return 1Y Favourable
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated PRIIP
return for one year in a favourable scenario. The favourable
scenario shall be the
value of the PRIIP at the 90th percentile. This field is Mandatory if
RHP >1 year. Autocallables only if called
after 1 year. See Annex IV PRIIPs RTS,
However, the performance
scenarios should be calculated with entry costs retained
by the funds and net of
all other applicable costs. All other entry costs should not be
included in the
calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02070_Portfolio_Return_Favourable_Scenario_1_Year. More information can be
found in the Regulatory
Technical Standards (RTS), Annex IV, Paragraph 7, 8(c), 24
and 27.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.0400000 (instead of 4%)
____________________________________________________________________________________________
OF-ID OFEP020800 Field
Name EPT Return Half RHP Favourable
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated average
annual PRIIP return for a period half the "OFEP011200 EPT
Recommended Holding
Period" in a favourable scenario. The favourable scenario
shall be the value of the
PRIIP at the 90th percentile. Mandatory if "OFEP011200 EPT
Recommended Holding
Period" >=10 years. Aautocallables only if called after ½ RHP.
See Annex IV PRIIPs RTS,
However, the performance scenarios shall
be calculated
with entry costs retained
by the funds and net of all other applicable costs. All other
entry costs should not be
included in the calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02080_Portfolio_Return_Favourable_Scenario_Half_RHP
More information can be
found in the Regulatory Technical Standards (RTS), Annex IV,
Paragraph 7, 8(c), 24 and 27.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.04 (instead of 4%)
____________________________________________________________________________________________
OF-ID OFEP020900 Field
Name EPT Return RHP Favourable
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated average
annual PRIIP return for the "OFEP011200 EPT Recommended
Holding Period" in a
favourable scenario. The favourable scenario shall be the value
of the PRIIP at the 90th
percentile. See Annex IV PRIIPs RTS. However, the
performance scenarios
should be calculated with entry costs retained by the funds
and net of all other
applicable costs. All other entry costs should not be included in
the calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02090_Portfolio_Return_Favourable_Scenario_RHP_Or_First_Call_Date.
More
information can be found
in the Regulatory Technical Standards (RTS), Annex IV,
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.09 (instead of 9%)
____________________________________________________________________________________________
OF-ID OFEP020920 Field
Name EPT Is Autocall Applied Favourable Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Indicate if the call has
been applied in the favourable scenario.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
02092_Autocall_Applied_Favourable_Scenario//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP020950 Field
Name EPT Autocall Date Favourable Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description Call date applied in the
favourable scenario. Conditional upon datapoint
OFEP020620 EPT Is Autocall
Applied Favourable Scenario. See PRIIPs RTS Annex V,
Number 17 Template C:
PRIIPs referred to in point 76c of Annex VI (Autocallables).
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
02095_Autocall_Date_Favourable_Scenario//
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFEP021000 Field
Name EPT Return 1Y Stress Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated PRIIP
return for one year in a stress scenario. This field is Mandatory if
RHP >1 year.
Autocallables only if called after 1 year. See Annex IV PRIIPs RTS,
However, the performance
scenarios should be calculated with entry costs retained
by the funds and net of
all other applicable costs. All other entry costs should not be
included in the
calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02100_Portfolio_Return_Stress_Scenario_1_Year.
More information can be
found in the Regulatory Technical Standards (RTS), Annex IV,
Paragraph 2 and 30.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example -0.05 (instead of -5%)
____________________________________________________________________________________________
OF-ID OFEP021100 Field
Name EPT Return Half RHP Stress Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated average
annual PRIIP return for a period half the "OFEP011200 EPT
Recommended Holding
Period" in a stress scenario. Mandatory if "OFEP011200 EPT
Recommended Holding
Period" >=10 years. Aautocallables only if called after ½ RHP.
See Annex IV PRIIPs RTS,
However, the performance scenarios shall
be calculated
with entry costs retained
by the funds and net of all other applicable costs. All other
entry costs should not be
included in the calculation.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02110_Portfolio_Return_Stress_Scenario_Half_RHP
More information can be
found in the Regulatory Technical Standards (RTS), Annex IV,
Paragraph 2 and 30.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.01 (instead of 1%)
____________________________________________________________________________________________
OF-ID OFEP021200 Field
Name EPT Return RHP Stress Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The calculated average
annual PRIIP return for the "OFEP011200 EPT Recommended
Holding Period" in a
stress scenario.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02120_Portfolio_Return_Stress_Scenario_RHP_Or_First_Call_Date
More information can be
found in the Regulatory Technical Standards (RTS), Annex IV,
Paragraph 2 and 30.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example -0.08 (instead of -8%)
____________________________________________________________________________________________
OF-ID OFEP021220 Field
Name EPT Is Autocall Applied Stress Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Indicate if the call has
been applied in the stress scenario.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP021250 Field
Name EPT Autocall Date Stress Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description Call date applied in the
stress scenario. Conditional upon datapoint OFEP020620 EPT
Is Autocall Applied Stress
Scenario. See PRIIPs RTS Annex V, Number 17 Template C:
PRIIPs referred to in
point 76c of Annex VI (Autocallables).
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 02125_Autocall_Date_Stress_Scenario//
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFEP021300 Field
Name EPT Number Of Observed Returns
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Number of observed return
figures in order to calculate "OFEP021400 EPT MRM Mean
Return". In financial
mathematics the number of return is usually represented by the
lower letter 'n'.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02130_Portfolio_Number_Of_Observed_Return_M0//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 2
____________________________________________________________________________________________
OF-ID OFEP021400 Field
Name EPT MRM Mean Return
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Mean return observed in
order to calculate Market Risk Measure. In financial
mathematics the mean
return is represented by the small Greek letter Mu (μ).
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02140_Portfolio_Mean_Observed_Returns_M1//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.04583 (instead of 4.583
%)
____________________________________________________________________________________________
OF-ID OFEP021500 Field
Name EPT MRM Sigma
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Volatility of observed
returns. In financial mathematics volatility is represented by the
Greek small letter sigma (σ).
The formula for sigma is: σ=√[(1/n)
x ∑(r(i)-μ)²]
with
n… number of observations (OFEP021300 EPT
Number Of Observed Returns)
r(i)… return in period i
μ… mean return of all observations
(OFEP021400 EPT MRM Mean Return)
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02150_Portfolio_Observed_Sigma.
More information can be
found in the Regulatory Technical Standards (RTS), Annex II,
Part 1, (12).//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.08 (instead of 8%)
____________________________________________________________________________________________
OF-ID OFEP021600 Field
Name EPT MRM Skewness
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The skewness is a measure
of the asymmetry of an instrument's observed returns. In
financial mathematics
skewness is represented by the Greek small letter gamma (γ).
The formula for gamma is: γ
= ∑[r(i)-μ]³ / n
with
n… number of observations (OFEP021300 EPT
Number Of Observed Returns)
r(i)… return in period i
μ… mean return of all observations
(OFEP021400 EPT MRM Mean Return)
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02160_Portfolio_Observed_Skewness.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP021700 Field
Name EPT MRM Excess Kurtosis
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The kurtosis is a measure
of the peakedness of an instrument's observed returns. In
financial mathematics
kurtosis is commonly represented by the Greek small letter
kappa (κ). The excess
kurtosis is represented by EK here.
The formula for kappa
is: κ = 1/n * ∑[(r(i)-μ)/σ]⁴
The formula for the excess
kurtosis EK is: EK = 1/n * ∑[r(i)-μ]⁴/σ⁴ - 3
with
n… number of observations (OFEP021300 EPT
Number Of Observed Returns)
r(i)… return in period i
μ… mean return of all observations
(OFEP021400 EPT MRM Mean Return)
σ… volatility of all observed returns
(OFEP021500 EPT MRM Sigma)
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02170_Portfolio_Observed_Excess_Kurtosis.
More information can be
found in the Regulatory Technical Standards (RTS), Annex II,
Part 1, (12).//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP021800 Field
Name EPT Volatility Of Stressed Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Volatility of observed
returns within Stressed Scenario. Stressed volatility applied for
stress scenario
calculations for >1y. See PRIIPs RTS Annex IV Numbers 10 and 11. In
financial mathematics
volatility is represented by the Greek small letter sigma (σ).
The formula for sigma is: σ=√[(1/n)
x ∑(r(i)-μ)²]
with
n… number of observations (OFEP021300 EPT
Number Of Observed Returns)
r(i)… return in period I
μ… mean return of all observations
(OFEP021400 EPT MRM Mean Return)
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
02180_Portfolio_Observed_Stressed_Volatility//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.205 (instead of 20.5%)
____________________________________________________________________________________________
OF-ID OFEP021850 Field
Name EPT Is Portfolio Past Performance Disclosure Required
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does this product fulfil
conditions sets in PRIIPs RTS Annex VIII number 1 (a) and (b)?
Reference PRIIPs RTS
Article 8(3).
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
02185_Portfolio_Past_Performance_Disclosure_Required//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP021900 Field
Name EPT Past Performance Link
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Link to the past
performance of the fund or portfolio. The link should provide access
to the past performance
disclosure in the local language. It should be the same as
the one displayed in the
PRIIPs KID of the underlying. Conditional upon data point
OFEP021850 EPT Is
Portfolio Past Performance Disclosure Required. Reference PRIIPs RTS
Article 8(3).
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 02190_Past_Performance_Link//
Values URL
Example
____________________________________________________________________________________________
OF-ID OFEP022000 Field
Name EPT Previous Performance Scenarios Calculation Link
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Link to the previous
calculations. The link should provide access to the past
performance disclosure in
the local language. It should be the same as the one
displayed in the PRIIPs
KID of the underlying. Conditional upon data point OFEP021850
EPT Is Portfolio Past
Performance Disclosure Required. Reference PRIIPs RTS Article 8(3).
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
Values URL
Example
____________________________________________________________________________________________
OF-ID OFEP022100 Field
Name EPT Past Performance Number Of Years
Field Tags EPT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.28 / --
Description Number of years for which
past performance is presented. Conditional upon data
point OFEP021850 EPT Is
Portfolio Past Performance Disclosure Required.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
02210_Past_Performance_Number_Of_Years//
Values Integer
Example
____________________________________________________________________________________________
OF-ID OFEP022200 Field
Name EPT Reference Invested Amount
Field Tags EPT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.28 / --
Description Reference Invested amount
used to present performance and costs. PRIIPs RTS
Annex VI, Number 91: where
the currency of the PRIIP is not in Euros, an amount of a
similar magnitude and
which is cleanly divisible by 1 000 shall be used. Relevant for
currencies, where the
invested amount is not 10000 (such as SEK or HKD). Common
values are 10 000, 100 000…depending
on currencies.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 02220_Reference_Invested_Amount//
Values Integer
Example
____________________________________________________________________________________________
OF-ID OFEP030100 Field
Name EPT One Off Cost Portfolio Entry Cost
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Subscription fees not
acquired to the fund or the share class or portfolio mandate.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP030150 Field
Name EPT Subscription Fee In Favour Of Fund
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Subscription charge in
favour of the Fund calculated on an annualised basis and as
Reduction In Yield (RIY)
in order to compensate existing investors. For subscription fees
in favour of distribution partners please use
either "OFST451310 Subscription Fee
Minimum" or
"OFST451320 Subscription Fee Maximum" instead.
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT:
03015_One_off_cost_Portfolio_entry_cost_Acquired//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.0425 (instead of 4.25%)
____________________________________________________________________________________________
OF-ID OFEP030200 Field
Name EPT Redemption Fee In Favour Of Fund At RHP
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Redemption fee at the end
of the "OFEP011200 EPT Recommended Holding Period"
that is in favour of the
fund to avoid dilution effects within the fund. For redemption
fees in favour of
distribution partners please use "OFST451410 Redemption Fee
Minimum",
"OFST451405 Applied Redemption Fee In Favour Of Distributor" and
"OFST451420
Redemption Fee Maximum" instead.
// The correspondent
PRIIPS field introduced by the European Working Group with
their PRIIP Data
Dictionary Template (EPT) is:
EPT:
03020_One_off_costs_Portfolio_exit_cost_at_RHP//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.022 (instead of 2.2%)
____________________________________________________________________________________________
OF-ID OFEP030300 Field
Name EPT Redemption Fee In Favour Of Fund At 1 Year
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Redemption fee after one
year.
Mandatory if RHP >1
year.
Be careful entry and exit
fees may be considered as transaction fees at the level of
the insurance contract as
well as arbitrage costs.
Annex VI part 1 points 1
to 3
Annex VI part 1 points 27
to 30, 34 and 36 to 46
Annex VII table 2
// The correspondent
PRIIPS field introduced by the European Working Group with
their PRIIP Data
Dictionary Template (EPT) is:
EPT:
03030_One_off_costs_Portfolio_exit_cost_at_1_year//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.022 (instead of 2.2%)
____________________________________________________________________________________________
OF-ID OFEP030400 Field
Name EPT Redemption Fee In Favour Of Fund At Half RHP
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Redemption fee after half
of the "OFEP011200 EPT Recommended Holding Period".
Mandatory if RHP >= 10
year.
Be careful entry and exit
fees may be considered as transaction fees at the level of
the insurance contract as
well as arbitrage costs.
Annex VI part 1 points 1
to 3
Annex VI part 1 points 27 to 30, 34 and 36 to 46
Annex VII table 2
// The correspondent
PRIIPS field introduced by the European Working Group with
their PRIIP Data
Dictionary Template (EPT) is:
EPT:
03040_One_off_costs_Portfolio_exit_cost_at_half_RHP//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.022 (instead of 2.2%)
____________________________________________________________________________________________
OF-ID OFEP030500 Field
Name EPT One-off Sliding Exit Cost Indicator
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Indicate in this field
whether there exists some kind of penalty fees, e.g. a sliding exit
cost (="yes") or
not (="no").
// The correspondent
PRIIPS field introduced by the European Working Group with
their PRIIP Data
Dictionary Template (EPT) is:
EPT:
03050_One_off_costs_Portfolio_sliding_exit_cost_Indicator//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP030600 Field
Name EPT Ongoing Costs Management Fees and Other
Administrative or
Operating Costs
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Recurring costs as
mentioned in Annex VI points 4 and 5 of the PRIIPs RTS. Total fees
applied, including look
through for fund of funds / custodian fees / management fees.
In most cases this figure
equals "OFST452200 Ongoing Charges". However, the PRIIP's
KID composition of costs
should be consistent with the KID's reduction in yield
calculation
("OFEP070600 EPT RHP RIY"), which may require an adjustment of the
"OFEP030600 EPT Other
Ongoing Costs" to reflect the entry costs (OFEP030150 EPT
Subscription Fee In Favour
Of Fund) in the RIY calculation.
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT:
03060_Ongoing_Costs_Management_Fees_And_Other_Administrative_Or_Operating_
Costs//
Values Decimal figure, rounded to maximal 7 digits
after the decimal point.
Example 0.008 (instead of 0.8%)
____________________________________________________________________________________________
OF-ID OFEP030800 Field
Name EPT Portfolio Transaction Costs
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The transaction costs of
the share class.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
03080_Ongoing_costs_Portfolio_transaction_costs//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP030900 Field
Name EPT Has Incidental Costs
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Does the prospectus
facilitate a performance fee or carried interest? If a
performance fee or carried
interest exist, please fill this field with "yes" and provide
respective data in the
field "OFEP030950 EPT Incidental Costs". Otherwise, fill this field
with "no" and
leave the field "OFEP030950 EPT Incidental Costs" empty.
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT:
03090_Existing_Incidental_Costs_Portfolio//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP030950 Field
Name EPT Incidental Costs
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Applied PRIIPS performance
fee or carried interest, if applicable. It is calculated on
five years ex-post
average. Usually this figure can be derived from the accounting of
the fund. Please see
PRIIPs RTS Annex VI part 1 points 24 to 26.
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT:
03095_Incidental_Costs//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.075 (instead of 7.5%)
____________________________________________________________________________________________
OF-ID OFEP040200 Field
Name EPT Has Comprehension Alert
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Is the instrument complex,
does it require a comprehension alert under the PRIIPs
regulation. If yes, the
comprehension alert would read ‘You are about to purchase a
product that is not simple
and may be difficult to understand.’ According to Art. 25
(4)(a) of the MiFID II
Directive 2014/65/EU from 15/05/14 or according to PRIIPs RTS
Article 8(3)(b) of PRIIPs
regulation (EU) No 1286/2014 :
1) Non-complex products
are:
- Shares admitted to trading on a
regulated market
- Bonds or other forms of securitised debt
admitted to trading on a regulated
market
- Money-market instruments
- Shares or units in UCITS
- Structured deposits
2) Complex products are:
- Shares in non-UCITS collective investment
undertakings and shares that embed a
derivative
- Bonds that embed a derivative or
incorporate a structure which makes it difficult
for the client to
understand the risk involved
- Money-market instruments that embed a
derivative or incorporate a structure
which makes it difficult
for the client to understand the risk
involved
- Structured UCITS as referred to in the
second subparagraph of Article 36(1) of
Regulation (EU)
No 583/2010;
- Structured deposits that incorporate a
structure which makes it difficult for the
client to understand the
risk of return or the cost of exiting the product before term
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 04020_Comprehension_Alert_Portfolio//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP040300 Field
Name EPT Target Market Retail Investor Type
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The type of retail
investor to whom the PRIIP is intended to be marketed. For
compatibility with the
EPT, this description should be no longer than 750 characters.
Please note, in case you
would like to convert this field into EPT that the
corresponding EPT field
only allows up to 4000 characters. The openfunds standard
does not define the length
of a string value.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
04030_Intended_Target_Market_Retail_Investor_Portfolio
More information can be
found in the Regulatory Technical Standards (RTS), Art. 2.3 &
14b.//
Values Short description of the
retail investor type. Maximum 4000 characters for
compatibility with the
FinDatEx EPT.
Example
____________________________________________________________________________________________
OF-ID OFEP040400 Field
Name EPT Investment Objective
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Description of the
investment objective of the Fund or Share Class. For compatibility
with the EPT, this
description should be no longer than 2500 characters. See PRIIPs RTS
Art. 2.2, 2a-2c, 14b.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT: 04040_Investment_Objective_Portfolio//
Values Description of the
investment objective. Maximum 8000 characters for compatibility
with the FinDatEx EPT or
4000 characters in Italy.
Example
____________________________________________________________________________________________
OF-ID OFEP040500 Field
Name EPT Risk Narrative
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description An explanation of the
PRIIP's involved risk. This should contain the "OFEP010900 EPT
Summary Risk
Indicator" as well as some narratives about the potential loss or any
potentially involved
currency risk. For compatibility with the EPT, this description should
be no longer than 300 characters.
Please note, in case you
would like to convert this field into EPT that the
corresponding EPT field
only allows up to 300 characters. The openfunds standard
does not define the length
of a string value.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20170421.
EPT:
04050_Risk_narrative_Portfolio
More information can be
found in the Regulatory Technical Standards (RTS), Article 3.1
and Annex 3, paragraph 6. //
Values A short text explaining
the involved risk. Maximum 300 characters.
Example
____________________________________________________________________________________________
OF-ID OFEP040600 Field
Name EPT Other Risk Narrative
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description A narrative of risks, that
cannot be deducted from the "OFEP010900 EPT Summary Risk
Indicator". For
compatibility with the EPT, this description should be no longer than 200
characters.
Please note, in case you
would like to convert this field into EPT that the
corresponding EPT field
only allows up to 200 characters. The openfunds standard
does not define the length
of a string value.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
04060_Other_materially_relevant_risk_narrative_Portfolio
More information can be
found in the Regulatory Technical Standards (RTS), Article 3.2
(d), (e), (f) and Annex 3, paragraph 6. //
Values A short text explaining
additional risks. Maximum 200 characters for compatibility with
the FinDatEx EPT.
Example
____________________________________________________________________________________________
OF-ID OFEP040700 Field
Name EPT Investment Option
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Includes PRIIP's 'What is
this product' section of a PRIIP KID. Typically, this section of a
PRIIP should include
elements of "OFEP040400 EPT Investment Objective", "OFEP040300
EPT Target Market Retail
Investor Type" or "OFST160100 Legal Form" respectively. For
compatibility with the
EPT, this description should be no longer than 300 characters.
Please note, in case you
would like to convert this field into EPT that the
corresponding EPT field
only allows up to 300 characters. The openfunds standard
does not define the length
of a string value.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
04070_Type_of_underlying_Investment_Option
More information can be
found in the Regulatory Technical Standards (RTS),
Paragraph 2 and 11.//
Values Free text. Maximum 300
characters for compatibility with the FinDatEx EPT.
Example
____________________________________________________________________________________________
OF-ID OFEP040800 Field
Name EPT Has Capital Guarantee
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Has the fund a general
capital guarantee? If the answer is "no", "OFEP040840 EPT
Capital Guarantee
Characteristics", "OFEP040810 EPT Capital Guarantee Level",
"OFEP040820 EPT
Capital Guarantee Limitations" and "OFEP040830 EPT Capital
Guarantee Early Exit
Conditions Date" should be kept empty.
//This field was
introduced by the European Working Group with their EPT PRIIPS Data
Dictionary Template (EPT).
EPT:
04080_Capital_Guarantee//
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEP040810 Field
Name EPT Capital Guarantee Level
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Amount guaranteed in
relation to the invested amount. If "OFEP040800 EPT Has
Capital Guarantee" is
"no", this field should be kept empty.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
04081_Capital_Guarantee_Level
More information can be
found in the Regulatory Technical Standards (RTS), Article 3.2
(d), (f) and Annex 3, paragraph 6 [Element F]
and [Element G]. //
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 1.05 (instead of 105%)
____________________________________________________________________________________________
OF-ID OFEP040820 Field
Name EPT Capital Guarantee Limitations
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Description of the
limitations of an existing guarantee. If "OFEP040800 EPT Has Capital
Guarantee" is
"no", this field should be kept empty. For compatibility with the
EPT, this
description should be no
longer than 300 characters.
Please note, in case you
would like to convert this field into EPT that the
corresponding EPT field
only allows up to 300 characters. The openfunds standard
does not define the length
of a string value.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
04082_Capital_Guarantee_Limitations
More information can be
found in the Regulatory Technical Standards (RTS), Article 3.2
(d), (f) and Annex 3, paragraph 6 [Element G].
//
Values Description of the
guarantee's limitations. Maximum 300 characters.
Example
____________________________________________________________________________________________
OF-ID OFEP040830 Field
Name EPT Capital Guarantee Early Exit Conditions Date
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description If you cash-in before this
date or earlier, the protection against future market
performance will no longer
apply. If "OFEP040800 EPT Has Capital Guarantee" is "no",
this field should be kept
empty.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
04083_Capital_Guarantee_Early_Exit_Conditions
More information can be
found in the Regulatory Technical Standards (RTS), Article 3.2
(d), (f) and Annex 3, paragraph 6 [Element G].
//
Values YYYY-MM-DD
Example 2020-05-15
____________________________________________________________________________________________
OF-ID OFEP040840 Field
Name EPT Capital Guarantee Characteristics
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Description of the
guarantee including guarantee level, maturity terms, exceptions,
etc. If "OFEP040800
EPT Has Capital Guarantee" is "no", this field should be kept
empty.
For compatibility with the EPT, this
description should be no longer than 2500
characters.
Please note, in case you
would like to convert this field into EPT that the
corresponding EPT field
only allows up to 2500 characters. The openfunds standard
does not define the length
of a string value.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
EPT:
04084_Capital_Guarantee_Portfolio
More information can be
found in the Regulatory Technical Standards (RTS), Article 3.2
(d), (e), (f) and Annex 3, paragraph 6
[Element F] and [Element G]. //
Values Description of guarantee or
"none". Maximum 2500 characters for compatibility with
the FinDatEx EPT.
Example
____________________________________________________________________________________________
OF-ID OFEP040850 Field
Name EPT Possible Maximum Loss
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description An indication of the
possible maximum loss as indicated in Art. 3.2. (f) of the
Regulatory Technical
Standards to Regulation (EU) No 1286/2014. Please use 1,0000000
(=100%) if there is the
possibility of a total loss or even the risk for additional payments.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT).
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.6 (instead of 60%)
____________________________________________________________________________________________
OF-ID OFEP040860 Field
Name EPT Description Past Interval Unfavourable Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Describes the historical
time period to which the unfavourable scenario corresponds.
Conditional upon
OFEP000800 EPT Category = 2. PRIIPs RTS Annex V, Part 1, point 5
and Part 2, Element E, description when the unfavourable
scenario occurred
including name of the
benchmark where applicable and the beginning and end year
of the historical
scenario.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
04086_Description_Past_Interval_Unfavourable_Scenario//
Values Free text. Maximum 300
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP040870 Field
Name EPT Description Past Interval Moderate Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Describes the historical
time period to which the moderate scenario corresponds.
Conditional upon
OFEP000800 EPT Category = 2. PRIIPs RTS Annex V, Part 1, Number 5
and Part 2, Element E, description when the moderate
scenario occurred including
name of the benchmark
where applicable and the beginning and end year of the
historical scenario.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
04087_Description_Past_Interval_Moderate_Scenario//
Values Free text. Maximum 300
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP040880 Field
Name EPT Description Past Interval Favourable Scenario
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Describes the historical
time period to which the favourable scenario corresponds.
Conditional upon
OFEP000800 EPT Category = 2. PRIIPs RTS Annex V, Part 1, point 5
and Part 2, Element E, description when the favourable
scenario occurred including
name of the benchmark
where applicable and the beginning and end year of the
historical scenario.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
04088_Description_Past_Interval_Favourable_Scenario
//
Values Free text. Maximum 300
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP040890 Field
Name EPT Is Benchmark Used Performance Calculation
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Whether a benchmark or
proxy was used for performance calculation in the
unfavourable, moderate and
favourable scenarios. Conditional upon OFEP000800 EPT
Category = 2, except those referred to in
point 15 of Annex IV of the PRIIPs RTS.
Reference PRIIPs RTS Annex
V, Part 1, point 3 and Part 2, Element C.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
04089_Was_Benchmark_Used_Performance_Calculation
//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP040900 Field
Name EPT Performance Fee or Carried Interest Description
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Description of the
performance fee or carried interest mechanism. For compatibility
with the EPT, this
description should be no longer than 300 characters. See PRIIPs RTS
Art. 5(3)(c), Annex VII,
Table 2 . Both carried interest and performance fees should be
included in the narrative.
Please note, in case you
would like to convert this field into EPT that the
corresponding EPT field
only allows up to 300 characters. The openfunds standard
does not define the length
of a string value.
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT:
04090_Portfolio_Performance_Fees_Carried_Interest_Narrative//
Values Free text. Maximum 300
characters for compatibility with the FinDatEx EPT.
Example The impact of the
performance fee. We take these from your investment if the
product outperforms its
benchmark [y by x%].
____________________________________________________________________________________________
OF-ID OFEP041200 Field
Name EPT One Off Cost Portfolio Entry Cost Description
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Description of the entry
cost, not more than 300 characters. PRIIPs RTS Annex VII,
table 2. Examples:
- " [] % of the amount you pay in when entering this investment”
- “[ ] % of the first [ ] premiums you pay”
- “These costs are already included in the [price / premiums] you pay”
- “This includes distribution costs of [[ ] % of amount invested / [
] EUR]. [This is the most
you will be charged]. [The person selling you the product will
inform you of the actual
charge]”
- “We do not charge an entry fee”]
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
04120_One_Off_Cost_Portfolio_Entry_Cost_Description//
Values Free text. Maximum 300
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP041300 Field
Name EPT One Off Cost Portfolio Exit Cost Description
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Description of exit cost,
not more than 300 characters. PRIIPs RTS Annex VII, table 2.
Examples:
- “[ ] % of your
investment before it is paid out to you”
- “We do not charge an
exit fee for this product, [but the person selling you the
product may do so]” (Where
exit costs only apply in specific circumstances)
- “These costs only apply
if (explain circumstances or an example in maximum 200
characters)
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
04130_One_Off_Cost_Portfolio_Exit_Cost_Description//
Values Free text. Maximum 300
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP041400 Field
Name EPT Ongoing Costs Portfolio Management Costs
Description
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Description of the ongoing
cost, not more than 150 characters. PRIIPs RTS Annex VII,
table 2. Example:
“[ ] % of the value of
your investment per year”].
This is an estimate based
on actual costs over the last year.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
04140_Ongoing_Costs_Portfolio_Management_Costs_Description//
Values Free text. Maximum 150
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP041500 Field
Name EPT Is Cost Dependent On Invested Amount
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Indicates whether the
costs depend on the invested amount. Yes if the costs of the
portfolio depend on the
invested amount. See PRIIPs RTS Annex VII, 2nd table on
costs.
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is: EPT:
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP041600 Field
Name EPT Cost Dependence Explanation
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Describes the dependence
of costs on the invested amount, not more than 150
characters. Conditional
upon OFEP041500 EPT Is Cost Dependent On Invested
Amount. If the costs
depend on the invested amount, the kind of dependence
should be explained after
the second cost table. See PRIIPs RTS Annex VII, 2nd table
on costs.
//The correspondent PRIIP
field introduced by the European Working Group with their
Values Free text. Maximum 150
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP060050 Field
Name EPT German MOPs Reference Date
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description Last calculation date of
the additional information required in Germany. To be filled in
provided that data point OFEP000080 EPT Data
Reporting Additional Requirements
German MOPs is
"yes". Data points OFEP060100 EPT Bond Weight, OFEP060200 EPT
Annualized Volatility and
OFEP060300 EPT Macaulay Duration are used by the German
insurers under specific national regulation on
PRIIPs. As a minimum this data should be
recalculated annually and when a new KID is
produced. If this data is recalculated
more frequently than
annually it can be also be updated in the EPT.
//This field was
introduced by the European Working Group with their PRIIPs Data
Dictionary Template (EPT)
and declared mandatory for the German market (PIA
model). The correspondent
PRIIP field within the PRIIPS Data Dictionary Template (EPT)
is:
EPT:
06005_German_MOPs_Reference_Date//
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFEP060100 Field
Name EPT Bond Weight
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Proportion (weight) of
bonds within the fund/portfolio measured in percentage of
market value. To be filled
if OFEP000080 EPT Data Reporting Additional Requirements
German MOPs is
"yes". Money market funds can be either included as 100% bonds
(with duration 1) or 0%
bonds (i.e. as equity fund with volatility 0). Futures and
derivatives are excluded
from the calculation.
//This field was
introduced by the European Working Group with their PRIIPs Data
Dictionary Template (EPT)
and declared mandatory for the German market (PIA
model). The correspondent
PRIIP field within the PRIIPS Data Dictionary Template (EPT)
is:
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.2575 (instead of 25.75%)
____________________________________________________________________________________________
OF-ID OFEP060200 Field
Name EPT Annualized Volatility
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Average annualized daily
volatility of the fund or portfolio over the last 5 years. To be
filled if OFEP000080 EPT
Data Reporting Additional Requirements German MOPs is "yes".
The data point is an
average over five years of annual volatilities.
1) as a first step, for
the last five years annualised daily volatility calculated on a 250
days convention per year.
For funds with weekly valuation it should be the weekly
annualized volatility (52
weeks annualised volatility)
2) as a second step,
average over the five values in step 1 is calculated.
When the historical data
are not available, an appropriate proxy or benchmark
should be used.
//This field was
introduced by the European Working Group with their PRIIPs Data
Dictionary Template (EPT)
and declared mandatory for the German market (PIA
model). The correspondent
PRIIP field within the PRIIPS Data Dictionary Template (EPT)
is:
Values Decimal figure, rounded to maximal 7 digits
after the decimal point.
Example 0.06878 (instead of
6.878%)
____________________________________________________________________________________________
OF-ID OFEP060300 Field
Name EPT Macaulay Duration
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Valuation-weighted
Macaulay-Duration in years of the fund. To be filled if OFEP000080
EPT Data Reporting
Additional Requirements German MOPs is "yes". See relevant
bond components in the
description of OFEP060100 EPT Bond Weight.
//This field was
introduced by the European Working Group with their PRIIPs Data
Dictionary Template (EPT)
and declared mandatory for the German market (PIA
model). The correspondent
PRIIP field within the PRIIPS Data Dictionary Template (EPT)
is:
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 5.4
____________________________________________________________________________________________
OF-ID OFEP060400 Field
Name EPT Has Capital Preservation
Field Tags EPT
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Identifies if a capital
preservation method is used (yes) or not (no).
This field should be used
if the loss of a fund over a certain time period (e.g. monthly
or annually) is limited
due to a (partial) guarantee (e.g. 75% or 90%). It might be
different from the field
OFEP040810 EPT Capital Guarantee Level which specifies the
level of guarantee at the
RHP.
//This field was declared
mandatory for the German market (PIA model) by the
European Working Group in
their PRIIPs Data Dictionary Template (EPT). The
correspondent PRIIP field
within the PRIIPS Data Dictionary Template (EPT) is:
EPT:
06040_Existing_Capital_Preservation//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP060500 Field
Name EPT Capital Preservation Level
Field Tags EPT
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The level of capital
preservation. In a constant proportion portfolio insurance (CPPI)
strategy this level is
also called floor. It is calculated by 100% minus the maximum
possible loss in
percentage points (= cushion). Linked to field "OFEP060400 EPT Has
Capital
Preservation".
This field should be used
if the loss of a fund over a certain time period (e.g. monthly
or annually) is limited
due to a (partial) guarantee (e.g. 75% or 90%). It might be
different from the field
OFEP040810 EPT Capital Guarantee Level which specifies the
level of guarantee at the
RHP.
//This field was declared
mandatory for the German market (PIA model) by the
European Working Group in
their PRIIPs Data Dictionary Template (EPT). The
correspondent PRIIP field
within the PRIIPS Data Dictionary Template (EPT) is:
EPT:
06050_Capital_Preservation_Level//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.70 (instead of 70%)
____________________________________________________________________________________________
OF-ID OFEP060600 Field
Name EPT Capital Preservation Period
Field Tags EPT
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The time interval that is
linked to the "OFEP060500 EPT Capital Preservation Level". In
case you would like to
indicate a specific date rather than a period, please leave
this field empty and
provide the date in the field "OFEP060601 Capital Preservation
Date".
//This field was
introduced by the European Working Group with their PRIIPs Data
Dictionary Template (EPT)
and declared mandatory for the German market (PIA
model). The correspondent
PRIIP field within the PRIIPS Data Dictionary Template (EPT)
is:
EPT:
06060_Time_Interval_Maximum_Loss//
For translating openfunds
values (string) into the PRIIP format (number), please use the
following table:
daily --> 252
twice a week -->
104
weekly --> 52
twice a month --> 24
monthly --> 12
quarterly --> 4
twice a year -->
2
Values "daily" /
"twice a week" / "weekly" / "twice a month" /
"monthly" / "quarterly" / "twice a
year" /
"annually"
Example twice a week
____________________________________________________________________________________________
OF-ID OFEP060601 Field
Name EPT Capital Preservation Date
Field Tags EPT
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description This field complements the
field "OFEP060600 EPT Capital Preservation Period" in order
to connect the
"OFEP060500 EPT Capital Preservation Level" to a fixed date. Please
leave the field
"OFEP060600 EPT Capital Preservation Period" empty in case you fill
this
field (the same applies
vice versa).
//This field has no direct
equivalent in the European PRIIPs template but is related to
the field:
EPT:
06060_Time_Interval_Maximum_Loss//
Values YYYY-MM-DD
Example 2020-05-15
____________________________________________________________________________________________
OF-ID OFEP060700 Field
Name EPT Has CPPI
Field Tags EPT
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.26 / --
Description Is the fund capital
protected by using the Constant Proportion Portfolio Insurance
(CPPI) method?
//This field was
introduced by the European Working Group with their PRIIPs Data
Dictionary Template (EPT)
and declared mandatory for the German market (PIA
model). The correspondent
PRIIP field within the PRIIPS Data Dictionary Template (EPT)
is:
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEP060800 Field
Name EPT CPPI Multiplier
Field Tags EPT
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description In a constant proportion
portfolio insurance (CPPI) strategy the multiplier defines the
initial amount invested in
risky assets. This initial amount is calculated by multiplying the
"OFEP060800 EPT CPPI Multiplier"
with the cushion, i.e. the maximal loss in percentage
figures. For example, if
an investor accepts a 20% cushion with a multiplier of 4; 80% of
the portfolio can be
invested in risky assets.
//This field was
introduced by the European Working Group with their PRIIPs Data
Dictionary Template (EPT)
and declared mandatory for the German market (PIA
model). The correspondent
PRIIP field within the PRIIPS Data Dictionary Template (EPT)
is:
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 5
____________________________________________________________________________________________
OF-ID OFEP070050 Field
Name EPT First Possible Call Date
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description Date of the first possible
call for autocallable products. Date of the earliest call to be
included in the first
table on costs over time, conditional upon OFEP001100 EPT Is An
Autocallable Product =
"yes".
//The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT:
07005_First_Possible_Call_Date//
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFEP070100 Field
Name EPT 1 Year or First Call Total Costs
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Total cost in OFEP000600
Portfolio or Share Class Currency terms in case the investor
cashes in after one year,
as requested in the "Costs over time" table in the PRIIPs RTS.
Rebased to 1. Includes the
total cost in money terms if the investor sells the product
after one year. This is
based on a 0% performance assumption (or consistent with
autocalled scenario) and
is shown in the "Costs over time" table.
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT:
07010_Total_Cost_1_Year_Or_First_Call
and the corresponding
field to the CEPT (addition to the EPT) is:
CEPT-RHPs:
34010_Cost_total_period_1//
More information about the
presentation of performance can be found in the
Regulatory Technical
Standards (RTS), Annex VI and Annex VII.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP070200 Field
Name EPT 1 Year or First Call RIY
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The Reduction in Yield
(RIY) in case the investor cashes in after one year, as
requested in the
"Costs over time" table. The RIY shows the impact of total costs over
one year on the investor's investment return.
Includes the impact on return (RIY) per
year if the investor sells
the product after one year. This is based on
a 0%
performance assumption and
is shown in the "Costs over time" table in the PRIIPs RTS.
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT:
07020_RIY_1_Year_Or_First_Call
and the corresponding
field to the CEPT (addition to the EPT) is:
CEPT-RHPs:
34040_Percentage_RIY_period_1
More information about the
presentation of performance can be found in the
Regulatory Technical
Standards (RTS), Annex VI and Annex VII.//
Values Decimal figure, rounded to maximal 7 digits
after the decimal point.
Example 0.0125 (instead of 1.25%)
____________________________________________________________________________________________
OF-ID OFEP070300 Field
Name EPT Half RHP Total Costs
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The total costs take into
account one-off, ongoing and incidental costs. The amount
shown here is the
cumulative costs of the product itself for a holding period of half of
the "OFEP011200 EPT
Recommended Holding Period". It includes potential early exit
penalties.
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT:
07030_Total_cost_half_RHP
and the corresponding
field to the CEPT (addition to the EPT) is:
CEPT-RHPs:
34020_Cost_total_period_2//
More information about the
presentation of performance can be found in the
Regulatory Technical
Standards (RTS), Annex VI and Annex VII.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP070400 Field
Name EPT Half RHP RIY
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The Reduction in Yield
(RIY) shows the annualized impact of total costs on the
investor's investment
return over a period of half the "OFEP011200 EPT Recommended
Holding Period".
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT: 07040_RIY_half_RHP
and the corresponding
field to the CEPT (addition to the EPT) is:
CEPT-RHPs:
34050_Percentage_RIY_period_2
More information about the
presentation of performance can be found in the
Regulatory Technical
Standards (RTS), Annex VI and Annex VII.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.008125 (instead of
0.8125%)
____________________________________________________________________________________________
OF-ID OFEP070500 Field
Name EPT RHP Total Costs
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The total costs take into
account one-off, ongoing and incidental costs. The amount
shown here is the
cumulative costs of the product itself for a period that equals the
"OFEP011200 EPT
Recommended Holding Period". It includes potential early exit
penalties. The figures
assume you invest field value "OFST024048 EPT PRIIP Investment
Amount" = 10 000.
// The correspondent PRIIP
field introduced by the European Working Group with their
PRIIPS Data Dictionary
Template (EPT) is:
EPT: 07050_Total_cost_RHP
and the corresponding
field to the CEPT (addition to the EPT) is:
CEPT-RHPs:
34030_Cost_total_period_3//
More information about the
presentation of performance can be found in the
Regulatory Technical
Standards (RTS), Annex VI and Annex VII.//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP070600 Field
Name EPT RHP RIY
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The Reduction in Yield
(RIY) shows the annualized impact of total costs on the
investor's investment
return over the "OFEP011200 EPT Recommended Holding Period".
/// The correspondent
PRIIP field introduced by the European Working Group with
their PRIIPS Data
Dictionary Template (EPT) is:
EPT: 07060_RIY_RHP
and the corresponding
field to the CEPT (addition to the EPT) is:
CEPT-RHPs:
34060_Percentage_RIY_period_3
More information about the
presentation of performance can be found in the
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.008 (instead of 0.8%)
____________________________________________________________________________________________
OF-ID OFEP070700 Field
Name EPT One-off Entry Costs
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The entry cost at one year
(or at RHP if RHP<1y), as requested in the narrative part of
the "Composition of
costs" table. Percentage of the notional amount when entering
this investment. Included
in the purchase price. For structured products it
corresponds to
[Offer Price – Fair Value + entry cost on top of issue price]
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20171006.
EPT:
07070_One_Off_Costs_Portfolio_Entry_Cost//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.02875 (instead of
2.875%)
____________________________________________________________________________________________
OF-ID OFEP070800 Field
Name EPT One-off Exit Costs
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The exit cost at one year
(or at RHP if RHP<1y), as requested in the narrative part of
the "Composition of
costs" table. Percentage of the notional amount when exiting the
investment before maturity. Included in the
selling price. These only apply if you sell
your investment prior to
expiry. The number indicated assumes that normal market
conditions applies.
For structured products it
corresponds to
If RHP<1y => 0 %
If RHP>1y =>
[BidOffer / 2] + any additional exit cost applicable at 1year
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20171006.
EPT:
07080_One_Off_Costs_Portfolio_Exit_Cost//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.02875 (instead of
2.875%)
____________________________________________________________________________________________
OF-ID OFEP070900 Field
Name EPT Ongoing Transaction Costs Structured PRIIPs
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The portfolio transaction
costs at one year (or at RHP if
RHP<1y), as requested in the
narrative part of the
"Composition of costs" table in the PRIIPs RTS.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20171006.
EPT:
07090_Ongoing_Costs_Portfolio_Transaction_Costs//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.02875 (instead of
2.875%)
____________________________________________________________________________________________
OF-ID OFEP071000 Field
Name EPT Ongoing Costs Management Fees and Other
Administrative or
Operating Costs Structured PRIIPs
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The other ongoing costs
term at one year (or at RHP if RHP<1y), as requested in the
narrative part of the
"Composition of costs" table in the PRIIPs RTS. Percentage of the
notional per year. For
structured products it the running cost for the first year (different
to the EMT field for ongoing cost, which is an
average running cost over the life of the
product)
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20171006.
EPT:
07100_Ongoing_Costs_Management_Fees_And_Other_Administrative_Or_Operating_
Costs//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.02875 (instead of
2.875%)
____________________________________________________________________________________________
OF-ID OFEP071100 Field
Name EPT Performance Fee RIY
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The performance fees, as
requested in the "Composition of costs" table in the PRIIPs
RTS. For structured
products: 0%.
//This field was
introduced by the European Working Group with their PRIIPS Data
Dictionary Template (EPT)
Version 20171006.
EPT:
07110_Incidental_Costs_Portfolio_Performance_Fees_Carried _Interest//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 0.02875 (instead of
2.875%)
____________________________________________________________________________________________
OF-ID OFEP080100 Field
Name EPT UK PRIIP Or UCITS Or Both Data Delivery
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Indicates if the record
contains UK PRIIPs data, UCITS data or Both. This field is only
required if providing some
UK data in the delivery, otherwise it can be left blank.
//The correspondent PRIIP
field introduced by FinDatEx with their European PRIIPS
Template v2.1 (EPT) is:
EPT: 08010_UK_PRIIP_Or_UCITS_Or_Both_data_delivery//
Values "UKPRIIP" /
"UCITS" / "Both"
Example UKPRIIP
____________________________________________________________________________________________
OF-ID OFEP080200 Field
Name EPT UK Ongoing Costs Portfolio Transaction Costs
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The transaction costs of
the share class according to the UK PRIIPs definition for UK
PRIIPs. UCITS/NURS may use
an alternative methodology. Expressed as a percentage
of the NAV of the share
class per annum.This field is the UK version of the EU PRIIPs
field OFEP030800 EPT
Portfolio Transaction Costs. Note that in Annex VI, UK RTS differs
to EU RTS in that: point
8a is absent, point 11(c) is different, and point 11A is added.
//The correspondent PRIIP
field introduced by FinDatEx with their European PRIIPS
Template v2.1 (EPT) is:
EPT: 08020_UK_Ongoing_Costs_Portfolio_Transaction_Costs//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP080300 Field
Name EPT UK Transactions Costs Methodology
Field Tags EPT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.29 / --
Description The methodology used for
calculating OFEP080200 EPT UK Ongoing Costs Portfolio
Transaction Costs.1 - New
PRIIPS methodology2 - Full UK PRIIPS methodology 3 -
Other methodology//The
correspondent PRIIP field introduced by FinDatEx with
their European PRIIPS
Template v2.1 (EPT) is: EPT:
Values 1 / 2 / 3
Example
____________________________________________________________________________________________
OF-ID OFEP080400 Field
Name EPT UK Anti Dilution Benefit Derived
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The total benefit derived
from an anti-dilution mechanism, if applicable. If there is no
anti-dilution mechanism
this may be left blank. If there was no benefit generated in
the period this value
should be zero.//The correspondent PRIIP field introduced by
FinDatEx with their
European PRIIPS Template v2.1 (EPT) is: EPT:
08040_UK_Anti_Dilution_Benefit_Derived//
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP080450 Field
Name EPT UK PRIIPs Data Reference Date
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.29 / --
Description The date to which the UK
PRIIPs data in this section relates. This should only be
populated if OFEP080100
EPT UK PRIIP Or UCITS Or Both Data Delivery is set to "Both".
//The correspondent PRIIP
field introduced by FinDatEx with their European PRIIPS
Template v2.1 (EPT) is:
EPT: 08045_UK_PRIIPs_Data_Reference_Date//
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFEP080500 Field
Name EPT UK PRIIPs KID Publication Date
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.29 / --
Description Date of the latest UK
PRIIPs KID produced for the portfolio or share class. This should
only be populated if
OFEP080100 EPT UK PRIIP Or UCITS Or Both Data Delivery is set to
"UKPRIIP" or
"Both".This field is the UK version of the EU PRIIPs field OFEP000700
EPT
PRIIPs KID Publication
Date.//The correspondent PRIIP field introduced by FinDatEx
with their European PRIIPS
Template v2.1 (EPT) is: EPT:
08050_UK_PRIIPs_KID_Publication_Date//
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFEP080600 Field
Name EPT UK PRIIPs KID Web Address
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Direct link to the UK
PRIIPs KID. It should directly link to the document and not to a
generic site. This should
only be populated if a UK PRIIP KID is produced for the
instrument.This field is
the UK version of the EU PRIIPs field OFEP000750 EPT PRIIPs KID
Web Address.//The correspondent PRIIP field
introduced by FinDatEx with their
European PRIIPS Template
v2.1 (EPT) is: EPT: 08060_UK_PRIIPs_KID_Web_Address//
Values Free text.
Example
____________________________________________________________________________________________
OF-ID OFEP080700 Field
Name EPT UK Investment Objective Portfolio
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Information stating the
objectives of the PRIIP and the means for achieving those
objectives in the section
entitled ‘What is this product?’ of the key information
document shall be
summarised in a brief, clear and easily understandable manner.
That information shall
identify the main factors upon which return depends, the
underlying investment
assets or reference values, and how the return is determined,
as well as the
relationship between the PRIIP’s return and that of the underlying
investment assets or
reference values. See PRIIPs RTS Art. 2.2, 14.(b). This should be
provided in OFEP001200 EPT
Reference Language. This should only be populated if
OFEP000060 EPT Data
Reporting Narratives is set to "yes".This field is the UK version
of the EU PRIIPs field
OFEP040400 EPT Investment Objective.//The correspondent
PRIIP field introduced by
FinDatEx with their European PRIIPS Template v2.1 (EPT) is:
EPT:
08070_Investment_Objective_Portfolio//
Values Free text. Maximum 2500
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP080800 Field
Name EPT UK Other Materially Relevant Risk Narrative Portfolio
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Other risks materially
relevant to the PRIIP not included in the summary risk indicator to
be explained with a maximum of 400 characters.
The field shall contain well-
formulated text which can
be used directly by the insurer in the KID according to
article 14 of the
regulation. UK Annex III point 7E. This should be provided in
OFEP001200 EPT Reference
Language. This should only be populated if OFEP000060 EPT
Data Reporting Narratives is set to
"yes". If there are no other relevant risks this field
should be left blank.This
field is the UK version of the EU PRIIPs field OFEP040600 EPT
Other Risk Narrative.//The
correspondent PRIIP field introduced by FinDatEx with
their European PRIIPS
Template v2.1 (EPT) is: EPT:
Values Free text. Maximum 400
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP080900 Field
Name EPT UK Performance Information Main Factors
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description A description of the main
factors likely to affect future returns for the investor,
identifying those most
likely to determine the outcome of the investment and other
factors which could have a
material impact on performance. The identification of the
most relevant index, benchmark, target, or
proxy, as applicable, along with an
explanation of how the
PRIIP is likely to compare in terms of performance and
volatility, may be
included as part of this field. UK Annex 4A point 3a.//The
correspondent PRIIP field
introduced by FinDatEx with their European PRIIPS Template
v2.1 (EPT) is: EPT:
08090_UK_Performance_Information_Main_Factors//
Values Free text. Maximum 4000
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP081000 Field
Name EPT UK Performance Information Comparator
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Identification of the most
relevant index, benchmark, target, or proxy, as applicable,
along with an explanation
of how the PRIIP is likely to compare in terms of
performance and
volatility. UK Annex 4A point 3b. This should only be populated if
there is a relevant
comparator and this information is not included in OFEP080900 EPT
UK Performance Information
Main Factors.//The correspondent PRIIP field
introduced by FinDatEx
with their European PRIIPS Template v2.1 (EPT) is: EPT:
08100_UK_Performance_Information_Comparator//
Values Free text. Maximum 1000
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP081100 Field
Name EPT UK Performance Information Higher Returns
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description A brief explanation of the
kinds of conditions that would be conducive to the PRIIP
generating higher returns.
UK Annex 4A point 3c.//The correspondent PRIIP field
introduced by FinDatEx
with their European PRIIPS Template v2.1 (EPT) is: EPT:
08110_UK_Performance_Information_Higher_Returns//
Values Free text. Maximum 1000
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP081200 Field
Name EPT UK Performance Information Lower Returns Or Loss
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description A brief explanation of the
kinds of conditions whereby the PRIIP is likely to generate
lower returns or lead to
investment loss. UK Annex 4A point 3d.//The correspondent
PRIIP field introduced by FinDatEx with their
European PRIIPS Template v2.1 (EPT) is:
EPT:
08120_UK_Performance_Information_Lower_Returns_Or_Loss//
Values Free text. Maximum 1000
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP081300 Field
Name EPT UK Performance Information Adverse Conditions
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description A brief description of
what outcome the investor may expect where the PRIIP
matures or is redeemed or
encashed under severely adverse market conditions. UK
Annex 4A point 3e.//The
correspondent PRIIP field introduced by FinDatEx with
their European PRIIPS
Template v2.1 (EPT) is: EPT:
08130_UK_Performance_Information_Adverse_Conditions//
Values Free text. Maximum 1000
characters.
Example
____________________________________________________________________________________________
OF-ID OFEP081400 Field
Name EPT UK Assumed Portfolio Return
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The performance used as
the annual internal rate of return for estimating future
benefit payments when
calculating summary cost indicators. An assumed return
equivalent a moderate
performance scenario based on reasonable and robust
assumptions and
methodology per Annex VI point 71(a).Note that where insurers
use a UCITS KIID under
Art.14.2 this return is assumed always to be 3% (see UK Annex
VI point 71c). This should
only be populated if OFEP000090 EPT Additional Information
Structured Products RIY is
set to "yes".//The correspondent PRIIP field introduced by
FinDatEx with their European PRIIPS Template
v2.1 (EPT) is: EPT:
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP081500 Field
Name EPT UK UCITS KIID Publication Date
Field Tags EPT
Field Level Share Class Link Reference
Data Type date Introduced / Revoked 1.29 / --
Description Date of the latest UCITS
KIID produced for the portfolio or share class. Data in the EPT
should be consistent with the data presented
in the last KIID produced. If there is an
ad-hoc revision of the
KIID due to material changes, it should trigger an updated
version of the EPT.//The
correspondent PRIIP field introduced by FinDatEx with their
European PRIIPS Template
v2.1 (EPT) is: EPT: 08150_UCITS_KIID_Publication_Date//
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFEP081600 Field
Name EPT UK UCITS KIID Web Address
Field Tags EPT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Direct link to the UCITS
KIID. It should directly link to the document and not to a
generic site.//The
correspondent PRIIP field introduced by FinDatEx with their
European PRIIPS Template
v2.1 (EPT) is: EPT: 08160_UCITS_KIID_Web_Address//
Values Free text.
Example
____________________________________________________________________________________________
OF-ID OFEP081700 Field
Name EPT UK UCITS SRRI
Field Tags EPT
Field Level Share Class Link Reference
Data Type integer Introduced / Revoked 1.29 / --
Description The SRRI of the valid
UCITS KIID. The methodology to calculate the SRI range in the
generic KID for MOP must
be defined.//The correspondent PRIIP field introduced
by FinDatEx with their
European PRIIPS Template v2.1 (EPT) is: EPT: 08170_UCITS_SRRI//
Values 1 / 2 / 3 / 4 / 5 / 6 / 7
Example
____________________________________________________________________________________________
OF-ID OFEP081800 Field
Name EPT UK UCITS Ongoing Charges
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The UCITS Ongoing Charges
(as per UCITS definition). Expressed as a percentage of
the instrument, per annum.
Used by insurer only in the case Article 13 point 3 applies.
//The correspondent PRIIP
field introduced by FinDatEx with their European PRIIPS
Template v2.1 (EPT) is:
EPT: 08180_UCITS_Ongoing_Charges//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example
____________________________________________________________________________________________
OF-ID OFEP081900 Field
Name EPT UK UCITS Existing Performance Fees
Field Tags EPT
Field Level Share Class Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Indicates whether there
are existing performance fees or carried interest. Used by
insurer only in the case
Article 13 point 3 applies.//The correspondent PRIIP field
introduced by FinDatEx
with their European PRIIPS Template v2.1 (EPT) is: EPT:
08190_UCITS_Existing_Performance_Fees//
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEP082000 Field
Name EPT UK UCITS Performance Fees
Field Tags EPT
Field Level Share Class Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The UCITS Performance Fees
(as per UCITS definition). Expressed as a percentage of
the instrument, per annum.
Used by insurer only in the case Article 13 point 3 applies.
This should only be
populated if OFEP081900 EPT EPT UK UCITS Existing Performance
Fees is set to
"yes".//The correspondent PRIIP field introduced by FinDatEx with
their
European PRIIPS Template
v2.1 (EPT) is: EPT: 08200_UCITS_Performance_Fees//
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example
____________________________________________________________________________________________
OF-ID OFRE000010 Field
Name Number Of Positions
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description Number of positions held
by the fund.
- in case of funds
investing in single securities: number of securities
- in case of funds
investing in single securities and funds: no look-through
- in case of index funds
and ETFs: look-through applied
- not applicable to
synthetically replicating ETFs: refer to the field "Number of Index
Holdings"
- not applicable to pure
fund of funds: refer to the field "Number Of Target Fund
Positions"
Cash related positions
(such as bank accounts and FX forwards) shall be excluded
from the count.
This field is applicable
to funds investing a) purely in direct investments or b) direct
investments and collective
investments. If the portfolio includes direct investments
and collective
investments, the number should not be delivered on a look-through
basis. In exceptional
cases such as physically replicating index trackers, the asset
manager should deliver the
number on a look-through basis.
This figure is provided on
Fund Level. Share Class-specific positions (e.g. due to
currency hedging) are
excluded.
Values 1, 2, 3, … n
Example 100
____________________________________________________________________________________________
OF-ID OFRE000015 Field
Name Number Of Target Fund Positions
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description The count of the
underlying funds (not on a look-through basis). The field is applicable
to fund of fund structures
in which fund positions comprise more than 10% of the net
assets. This field is also
applicable to funds investing in direct investments and
collective investments.
This figure is provided on
Fund Level. Share Class-specific positions (e.g. due to
currency hedging) are
excluded.
Values 1, 2, 3, … n
Example 10
____________________________________________________________________________________________
OF-ID OFRE000020 Field
Name Number Of Index Holdings
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description The field Number Of Index
Holdings is only applicable to passive solutions tracking an
index (ETFs and Index
Funds / physical and synthetic) and shows the count of fund
holdings within the
underlying benchmark.
This figure is provided on
Fund Level. Share Class-specific positions (e.g. due to
currency hedging) are
excluded.
Values 1, 2, 3, … n
Example 10
____________________________________________________________________________________________
OF-ID OFRE000025 Field
Name Share Of Top 10 Investments
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The share (in %) of the 10
largest positions held by the fund based on the gross market
exposure. The ratio gives an indication of the
fund’s concentration risk. This should be
calculated as the gross market exposure of Top
10 investments (excluding cash)
divided by fund’s total
net assets.
This figure is provided on
Fund Level. Share Class-specific positions (e.g. due to
currency hedging) are
excluded.
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.2 (instead of 20%)
____________________________________________________________________________________________
OF-ID OFRE000030 Field
Name Share Of Top 25 Investments
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The share (in %) of the 25
largest positions held by the fund based on the gross market
exposure. The ratio gives an indication of the
fund’s concentration risk. This should be
calculated as the gross market exposure of Top
25 investments (excluding cash)
divided by fund’s total
net assets.
This figure is provided on
Fund Level. Share Class-specific positions (e.g. due to
currency hedging) are
excluded.
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.2 (instead of 20%)
____________________________________________________________________________________________
OF-ID OFRE000200 Field
Name Exposure To Cash
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The fund exposure to cash
(liquidity) as a percentage. Cash represents the net cash
exposure on liquidity
accounts based on the fund’s P&L. The field corresponds to the
CIC field 71 “Cash” (Notes
and coins in circulation that are commonly used to make
payments). Calculations
such as Basel III HQLA (High Quality Liquid Assets) are not
required. Cash amounts on
Subscription and Redemption accounts will not be
included. This field is
intended to show the non-invested part of the portfolio, which is
the same for all share
classes in a fund.
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.043 (instead of 4.3%)
____________________________________________________________________________________________
OF-ID OFRE000250 Field
Name Average Dividend Yield
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The weighted Dividend
Yield of the equity investments held by the fund (excluding
non-dividend paying
instruments such as Cash). Aligned to the traditional
methodology, the dividend
yield of a single stock is calculated by dividing the
effective dividends paid
over the last 12 months by the last stock price. This field is
applicable to equity
funds.
//Please note, as
mentioned in the Fund Ratios and Exposures whitepaper, figures for
multi-asset funds are not
the focus of the first version of the openfunds Fund Ratios
Values Percentage described as a
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.023 (instead of 2.3%)
____________________________________________________________________________________________
OF-ID OFRE000300 Field
Name Linear Average Credit Quality
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The linear average rating
of the bonds held by the fund. The exposure to cash and
other investment types
that are not applicable to the related average ratio should
be excluded from the
calculation of this average. Applicable to bond funds. Further
details can be found in
the white paper "Fund Ratios and Exposures"
(https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures).
Values One- to three-digit
alphabetic code (constituted by As, Bs or Cs only) with optional
+/- symbol
Example AA-
____________________________________________________________________________________________
OF-ID OFRE000305 Field
Name Default Weighted Average Credit Quality
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The weighted average
rating of the bonds held by the fund, using a methodology
decided by the fund
manager. There are different default rates available over
various periods, e.g.
Moody’s Idealized Cumulative Default Probabilities over 10 years
or default rates defined by Morningstar (“New
Methodology for Average Credit
Quality” 2010). The
exposure to cash and other investment types that are not
applicable to the related
average ratio should be excluded from the calculation of
this average. Applicable
to bond funds.
Values AAA / AA+ / AA / AA- / A+
/ A / A- / BBB+ / BBB / BBB- / BB+ / BB / BB- / B+ / B / B- /
CCC+ / CCC / CCC- / CC+ /
CC / CC- / C+ / C / C- / D / Not Rated / Cash / Other
Example AA-
____________________________________________________________________________________________
OF-ID OFRE000310 Field
Name Instrument Credit Quality Methodology
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.26 / --
Description Applicable to bond funds.
Methodology used for aggregating the rating of single
bonds rated by various
authorized rating agencies (lists are available in regulatory
publications such as the
mapping of ECAIs’ credit assessments under Article 136(1)
and (3) of Regulation (EU)
No 575/2013).
Methodologies:
Method 1: Solvency II -
2nd best rating
Method 2: Average Rating
Use of the average of
various ratings. If the average does not correspond to one of
the available categories
(e.g. average between AA / AA- / A), the worse rating
should be used (“adjust
downward”).
Method 3: Most Frequently
Used
Use of the most frequently
used rating. If there are inconsistent ratings (e.g. AA / A+ /
A), the worst rating
should be used.
Method 4: Worst Rating
Use of the worst rating
Further details can be
found in the white paper "Fund Ratios and Exposures"
(https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures).
Values "Solvency II
regulation" / "Average Rating" / "Most Frequently
Used" / "Worst Rating" /
"Proprietary" /
"Other"
Example Solvency II regulation
____________________________________________________________________________________________
OF-ID OFRE000320 Field
Name Credit Rating Classification
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Whether the credit ratings
of the underlying bond investments have been assigned
by accredited or
non-accredited rating agencies. The registered and certified credit
rating agencies in
accordance with Regulation (EC) No 1060/2009 of the European
Parliament and of the
Council of 16 September 2009 on credit rating agencies (the
Credit Rating Agencies
Regulation) is available on the webpage of ESMA
(https://www.esma.europa.eu/credit-rating-agencies/cra-authorisation).
In case of non-accredited
rating agencies, we distinguish between Third-party ratings
(e.g. Swiss bonds are rated by Swiss banks)
and internal ratings (e.g. by the Asset
Manager). Accordingly,
this field has the values Accredited rating agencies / Third-
party ratings / Accredited
and third-party ratings / Internal ratings / Mixed ratings –
mixed ratings should be
selected if the sources of the different instrument ratings in
the fund portfolio are
from all three main rating sources (accredited, third-party and
internal).
Further details can be
found in the white paper "Fund Ratios and Exposures"
(https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures).
Values "accredited
ratings" / "third-party ratings" / "accredited and
third-party ratings" /
"internal
ratings" / "mixed ratings"
Example accredited and third-party
ratings
____________________________________________________________________________________________
OF-ID OFRE000330 Field
Name Average Effective Maturity
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The effective maturity
(net / option-adjusted, in years) of the fund, considering the
expected call date of
callable bonds. Applicable to bond funds investing in bonds
(including convertibles)
with a fix maturity/call date. Average effective maturity
estimates the true
maturity of bonds, considering the first call date of callable bonds /
convertibles. Option-adjusted (net) figures.
Calculation methodology should be
aligned to the standards
of the asset manager and the resulting fixture should be
aligned to other
publications (e.g. Factsheets). The definition available on
“Investopedia” can be used
as a reference
(https://www.investopedia.com/terms/a/average-effective-maturity.asp).
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 3.4
____________________________________________________________________________________________
OF-ID OFRE000335 Field
Name Average Effective Duration
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description A measure of the interest
rate sensitivity (net / option-adjusted) of the fund.
Applicable to bond funds
investing in bonds (including convertibles) with a fix
maturity/call date.
Option-adjusted (net) figures. Calculation methodology should be
in line with the standards
of the asset manager and the resulting fixture should be
aligned to other
publications (e.g. Factsheets). If the underlying bonds do not include
embedded options, the
modified duration can be used. In case of callable bonds,
the first call date should
be used for the calculation.
The Morningstar definition
(as per 30.04.2018) can be used as a reference: “A holding
weighted average of
effective duration, a measure of duration that accounts for
embedded options, which
measures the percentage change in value of the portfolio
for a change in interest
rates or yield, expressed as a ratio.” If the bonds do not
include embedded options,
the modified duration can be used. The CFI (Corporate
Finance Institute®)
provides further details on its webpage
(https://corporatefinanceinstitute.com/resources/fixed-income/duration/).
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 4.5
____________________________________________________________________________________________
OF-ID OFRE000340 Field
Name Option Adjusted Spread
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description A measure of the
difference between the average interest rates of underlying bond
portfolio and related
risk-free rates (appropriate for market and currency, e.g. US
Treasury bonds or LIBOR
money market/related replacement), expressed in basis
points. Applicable to bond
funds. Option-adjusted (net) figures. Calculation
methodology should be in
line with the standards of the asset manager and the
resulting fixture should
be aligned to other publications (e.g. Factsheets). The
definition available on “Investopedia”
can be used as a reference
(https://www.investopedia.com/terms/c/creditspread.asp).
This is applicable to
traditional bond funds.
Values Percentage described as
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.003 (instead of 0.3%)
____________________________________________________________________________________________
OF-ID OFRE000345 Field
Name Average Effective Spread Duration
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Highlights the sensitivity
of the underlying corporate bond portfolio to changes in
credit spreads. For
example, floating rate notes may have a marginal effective
duration but a very
meaningful spread duration. In case of callable bonds, the first
call date should be used
for the calculation. The credit spread is the difference
between the yield of a
security and the yield of a benchmark rate, such as a cash
interest rate or
government bond yield.
Applicable to bond funds
investing in corporate bonds (including convertibles) with a
fix maturity/call date. Option-adjusted (net)
figures. Calculation methodology should
be in line with the
standards of the asset manager and the resulting fixture should be
aligned to other
publications (e.g. Factsheets).
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 3.8
____________________________________________________________________________________________
OF-ID OFRE000350 Field
Name Yield To Maturity
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The yield to maturity
(YTM) or redemption yield of a bond or other fixed-interest
security, such as gilts,
is the internal rate of return (IRR, overall interest rate) earned by
an investor who buys the
bond today at the market price, assuming that the bond
will be held until
maturity, and that all coupon and principal payments will be made
on schedule. Yield to maturity is actually an estimation
of future return, as the rate at
which coupon payments can
be reinvested when received is unknown. The figure is
given before taking into
account cost such as currency hedging or management fee.
Applicable to bond funds
investing in bonds (including convertibles) with a fix
maturity/call date.
Calculation methodology should be in line with the standards of
the asset manager and the
resulting fixture should be aligned to other publications
(e.g. Factsheets).
Values Percentage described as decimal figure,
rounded to maximal 7 digits after the
decimal point.
Example 0.018 (instead of 1.8%)
____________________________________________________________________________________________
OF-ID OFRE000355 Field
Name Yield To Worst
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The lowest of yields to
all call dates, to put dates, or the yield to maturity. Effective
YTW before taking into
account cost such as currency hedging or management fee.
Applicable to bond funds
investing in bonds (including convertibles) with a fix
maturity/call date.
Calculation methodology should be in line with the standards of
the asset manager and the
resulting fixture should be aligned to other publications
(e.g. Factsheets).
Values Percentage described as
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.003 (instead of 0.3%)
____________________________________________________________________________________________
OF-ID OFRE000360 Field
Name Average Coupon
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description A measure of the weighted
coupon of the bond investments held by the fund
(excluding non-coupon
paying instruments such as Cash). This is applicable to
traditional bond funds.
Calculation methodology
should be aligned to the standards of the asset manager
and the resulting fixture
should be aligned to other publications (e.g. Factsheets).
Values Percentage described as
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.019 (instead of 1.9%)
____________________________________________________________________________________________
OF-ID OFRE000370 Field
Name Exposure Loss-absorbing Securities
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description A measure of the
allocation that is subject to any technical loss-absorption triggers or
write downs (like AT1
CoCos). Further details can be found in the Basel III
requirements for total
loss-absorbing capacity (TLAC). The field is applicable to bond
Values Percentage described as
decimal figure, rounded to maximal 7 digits after the
decimal point.
Example 0.12 (instead of 12%)
____________________________________________________________________________________________
OF-ID OFRE000400 Field
Name Weighted Average Maturity
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description Weighted Average Maturity
(WAM) is a measure of the average length of time to
maturity (in days) of all
of the underlying securities in the fund weighted to reflect the
relative holdings in each
instrument, assuming that the maturity of a floating rate
instrument is the time
remaining until the next interest rate reset to the money market
rate, rather than the time
remaining before the principal value of the security must be
repaid. In practice, WAM is used to measure
the sensitivity of a money market fund
to changing money market
interest rates. Definitions are
available from both CESR’s
Guidelines on a common
definition of European money market funds and the EU
regulation 2017/1131.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 50.2
____________________________________________________________________________________________
OF-ID OFRE000405 Field
Name Weighted Average Life
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description WAL (Weighted Average
Life) is the weighted average of the remaining life (maturity)
of each security held in a
fund, meaning the time until the principal is repaid in full
(disregarding interest and
not discounting). Contrary to what is done in the
calculation of the WAM,
the calculation of the WAL for floating rate securities and
structured financial
instruments does not permit the use of interest rate reset dates
and instead only uses a
security’s stated final maturity. WAL is used to measure the
credit risk, as the longer
the reimbursement of principal is postponed, the higher is the
credit risk. WAL is also used to limit the liquidity risk.
Definitions are available from both
CESR’s Guidelines on a common definition of
European money market funds and the
EU regulation 2017/1131.
Values Decimal figure, rounded to
maximal 7 digits after the decimal point.
Example 70.6
____________________________________________________________________________________________
OF-ID OFRE000500 Field
Name Top Ten Positions
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Sorted enumeration in
descending order (by weight) of the 10 biggest single positions
within the fund and their
weight within the portfolio, sorted in descending order. In
order to identify the
holding, the name and the ISIN of each position should be
provided (if available).
- cash-related positions
(such as bank accounts and FX forwards) and hedges should
be excluded
- no look-through in case
of funds investing in single securities and funds
- look-through in case of
index funds and ETFs
- top ten index positions
in case of synthetically replicating ETFs
- top ten funds in case of
pure fund of funds
For this breakdown,
"OFRE100108 Fund Ratios And Exposures Value Type" is mandatory
and should contain the
name of each position. "OFRE100109 Fund Ratios And
Exposures Value Type
ID" must also be included if available and should contain the
holding ISIN.
Please refer to the
"Fund Ratios and Exposures whitepaper
(https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures)
for
an example of the
provision of this data. We would expect a table of maximal 10
rows, each with the
holding name and ISIN.
Values Up to 10 rows of positions
and weights, in the format described in the File Structure
section at the end of
https://www.openfunds.org/knowledge/whitepapers/fund-
ratios-and-exposures
Example
____________________________________________________________________________________________
OF-ID OFRE000520 Field
Name Country Breakdown
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description A breakdown of the single
country exposure of the fund. To ensure that the figures
represent the effective
exposure, the country of company headquarters/head office
should be used (issuer
country in case of bond funds). The two-letter ISO codes are
used as country
identifier. Corresponds to the “Solvency II Tripartite Template TPT
Version 4.0, field
52_Issuer_country”.
- country assignment
should be based on country of the headquarters/head office
(risk country)
- two-letter ISO codes
should be used for countries
- cash holdings should be
assigned "Cash"
- if no country is
applicable and the position is not cash, "Other" should be used
For this breakdown,
"OFRE100108 Fund Ratios And Exposures Value Type" is mandatory
and should contain the ISO
3166-2 code of each country represented in the portfolio.
Please refer to the
"Fund Ratios and Exposures whitepaper
(https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures)
for
an example of the
provision of this data. We would expect a table of data, each
with the holding country
code.
Values Rows of country ISO codes
(as shown at https://www.iso.org/iso-3166-country-
codes.html) and weights,
in the format described in the File Structure section at the
end of
https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures
Example
____________________________________________________________________________________________
OF-ID OFRE000540 Field
Name Currency Breakdown Before Share Class Hedging
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description A breakdown of the risk
currencies held by the fund before share class hedging (e.g.
NAV). Active currency
views implemented via derivatives (on fund level) should be
considered. The related
exposures are also derivable from TPT (Solvency II Tripartite
Template).
- currency views
implemented via derivatives (on fund level) shall be considered
- three-letter ISO 4217
codes should be used for currencies
- XXX should be used for
"no currency"
For this breakdown,
"OFRE100108 Fund Ratios And Exposures Value Type" is mandatory
and should contain the ISO
4217 code of each currency represented in the portfolio
(using XXX for “no
currency” and XAU/XAG etc. for gold and other materials).
Please refer to the
"Fund Ratios and Exposures whitepaper
(https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures)
for
an example of the
provision of this data. We would expect a table of maximal 10
rows, each with the
holding name and ISIN.
Values Rows of three-letter
currency ISO 4217 codes (as shown at https://www.currency-
iso.org/en/home/tables/table-a1.html)
and weights, in the format described in the File
Structure section at the end of
https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures
Example
____________________________________________________________________________________________
OF-ID OFRE000560 Field
Name Equity Sector Breakdown
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description A breakdown of the
effective sector exposure of the fund (delta-adjusted),
applicable to equity funds
only. ABS should include sub asset classes such as MBS
(Mortgage Backed
Securities). Corporate covered bonds (e.g. Swiss or German
Pfandbriefe) should be
assigned to the Financials sector.
For this breakdown,
"OFRE100108 Fund Ratios And Exposures Value Type" is mandatory
and should contain the
name of each sector represented in the portfolio, from the
following list:
"Communication
Services" / "Consumer Discretionary" / "Consumer
Staples" / "Energy" /
"Financials" /
"Health Care" / "Industrials" / "Technology" /
"Materials" / "Real Estate" /
"Utilities" /
"Cash" / "Other"
To provide a secondary
confirmation of the sector, "OFRE100109 Fund Ratios And
Exposures Value Type
ID" may also be provided (optionally) and the following codes
should be used,
corresponding to the names above:
"COMM" /
"COND" / "CONS" / "ENER" / "FINA" /
"HLTC" / "INDS" / "TECH" / "MTRL" /
"REAL"
/ "UTIL" /
"CASH" / "OTHR"
Please refer to the
"Fund Ratios and Exposures whitepaper
(https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures)
for
an example of the
provision of this data. We would expect a table of maximal 10
rows, each with the
holding name and ISIN.
Values Rows of sector names (as
shown in the field description) and weights, in the format
described in the File
Structure section at the end of
https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures
Example
____________________________________________________________________________________________
OF-ID OFRE000565 Field
Name Bond Sector Breakdown
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description A breakdown of the
effective sector exposure of the fund (delta-adjusted),
applicable to bond funds
only. ABS should include sub asset classes such as MBS
(Mortgage Backed
Securities). Corporate covered bonds (e.g. Swiss or German
Pfandbriefe) should be
assigned to the Financials sector.
For this breakdown,
"OFRE100108 Fund Ratios And Exposures Value Type" is mandatory
and should contain the
name of each sector represented in the portfolio, from the
following list:
"Communication
Services" / "Consumer Discretionary" / "Consumer
Staples" / "Energy" /
"Financials" /
"Health Care" / "Industrials" / "Technology" /
"Materials" / "Real Estate" /
"Utilities" /
"Government" / "Government-Related Regional and Local" /
"Government-
Related Development Bank
and Supranational" / "ABS (Asset Backed Securities)" /
"Cash" /
"Other"
To provide a secondary
confirmation of the sector, "OFRE100109 Fund Ratios And
Exposures Value Type
ID" may also be provided (optionally) and the following codes
should be used,
corresponding to the names above:
"COMM" /
"COND" / "CONS" / "ENER" / "FINA" /
"HLTC" / "INDS" / "TECH" / "MTRL" /
"REAL"
/ "UTIL" /
"GOVN" / "GOVR" / "GOVB" / "MBSE" /
"CASH" / "OTHR"
Please refer to the
"Fund Ratios and Exposures whitepaper
(https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures)
for
an example of the
provision of this data. We would expect a table of maximal 10
rows, each with the
holding name and ISIN.
Values Rows of sector names (as
shown in the field description) and weights, in the format
described in the File
Structure section at the end of
https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures
Example
____________________________________________________________________________________________
OF-ID OFRE000570 Field
Name Market Cap Breakdown
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Applicable to equity
funds. A breakdown of the market capitalization of the
underlying equity exposure
(excluding cash and other positions). If possible, the
methodology/thresholds of
the benchmark provider of the fund (defined in field
"OFST023200
Benchmark") should be used to define Large, Mid and Small Caps. If the
fund does not have a
benchmark, the categories are based on standards
applicable to the equity
market(s) that the fund is invested in. Major index providers
covering the local markets
may also provide further guidance on the classification.
For the Swiss Market, the
index structure of the Swiss Performance Index (SPI®)
provided by © SIX Group
could be used. The index is divided into the sub-indices SPI®
Large, SPI® Mid and SPI® Small. Further
details can be found in the SPI Family
Factsheet .
For this breakdown,
"OFRE100108 Fund Ratios And Exposures Value Type" is mandatory
and should contain the
name of each capitalisation bracket represented in the
portfolio, from the
following list:
"Large Cap" /
"Mid Cap" / "Small Cap" / "Cash" /
"Other"
To provide a secondary
confirmation of the capitalisation bracket, "OFRE100109 Fund
Ratios And Exposures Value
Type ID" may also be provided (optionally) and the
following codes should be
used, corresponding to the names above:
"LCAP" /
"MCAP" / "SCAP" / "CASH" / "OTHR"
Please refer to the
"Fund Ratios and Exposures whitepaper
(https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures)
for
an example of the
provision of this data. We would expect a table of maximal 10
rows, each with the
holding name and ISIN.
Values Rows of market
capitalisation categories (as shown in the field description) and
weights, in the format
described in the File Structure section at the end of
https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures
Example
____________________________________________________________________________________________
OF-ID OFRE000580 Field
Name Credit Rating Breakdown
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description Applicable to fixed income
funds. A breakdown of the exposure per rating category.
Please refer to the field
"OFRE000310 Instrument Credit Quality Methodology" if a single
bond is rated by more than one agency. The
related exposures are also derivable
from TPT (Solvency II
Tripartite Template). TPT uses the “EU Regulation (Solvency II)”-
methodology to aggregate
ratings.
For this breakdown,
"OFRE100108 Fund Ratios And Exposures Value Type" is mandatory
and should contain the
name of each rating represented in the portfolio, from the
following list:
AAA / AA+ / AA / AA- / A+
/ A / A- / BBB+ / BBB / BBB- / BB+ / BB / BB- / B+ / B / B- /
CCC+ / CCC / CCC- / CC+ /
CC / CC- / C+ / C / C- / D / Not Rated / Cash / Other
Please refer to the
"Fund Ratios and Exposures whitepaper
(https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures)
for
an example of the
provision of this data. We would expect a table of maximal 10
rows, each with the
holding name and ISIN.
Values Rows of credit rating
categories (as shown in the field description) and weights, in the
format described in the
File Structure section at the end of
https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures
Example
____________________________________________________________________________________________
OF-ID OFRE000590 Field
Name Maturity Breakdown
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description A breakdown of the
effective maturities of the underlying investments in the fund.
Different maturity periods
should be used for bond and money market funds. In case
of callable assets, the
first call date should be used.
For this breakdown,
"OFRE100108 Fund Ratios And Exposures Value Type" is mandatory
and should contain the
name of each maturity bracket represented in the portfolio,
from the following lists:
Fixed Income Funds:
0-1y / 1-2y / 2-3y / 3-4y
/ 4-5y / 5-6y / 6-7y / 7-8y / 8-9y / 9-10y / 10-15y / 15-20y / 20-25y /
25-30y / >30y / Cash /
Other
Money Market Funds:
Overnight / 0-1w / 1-4w /
1-2m / 2-3m / 3-4m / 4-5m / 5-6m / 6-7m / 7-8m / 8-9m / 9-10m
/ 10-11m / 11-12m /
>12m / Cash / Other
Please refer to the
"Fund Ratios and Exposures whitepaper
(https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures)
for
an example of the
provision of this data. We would expect a table of maximal 10
rows, each with the
holding name and ISIN.
Values Rows of maturity
categories (as shown in the field description) and weights, in the
format described in the
File Structure section at the end of
https://www.openfunds.org/knowledge/whitepapers/fund-ratios-and-exposures
Example
____________________________________________________________________________________________
OF-ID OFRE100000 Field
Name Fund Ratios And Exposures Valuation Date
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.26 / --
Description The valuation date
relevant to the fund ratio/exposure. Fund Ratios and Exposures
are typically based on
month-end valuations that are specified per share class. For
money market funds, some
dates may not be month-end for regulatory reasons.
The effective
distributions of distributing share classes (Annual Distribution at Financial
Year End / Annual
Distribution Yield at Financial Year End) may be delivered on an
annual basis, based on the
fiscal year of the fund.
Values YYYY-MM-DD
Example 2020-05-28
____________________________________________________________________________________________
OF-ID OFRE100100 Field
Name Fund Ratios And Exposures Data Type
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description The openfunds identifier
(OF-ID) for the ratio/exposure openfunds data being
Values 10 digit alphanumeric
OF-ID code, consisting of the letters OFRE followed by 6
Example OFRE000590
____________________________________________________________________________________________
OF-ID OFRE100105 Field
Name Fund Ratios And Exposures Field Name
Field Tags Ratios and Exposures
Field Level Fund Link Reference OFRE100100
Data Type string Introduced / Revoked 1.26 / --
Description The field name of the
ratio/exposure openfunds data being displayed. This field is
optional, as it is linked
to "OFRE100100 Fund Ratios And Exposures Data Type" and can
be assumed based on this value.
Values openfunds field name
Example Maturity Breakdown
____________________________________________________________________________________________
OF-ID OFRE100108 Field
Name Fund Ratios And Exposures Value Type
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.26 / --
Description For breakdowns, the name
or code representing the Fund Ratios And Exposures Value
Type, if relevant. For example, for
"OFRE000520 Country Breakdown" this would be the
ISO-3166 2-letter country
code. This is not relevant to all Fund Ratios And Exposures
Value Types but is a
mandatory requirement whenever the "OFRE100100 Fund Ratios
And Exposures Data
Type" can have more than one row (breakdowns).
Values The name or code relevant
to the breakdown value type
Example FR
____________________________________________________________________________________________
OF-ID OFRE100109 Field
Name Fund Ratios And Exposures Value Type ID
Field Tags Ratios and Exposures
Field Level Fund Link Reference OFRE100108
Data Type string Introduced / Revoked 1.26 / --
Description For breakdowns, the ID
representing the Fund Ratios And Exposures Value Type, if
relevant. For example, for
"OFRE000500 Top Ten Positions" this would be the ISIN of the
holding. This is not
relevant to all Fund Ratios And Exposures Value Types and is an
optional field, which
should be used in concert with "OFRE100108 Fund Ratios And
Exposures Value
Type". This field must be provided for "OFRE000500 Top Ten
Positions" if
available as it assists in
the correct identification of the position.
When used for breakdowns
where the primary identifier is a name rather than a code
(e.g. "OFRE000560
Sector Breakdown") this can help avoid issues caused by spelling
mistakes in the segment
name.
Values The name of the breakdown
value type
Example HLTC
____________________________________________________________________________________________
OF-ID OFRE100110 Field
Name Fund Ratios And Exposures Value
Field Tags Ratios and Exposures
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.26 / --
Description The value of the Fund
Ratios And Exposures Value Type. For example, for "OFRE000520
Country Breakdown"
this would be the numerical proportion of that breakdown
component.
Values Integer, percentage, or
decimal figure, rounded to maximal 7 digits after the decimal
point
Example 0.258 (instead of 25.8%)
____________________________________________________________________________________________
OF-ID OFPH000010 Field
Name Holding as at Date
Field Tags Portfolio Holdings
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.27 / --
Description The date at which the
holdings data is accurate.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is:
TPT: 6_Valuation_date.//
Values YYYY-MM-DD
Example 2020-12-31
____________________________________________________________________________________________
OF-ID OFPH000020 Field
Name Portfolio Currency
Field Tags Portfolio Holdings
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The currency of the
portfolio as shown in a given OFPH data file. Depending on the file
this is typically the same as OFST010410 Fund
Currency but may, in some cases, be a
different currency used by
the full portfolio holdings data provider.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is:
TPT:
4_Portfolio_currency_(B).//
Values Please use ISO code 4217
as it can be found on https://www.currency-
iso.org/en/home/tables/table-a1.html.
Example GBP
____________________________________________________________________________________________
OF-ID OFPH000030 Field
Name Holding Level
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Whether the position in
question is the same for all share classes in the fund ("Fund") or
varies per share class
("Share Class"). For example, there are funds that perform
portfolio hedging on share
class level, in which case "Share Class" positions will be
required.
Please note, some
openfunds users may be unable to process Share Class-level
Values "Fund" /
"Share Class"
Example Fund
____________________________________________________________________________________________
OF-ID OFPH000050 Field
Name Portfolio Duration
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The average modified
duration (OFPH000465 Holding Modified Duration) in years of
the portfolio. Only
applicable to funds mainly invested in bonds (>50%).
- only applies to CIC
categories 1, 2, 4 (when applicable, e.g. for investment funds
mainly invested in bonds),
5 and 6.
- For assets without fixed
maturity the first call date shall be
used.
- For derivatives with a
duration measure defined as the ’residual
modified duration’
for which a duration
measure is applicable - this has been explained by EIOPA as the
duration based on the
remaining livetime of the derivative - thus "modified duration.
- Calculated as net
duration between in and out flows from the derivative, when
applicable
- The duration to be
calculated based on economic value.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
10_Portfolio_modified_duration. //
Values Decimal figure.
Example
____________________________________________________________________________________________
OF-ID OFPH000060 Field
Name Portfolio Liquidity
Field Tags Portfolio Holdings
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description The amount of liquid
holdings in the portfolio. This is calculated as a sum of the market
value (OFPH000250 Holding Market Value in
Portfolio Currency) of all holdings within
the fund that are within
the category OFPH000210 Holding Instrument Type = 7 (Cash
and deposits). As this
value is a subset of total holding value, it should always be less
than OFDY000060 AuM Fund.
Values
Example
____________________________________________________________________________________________
OF-ID OFPH000100 Field
Name Holding ISIN
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description International Securities
Identification Number (ISIN) of the holding.
Please note, there may be
licensing requirements associated with the use of this field
for certain regions
(particularly in the USA and Canada), either by ingesting, storing, or
distributing the data. If in doubt, please
contact the license holder before using
data in this field format.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
14_Identification_code_of_the_instrument where
15_Type_of_identification_code_for_the_instrument
= 1.//
Values alphanumeric 12-character
code
Example GB0002634946
____________________________________________________________________________________________
OF-ID OFPH000110 Field
Name Holding WKN
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description German securities
identification number (Wertpapierkennnummer) of the holding.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
14_Identification_code_of_the_instrument where
15_Type_of_identification_code_for_the_instrument
= 4. //
Values alphanumeric 6-character
code
Example A1J0A4
____________________________________________________________________________________________
OF-ID OFPH000120 Field
Name Holding VALOR
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description Swiss securities
identification number (Valor) of the holding. Also known as Valoren
code.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
14_Identification_code_of_the_instrument where
Values numeric 6- to 9-character
code
Example 672577
____________________________________________________________________________________________
OF-ID OFPH000130 Field
Name Holding Ticker
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The ticker symbol of the
holding, for exchange traded instruments. Only the ticker
should be provided in this
field, not the Market Identifier Code/Exchange Code,
which must be given in
OFPH000135 Holding MIC if this field is populated.
// In combination with
OFPH000135 Holding MIC, the correspondent field introduced
by FinDatEx with their
Solvency II Tripartite Template (TPT) is: TPT:
14_Identification_code_of_the_instrument
where
15_Type_of_identification_code_for_the_instrument
= 5. //
Values 3 to 5 letter alphabetic
code, no special characters
Example AAPL
____________________________________________________________________________________________
OF-ID OFPH000135 Field
Name Holding MIC
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The ISO 10383 Market
Identifier Code (MIC) of the holding, for exchange traded
instruments. Only the
Market Identifier Code/Exchange Code should be provided in
this field, not the
Ticker, which must be given in OFPH000130 Holding Ticker if this field is
populated.
// In combination with
OFPH000130 Holding Ticker, the correspondent field introduced
by FinDatEx with their
Solvency II Tripartite Template (TPT) is: TPT:
14_Identification_code_of_the_instrument
where
15_Type_of_identification_code_for_the_instrument
= 5.//
Values 4 character alphabetic
code, please use ISO code 10383, a list of which can be
found at
https://www.iso20022.org/market-identifier-codes
Example XLON
____________________________________________________________________________________________
OF-ID OFPH000140 Field
Name Holding SEDOL
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The Stock Exchange Daily
Official List number of the holding. A code used by the
London Stock Exchange to
identify foreign stocks.
Please note, there may be
licensing requirements associated with the use of this field,
either by ingesting,
storing, or distributing the data. If in doubt, please contact the
license holder before
using data in this field format.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
14_Identification_code_of_the_instrument where
15_Type_of_identification_code_for_the_instrument
= 3.//
Values alphanumeric 7-character
code
Example BYRPGV8
____________________________________________________________________________________________
OF-ID OFPH000145 Field
Name Holding CUSIP
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The Committee on Uniform
Security Identification Procedures identifier, owned by the
American Bankers
Association and is operated by S&P Global Market Intelligence.
Please note, there may be
licensing requirements associated with the use of this field,
either by ingesting,
storing, or distributing the data. If in doubt, please contact the
license holder before
using data in this field format.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
14_Identification_code_of_the_instrument where
15_Type_of_identification_code_for_the_instrument
= 2.//
Values
Example
____________________________________________________________________________________________
OF-ID OFPH000150 Field
Name Holding APIR Code
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description An identifier for the
Australian wealth management industry, issued by APIR.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
14_Identification_code_of_the_instrument where
15_Type_of_identification_code_for_the_instrument
= 99//
Values alphanumeric 9-character
code
Example ETL0109AU
____________________________________________________________________________________________
OF-ID OFPH000155 Field
Name Holding Bloomberg Ticker
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Bloomberg code of the
holding, including country abbreviation (e.g. LX for
Luxembourg). Not
applicable for ETFs as there are several Bloomberg Codes Of
Listings (OFST300250).
Please note, there may be
licensing requirements associated with the use of this field,
either by ingesting,
storing, or distributing the data. If in doubt, please contact the
license holder before
using data in this field format.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
14_Identification_code_of_the_instrument where
15_Type_of_identification_code_for_the_instrument
= 5//
Values [List] of Bloomberg codes
Example DANUBIA AV
____________________________________________________________________________________________
OF-ID OFPH000170 Field
Name Holding FIGI
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The Financial Instrument
Global Identifier (FIGI) of the holding. FIGI is an open
standard, unique
identifier of financial instruments.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
14_Identification_code_of_the_instrument where
15_Type_of_identification_code_for_the_instrument
= 6 or 8. //
Values 12-character alphanumeric
code
Example B B G 0 0 0 B L N N V 0
____________________________________________________________________________________________
OF-ID OFPH000190 Field
Name Holding Other Identifier
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description A holding identifier from
the list given in "OFPH000195 Holding Other Identifier Type".
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
14_Identification_code_of_the_instrument where
15_Type_of_identification_code_for_the_instrument
= 9 or 99. //
Values Free text, within the
codification of the given identifier type.
Example AB123456
____________________________________________________________________________________________
OF-ID OFPH000195 Field
Name Holding Other Identifier Type
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The type of holding
identifier given in "OFPH000190 Holding Other Identifier", from the
following list of options:
Citi Code - FE fundinfo's
internal fund identifier
Internal - An internal
holding identifier used by the fund or holding
None - No identifier, e.g.
for cash positions
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
15_Type_of_identification_code_for_the_instrument = 9 or 99//
Values "Citi
Code"/"Internal"/"None"
Example Internal
____________________________________________________________________________________________
OF-ID OFPH000200 Field
Name Holding Name
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The name of a given
security invested in by a fund.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
17_Instrument_name.//
Values The name of the holding
Example BAE SYSTEMS PLC ORD
GBP.025
____________________________________________________________________________________________
OF-ID OFPH000205 Field
Name Holding Grouping Code
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description If the portfolio shows
multiple legs of an instrument split over multiple lines, rather than
o a single line basis,
this field should be used to give an identifier that links the
separate legs of a single
instrument together.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
16_Grouping_code_for_multiple_leg_instruments.//
Values Alphanumeric string
Example
____________________________________________________________________________________________
OF-ID OFPH000210 Field
Name Holding Instrument Type
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The type of financial
instrument of the holding, using the same broad categories as
those in the third digit
of the OFPH000215 Holding CIC. One of the options in the
following closed list
shall be used:
1 - Government bonds
2 - Corporate bonds
3L - Listed equity
3X - Unlisted equity
4 - Collective Investment
Undertakings
5 - Structured notes
6 - Collateralised
securities
7 - Cash and deposits
8 - Mortgages and loans
9 - Properties
0 - Other investments
(including receivables)
A – Futures
B – Call Options
C – Put Options
D – Swaps
E – Forwards
F – Credit derivatives
L - Liabilities
Values "1" /
"2" / "3L" / "3X" / "4" / "5"
/ "6" / "7" / "8" / "9" / "0"
/ "A" / "B" / "C" / "D" / "E"
/ "F" / "L"
Example 1
____________________________________________________________________________________________
OF-ID OFPH000215 Field
Name Holding CIC
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The Complementary
Identification Code (CIC) of the portfolio holding. The code is
composed of four
alphanumeric digits. The first two digits represent geographic
information of the main
stock exchange (ISO 3166-1-alpha-2 country code), whereas
the third and fourth digit
give information about the type of the financial instrument.
A table of CICs can be
found at https://openfunds.org/wp-
content/uploads/2023/05/openfunds-OFPH-instrument-type-and-asset-class.pdf.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is:
TPT:
12_CIC_code_of_the_instrument.//
Values Four-digit alphanumeric
code
Example
____________________________________________________________________________________________
OF-ID OFPH000250 Field
Name Holding Market Value in Portfolio Currency
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description The total market value of
the holding as a whole, with accrued interest included if
applicable, in OFPH000020
Portfolio Currency.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
24_Market_valuation_in_portfolio_currency_(B). //
Values Decimal figure.
Example 785085.56
____________________________________________________________________________________________
OF-ID OFPH000255 Field
Name Holding Market Value in Holding Currency
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The total market value of
the holding as a whole,with accrued interest included if
applicable, in OFPH000400
Holding Currency.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
22_Market_valuation_in_quotation_currency_(A).//
Values Decimal figure.
Example 786892.43
____________________________________________________________________________________________
OF-ID OFPH000260 Field
Name Holding Clean Market Value in Portfolio Currency
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The total market value of
the holding as a whole, with accrued interest excluded if
applicable, in OFPH000020
Portfolio Currency.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
25_Clean_market_valuation_in_portfolio_currency_(B). //
Values Decimal figure.
Example 783452.88
____________________________________________________________________________________________
OF-ID OFPH000270 Field
Name Holding Market Exposure in Portfolio Currency
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The market exposure amount
of the position, different from market value for
derivatives, in OFPH000020
Portfolio Currency.
This field used for FX
exposures, equity exposures, credit and interest rates; using the
following rules:
* exposure on derivatives
are deriving from equivalent exposure on simple underlying
instruments without
considering type of risk to be evaluated
*both Put and CDS should
have negative exposures and positive quantities or
nominal amounts for long
positions, with positive exposure for short positions
*residual maturity should
be handled by inf=ormation system that will do SCR
calculations and produce
QRTs
* exposure on cash or
equivalent should be equal to the valuation ( exposure for
interest rate risks should
be obtained by multiplying the amount by the modified
duration (field 90) and
for credit risk by credit sensitivity (field 91)
* exposure for options or convertible bond
instruments should be used by multiplying
the exposure by the delta
for the relevant risk category.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
28_Market_exposure_amount_in_portfolio_currency_(B).//
Values Decimal figure.
Example
____________________________________________________________________________________________
OF-ID OFPH000275 Field
Name Holding Market Exposure in Holding Currency
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The market exposure amount
of the position, different from market value for
derivatives, in OFPH000400
Holding Currency.
This field used for FX
exposures, equity exposures, credit and interest rates; using the
following rules:
*exposure on derivatives
are deriving from equivalent exposure on simple underlying
instruments without
considering type of risk to be evaluated
*both Put and CDS should
have negative exposures and positive quantities or
nominal amounts for long
positions, with positive exposure for short positions
*residual maturity should
be handled by inf=ormation system that will do SCR
calculations and produce
QRTs
* exposure on cash or
equivalent should be equal to the valuation ( exposure for
interest rate risks should
be obtained by multiplying the amount by the modified
duration (field 90) and
for credit risk by credit sensitivity (field 91)
* exposure for options or convertible bond
instruments should be used by multiplying
the exposure by the delta
for the relevant risk category.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
27_Market_exposure_amount_in_quotation_currency_(A).//
Values Decimal figure.
Example
____________________________________________________________________________________________
OF-ID OFPH000280 Field
Name Holding Market Exposure in Weight
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The market exposure of the
position expressed as a percentage of the total net asset
value of the portfolio.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
30_Market_exposure_in_weight.//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFPH000290 Field
Name Holding Contract Size
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description For Futures & Options:
number of underlying assets in the contract (e.g. for equity
futures it is the number
of equities to be delivered per derivative contract at
maturity, for bond futures
it is the reference amount underlying each contract). The
way the contract size is
defined varies according with the type of instrument. For
futures on equities it is
common to find the contract size defined as a function of the
number of shares
underlying the contract. For futures on
bonds, it is the bond nominal
amount underlying the contract.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
20_Contract_size_for_derivatives.//
Values Decimal figure.
Example
____________________________________________________________________________________________
OF-ID OFPH000300 Field
Name Holding Net Weight as Percentage
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description The size of the holding as
a percentage (expressed as a decimal) of the Total Net
Assets (fund size) of the
entire fund. Expressed as a decimal, i.e. 100% should be
written as 1.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Values Percentage described as a
decimal figure
Example 0.125
____________________________________________________________________________________________
OF-ID OFPH000400 Field
Name Holding Currency
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The currency of the
holding.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
21_Quotation currency (A). //
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example EUR
____________________________________________________________________________________________
OF-ID OFPH000410 Field
Name Holding NACE Code
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The sector of the holding,
using the EIOPA NACE code. The NACE should be full
version for category K
i.e. 5 characters without dots. The EIOPA requires only the first
letter for non financial
sectors. Alternatively, 5 characters or the leading letter for
sectors other than K. NACE
codes can be found at
https://ec.europa.eu/eurostat/web/nace/overview
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
54_Economic_sector. //
Values If the holding is within
category K, up to 5-character alphanumeric code. If not in
category K, single
alphabet character.
Example K9419
____________________________________________________________________________________________
OF-ID OFPH000420 Field
Name Holding Risk Country
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The ISO 3166-1-alpha-2
country code of the primary risk country of the holding.
Values [List] of ISO
3166-1-alpha-2 country codes as it can be found on
https://en.wikipedia.org/wiki/ISO_3166-1
or on https://www.iso.org.
Example AU
____________________________________________________________________________________________
OF-ID OFPH000430 Field
Name Holding Asset Class
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The asset class of the
holding.
This field exists to allow
users to assign an asset class of their choosing to a holding, in
whatever format the sender
and recipient prefer. OFPH000215 Holding CIC may be
used to give a more
standardised view of the holding asset type.
Values Free text.
Example
____________________________________________________________________________________________
OF-ID OFPH000435 Field
Name Holding GICS Sector Code
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description The GICS® (Global Industry
Classification Standard) sector code of the holding
instrument. More
information can be found at https://www.msci.com/our-
solutions/indexes/gics.
Please note that GICS was
developed by and is the exclusive property and a
trademark of Standard
& Poor’s Financial Services LLC (“S&P”) and Morgan Stanley
Capital International Inc.
(“MSCI”). Usage of data in this field format, in the form of
sending, receiving,
storing, or otherwise utilising the data may require any and all
parties involved to hold
the correct license.
Values GICS sector, industry
group, industry or sub-industry code according to the structure
on
https://www.msci.com/our-solutions/indexes/gics.
Example 15101010
____________________________________________________________________________________________
OF-ID OFPH000440 Field
Name Holding Credit Rating
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The credit rating assigned
to the holding.
Please note, there may be
licensing requirements associated with the use of this field,
either by ingesting,
storing, or distributing the data. If in doubt, please contact the
license holder before
using data in this field format.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
112_Credit_rating. //
Values AAA / AA+ / AA / AA- / A+
/ A / A- / BBB+ / BBB / BBB- / BB+ / BB / BB- / B+ / B / B- /
CCC+ / CCC / CCC- / CC+ /
CC / CC- / C+ / C / C- / D / Not Rated / Cash / Other
Example AA-
____________________________________________________________________________________________
OF-ID OFPH000445 Field
Name Holding Credit Rating Agency
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The name of the rating
agency assigning the credit rating in OFPH000440 Holding
Credit Rating.
Please note, there may be
licensing requirements associated with the use of this field,
either by ingesting,
storing, or distributing the data. If in doubt, please contact the
license holder before
using data in this field format.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
113_Rating_agency. //
Values The name of the rating
agency
Example
____________________________________________________________________________________________
OF-ID OFPH000450 Field
Name Holding Number of Shares
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description The number of shares held
in the holding, typically relevant to equity investments.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
18_Quantity. //
Values 1, 2, 3, … n
Example 1000
____________________________________________________________________________________________
OF-ID OFPH000452 Field
Name Holding Price in Portfolio Currency
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.31 / --
Description The price of a single unit
of the holding, quoted in OFPH000020 Portfolio Currency.
Values
Example
____________________________________________________________________________________________
OF-ID OFPH000455 Field
Name Holding Price in Holding Currency
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The price of a single unit
of the holding, quoted in OFPH000400 Holding Currency.
Values
Example
____________________________________________________________________________________________
OF-ID OFPH000460 Field
Name Holding Coupon Rate
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description The coupon rate of the
holding, relevant to bonds. This field should be filled with the
current coupon rate
expressed as a percentage of the nominal amount, in decimal
format.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
33_Coupon_rate.//
Values Percentage described as a
decimal figure
Example 0.015
____________________________________________________________________________________________
OF-ID OFPH000465 Field
Name Holding Modified Duration
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Modified duration in
years:
- only applies to CIC
categories 1, 2, 4 (when applicable, e.g. for investment funds
mainly invested in bonds),
5 and 6 (i.e. OFPH000210 Holding Instrument Type in one of
these groups).
- For assets without fixed
maturity the first call date shall be used.
- For derivatives with a
duration measure defined as the ’residual modified duration’
for which a duration
measure is applicable - this has been explained by EIOPA as the
duration based on the
remaining lifetime of the derivative.
- Calculated as net
duration between in and out flows from the derivative, when
applicable
- The duration to be
calculated based on economic value.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
90_Modified_duration_to_maturity_date. //
Values Percentage described as a
decimal figure
Example 0.01
____________________________________________________________________________________________
OF-ID OFPH000470 Field
Name Holding Nominal Amount
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.27 / --
Description The nominal amount of the
security, relevant to instruments with CIC-codes
1,2,5,6,72,73,74, 8 and
derivatives. Principle amount outstanding measured at par
amount, for all assets
where this item is relevant, and at nominal amount for CIC = 72,
73, 74, 75 and 79 if
applicable.
For derivatives: The
amount covered or exposed to the derivative.
For futures and options
corresponds to contract size multiplied by the trigger value
and by the number of
contracts reported in that line. For swaps and forwards it
corresponds to the
contract amount of the contracts reported in that line. When the
trigger value corresponds
to a range, the average value of the range shall be used.
For short futures the
value here would be expected to be negative.
The notional amount refers
to the amount that is being hedged / invested (when not
covering risks). If
several trades occur, it shall be the net amount at the reporting
date.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
19_Nominal_amount.//
Values Decimal figure
Example 168.5
____________________________________________________________________________________________
OF-ID OFPH000480 Field
Name Holding Maturity Date
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type date Introduced / Revoked 1.27 / --
Description The final maturity date of
the holding, relevant to fixed income instruments and
derivatives. 9999-12-31
for perpetual bonds. Expiry date for options.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
39_Maturity_date.//
Values YYYY-MM-DD
Example 2025-12-31
____________________________________________________________________________________________
OF-ID OFPH000485 Field
Name Holding Yield To Maturity
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The total rate of return
that will have been earned by a bond when it makes all
interest payments and
repays the original principal.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
129_Valuation_yield. //
Values Percentage described as a
decimal figure
Example 0.01
____________________________________________________________________________________________
OF-ID OFPH000490 Field
Name Holding Bond Floor
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Only applicable to
convertible bonds. The lowest value that convertible bonds can
fall to, given the present
value of the remaining future cash flows and principal
repayment. The bond floor
is the value at which the convertible option becomes
worthless because the
underlying stock price has fallen substantially below the
conversion value.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Values Decimal figure.
Example
____________________________________________________________________________________________
OF-ID OFPH000495 Field
Name Holding Option Premium
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Only applicable to
convertible bonds. The amount by which the price of a
convertible security
exceeds the current market value of the common stock into
which it may be converted.
A conversion premium is the difference between the
price of the convertible
and the greater of the conversion or straight-bond value.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
128_Option_premium_(convertible_instrument_only). //
Values Decimal figure.
Example
____________________________________________________________________________________________
OF-ID OFPH000500 Field
Name Holding Delta Adjusted Exposure
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The first order price
sensitivity of the holding to changes in the price of the underlying
security. For an option,
the delta exposure is equal to the delta of the option
multiplied by the price of
the underlying security.
Values Decimal figure.
Example
____________________________________________________________________________________________
OF-ID OFPH000600 Field
Name Holding Interest Rate Type
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Only applicable to
interest rate instruments. The type of interest rate used.
Fixed - plain vanilla
fixed coupon rate
Floating - plain vanilla
floating coupon rates (for all interest rates, which refer to a
reference interest rate
like EONIA or Libor or Libor + margin in BP)
Variable - all other
variable interest rates like step-up or step-down or fixed-to-float
bonds. The variable
feature is the (credit) margin or the change between fixed and
float.
Inflation-linked -
inflation linked bonds in order to identify them.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
32_Interest_rate_type.//
Values "Fixed" /
"Floating" / "Variable" / "Inflation-linked"
Example
____________________________________________________________________________________________
OF-ID OFPH000605 Field
Name Holding Interest Rate Reference ID
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000600
Data Type string Introduced / Revoked 1.29 / --
Description Only applicable to
interest rate instruments. The identification code for the interest
rate index. This field
should be used to identify the difference between OIS, EONIA,
and EURIBOR/LIBOR or other
rate index/reference Indices for SCR calculations.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
34_Interest_rate_reference_identification.//
Values Alphanumeric string.
Example EUR006M
____________________________________________________________________________________________
OF-ID OFPH000610 Field
Name Holding Interest Rate Index ID Type
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000600
Data Type string Introduced / Revoked 1.29 / --
Description Only applicable to
interest rate instruments. The type of codification used for the
interest rate index. May
be left blank if an internal codification is used.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
35_Identification_type_for_interest_rate_index.//
Values The name of the
codification type or blank if internal
Example Bloomberg
____________________________________________________________________________________________
OF-ID OFPH000615 Field
Name Holding Interest Rate Index Name
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000600
Data Type string Introduced / Revoked 1.29 / --
Description Only applicable to
interest rate instruments. The name of the interest rate index.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
36_Interest_rate_index_name.//
Values Free text.
Example Euribor 6month
____________________________________________________________________________________________
OF-ID OFPH000620 Field
Name Holding Interest Rate Margin
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000600
Data Type double Introduced / Revoked 1.29 / --
Description Only applicable to
interest rate instruments. The facial margin as a percentage of
nominal amount on an
annual basis. Represents the directional numeric adjustment
made against the interest
rate index. For example in the scenario of an instrument
with an interest rate of
Euribor 6 month - 0.5% then this field should be populated with
-0.5.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Values Decimal figure
Example -0.5
____________________________________________________________________________________________
OF-ID OFPH000625 Field
Name Holding Coupon Payment Frequency
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Only applicable to
interest rate instruments. Frequency of coupon payments.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
38_Coupon_payment_frequency.//
Values "weekly" /
"monthly" / "quarterly" / "biannually" /
"annually" / "other"
Example quarterly
____________________________________________________________________________________________
OF-ID OFPH000630 Field
Name Holding Redemption Type
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Only applicable to
interest rate instruments. Type of redemption payment schedule.
Please leave blank if not
applicable.
Bullet - lump sum payment
made for the entirety of an outstanding loan amount,
usually at maturity
Sinkable - backed by a
fund that is used to repurchase a portion of the bond issue
periodically
Defaulted - the bond has
been defaulted on
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
40_Redemption_type.//
Values "bullet" /
"sinkable" / "defaulted"
Example sinkable
____________________________________________________________________________________________
OF-ID OFPH000635 Field
Name Holding Redemption Rate
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Only applicable to interest
rate instruments. Redemption amount as a percentage of
OFPH000470 Nominal Amount.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
41_Redemption_rate.//
Values Percentage expressed as a
decimal figure.
Example
____________________________________________________________________________________________
OF-ID OFPH000640 Field
Name Holding Callable Putable
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Only applicable to
interest rate instruments. The type of option, if applicable. Enter
the characteristics of the
shorter maturity option in case of various options. Please
leave blank if the
instrument has no options. If the financial instrument has multiple
options, the derivative
part must be used.
Call - provides the issuer
of a bond the right to redeem the bond before its maturity
date
Put - provides the holder
of a bond the right to force the issuer to redeem the bond
before its maturity date
Cap - when the underlying
asset closes at or beyond a specified price, the option
automatically exercises
Floor - when the
underlying asset closes at or below a specified price, the option
automatically exercises
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
42_Callable_putable for bonds and 60_Call_Put_Cap_Floor for
derivatives.//
Values "Call" / "Put" /
"Cap" / "Floor"
Example Put
____________________________________________________________________________________________
OF-ID OFPH000645 Field
Name Holding Call Put Date
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000640
Data Type date Introduced / Revoked 1.29 / --
Description Only applicable to
interest rate instruments. The call or put date of the option, if
applicable.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
43_Call_put_date.//
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFPH000650 Field
Name Holding Issuer Bearer Option Exercise
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000640
Data Type string Introduced / Revoked 1.29 / --
Description Only applicable to
interest rate instruments. For instruments with call or put options,
who can exercise the
options.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
44_Issuer_bearer_option_exercise.//
Values "issuer" /
"bearer" / "both"
Example
____________________________________________________________________________________________
OF-ID OFPH000655 Field
Name Holding Strike Price For Embedded Options
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000640
Data Type double Introduced / Revoked 1.29 / --
Description Only applicable to
interest rate instruments. For embedded options, the strike price
expressed as a percentage
of OFPH000470 Nominal Amount.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
45_Strike_price_for_embedded_(call_put)_options.//
Values Percentage expressed as a
decimal figure.
Example
____________________________________________________________________________________________
OF-ID OFPH000700 Field
Name Holding Issuer Name
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description The name of the issuer of
the instrument. For OTC derivatives this data should be the
counterpart. For
derivative the underlying must be filled in field 80
For bank accounts, it must
be the bank name.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
46_Issuer_name.//
Values Free text.
Example
____________________________________________________________________________________________
OF-ID OFPH000710 Field
Name Holding Issuer LEI
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description The LEI code for the
issuer of the instrument. For OTC derivatives this data should be
the counterpart.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
47_Issuer_identification_code.//
Values 20-character alphanumeric
Example
____________________________________________________________________________________________
OF-ID OFPH000715 Field
Name Holding Subordinated Debt
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Is the debt in the
instrument subordinated, if applicable? Subordinated debt is usually
an unsecured borrowing. If the issuing bank
were liquidated, its subordinated debt
would be paid only after
its other debt obligations (including deposit obligations) are
paid in full but before
any payment to its stockholders.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
58_Subordinated_debt.//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFPH000720 Field
Name Holding Nature of Tranche
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description If the instrument is
subordianted debt (OFPH000715 Holding Subordinated Debt), text
describing the nature of
the tranche, if applicable.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
58b_Nature_of_the_tranche.//
Values Free text.
Example Tranche D
____________________________________________________________________________________________
OF-ID OFPH000725 Field
Name Holding Credit Quality Step
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type integer Introduced / Revoked 1.29 / --
Description The credit quality step as
defined by Solvency 2 regulation. Please enter 9 if no rating
is available.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
59_Credit_quality_step.//
Values "0" /
"1" / "2" / "3" / "4" / "5" /
"6" / "9"
Example 1
____________________________________________________________________________________________
OF-ID OFPH000730 Field
Name Holding Strike Price
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The price at which the
derivative contract can be bought or sold when it is
exercised, in OFPH000820
Underlying Asset Currency. For call options, the strike price is
where the security can be
bought by the option holder; for put options, the strike
price is the price at
which the security can be sold. Please leave blank if not
applicable
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFPH000735 Field
Name Holding Effective Date
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type date Introduced / Revoked 1.29 / --
Description The date on which a
derivative (such as an interest rate swap) would start to accrue
interest.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
63_Effective_date_of_instrument.//
Values
Example
____________________________________________________________________________________________
OF-ID OFPH000740 Field
Name Holding Exercise Type
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description The execise type of the
option, if applicable.
European - option may be
exercised only at the expiration date of the option, i.e. at
a single pre-defined point
in time.
American - option may be
exercised at any time before the expiration date
Bermudan - option where
the buyer has the right to exercise at a set (always
discretely spaced) number
of times, intermediate between the above two types
Asian - option where the
payoff is not determined by the underlying price at maturity
but by the average
underlying price over some pre-set period of time
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
64_Exercise_type.//
Values "American" /
"European" / "Asian" / "Bermudian" /
"other"
Example European
____________________________________________________________________________________________
OF-ID OFPH000800 Field
Name Holding Underlying Asset CIC
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description The Complementary
Identification Code (CIC) of the underlying asset. The code is
composed of four
alphanumeric digits. The first two digits represent geographic
information of the main
stock exchange (ISO 3166-1-alpha-2 country code), whereas
the third and fourth digit
give information about the type of the financial instrument.
A table of CICs can be
found within Section 5.5 of the document at
https://openfunds.org/wp-content/uploads/2023/05/openfunds-OFPH-instrument-
type-and-asset-class.pdf.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
67_CIC_of_the_underlying_asset.//
Values Four-digit alphanumeric
code
Example FR11
____________________________________________________________________________________________
OF-ID OFPH000805 Field
Name Holding Underlying Asset ISIN
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000800
Data Type string Introduced / Revoked 1.29 / --
Description International Securities
Identification Number (ISIN) of the underlying asset, for
derivatives.
Please note, there may be
licensing requirements associated with the use of this field
for certain regions
(particularly in the USA and Canada), either by ingesting, storing, or
distributing the data. If in doubt, please
contact the license holder before using
data in this field format.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
68_Identification_code_of_the_underlying_asset where
69_Type_of_identification_code_for_the_underlying_asset
= 1.//
Values Free text.
Example
____________________________________________________________________________________________
OF-ID OFPH000810 Field
Name Holding Underlying Asset WKN
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000800
Data Type integer Introduced / Revoked 1.29 / --
Description German securities
identification number (Wertpapierkennnummer) of the underlying
asset, for derivatives.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
68_Identification_code_of_the_underlying_asset where
69_Type_of_identification_code_for_the_underlying_asset
= 4.//
Values
Example
____________________________________________________________________________________________
OF-ID OFPH000815 Field
Name Holding Underlying Asset Ticker
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description The ticker symbol of the
underlying asset, for derivatives.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
68_Identification_code_of_the_underlying_asset where
69_Type_of_identification_code_for_the_underlying_asset
= 5.//
Values 3 to 5 letter alphabetic
code, no special characters
Example AAPL
____________________________________________________________________________________________
OF-ID OFPH000850 Field
Name Holding Underlying Asset Name
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000800
Data Type string Introduced / Revoked 1.29 / --
Description The name of the underlying
asset.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
70_Name_of_the_underlying_asset.//
Values Alphanumeric string.
Maximum 255 characters.
Example
____________________________________________________________________________________________
OF-ID OFPH000855 Field
Name Holding Underlying Asset Currency
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000800
Data Type string Introduced / Revoked 1.29 / --
Description The currency of the
underlying asset.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
71_Quotation_currency_of_the_underlying_asset_(C).//
Values
Example
____________________________________________________________________________________________
OF-ID OFPH000860 Field
Name Holding Underlying Asset Coupon Rate
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000800
Data Type double Introduced / Revoked 1.29 / --
Description Only applicable if the
underlying asset is an interest rate instrument. The coupon rate
of the underlying asset as
a percentage of OFPH000470 Holding Nominal Amount,
expressed on an annual
basis.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
75_Coupon_rate_of_the_underlying_asset.//
Values Percentage expressed as a
decimal figure.
Example
____________________________________________________________________________________________
OF-ID OFPH000865 Field
Name Holding Underlying Asset Coupon Payment Frequency
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000800
Data Type string Introduced / Revoked 1.29 / --
Description Only applicable if the
underlying asset is an interest rate instrument. Frequency of
coupon payments of the
underlying asset.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
76_Coupon_payment_frequency_of_the_underlying_asset.//
Values "weekly" /
"monthly" / "quarterly" / "biannually" /
"annually" / "other"
Example quarterly
____________________________________________________________________________________________
OF-ID OFPH000870 Field
Name Holding Underlying Asset Maturity Date
Field Tags Portfolio Holdings
Field Level Holding Link Reference OFPH000800
Data Type date Introduced / Revoked 1.29 / --
Description The final maturity date of
the underlying asset, relevant to fixed income instruments
and derivatives.
9999-12-31 for perpetual bonds. Expiry date for options.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
77_Maturity_date_of_the_underlying_asset.//
Values YYYY-MM-DD
Example
____________________________________________________________________________________________
OF-ID OFPH000900 Field
Name Holding Original Portfolio ID
Field Tags Portfolio Holdings
Field Level Holding Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description The identification code of
the original portfolio, if the position is a look-through. Where
the top level fund/share
class on this template holds a second level fund there are
two possible approaches:
1. the second level fund
is reported as a single line holding with no further look-through
to its holdings on the same template.
2. the second level fund's
holdings are shown on a line-by-line basis on the top level
fund template.
In scenario 1. this field
would not be required.
In scenario 2. the second
level fund would not appear as a line item having been
replaced by its component
holdings against which this field should be populated to
identify those
line-by-line positions of the second level fund. Note that no
consolidation of common
holdings between the top level fund and the second level
fund should be undertaken.
// The correspondent field
introduced by FinDatEx with their Solvency II Tripartite
Template (TPT) is: TPT:
95_Identification_of_the_original_portfolio_for_positions_embedded_in_a_fund.//
Values Free text
Example
____________________________________________________________________________________________
OF-ID OFEE000100 Field
Name EET Version
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description This field specifies the
output version of the template and is used by the recipient to
understand the number of
fields expected, their labeling and order.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET: 00010_EET_Version.
This is a Mandatory EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "V1" /
"V1.1" / "V1.1.1" / "V1.1.2"
Example V1
____________________________________________________________________________________________
OF-ID OFEE000200 Field
Name EET Producer Name
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description If the Manufacturer/Issuer
have chosen to outsource the production of an EET
posting to another party
responsible for the production and publication of the EET
data set, such party name
should be entered in this field. This field enables firms to
report EET on behalf of an
Issuer/Manufacturer.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
00020_EET_Producer_Name.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Alphanumeric string
Example
____________________________________________________________________________________________
OF-ID OFEE000300 Field
Name EET Producer LEI
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description If the Manufacturer/Issuer
have chosen to outsource the production of an EET
posting to another party
responsible for the production and publication of the EET
data set, such party LEI
should be entered in this field. This field enables firms to
report EET on behalf of an
Issuer/Manufacturer.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
00030_EET_Producer_LEI.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Alphanumeric string
Example
____________________________________________________________________________________________
OF-ID OFEE000400 Field
Name EET Producer Email
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Contact entry point for
distributors regarding EET.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
00040_EET_Producer_Email.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Alphanumeric string
Example
____________________________________________________________________________________________
OF-ID OFEE000500 Field
Name EET File Generation Date And Time
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Date and Time of the
creation of the EET file, in UTC.//The corresponding field
introduced by FinDatEx with
their European ESG Template (EET) is:EET:
00050_EET_File_Generation_Date_And_Time.
This is a Mandatory EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values YYYY-MM-DD hh:mm:ss
Example 2022-05-14 12:00:00
____________________________________________________________________________________________
OF-ID OFEE000600 Field
Name EET Data Reporting SFDR Pre Contractual
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does this record contain
data required for SFDR pre-contractual reporting?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
00060_EET_Data_Reporting_SFDR_Pre_Contractual. This is a Mandatory EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE000700 Field
Name EET Data Reporting SFDR Periodic
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does this record contain
data required for SFDR periodic reporting? If "no" is entered,
then fields considered
mandatory for periodic reporting (column I in FinDatEx EET
spreadsheet) do not need
to be entered. //The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
00070_EET_Data_Reporting_SFDR_Periodic.
This is a Mandatory EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE000800 Field
Name EET Data Reporting SFDR Entity Level
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does this record contain
data required for SFDR entity-level reporting?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
00080_EET_Data_Reporting_SFDR_Entity_Level. This is a Mandatory EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE000900 Field
Name EET Data Reporting MiFID
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does this record contain
data required for MiFID reporting?//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
00090_EET_Data_Reporting_MiFID.
This is a Mandatory EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE001000 Field
Name EET Data Reporting IDD
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does this record contain
data required for IDD reporting?//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
00100_EET_Data_Reporting_IDD.
This is a Mandatory EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE100000 Field
Name EET Manufacturer Name
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Name of the Manufacturer.//The
corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET: 10000_Manufacturer_Name. This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Alphanumeric string
Example
____________________________________________________________________________________________
OF-ID OFEE100100 Field
Name EET Manufacturer Code Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Codification used to
determine the identification code. LEI codification should be
provided if available.L =
LEI, N = None.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
10010_Manufacturer_Code_Type.
This is a Mandatory EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "L" /
"N"
Example L
____________________________________________________________________________________________
OF-ID OFEE100200 Field
Name EET Manufacturer Code
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Identification code of the
Manufacturer. This field must be completed if
OFEE100100 = L.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET: 10020_Manufacturer_Code. This is a Conditional
EET field when taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Alphanumeric string
Example
____________________________________________________________________________________________
OF-ID OFEE100300 Field
Name EET Manufacturer Email
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Contact entry point for
distributors for queries on the content of the EET record.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
10030_Manufacturer_Email. This is an Optional EET field when taking into
account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Alphanumeric string
Example
____________________________________________________________________________________________
OF-ID OFEE100400 Field
Name EET General Reference Date
Field Tags EET
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description Date to which the any data
in the template without a specified date refer.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
10040_General_Reference_Date. This is a Mandatory EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values YYYY-MM-DD
Example 2022-05-14
____________________________________________________________________________________________
OF-ID OFEE110000 Field
Name EET Manufacturer PRI Or PRB Signatory
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Has the Manufacturer
signed the Principle for Responsible Investment?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
11000_Manufacturer_PRI_Or_PRB_Signatory. This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE110110 Field
Name EET Manufacturer PRI Notation Percentage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Notation of the
Manufacturer by the PRI on the "Investment & Stewardship policy".
Replacing OFEE110100 EET
Manufacturer PRI Notation alpha numeric PRI notation
(Methodology change).//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET: 11011_Manufacturer_PRI_Notation_Percentage.
This is an Optional EET field when taking into
account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE110200 Field
Name EET Manufacturer PRI Or PRB Compliant
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description The manufacturer is a
subsidiary of a PRI/PRB entity.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
11020_Manufacturer_PRI_Or_PRB_Compliant.
This is an Optional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE110300 Field
Name EET Manufacturer PRI Or PRB Like
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description The Manufacturer is not a
PRI/PRB signatory but considers it follows PRI/PRB rules.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
11030_Manufacturer_PRI_Or_PRB_Like. This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE110400 Field
Name EET Manufacturer Other Commitments
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Other commitments by
manufacturers. A full list of possible commitment codes can be
found on the Commitments tab of the FinDatEx
EET. Multiple selections are possible,
which should be given
separated by a semicolon ";" (ASCII 59) symbol.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
11040_Manufacturer_Other_Commitments. This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Alphanumeric code or
semicolon-separated list of codes
Example A;B;D
____________________________________________________________________________________________
OF-ID OFEE120000 Field
Name EET Manufacturer Stewardship Code Signatory
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Disclosure of the
applicable Stewardship Code. A full list of possible stewardship
codes can be found on the
Stewardship codes tab of the FinDatEx EET. Multiple
selections are possible,
which should be given separated by a semicolon ";" (ASCII 59)
symbol.//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
12000_Manufacturer_Stewardship_Code_Signatory. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
Values Alphanumeric code or
semicolon-separated list of codes
Example A;C
____________________________________________________________________________________________
OF-ID OFEE130000 Field
Name EET Manufacturer Website Information Stewardship And
Engagement
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description URL link to a website
containing all relevant information regarding stewardship and
engagement of the
manufacturer.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
13000_Manufacturer_Website_Information_Stewardship_And_Engagement.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values A valid URL like
http(s)://www.xxxxx.xxx
Example
____________________________________________________________________________________________
OF-ID OFEE200200 Field
Name EET Financial Instrument Name
Field Tags EET
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Name of the financial
instrument. The name may be no longer than 255 characters.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
20020_Financial_Instrument_Name. This is a Mandatory EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Alphanumeric string.
Maximum 255 characters.
Example
____________________________________________________________________________________________
OF-ID OFEE200300 Field
Name EET Financial Instrument Currency
Field Tags EET
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Denomination currency of
the financial Instrument.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20030_Financial_Instrument_Currency.
This is a Mandatory EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values [List] of currencies.
Please use ISO code 4217 as it can be found on
https://www.currency-iso.org/en/home/tables/table-a1.html.
Example
____________________________________________________________________________________________
OF-ID OFEE200400 Field
Name EET Financial Instrument SFDR Product Type
Field Tags EET
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.28 / --
Description Reference code for the
article of SFDR European regulation applying to the product.
0= product is not in SFDR
scope6= no product according to article 8/9; 8= article
8 SFDR Product (ESG
characteristics); 9= article 9 SFDR product (ESG objective)
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
20040_Financial_Instrument_SFDR_Product_Type. This is a Mandatory EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values 0 / 6 / 8 / 9
Example
____________________________________________________________________________________________
OF-ID OFEE200500 Field
Name EET Financial Instrument SFDR Product Type Eligible
Field Tags EET
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.28 / --
Description For funds & products
not in SFDR scope, which includes structured products0=
product does not follow
any SFDR guideline 6= product follows Article 6 guidelines
8= product is article
8-like9= product is article 9-likeThis field must be completed if
OFEE200400 EET Financial
Instrument SFDR Product Type = 0.//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
20050_Financial_Instrument_SFDR_Product_Type_Eligible.
This is a Conditional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values 0 / 6 / 8 / 9
Example
____________________________________________________________________________________________
OF-ID OFEE200600 Field
Name EET Financial Instrument ESG Label Or Standard
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Disclosure of applicable
ESG Label/s. A full list of possible label codes can be found on
the ESG Label tab of the FinDatEx EET.
Multiple selections are possible, which should
be given separated by a
semicolon ";" (ASCII 59) symbol.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20060_Financial_Instrument_ESG_Label_Or_Standard.
This is an Optional EET field when
taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Alphanumeric code or
semicolon-separated list of codes
Example A;Q;R;S
____________________________________________________________________________________________
OF-ID OFEE200700 Field
Name EET Financial Instrument Percentage Of Minimum SFDR
Article 8 Funds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Proportion of the total
NAV of the financial instrument that is invested in article 8
funds. This field is only
relevant for funds of funds.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20070_Financial_Instrument_Percentage_Of_Minimum_SFDR_Art_8_Funds.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE200800 Field
Name EET Financial Instrument Percentage Of Minimum SFDR
Article 9 Funds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Proportion of the total
NAV of the financial instrument that is invested in article 9
funds. This field is only
relevant for funds of funds.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20080_Financial_Instrument_%_Of_Minimum_SFDR_Art_9_Funds.
This is a Conditional EET
field when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE200900 Field
Name EET Financial Instrument Main ESG Focus
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Indication of the
"main focus" of the financial instrument (for example E for green
bonds…). If there is no
focus at all, this field should be left blank. See ESMA guidelines
consultation.E =
environmental focusS = social focusG = governance focusMF =
multi-focus//The
corresponding field introduced by FinDatEx with their European
ESG Template (EET) is:EET:
20090_Financial_Instrument_Main_ESG_Focus. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
Values "E" /
"S" / "G"
Example E
____________________________________________________________________________________________
OF-ID OFEE201000 Field
Name EET Financial Instrument Does This Product Consider
Principle Adverse Impact
In Their Investment
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description A "yes" denotes
commitment to reduce or mitigate adverse impacts of one or more
Principal Adverse Impacts
(PAIs) and can be done quantitative or qualitatively.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
20100_Financial_Instrument_Does_This_Product_Consider_Principle_Adverse_Impact_I
n_Their_Investment . This
is a Mandatory EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE201100 Field
Name EET Financial Instrument Languages
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Each insurance company
needs to have the documents translated and published in
the language of the
countries of distribution. This field allows to list the languages in
which the annexes
documents are translated. ISO 639-1 codes should be used.
Multiple selections are
possible, which should be given separated by a semicolon ";"
(ASCII 59) symbol.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET: 20110_Financial_Instrument_Languages. This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
Values ISO 639-1 code or
semicolon-separated list of ISO 639-1 codes.
Example EN;FR;DE
____________________________________________________________________________________________
OF-ID OFEE201200 Field
Name EET Financial Instrument Link To PCDFP For MOP
Field Tags EET
Field Level Fund Link Reference OFEE201100
Data Type string Introduced / Revoked 1.28 / --
Description A link to the
Pre-Contractual Disclosure for Financial Products (PCPFD) referred to in
Article 8(1) and 9(1), (2)
and (3) (EU) 2019/2088 as stand alone document PDF for
underlying investment
options in Multi Option Products. Annex I, Annex II (EU)
2019/2088.
This field must be
completed if OFEE200400 EET Financial Instrument SFDR Product Type
= 8 or 9 or OFEE200500 EET
Financial Instrument SFDR Product Type Eligible = 8 or 9. This
field could be provided
for article 6 funds under insurer's demand. 'Not Available' must
be entered where a specific document is not
created in that language.
If multiple values are
given in OFEE201100 EET Financial Instrument Languages, a
corresponding semi-colon
separated list of URLs must be given in this field.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:
EET:
20120_Financial_Instrument_Link_To_PCDFP_For_MOP. This is a Conditional EET
field
when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values A valid URL like http(s)://www.xxxxx.xxx or
semicolon-separated list of valid URLs
Example www.findatex/sample/pre-
contractual/LU0001234567/EN.pdf;www.findatex/sample/pre-
contractual/LU0001234567/FR.pdf;www.findatex/sample/pre-
contractual/LU0001234567/DE.pdf
____________________________________________________________________________________________
OF-ID OFEE201300 Field
Name EET Financial Instrument Production Date PCDFP
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Dates of production of
Pre-Contractual Disclosure for Financial Products (PCPFD) for
the different languages.
Multiple selections are possible, which should be given
separated by a semicolon
";" (ASCII 59) symbol.This field must be completed if
OFEE200400 EET Financial
Instrument SFDR Product Type = 8 or 9 or OFEE200500 EET
Financial Instrument SFDR
Product Type Eligible = 8 or 9. This field could be provided for
article 6 funds under insurer's demand.//The
corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
20130_Financial_Instrument_Production_Date_PCDFP.
This is a Conditional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values A single date of format
YYYY-MM-DD or semicolon-separated list of dates of format
YYYY-MM-DD
Example 2022-05-14;2022-06-30;2022-06-30
____________________________________________________________________________________________
OF-ID OFEE201400 Field
Name EET Financial Instrument Link To PDFP for MOP
Field Tags EET
Field Level Fund Link Reference OFEE201100
Data Type string Introduced / Revoked 1.28 / --
Description Periodic Disclosure for
Financial Products (PDFP) referred to in Article 8(1) and 9(1), (2)
and (3) (EU) 2019/2088 as
stand alone document PDF for underlying investment
options in Multi Option
Products. Annex III, Annex IV (EU) 2019/2088.
This field must be
completed if OFEE200400 EET Financial Instrument SFDR Product Type
= 8 or 9 or OFEE200500 EET
Financial Instrument SFDR Product Type Eligible = 8 or 9. This
field could be provided
for article 6 funds under insurer's demand.
If multiple values are
given in OFEE201100 EET Financial Instrument Languages, a
corresponding semi-colon
separated list of URLs must be given in this field.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:
EET:
20140_Financial_Instrument_Link_To_PDFP_for_MOP. This is a Conditional EET
field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values A valid URL like
http(s)://www.xxxxx.xxx or semicolon-separated list of valid URLs
Example www.findatex/sample/periodic/LU0001234567/EN.pdf;www.findatex/sample/periodic/L
U0001234567/FR.pdf;www.findatex/sample/periodic/LU0001234567/DE.pdf
____________________________________________________________________________________________
OF-ID OFEE201500 Field
Name EET Financial Instrument End Date Of Reporting Period
PDFP
Field Tags EET
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description End date of reporting
period for Periodic Disclosure for Financial Products (PDFP),
based on 12 months
reporting report market usage.This field must be completed if
OFEE200400 EET Financial
Instrument SFDR Product Type = 8 or 9 or OFEE200500 EET
Financial Instrument SFDR
Product Type Eligible = 8 or 9. This field could be provided for
article 6 funds under insurer's demand.//The
corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
20150_Financial_Instrument_End_Date_Of_Reporting_Period_PDFP.
This is a Conditional
EET field when taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values YYYY-MM-DD
Example 2022-05-14
____________________________________________________________________________________________
OF-ID OFEE201600 Field
Name EET Financial Instrument Link To SFDR Website Product
Disclosures
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description A link to a website giving
product disclosures in accordance with article 10 of the
SFDR - 24 RTS & 37
RTS. This is an alternative to the presentation of the SFDR template.
This field must be
completed if OFEE200400 EET Financial Instrument SFDR Product
Type = 8 or 9 or
OFEE200500 EET Financial Instrument SFDR Product Type Eligible = 8 or 9.
This field could be provided for article 6
funds under insurer's demand. 'Not Available'
must be entered where a
specific document is not created in that language.//The
corresponding field introduced by FinDatEx
with their European ESG Template (EET) is:
EET:
20160_Financial_Instrument_Link_To_SFDR_Website_Product_Disclosures . This is a
Conditional EET field when taking into account
all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values A valid URL like
http(s)://www.xxxxx.xxx
Example www.findatex/sample/SFDR/disclosure/LU0001234567/EN.html
____________________________________________________________________________________________
OF-ID OFEE201701 Field
Name EET Financial Instrument Sustainable Investments Article
8
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Does the article 8 product
invest in sustainable investment?This field must be
completed if OFEE200400
EET Financial Instrument SFDR Product Type = 8 or
OFEE200500 EET Financial
Instrument SFDR Product Type Eligible = 8.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20170_Financial_Instrument_Sustainable_Investments_Art_8. This is a Conditional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEE201800 Field
Name EET Financial Instrument Products Minimal Proportion Of
Sustainable Investments
Article 8
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description For article 8 products,
the minimum proportion of sustainable investments.This field
must be completed if
OFEE200400 EET Financial Instrument SFDR Product Type = 8 or
OFEE200500 EET Financial
Instrument SFDR Product Type Eligible = 8.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20180_Financial_Instrument_Products_Minimal_Proportion_Of_Sustainable_Investments
_Art_8. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE201900 Field
Name EET Financial Instrument Sustainable Investment EU
Taxonomy Article 8
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the minimum specified
in field OFEE201800 EET Financial Instrument Products
Minimal Proportion Of
Sustainable Investments Article 8 include EU taxonomy
sustainable
investment?//The corresponding field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
20190_Financial_Instrument_Sustainable_Investment_EU_Taxonomy_Art_8.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE202000 Field
Name EET Financial Instrument Sustainable Investment
Environmental Not EU
Taxonomy Article 8
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the minimum specified
in field OFEE201800 EET Financial Instrument Products
Minimal Proportion Of
Sustainable Investments Article 8 include non-EU taxonomy
environmental sustainable
investment?Conditional on value in OFEE201700 EET
Financial Instrument
Sustainable Investments Article 8.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20200_Financial_Instrument_Sustainable_Investment_Environmental_Not_EU_Taxonom
y_Art_8. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE202100 Field
Name EET Financial Instrument Sustainable Investment Social
Objective Article 8
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the minimum specified
in field OFEE201800EET Financial Instrument Products
Minimal Proportion Of
Sustainable Investments Article 8 include sustainable
investment with social
objectives?Conditional on value in OFEE201700 EET Financial
Instrument Sustainable Investments Article
8.//The corresponding field introduced
by FinDatEx with their
European ESG Template (EET) is:EET:
20210_Financial_Instrument_Sustainable_Investment_Social_Objective_Art_8.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE202200 Field
Name EET Financial Instrument Minimum Sustainable Investment
With Environmental
Objective Article 9
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description For article 9 products,
the minimum proportion of sustainable investments with
environmental objectives.To
comply with the SFDR periodic and pre-contractual
reporting, MiFID
distributors entity, or IDD insurers entity once these regulations are
active, this field must be
completed if OFEE200400 EET Financial Instrument SFDR
Product Type = 9 or
OFEE200500 EET Financial Instrument SFDR Product Type Eligible = 9.
//The corresponding field
introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20220_Financial_Instrument_Minimum_Sustainable_Investment_With_Environmental_O
bjective_Art_9. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE202301 Field
Name EET Financial Instrument Environmentally Sustainable
Investment EU Taxonomy
Article 9
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Does the minimum specified
in field OFEE202200 EET Financial Instrument Minimum
Sustainable Investment
With Environmental Objective Article 9 include EU Taxonomy
Environmental sustainable
investment? This field must be completed if OFEE200400
EET Financial Instrument
SFDR Product Type = 9 or OFEE200500 EET Financial Instrument
SFDR Product Type Eligible
= 9.//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
20230_Financial_Instrument_Environmentally_Sustainable_Investment_EU_Taxonomy_A
rt_9. This is a
Conditional EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEE202400 Field
Name EET Financial Instrument Environmentally Sustainable
Investment Not EU Taxonomy
Article 9
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the minimum specified
in field OFEE202200 include non-EU taxonomy
environmental sustainable
investment?To comply with the SFDR periodic and pre-
contractual reporting,
MiFID distributors entity, or IDD insurers entity once these
regulations are active,
this field must be completed if OFEE200400 EET Financial
Instrument SFDR Product
Type = 9 or OFEE200500 EET Financial Instrument SFDR Product
Type Eligible = 9.//The corresponding field
introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
20240_Financial_Instrument_Environmentally_Sustainable_Investment_Not_EU_Taxono
my_Art_9. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE202500 Field
Name EET Financial Instrument Minimum Sustainable Investment
Social Objective Article 9
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description For article 9 products,
the minimum proportion of sustainable investments with social
objectives.To comply with
the SFDR periodic and pre-contractual reporting, MiFID
distributors entity, or
IDD insurers entity once these regulations are active, this field
must be completed if
OFEE200400 EET Financial Instrument SFDR Product Type = 9 or
OFEE200500 EET Financial
Instrument SFDR Product Type Eligible = 9.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20250_Financial_Instrument_Minimum_Sustainable_Investment_Social_Objective_Art_9
. This is a Conditional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE202600 Field
Name EET Financial Instrument ESG Existing Thematic
Characteristics
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does this financial
instrument incorporate ESG factors through an ESG thematic
approach?//The
corresponding field introduced by FinDatEx with their European
ESG Template (EET) is:EET:
20260_Financial_Instrument_ESG_Existing_Thematic_Characteristics.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE202700 Field
Name EET Financial Instrument Environmental Thematic
Characteristics
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Description of the
product's environment thematic investment strategy, according to
SFDR art 2(17). Multiple
selections are possible, which should be given separated by a
semicolon ";"
(ASCII 59) symbol.A - energyB - renewable energyC - raw materials
D - water and landE -
wasteF - greenhouse gas emissionsG - biodiversity H -
circular economyI -
environment otherJ - none//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20270_Financial_Instrument_Environmental_Thematic_Characteristics.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Alphanumeric code or
semicolon-separated list of codes
Example A;B;D
____________________________________________________________________________________________
OF-ID OFEE202800 Field
Name EET Financial Instrument Social Thematic Characteristics
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Description of the
product's social thematic investment strategy, according to SFDR
art 2(17). Multiple
selections are possible, which should be given separated by a
semicolon ";"
(ASCII 59) symbol.A - inequality B - social cohesion C - social
integration D - labour
relationsE - investment in human capital F - economically or
socially disadvantaged communitiesG - social
otherH - none//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20280_Financial_Instrument_Social_Thematic_Characteristics. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Alphanumeric code or
semicolon-separated list of codes
Example A;B;D
____________________________________________________________________________________________
OF-ID OFEE202900 Field
Name EET Financial Instrument Governance Thematic
Characteristics
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Description of the product
thematic investment strategy, according to SFDR art 2(17).
Multiple selections are possible, which should
be given separated by a semicolon ";"
(ASCII 59) symbol.A -
sound management structuresB - employee relationsC -
remuneration of staff D -
tax complianceE - governance otherF - none//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20290_Financial_Instrument_Governance_Thematic_Characteristics. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Alphanumeric code or
semicolon-separated list of codes
Example A;B;D
____________________________________________________________________________________________
OF-ID OFEE203000 Field
Name EET Financial Instrument Alignment With Sustainable
Development Goals
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Alignment with Sustainable
Development Goals (SDG) means that SDG are used in
the investment process
(screening) or targeted by the fund. Multiple selections are
possible, which should be
given separated by a semicolon ";" (ASCII 59) symbol.A -
No PovertyB - Zero HungerC
- Good Health and Well-BeingD - Quality Education
E - Gender EqualityF -
Clean Water and SanitaionG - Affordable and Clean Energy
H - Decent Work and
Economic GrowthI - Industry, Innovation and Infrastructure
J - Reduced InequalityK -
Sustainable Cities and CommunitiesL - Responsible
Consumption and
ProductionM - Climate ActionN - Life Below WaterO - Life on
LandP - Peace and Justice,
Strong InstitutionsQ - Partnerships to achive to GoalR
- None//The corresponding field introduced by
FinDatEx with their European ESG
Template (EET) is:EET:
20300_Financial_Instrument_Alignment_With_Sustainable_Development_Goals.
This is
an Optional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Alphanumeric code or
semicolon-separated list of codes
Example A;B;D
____________________________________________________________________________________________
OF-ID OFEE203100 Field
Name EET Financial Instrument Weight Of Eligible Issuers
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The weight of holdings
from eligible issuers of bonds during the period.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20310_Financial_Instrument_Weight_Of_Eligible_Issuers . This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE203200 Field
Name EET Financial Instrument Number Of Eligible Issuers
Field Tags EET
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.28 / --
Description Number of eligible issuers
of bonds during the period.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20320_Financial_Instrument_Number_Of_Eligible_Issuers
. This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values integer
Example 10
____________________________________________________________________________________________
OF-ID OFEE203300 Field
Name EET Financial Instrument Weight Of ESG Covered Issuers
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage of investments
in issuers covered by an ESG analysis.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20330_Financial_Instrument_Weight_Of_ESG_Covered_Issuers. This is an Optional
EET field when taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE203400 Field
Name EET Financial Instrument Number Of ESG Covered Issuers
Field Tags EET
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.28 / --
Description Number of issuers of
holdings covered by an ESG analysis.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20340_Financial_Instrument_Number_Of_ESG_Covered_Issuers.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values integer
Example 10
____________________________________________________________________________________________
OF-ID OFEE203500 Field
Name EET Financial Instrument Weight Of Engaged Issuers
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage of investments
in issuers that have been subject to formal engagement
process//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20350_Financial_Instrument_Weight_Of_Engaged_Issuers. This is
an Optional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE203600 Field
Name EET Financial Instrument Number Of Engaged Issuers
Field Tags EET
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.28 / --
Description Number of issuers of
holdings that have been subject to formal engagement process.
//The corresponding field
introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20360_Financial_Instrument_Number_Of_Engaged_Issuers. This
is an Optional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values integer
Example 10
____________________________________________________________________________________________
OF-ID OFEE203700 Field
Name EET Financial Instrument Has A Reference ESG
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Has a reference benchmark
been designated for the purpose of attaining the
environmental or social
characteristics promoted by the financial product?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20370_Financial_Instrument_Has_A_Reference_ESG_Benchmark. This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE203800 Field
Name EET Financial Instrument Benchmark Name
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The name of the reference
benchmark of the instrument for the
purpose of attaining
the environmental or
social characteristics promoted by the financial product.This
field must be completed if
OFEE203700 EET Financial Instrument Has A Reference ESG
Benchmark = yes.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET: 20380_Financial_Instrument_Benchmark_Name.
This is a Conditional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Alphanumeric string.
Maximum 500 characters.
Example
____________________________________________________________________________________________
OF-ID OFEE203900 Field
Name EET Financial Instrument Minimum Or Planned Asset
Allocation Date
Field Tags EET
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description The date of the minimum or
planned asset allocations in the pre-contractual report.
Before there is a
pre-contractual report, the date is the date of commitment (equal
to or before today). Then
it will be the date of the latest pre-contractual report.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
20390_Financial_Instrument_Minimum_Or_Planned_Asset_Allocation_Date.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
Values YYYY-MM-DD
Example 2022-05-14
____________________________________________________________________________________________
OF-ID OFEE204000 Field
Name EET Financial Instrument EU SFDR Minimum Or Planned
Investments With Environmental
Or Social Characteristics
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage of minimum or
planned investments with environmental or social
characteristics, as stated
in the pre-contractual disclosures report.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20400_Financial_Instrument_EU_SFDR_Minimum_Or_Planned_Investments_With_Environ
mental_Or_Social_Characteristics.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE204100 Field
Name EET Financial Instrument EU SFDR Methodology For
Sustainable Investments
Calculation
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the methodology
used for sustainable investments calculation within the EU
Taxonomy, from the
following options:
R - Revenue
C - CapEx
O - OpEx.
A - Other approach
Multiple selections are
possible, which should be given separated by a semicolon ";"
(ASCII 59) symbol.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:
EET:
20410_Financial_Instrument_EU_SFDR_Methodology_For_Sustainable_Investments_Cal
culation. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "R" /
"C" / "O" / "A"
Example R
____________________________________________________________________________________________
OF-ID OFEE204200 Field
Name EET Financial Instrument EU SFDR Minimum Or Planned
Investments Sustainable
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Minimum or planned
percentage of sustainable investments, as stated in the pre-
contractual disclosures.
The reference date for this field is that stated in OFEE203900
EET Financial Instrument
Minimum Or Planned Asset Allocation Date.From Jan 2023
If item OFEE201700 =
"yes" and this field is blank, it means that the asset manager did
not yet include in the
prospectus these minimum investments. A blank means 0% for a
C/M field.//The
corresponding field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20420_Financial_Instrument_EU_SFDR_Minimum_Or_Planned_Investments_Sustainable_
Investments. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE204300 Field
Name EET Financial Instrument EU SFDR Minimum Or Planned
Other Investments With
Environmental Or Social
Characteristics
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Minimum or planned
percentage of other investments with environmental or social
characteristics, as stated
in the pre-contractual disclosures. The reference date for
this field is that stated
in OFEE203900 EET Financial Instrument Minimum Or Planned
Asset Allocation
Date.//The corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
20430_Financial_Instrument_EU_SFDR_Minimum_Or_Planned_Other_Investments_With_
Environmental_Or_Social_Characteristics.
This is a Conditional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE204400 Field
Name EET Financial Instrument EU SFDR Minimum Or Planned
Investments Sustainable
Environmental
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Minimum or planned
percentage of sustainable investments, as stated in the pre-
contractual disclosures.
The reference date for this field is that stated in OFEE203900
EET Financial Instrument
Minimum Or Planned Asset Allocation Date.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20440_Financial_Instrument_EU_SFDR_Minimum_Or_Planned_Investments_Sustainable_
Investments_Environmental.
This is a Conditional EET field when taking into account all
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE204500 Field
Name EET Financial Instrument EU SFDR Minimum Or Planned
Investments Sustainable
Taxonomy Aligned
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Minimum or planned
percentage of EU taxonomy aligned sustainable investments, as
stated in the
pre-contractual disclosures. The reference date for this field is that
stated in OFEE203900 EET
Financial Instrument Minimum Or Planned Asset Allocation
Date.//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20450_Financial_Instrument_EU_SFDR_Minimum_Or_Planned_Investments_Sustainable_
Investments_Taxonomy_Aligned.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE204600 Field
Name EET Financial Instrument EU SFDR Minimum Or Planned
Investments Sustainable
Other Environmental
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Minimum or planned
percentage of other non-EU taxonomy-aligned environmental
sustainable investments,
as stated in the pre-contractual disclosures. The reference
date for this field is
that stated in OFEE203900 EET Financial Instrument Minimum Or
Planned Asset Allocation
Date.//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
20460_Financial_Instrument_EU_SFDR_Minimum_Or_Planned_Investments_Sustainable_
Investments_Other_Environmental.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE204700 Field
Name EET Financial Instrument EU SFDR Minimum Or Planned
Investments Sustainable
Social
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Minimum or planned
percentage of social sustainable investments, as stated in the
pre-contractual
disclosures. The reference date for this field is that stated in
OFEE203900 EET Financial
Instrument Minimum Or Planned Asset Allocation Date.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
20470_Financial_Instrument_EU_SFDR_Minimum_Or_Planned_Investments_Sustainable_
Investments_Social. This
is a Conditional EET field when taking into account all
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE204800 Field
Name EET Financial Instrument Last Reported Asset Allocation
Date
Field Tags EET
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description The date of the last asset
allocations from the periodic/annual report.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20480_Financial_Instrument_Last_Reported_Asset_Allocation_Date. This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values YYYY-MM-DD
Example 2022-05-14
____________________________________________________________________________________________
OF-ID OFEE204900 Field
Name EET Financial Instrument EU SFDR Last Reported
Investments With
Environmental Or Social Characteristics
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Last reported percentage
of investments with environmental or social objectives. The
date for this field is that stated in
OFEE204800 EET Financial Instrument Last Reported
Asset Allocation
Date.//The corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
20490_Financial_Instrument_EU_SFDR_Last_Reported_Investments_With_Environmental
_Or_Social_Characteristics.
This is a Conditional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE205000 Field
Name EET Financial Instrument EU SFDR Last Reported
Investments Not
Sustainable Other
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Last reported percentage
of non-sustainable other investments. The date for this field
is that stated in OFEE204800 EET Financial
Instrument Last Reported Asset Allocation
Date.//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20500_Financial_Instrument_EU_SFDR_Last_Reported_Investments_Not_Sustainable_O
ther. This is a
Conditional EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE205100 Field
Name EET Financial Instrument EU SFDR Last Reported
Investments Are
Sustainable Investments
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Last reported percentage
of sustainable investments. The date for this field is that
stated in OFEE204800 EET
Financial Instrument Last Reported Asset Allocation Date.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
20510_Financial_Instrument_EU_SFDR_Last_Reported_Investments_Are_Sustainable_In
vestments. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE205200 Field
Name EET Financial Instrument EU SFDR Last Reported Other
Investments With
Environmental Or Social Characteristics
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Last reported percentage
of other investments with environmental or social
characteristics. The date
for this field is that stated in OFEE204800 EET Financial
Instrument Last Reported
Asset Allocation Date.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20520_Financial_Instrument_EU_SFDR_Last_Reported_Other_Investments_With_Environ
mental_Or_Social_Characteristics.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE205300 Field
Name EET Financial Instrument EU SFDR Last Reported
Investments Sustainable
Environmental
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Last reported percentage
of sustainable environmental investments. The date for this
field is that stated in OFEE204800 EET
Financial Instrument Last Reported Asset
Allocation Date.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
20530_Financial_Instrument_EU_SFDR_Last_Reported_Investments_Are_Sustainable_In
vestments_Environmental.
This is a Conditional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE205400 Field
Name EET Financial Instrument EU SFDR Last Reported
Investments Sustainable
Taxonomy Aligned
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Last reported percentage
of EU taxonomy-aligned sustainable investments. The date
for this field is that stated in OFEE204800
EET Financial Instrument Last Reported Asset
Allocation Date.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
20540_Financial_Instrument_EU_SFDR_Last_Reported_Investments_Are_Sustainable_In
vestments_Taxonomy_Aligned.
This is a Conditional EET field when taking into account
all relevant EU regulations (SFDR, MiFID, and
IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE205500 Field
Name EET Financial Instrument EU SFDR Last Reported
Investments Sustainable
Other Environmental
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Last reported percentage
of other environmental sustainable investments. The date
for this field is that
stated in OFEE204800 EET Financial Instrument Last Reported Asset
Allocation Date.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
20550_Financial_Instrument_EU_SFDR_Last_Reported_Investments_Are_Sustainable_In
vestments_Other_Environmental.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE205600 Field
Name EET Financial Instrument EU SFDR Last Reported
Investments Sustainable
Social
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Last reported percentage
of social sustainable investments. The date for this field is
that stated in OFEE204800
EET Financial Instrument Last Reported Asset Allocation
Date.//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20560_Financial_Instrument_EU_SFDR_Last_Reported_Investments_Are_Sustainable_In
vestments_Social. This is
a Conditional EET field when taking into account all relevant
EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE205700 Field
Name EET Financial Instrument With Objective Of A Reduction In
Carbon Emissions
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have the objective of a reduction in carbon emissions?
To comply with the SFDR
periodic and pre-contractual reporting once these
regulations are active,
this field must be completed if OFEE200400 EET Financial
Instrument SFDR Product
Type = 9 or OFEE200500 EET Financial Instrument SFDR Product
Type Eligible = 9.//The corresponding field
introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
20570_Financial_Instrument_With_Objective_Of_A_Reduction_In_Carbon_Emissions.
This is a Conditional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE205800 Field
Name EET Financial Instrument Aligned With Paris Agreement
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Is the financial
instrument Aligned with the Paris Agreement?//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
20580_Financial_Instrument_Aligned_With_Paris_Agreement.
This is a Conditional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE205900 Field
Name EET Does This Financial Instrument Consider End Client
Sustainability Preferences
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Does the financial
instrument consider the sustainability preferences of end clients?
MIFID: COMMISSION
DELEGATED REGULATION (EU) 2021/1253 Art. 1. IDD:
COMMISSION DELEGATED
DIRECTIVE (EU) 2021/1257 Art. 2.Possible values are:yes
- the financial instrument does consider the
sustainability preferences of end clients
neutral - the financial
instrument does not consider the sustainability preferences of
end clientsThe value in
this field should be the same as that in the EMT field
OFEM051050 EMT Considers
Client Sustainability Preferences.//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
20590_Does_This_Financial_Instrument_Consider_End_Client_Sustainability_Preferences.
This is a Mandatory EET field when taking into
account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"neutral"
Example yes
____________________________________________________________________________________________
OF-ID OFEE206000 Field
Name EET Financial Instrument Minimum Percentage
Investments Aligned EU
Taxonomy Incl Sovereign Bonds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The minimum percentage of
investments aligned with the EU taxonomy, including
sovereign bonds, from the
pre-contractual reports.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20600_Financial_Instrument_Minimum_Percentage_Investments_Aligned_EU_Taxonom
y_Incl_Sovereign_Bonds.
This is a Conditional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE206100 Field
Name EET Financial Instrument Minimum Percentage
Investments Aligned EU
Taxonomy Excl Sovereign Bonds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The minimum percentage of
investments aligned with the EU taxonomy, excluding
sovereign bonds, from the
pre-contractual reports.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20610_Financial_Instrument_Minimum_Percentage_Investments_Aligned_EU_Taxonom
y_Excl_Sovereign_Bonds.
This is a Conditional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE206200 Field
Name EET Financial Instrument Was This Statement Subject To An
External Review By Third
Party
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Was the statement of
minimum percentages subject to an external review by third
party?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20620_Financial_Instrument_Was_This_Statement_Subject_To_An_External_Review_By_
Third_Party. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE206300 Field
Name EET Financial Instrument Methodology Used For Alignment
Calculation With EU Taxonomy
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the methodology
used for alignment calculation with the EU Taxonomy, from
the following options:R -
RevenueC - CapExO - OpEx//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
20630_Financial_Instrument_Methodology_Used_For_Alignment_Calculation_With_EU_
Taxonomy. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE206400 Field
Name EET Financial Instrument Minimum Share Of Transitional
Activities
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The minimum percentage
share of transitional activities, as stated in the pre-
contractual report.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
20640_Financial_Instrument_Minimum_Share_Of_Transitional_Activities.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE206500 Field
Name EET Financial Instrument Minimum Share Of Enabling
Activities
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The minimum percentage
share of enabling activities, as stated in the pre-
contractual report.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
20650_Financial_Instrument_Minimum_Share_Of_Enabling_Activities.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE206600 Field
Name EET Financial Instrument Percentage Taxonomy Aligned
Incl Sovereign Revenue
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The minimum percentage of
investments aligned with the EU taxonomy, including
sovereign, as a percentage
of revenue, as stated in the periodic report.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20660_Financial_Instrument_Percentage_Taxonomy_Aligned_Incl_Sovereign_Revenue.
This is a Conditional EET field when taking
into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE206700 Field
Name EET Financial Instrument Percentage Taxonomy Aligned
Incl Sovereign Capex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The minimum percentage of
investments aligned with the EU taxonomy, including
sovereign, as a percentage
of capital expenditure.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20670_Financial_Instrument_Percentage_Taxonomy_Aligned_Incl_Sovereign_Capex.
This is a Conditional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE206800 Field
Name EET Financial Instrument Percentage Taxonomy Aligned
Incl Sovereign Opex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The minimum percentage of
investments aligned with the EU taxonomy, including
sovereign, as a percentage
of operational expenditure, as stated in the periodic
report.//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20680_Financial_Instrument_Percentage_Taxonomy_Aligned_Incl_Sovereign_Opex.
This is a Conditional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE206900 Field
Name EET Financial Instrument Percentage Taxonomy Aligned
Excl Sovereign Revenue
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The minimum percentage of
investments aligned with the EU taxonomy, excluding
sovereign, as a percentage
of revenue, as stated in the periodic report.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20690_Financial_Instrument_Percentage_Taxonomy_Aligned_Excl_Sovereign_Revenue.
This is a Conditional EET field when taking
into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE207000 Field
Name EET Financial Instrument Percentage Taxonomy Aligned
Excl Sovereign Capex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The minimum percentage of
investments aligned with the EU taxonomy, excluding
sovereign, as a percentage
of capital expenditure, as stated in the periodic report.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
20700_Financial_Instrument_Percentage_Taxonomy_Aligned_Excl_Sovereign_Capex.
This is a Conditional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE207100 Field
Name EET Financial Instrument Percentage Taxonomy Aligned
Excl Sovereign Opex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The minimum percentage of
investments aligned with the EU taxonomy, excluding
sovereign, as a percentage
of operational expenditure, as stated in the periodic
report.//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20710_Financial_Instrument_Percentage_Taxonomy_Aligned_Excl_Sovereign_Opex.
This is a Conditional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE207210 Field
Name EET Financial Instrument Climate Change Mitigation
Percentage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Percentage proportion of
investments in the financial instrument contributing to the
environmental objective of
climate change mitigation, as per article 55 paragraph 1a
of the SFDR RTS. See periodic report. Replaces
the previous boolean field OFEE207200
EET Financial Instrument
Climate Change Mitigation.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20721_Financial_Instrument_Climate_Change_Mitigation_Percentage.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE207310 Field
Name EET Financial Instrument Climate Change Adaptation
Percentage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Percentage proportion of
investments in the financial instrument contributing to the
environmental objective of
climate change adaptation, as per article 55 paragraph
1a of the SFDR RTS. See
periodic report. Replaces the previous boolean field
OFEE207300 EET Financial
Instrument Climate Change Adaptation.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20731_Financial_Instrument_Climate_Change_Adaptation_Percentage. This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE207410 Field
Name EET Financial Instrument Sustainable Use And Protection
Of Water And Marine
Resources Percentage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Percentage proportion of
investments in the financial instrument contributing to the
environmental objective of
sustainable use and protection of water and marine
resources, as per article
55 paragraph 1a of the SFDR RTS. See periodic report.
Replaces the previous
boolean field OFEE207400 EET Financial Instrument Sustainable
Use And Protection Of
Water And Marine Resources.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
20741_Financial_Instrument_Sustainable_Use_And_Protection_Of_Water_And_Marine_
Resources_Percentage. This
is a Conditional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE207510 Field
Name EET Financial Instrument Transition To A Circular Economy
Percentage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Percentage proportion of
investments in the financial instrument contributing to the
environmental objective of
transition to a circular economy, as per article 55
paragraph 1a of the SFDR
RTS. See periodic report. Replaces the previous boolean
field OFEE207500 EET
Financial Instrument Transition To A Circular Economy.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20751_Financial_Instrument_Transition_To_A_Circular_Economy_Percentage. This
is a Conditional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE207610 Field
Name EET Financial Instrument Pollution Prevention And Control
Percentage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Percentage proportion of
investments in the financial instrument contributing to the
environmental objective of
pollution prevention and control, as per article 55
paragraph 1a of the SFDR
RTS. See periodic report. Replaces the previous boolean
field OFEE207600 EET
Financial Instrument Pollution Prevention And Control.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
20761_Financial_Instrument_Pollution_Prevention_And_Control_Percentage. This
is a Conditional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE207710 Field
Name EET Financial Instrument Protection And Restoration Of
Biodiversity And
Ecosystems Percentage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description Percentage proportion of
investments in the financial instrument contributing to the
environmental objective of
protection and restoration of biodiversity and ecosystems,
as per article 55 paragraph 1a of the SFDR
RTS. See periodic report. Replaces the
previous boolean field
OFEE207700 EET Financial Instrument Protection And Restoration
Of Biodiversity And Ecosystems.//The
corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
20771_Financial_Instrument_Protection_And_Restoration_Of_Biodiversity_And_Ecosyst
ems_Percentage. This is a
Conditional EET field when taking into account all relevant
EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE207800 Field
Name EET Financial Instrument Share Of Transitional Activities
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of
investments in transitional activities, as stated in the periodic
report.//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20780_Financial_Instrument_Share_Of_Transitional_Activities.
This is a Conditional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE207900 Field
Name EET Financial Instrument Share Of Enabling Activities
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of
investments in enabling activities, as stated in the periodic
report.//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
20790_Financial_Instrument_Share_Of_Enabling_Activities. This is
a Conditional EET field when taking into
account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE300000 Field
Name EET PAI
Field Tags EET
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description This field should always
be left blank.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
30000_PAI_Beginning_Of_Reference_Period.
This is an Optional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Leave blank
Example
____________________________________________________________________________________________
OF-ID OFEE300100 Field
Name EET PAI Reference Date
Field Tags EET
Field Level Fund Link Reference
Data Type date Introduced / Revoked 1.28 / --
Description Date to which data
refer.//The corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET: 30010_PAI_Reference_Date. This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
Values YYYY-MM-DD
Example 2022-05-14
____________________________________________________________________________________________
OF-ID OFEE300200 Field
Name EET GHG Emissions Scope 1 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 1 emissions. Refer
to SFDR RTS Annex I for calculation formula.This field must
be completed if coverage
is greater than 0%.//The corresponding field introduced
by FinDatEx with their
European ESG Template (EET) is:EET:
30020_GHG_Emissions_Scope_1_Value.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE300300 Field
Name EET GHG Emissions Scope 1 Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30030_GHG_Emissions_Scope_1_Considered_In_The_Investment_Strategy.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE300400 Field
Name EET GHG Emissions Scope 1 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30040_GHG_Emissions_Scope_1_Coverage.
This is a Mandatory EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE300500 Field
Name EET GHG Emissions Scope 1 Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument. //The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30050_GHG_Emissions_Scope_1_Eligible_Assets. This is a Mandatory EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE300600 Field
Name EET GHG Emissions Scope 2 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 2 emissions. Refer
to SFDR RTS Annex I for calculation formula.This field must
be completed if coverage
is greater than 0%.//The corresponding field introduced
by FinDatEx with their
European ESG Template (EET) is:EET:
30060_GHG_Emissions_Scope_2_Value.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE300700 Field
Name EET GHG Emissions Scope 2 Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30070_GHG_Emissions_Scope_2_Considered_In_The_Investment_Strategy.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE300800 Field
Name EET GHG Emissions Scope 2 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30080_GHG_Emissions_Scope_2_Coverage.
This is a Mandatory EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE300900 Field
Name EET GHG Emissions Scope 2 Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30090_GHG_Emissions_Scope_2_Eligible_Assets. This is a Mandatory EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE301000 Field
Name EET GHG Emissions Scope 3 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 3 emissions. Refer
to SFDR RTS Annex I for calculation formula.This field must
be completed if coverage
is greater than 0%.//The corresponding field introduced
by FinDatEx with their
European ESG Template (EET) is:EET:
30100_GHG_Emissions_Scope_3_Value.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE301100 Field
Name EET GHG Emissions Scope 3 Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30110_GHG_Emissions_Scope_3_Considered_In_The_Investment_Strategy.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE301200 Field
Name EET GHG Emissions Scope 3 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30120_GHG_Emissions_Scope_3_Coverage.
This is a Mandatory EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE301300 Field
Name EET GHG Emissions Scope 3 Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30130_GHG_Emissions_Scope_3_Eligible_Assets. This is a Mandatory EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE301400 Field
Name EET GHG Emissions Total Scope12 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 1 and scope 2
emissions. Refer to SFDR RTS Annex I for calculation formula.
This field must be
completed if coverage is greater than 0%.//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
30140_GHG_Emissions_Total_Scope12_Value.
This is a Conditional EET field when taking
into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE301500 Field
Name EET GHG Emissions Total Scope12 Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30150_GHG_Emissions_Total_Scope12_Considered_In_The_Investment_Strategy.
This is
a Conditional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE301600 Field
Name EET GHG Emissions Total Scope12 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30160_GHG_Emissions_Total_Scope12_Coverage.
This is a Mandatory EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE301700 Field
Name EET GHG Emissions Total Scope12 Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30170_GHG_Emissions_Total_Scope12_Eligible_Assets. This is a Mandatory EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE301800 Field
Name EET GHG Emissions Total Scope123 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 1, scope 2 and scope
3 emissionsThis field must be completed if coverage is
greater than 0%.//The corresponding field
introduced by FinDatEx with their
European ESG Template
(EET) is:EET: 30180_GHG_Emissions_Total_Scope123_Value.
This is a Conditional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE301900 Field
Name EET GHG Emissions Total Scope123 Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30190_GHG_Emissions_Total_Scope123_Considered_In_The_Investment_Strategy.
This
is a Conditional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE302000 Field
Name EET GHG Emissions Total Scope123 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30200_GHG_Emissions_Total_Scope123_Coverage.
This is a Mandatory EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE302100 Field
Name EET GHG Emissions Total Scope123 Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30210_GHG_Emissions_Total_Scope123_Eligible_Assets. This is a Mandatory EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE302200 Field
Name EET Carbon Footprint Scope12 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 1 and scope 2
emissions. Refer to SFDR RTS Annex I for calculation formula.
This field must be
completed if coverage is greater than 0%.//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
30220_Carbon_Footprint_Scope12_Value.
This is a Conditional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE302300 Field
Name EET Carbon Footprint Scope12 Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30230_Carbon_Footprint_Scope12_Considered_In_The_Investment_Strategy.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE302400 Field
Name EET Carbon Footprint Scope12 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30240_Carbon_Footprint_Scope12_Coverage.
This is a Mandatory EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE302500 Field
Name EET Carbon Footprint Scope12 Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30250_Carbon_Footprint_Scope12_Eligible_Assets. This is a Mandatory EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE302600 Field
Name EET Carbon Footprint Scope123 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 1 , scope 2 and
scope 3 emissions. Refer to SFDR RTS Annex I for calculation
formula.This field must be
completed if coverage is greater than 0%.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30260_Carbon_Footprint_Scope123_Value. This is a Conditional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE302700 Field
Name EET Carbon Footprint Scope123 Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30270_Carbon_Footprint_Scope123_Considered_In_The_Investment_Strategy.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE302800 Field
Name EET Carbon Footprint Scope123 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30280_Carbon_Footprint_Scope123_Coverage.
This is a Mandatory EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE302900 Field
Name EET Carbon Footprint Scope123 Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30290_Carbon_Footprint_Scope123_Eligible_Assets. This is a Mandatory EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE303000 Field
Name EET GHG Intensity Of Investee Companies Scope12
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 1 and scope 2
emissions. Refer to SFDR RTS Annex I for calculation formula.
This field must be
completed if coverage is greater than 0%.//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
30300_GHG_Intensity_Of_Investee_Companies_Scope12_Value.
This is a Conditional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE303100 Field
Name EET GHG Intensity Of Investee Companies Scope12
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30310_GHG_Intensity_Of_Investee_Companies_Scope12_Considered_In_The_Investm
ent_Strategy. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE303200 Field
Name EET GHG Intensity Of Investee Companies Scope12
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30320_GHG_Intensity_Of_Investee_Companies_Scope12_Coverage.
This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE303300 Field
Name EET GHG Intensity Of Investee Companies Scope12
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30330_GHG_Intensity_Of_Investee_Companies_Scope12_Eligible_Assets. This is a
Mandatory EET field when taking into account
all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE303400 Field
Name EET GHG Intensity Of Investee Companies Scope123 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 1, scope 2 and scope
3 emissions. Refer to SFDR RTS Annex I for calculation
formula.This field must be
completed if coverage is greater than 0%.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30340_GHG_Intensity_Of_Investee_Companies_Scope123_Value. This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE303500 Field
Name EET GHG Intensity Of Investee Companies Scope123
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30350_GHG_Intensity_Of_Investee_Companies_Scope123_Considered_In_The_Invest
ment_Strategy. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE303600 Field
Name EET GHG Intensity Of Investee Companies Scope123
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30360_GHG_Intensity_Of_Investee_Companies_Scope123_Coverage.
This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE303700 Field
Name EET GHG Intensity Of Investee Companies Scope123
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30370_GHG_Intensity_Of_Investee_Companies_Scope123_Eligible_Assets. This is
a Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE303800 Field
Name EET Exposure To Companies Active In The Fossil Fuel
Sector Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in companies active in the fossil fuel sector.This
field must be completed if coverage is greater
than 0%.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30380_Exposure_To_Companies_Active_In_The_Fossil_Fuel_Sector_Value.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE303900 Field
Name EET Exposure To Companies Active In The Fossil Fuel
Sector Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30390_Exposure_To_Companies_Active_In_The_Fossil_Fuel_Sector_Considered_In_The_
Investment_Strategy. This
is a Conditional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE304000 Field
Name EET Exposure To Companies Active In The Fossil Fuel
Sector Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30400_Exposure_To_Companies_Active_In_The_Fossil_Fuel_Sector_Coverage.
This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE304100 Field
Name EET Exposure To Companies Active In The Fossil Fuel
Sector Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30410_Exposure_To_Companies_Active_In_The_Fossil_Fuel_Sector_Eligible_Assets.
This
is a Mandatory EET field
when taking into account all relevant EU regulations (SFDR,
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE304200 Field
Name EET Share Energy Consumption From Non-Renewable
Sources Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of
non-renewable energy consumption of investee companies from
non-renewable energy
sources compared to renewable energy sources, expressed as
a percentage of total energy sources given as
a decimal figure.This field must be
completed if coverage is
greater than 0%.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
30420_Share_Energy_Consumption_From_Non-Renewable_Sources_Value.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE304300 Field
Name EET Share Energy Consumption From Non-Renewable
Sources Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30430_Share_Energy_Consumption_From_Non-
Renewable_Sources_Considered_In_The_Investment_Strategy.
This is a Conditional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE304400 Field
Name EET Share Energy Consumption From Non-Renewable
Sources Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30440_Share_Energy_Consumption_From_Non-Renewable_Sources_Coverage.
This is a
Mandatory EET field when taking into account
all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE304500 Field
Name EET Share Energy Consumption From Non-Renewable
Sources Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30450_Share_Energy_Consumption_From_Non-
Renewable_Sources_Eligible_Assets.
This is a Mandatory EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE304600 Field
Name EET Share Energy Production From Non-Renewable
Sources Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of
non-renewable energy production of investee companies from
non-reneable energy
sources compared to renewable energy sources, expressed as a
percentage of total energy sources given as a
decimal figure.This field must be
completed if coverage is
greater than 0%.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
30460_Share_Energy_Production_From_Non-Renewable_Sources_Value.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE304700 Field
Name EET Share Energy Production From Non-Renewable
Sources Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30470_Share_Energy_Production_From_Non-
Renewable_Sources_Considered_In_The_Investment_Strategy.
This is a Conditional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE304800 Field
Name EET Share Energy Production From Non-Renewable
Sources Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30480_Share_Energy_Production_From_Non-Renewable_Sources_Coverage.
This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE304900 Field
Name EET Share Energy Production From Non-Renewable
Sources Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30490_Share_Energy_Production_From_Non-Renewable_Sources_Eligible_Assets.
This is a Mandatory EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE305000 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE A
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Energy consumption in GWh
per million EUR of revenue of investee companies, per
high impact climate
sector.This field must be completed if coverage is greater
than 0%.//The
corresponding field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
30500_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_A_Val
ue. This is a Conditional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE305100 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE A
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30510_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_A_Co
nsidered_In_The_Investment_Strategy.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE305200 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE A
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30520_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_A_Co
verage. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE305300 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE A
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30530_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_A_Eligi
ble_Assets. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE305400 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE B
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Energy consumption in GWh
per million EUR of revenue of investee companies, per
high impact climate
sector.This field must be completed if coverage is greater
than 0%.//The
corresponding field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
30540_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_B_Val
ue. This is a Conditional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE305500 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE B
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30550_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_B_Con
sidered_In_The_Investment_Strategy.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE305600 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE B
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30560_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_B_Cov
erage. This is a Mandatory
EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE305700 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE B
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30570_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_B_Eligi
ble_Assets. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE305800 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE C
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Energy consumption in GWh
per million EUR of revenue of investee companies, per
high impact climate
sector.This field must be completed if coverage is greater
than 0%.//The
corresponding field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
30580_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_C_Val
ue. This is a Conditional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE305900 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE C
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30590_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_C_Co
nsidered_In_The_Investment_Strategy.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE306000 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE C
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30600_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_C_Co
verage. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE306100 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE C
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30610_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_C_Eligi
ble_Assets. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE306200 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE D
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Energy consumption in GWh
per million EUR of revenue of investee companies, per
high impact climate
sector.This field must be completed if coverage is greater
than 0%.//The
corresponding field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
30620_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_D_Val
ue. This is a Conditional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE306300 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE D
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30630_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_D_Co
nsidered_In_The_Investment_Strategy.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE306400 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE D
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30640_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_D_Co
verage. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE306500 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE D
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30650_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_D_Eligi
ble_Assets. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE306600 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE E
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Energy consumption in GWh
per million EUR of revenue of investee companies, per
high impact climate
sector.This field must be completed if coverage is greater
than 0%.//The
corresponding field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
30660_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_E_Valu
e. This is a Conditional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE306700 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE E
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30670_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_E_Con
sidered_In_The_Investment_Strategy.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE306800 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE E
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30680_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_E_Cov
erage. This is a Mandatory
EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE306900 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE E
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30690_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_E_Eligi
ble_Assets. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE307000 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE F
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Energy consumption in GWh
per million EUR of revenue of investee companies, per
high impact climate
sector.This field must be completed if coverage is greater
than 0%.//The
corresponding field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
30700_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_F_Valu
e. This is a Conditional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE307100 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE F
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30710_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_F_Con
sidered_In_The_Investment_Strategy.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE307200 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE F
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30720_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_F_Cov
erage. This is a Mandatory
EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE307300 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE F
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30730_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_F_Eligi
ble_Assets. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE307400 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE G
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Energy consumption in GWh
per million EUR of revenue of investee companies, per
high impact climate
sector.This field must be completed if coverage is greater
than 0%.//The
corresponding field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
30740_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_G_Val
ue. This is a Conditional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE307500 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE G
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30750_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_G_Co
nsidered_In_The_Investment_Strategy.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE307600 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE G
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30760_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_G_Co
verage. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE307700 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE G
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30770_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_G_Eligi
ble_Assets. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE307800 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE H
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Energy consumption in GWh
per million EUR of revenue of investee companies, per
high impact climate
sector.This field must be completed if coverage is greater
than 0%.//The
corresponding field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
30780_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_H_Val
ue. This is a Conditional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE307900 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE H
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30790_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_H_Con
sidered_In_The_Investment_Strategy.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE308000 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE H
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30800_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_H_Co
verage. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE308100 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE H
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30810_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_H_Eligi
ble_Assets. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE308200 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE L
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The energy consumption in
GWh per million EUR of revenue of investee companies,
per high impact climate
sector, expressed as an integer value.This field must be
completed if coverage is
greater than 0%.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
30820_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_L_Valu
e. This is a Conditional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE308300 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE L
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30830_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_L_Con
sidered_In_The_Investment_Strategy.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE308400 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE L
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30840_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_L_Cov
erage. This is a Mandatory
EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE308500 Field
Name EET Energy Consumption Intensity Per High Impact
Climate Sector NACE L
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30850_Energy_Consumption_Intensity_Per_High_Impact_Climate_Sector_NACE_L_Eligi
ble_Assets. This is a
Mandatory EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE308600 Field
Name EET Activities Negatively Affecting
Biodiversity-sensitive
Areas Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee companies with sites/operations
located in or near to
biodiversity-sensitive areas where activities of those investee
companies negatively
affect those areasThis field must be completed if coverage
is greater than 0%.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
30860_Activities_Negatively_Affecting_Biodiversity-sensitive_Areas_Value.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE308700 Field
Name EET Activities Negatively Affecting
Biodiversity-sensitive
Areas Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30870_Activities_Negatively_Affecting_Biodiversity-
sensitive_Areas_Considered_In_The_Investment_Strategy.
This is a Conditional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE308800 Field
Name EET Activities Negatively Affecting
Biodiversity-sensitive
Areas Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30880_Activities_Negatively_Affecting_Biodiversity-sensitive_Areas_Coverage.
This is a
Mandatory EET field when taking into account
all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE308900 Field
Name EET Activities Negatively Affecting
Biodiversity-sensitive
Areas Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30890_Activities_Negatively_Affecting_Biodiversity-
sensitive_Areas_Eligible_Assets.
This is a Mandatory EET field when taking into account
all relevant EU regulations (SFDR, MiFID, and
IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE309000 Field
Name EET Water Emissions Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Tonnes of emissions to
water generated by investee companies per million EUR
invested, expressed as a
weighted average.This field must be completed if
coverage is greater than
0%.//The corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET: 30900_Water_Emissions_Value. This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE309100 Field
Name EET Water Emissions Considered In The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30910_Water_Emissions_Considered_In_The_Investment_Strategy.
This is a Conditional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE309200 Field
Name EET Water Emissions Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30920_Water_Emissions_Coverage.
This is a Mandatory EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE309300 Field
Name EET Water Emissions Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30930_Water_Emissions_Eligible_Assets. This is a Mandatory EET field when
taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE309400 Field
Name EET Hazardous Waste Ratio Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Tonnes of hazardous waste
generated by investee companies per million EUR
invested, expressed as a
weighted average.This field must be completed if
coverage is greater than
0%.//The corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET: 30940_Hazardous_Waste_Ratio_Value. This
is a Conditional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE309500 Field
Name EET Hazardous Waste Ratio Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30950_Hazardous_Waste_Ratio_Considered_In_The_Investment_Strategy.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE309600 Field
Name EET Hazardous Waste Ratio Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
30960_Hazardous_Waste_Ratio_Coverage.
This is a Mandatory EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE309700 Field
Name EET Hazardous Waste Ratio Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
30970_Hazardous_Waste_Ratio_Eligible_Assets. This is a Mandatory EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE309800 Field
Name EET Share Of Companies Involved In Violation Of UN
Global Compact Principles
And OECD Guidelines For
Multinational Enterprises
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in companies that have been involved in
violations of the UNGC
principles of OECD Guidelines for Multinational enterprises.
This field must be
completed if coverage is greater than 0%.//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
30980_Share_Of_Companies_Involved_In_Violation_Of_UN_Global_Compact_Principl
es_And_OECD_Guidelines_For_Multinational_Enterprises_Value.
This is a Conditional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE309900 Field
Name EET Share Of Companies Involved In Violation Of UN
Global Compact Principles
And OECD Guidelines For
Multinational Enterprises
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
30990_Share_Of_Companies_Involved_In_Violation_Of_UN_Global_Compact_Principl
es_And_OECD_Guidelines_For_Multinational_Enterprises_Considered_In_The_Investm
ent_Strategy. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE310000 Field
Name EET Share of Companies Involved in Violation of UN
Global Compact principles
and OECD Guidelines for
Multinational Enterprises
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31000_Share_of_Companies_Involved_in_Violation_of_UN_Global_Compact_principle
s_and_OECD_Guidelines_for_Multinational_Enterprises_Coverage.
This is a Mandatory
EET field when taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE310100 Field
Name EET Share Of Companies Involved In Violation Of UN
Global Compact Principles
And OECD Guidelines For
Multinational Enterprises
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31010_Share_Of_Companies_Involved_In_Violation_Of_UN_Global_Compact_Principl
es_And_OECD_Guidelines_For_Multinational_Enterprises_Eligible_Assets.
This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE310200 Field
Name EET Share Of Companies Without Policies To Monitor
Compliance With UNGCP And
OECD Guidelines For
Multinational Enterprises
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in companies without policies to monitor
compliance with the UNGC
principles of OECD Guidelines for Multinational Entreprises
or grievance/complaints handling mechanisms to
address violations of the UNGC
principles or OECD
Guidelines for Multinational enterprises.This field must be
completed if coverage is
greater than 0%.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
31020_Share_Of_Companies_Without_Policies_To_Monitor_Compliance_With_UNGCP
_And_OECD_Guidelines_For_Multinational_Enterprises_Value.
This is a Conditional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE310300 Field
Name EET Share Of Companies Without Policies To Monitor
Compliance With UNGCP And
OECD Guidelines For
Multinational Enterprises
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31030_Share_Of_Companies_Without_Policies_To_Monitor_Compliance_With_UNGCP
_And_OECD_Guidelines_For_Multinational_Enterprises_Considered_In_The_Investment
_Strategy. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE310400 Field
Name EET Share Of Companies Without Policies To Monitor
Compliance With UNGCP And
OECD Guidelines For
Multinational Enterprises
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31040_Share_Of_Companies_Without_Policies_To_Monitor_Compliance_With_UNGCP
_And_OECD_Guidelines_For_Multinational_Enterprises_Coverage.
This is a Mandatory
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE310450 Field
Name EET Share of Companies Without Policies To Monitor
Compliance With UNGCP And
OECD Guidelines For
Multinational Enterprises
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31045_Share_of_Companies_Without_Policies_To_Monitor_Compliance_With_UNGCP_
And_OECD_Guidelines_For_Multinational_Enterprises_Eligible_Assets.
This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE310500 Field
Name EET Unadjusted Gender Pay Gap Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Average unadjusted gender
pay gap of investee companiesThis field must be
completed if coverage is
greater than 0%.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
31050_Unadjusted_Gender_Pay_Gap_Value.
This is a Conditional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE310600 Field
Name EET Unadjusted Gender Pay Gap Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31060_Unadjusted_Gender_Pay_Gap_Considered_In_The_Investment_Strategy.
This is
a Conditional EET field when taking into
account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE310700 Field
Name EET Unadjusted Gender Pay Gap Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31070_Unadjusted_Gender_Pay_Gap_Coverage.
This is a Mandatory EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE310800 Field
Name EET Unadjusted Gender Pay Gap Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31080_Unadjusted_Gender_Pay_Gap_Eligible_Assets. This is a Mandatory EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE310900 Field
Name EET Board Gender Diversity Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Average percentage of
female board members in investee companies, given as a
decimal figure. Number of
female / total number Ex: 1 female and 3 male. 1/4=0.25
This field must be
completed if coverage is greater than 0%.//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
31090_Board_Gender_Diversity_Value.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE311000 Field
Name EET Board Gender Diversity Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31100_Board_Gender_Diversity_Considered_In_The_Investment_Strategy.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE311100 Field
Name EET Board Gender Diversity Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31110_Board_Gender_Diversity_Coverage.
This is a Mandatory EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE311200 Field
Name EET Board Gender Diversity Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31120_Board_Gender_Diversity_Eligible_Assets. This is a Mandatory EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE311300 Field
Name EET Share Of Investments Involved In Controversial
Weapons Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investements in investee companies involved in the
manufacture or selling of
controversial weaponsThis field must be completed if
coverage is greater than
0%.//The corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET:
31130_Share_Of_Investments_Involved_In_Controversial_Weapons_Value.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE311400 Field
Name EET Share Of Investments Involved In Controversial
Weapons Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31140_Share_Of_Investments_Involved_In_Controversial_Weapons_Considered_In_Th
e_Investment_Strategy.
This is a Conditional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE311500 Field
Name EET Share Of Investments Involved In Controversial
Weapons Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31150_Share_Of_Investments_Involved_In_Controversial_Weapons_Coverage.
This is
a Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE311600 Field
Name EET Share Of Investments Involved In Controversial
Weapons Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31160_Share_Of_Investments_Involved_In_Controversial_Weapons_Eligible_Assets.
This is a Mandatory EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE311700 Field
Name EET GHG Intensity Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Greenhouse gas (GHG)
emissions intensity of investee countries, as a weighted
average.This field must be
completed if coverage is greater than 0%.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31170_GHG_Intensity_Value. This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE311800 Field
Name EET GHG Intensity Considered In The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31180_GHG_Intensity_Considered_In_The_Investment_Strategy.
This is a Conditional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE311900 Field
Name EET GHG Intensity Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31190_GHG_Intensity_Coverage.
This is a Mandatory EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE312000 Field
Name EET GHG Intensity Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31200_GHG_Intensity_Eligible_Assets. This is a Mandatory EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE312100 Field
Name EET Number Of Countries Subject To Social Violations
Value
Field Tags EET
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.28 / --
Description Number of investee
countries subject to social violations (absolute number) as
referred to in
international treaties and conventions, United Nations principles and,
where applicable national
law.This field must be completed if coverage is greater
than 0%.//The
corresponding field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
31210_Number_Of_Countries_Subject_To_Social_Violations_Value.
This is a Conditional
EET field when taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Integer
Example
____________________________________________________________________________________________
OF-ID OFEE312200 Field
Name EET Number Of Countries Subject To Social Violations
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31220_Number_Of_Countries_Subject_To_Social_Violations_Considered_In_The_Invest
ment_Strategy. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE312300 Field
Name EET Number Of Countries Subject To Social Violations
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31230_Number_Of_Countries_Subject_To_Social_Violations_Coverage.
This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE312400 Field
Name EET Number Of Countries Subject To Social Violations
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31240_Number_Of_Countries_Subject_To_Social_Violations_Eligible_Assets. This is
a Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE312500 Field
Name EET Percent Of Countries Subject To Social Violations
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Number of investee
countries subject to social violations (relative number divided by
all investee countries) as
referred to in international treaties and conventions, United
Nations principles and,
where applicable, national law.This field must be
completed if coverage is
greater than 0%.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
31250_Percent_Of_Countries_Subject_To_Social_Violations_Value.
This is a Conditional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE312600 Field
Name EET Percent Of Countries Subject To Social Violations
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31260_Percent_Of_Countries_Subject_To_Social_Violations_Considered_In_The_Invest
ment_Strategy. This is a
Conditional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE312700 Field
Name EET Percent Of Countries Subject To Social Violations
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31270_Percent_Of_Countries_Subject_To_Social_Violations_Coverage.
This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE312800 Field
Name EET Percent Of Countries Subject To Social Violations
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31280_Percent_Of_Countries_Subject_To_Social_Violations_Eligible_Assets. This
is
a Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE312900 Field
Name EET Exposure To Fossil Fuels Extraction Storage Transport
Manufacture Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in real estate assets involved in the extraction,
storage, transport or
manufacture of fossil fuelsThis field must be completed if
coverage is greater than
0%.//The corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET:
31290_Exposure_To_Fossil_Fuels_Extraction_Storage_Transport_Manufacture_Value.
This is a Conditional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE313000 Field
Name EET Exposure To Fossil Fuels Extraction Storage Transport
Manufacture Considered In
The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31300_Exposure_To_Fossil_Fuels_Extraction_Storage_Transport_Manufacture_Consider
ed_In_The_Investment_Strategy.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE313100 Field
Name EET Exposure To Fossil Fuels Extraction Storage Transport
Manufacture Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31310_Exposure_To_Fossil_Fuels_Extraction_Storage_Transport_Manufacture_Coverag
e. This is a Mandatory EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE313200 Field
Name EET Exposure To Fossil Fuels Extraction Storage Transport
Manufacture Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31320_Exposure_To_Fossil_Fuels_Extraction_Storage_Transport_Manufacture_Eligible_A
ssets. This is a Mandatory
EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE313300 Field
Name EET Exposure To Energy-inefficient Real Estate Assets
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in energy-inefficient real estate assets.This field
must be completed if
coverage is greater than 0%.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31330_Exposure_To_Energy-inefficient_Real_Estate_Assets_Value.
This is a Conditional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE313400 Field
Name EET Exposure To Energy-inefficient Real Estate Assets
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.This field
must be completed if OFEE201000 EET Financial
Instrument Does This Product Consider
Principle Adverse Impact In Their Investment =
yes.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31340_Exposure_To_Energy-
inefficient_Real_Estate_Assets_Considered_In_The_Investment_Strategy.
This is a
Conditional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE313500 Field
Name EET Exposure To Energy-inefficient Real Estate Assets
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31350_Exposure_To_Energy-inefficient_Real_Estate_Assets_Coverage.
This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE313600 Field
Name EET Exposure To Energy-efficient Real Estate Assets
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31360_Exposure_To_Energy-inefficient_Real_Estate_Assets_Eligible_Assets. This
is
a Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE313700 Field
Name EET Emissions Of Inorganic Pollutants Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Tonnes of inorganic
pollutants equivalent per million EUR invested, expressed as a
weighted average//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET: 31370_Emissions_Of_Inorganic_Pollutants_Value.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE313800 Field
Name EET Emissions Of Inorganic Pollutants Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment of
the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31380_Emissions_Of_Inorganic_Pollutants_Considered_In_The_Investment_Strategy.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE313900 Field
Name EET Emissions Of Inorganic Pollutants Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31390_Emissions_Of_Inorganic_Pollutants_Coverage.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE314000 Field
Name EET Emissions Of Inorganic Pollutants Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31400_Emissions_Of_Inorganic_Pollutants_Eligible_Assets. This is an Optional
EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE314100 Field
Name EET Emissions Of Air Pollutants Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Tonnes of air pollutants
equivalent per million EUR invested, expressed as a weighted
average//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
31410_Emissions_Of_Air_Pollutants_Value. This is an Optional EET
field when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE314200 Field
Name EET Emissions Of Air Pollutants Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31420_Emissions_Of_Air_Pollutants_Considered_In_The_Investment_Strategy. This
is an Optional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE314300 Field
Name EET Emissions Of Air Pollutants Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31430_Emissions_Of_Air_Pollutants_Coverage.
This is an Optional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE314400 Field
Name EET Emissions Of Air Pollutants Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31440_Emissions_Of_Air_Pollutants_Eligible_Assets. This is an Optional EET
field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE314500 Field
Name EET Emissions Of Ozone Depletion Substances Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Tonnes of ozone depletion
substance equivalent per million EUR invested, expressed
as a weighted average//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
31450_Emissions_Of_Ozone_Depletion_Substances_Value.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE314600 Field
Name EET Emissions Of Ozone Depletion Substances
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31460_Emissions_Of_Ozone_Depletion_Substances_Considered_In_The_Investment_Str
ategy. This is an Optional
EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE314700 Field
Name EET Emissions Of Ozone Depletion Substances Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31470_Emissions_Of_Ozone_Depletion_Substances_Coverage.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE314800 Field
Name EET Emissions Of Ozone Depletion Substances Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31480_Emissions_Of_Ozone_Depletion_Substances_Eligible_Assets. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE314900 Field
Name EET Investing In Companies Without Carbon Emission
Reduction Initiatives
Investment Weight Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of in
investments in investee companies without carbon emission
reduction initiatives
aimed at aligning with the Paris Agreement//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31490_Investing_In_Companies_Without_Carbon_Emission_Reduction_Initiatives_Inves
tment_Weight_Value. This
is an Optional EET field when taking into account all
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE315000 Field
Name EET Investing In Companies Without Carbon Emission
Reduction Initiatives
Investment Weight Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31500_Investing_In_Companies_Without_Carbon_Emission_Reduction_Initiatives_Inves
tment_Weight_Considered_In_The_Investment_Strategy.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE315050 Field
Name EET Investing In Companies Without Carbon Emission
Reduction Initiatives
Investment Weight Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31505_Investing_In_Companies_Without_Carbon_Emission_Reduction_Initiatives_Inves
tment_Weight_Coverage.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE315100 Field
Name EET Investing In Companies Without Carbon Emission
Reduction Initiatives
Investment Weight Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31510_Investing_In_Companies_Without_Carbon_Emission_Reduction_Initiatives_Inves
tment_Weight_Eligible_Assets.
This is an Optional EET field when taking into account all
relevant EU regulations (SFDR, MiFID, and
IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE315200 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Oil Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of energy
consumption from oil sources.//The corresponding field
introduced by FinDatEx with their European ESG
Template (EET) is:EET:
31520_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Oil_Value.
This is an Optional EET field when taking into
account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE315300 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Oil Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31530_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Oil_Considered_In_The_Investment_Strategy.
This is an
Optional EET field when taking into account
all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE315400 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Oil Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31540_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Oil_Coverage.
This is an Optional EET field when taking
into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE315500 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Oil Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31550_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Oil_Eligible_Assets.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE315600 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Natural Gas Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of energy
consumption from natural gas sources.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31560_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Natural_Gas_Value.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE315700 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Natural Gas Considered In
The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31570_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Natural_Gas_Considered_In_The_Investment_Strateg
y. This is an Optional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE315800 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Natural Gas Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31580_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Natural_Gas_Coverage.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE315900 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Natural Gas Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31590_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Natural_Gas_Eligible_Assets.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE316000 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Coal Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of energy
consumption from coal sources.//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
31600_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Coal_Value.
This is an Optional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE316100 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Coal Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31610_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Coal_Considered_In_The_Investment_Strategy.
This is
an Optional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE316200 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Coal Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31620_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Coal_Coverage.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE316300 Field
Name EET Breakdown Of Energy Consumption By Type Of Non-
renewable Sources Of
Energy Coal Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31630_Breakdown_Of_Energy_Consumption_By_Type_Of_Non-
renewable_Sources_Of_Energy_Coal_Eligible_Assets.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE316400 Field
Name EET Water Usage And Recycling Average Amount Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Average amount of water
consumed and reclained by the investee companies (in
cubic meters) per million
EUR of revenu of investee companies; Weighted average
percentage of water
recycled and reused by investee companies//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31640_Water_Usage_And_Recycling_Average_Amount_Value. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE316500 Field
Name EET Water Usage And Recycling Average Amount
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31650_Water_Usage_And_Recycling_Average_Amount_Considered_In_The_Investme
nt_Strategy. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE316600 Field
Name EET Water Usage And Recycling Average Amount
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31660_Water_Usage_And_Recycling_Average_Amount_Coverage.
This is an Optional
EET field when taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE316700 Field
Name EET Water Usage And Recycling Average Amount Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31670_Water_Usage_And_Recycling_Average_Amount_Eligible_Assets. This is an
Optional EET field when taking into account
all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE316710 Field
Name EET Water Usage And Recycling Average Percentage
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Weighted average
percentage of water recycled and reused by investee
companies.//The
corresponding field introduced by FinDatEx with their European
ESG Template (EET) is:EET:
31671_Water_Usage_And_Recycling_Average_Percentage_Value.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE316720 Field
Name EET Water Usage And Recycling Average Percentage
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31672_Water_Usage_And_Recycling_Average_Percentage_Considered_In_The_Inves
tment_Strategy. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE316730 Field
Name EET Water Usage And Recycling Average Percentage
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31673_Water_Usage_And_Recycling_Average_Percentage_Coverage.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE316740 Field
Name EET Water Usage And Recycling Average Percentage
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31674_Water_Usage_And_Recycling_Average_Percentage_Eligible_Assets. This
is an Optional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE316800 Field
Name EET Investing In Companies Without Water Management
Policies Weight Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee companies without water
management policies//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
31680_Investing_In_Companies_Without_Water_Management_Policies_Weight_Value
. This is an Optional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE316900 Field
Name EET Investing In Companies Without Water Management
Policies Weight Considered
In The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31690_Investing_In_Companies_Without_Water_Management_Policies_Weight_Consi
dered_In_The_Investment_Strategy.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE317000 Field
Name EET Investing In Companies Without Water Management
Policies Weight Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31700_Investing_In_Companies_Without_Water_Management_Policies_Weight_Cover
age. This is an Optional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE317100 Field
Name EET Investing In Companies Without Water Management
Policies Weight Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31710_Investing_In_Companies_Without_Water_Management_Policies_Weight_Eligibl
e_Assets. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE317200 Field
Name EET Exposure To Areas Of High Water Stress Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee companies with sites located in areas
of high water stress
without a water management policy//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31720_Exposure_To_Areas_Of_High_Water_Stress_Value.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE317300 Field
Name EET Exposure To Areas Of High Water Stress Considered In
The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31730_Exposure_To_Areas_Of_High_Water_Stress_Considered_In_The_Investment_Stra
tegy. This is an Optional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE317400 Field
Name EET Exposure To Areas Of High Water Stress Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31740_Exposure_To_Areas_Of_High_Water_Stress_Coverage.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE317500 Field
Name EET Exposure To Areas Of High Water Stress Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31750_Exposure_To_Areas_Of_High_Water_Stress_Eligible_Assets. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE317600 Field
Name EET Exposure To Companies Producing Chemicals Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investment in investee companies the activities of which fall
under Division 20.2 of
Annex I to Regulation (EC) No 1893/2006//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
31760_Exposure_To_Companies_Producing_Chemicals_Value.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE317700 Field
Name EET Exposure To Companies Producing Chemical
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31770_Exposure_To_Companies_Producing_Chemical_Considered_In_The_Investment
_Strategy. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE317800 Field
Name EET Exposure To Companies Producing Chemical
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31780_Exposure_To_Companies_Producing_Chemical_Coverage.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE317900 Field
Name EET Exposure To Companies Producing Chemical Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31790_Exposure_To_Companies_Producing_Chemical_Eligible_Assets. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318000 Field
Name EET Exposure To Companies Causing Land Degradation
Desertification Or Soil
Sealing Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investment in investee companies the activities of which
cause land degradation,
desertification or soil sealing//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
31800_Exposure_To_Companies_Causing_Land_Degradation_Desertification_Or_Soil_S
ealing_Value. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318100 Field
Name EET Exposure To Companies Causing Land Degradation
Desertification Or Soil
Sealing Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31810_Exposure_To_Companies_Causing_Land_Degradation_Desertification_Or_Soil_S
ealing_Considered_In_The_Investment_Strategy.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE318200 Field
Name EET Exposure To Companies Causing Land Degradation
Desertification Or Soil
Sealing Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31820_Exposure_To_Companies_Causing_Land_Degradation_Desertification_Or_Soil_S
ealing_Coverage. This is
an Optional EET field when taking into account all relevant
EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318300 Field
Name EET Exposure To Companies Causing Land Degradation
Desertification Or Soil
Sealing Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31830_Exposure_To_Companies_Causing_Land_Degradation_Desertification_Or_Soil_S
ealing_Eligible_Assets.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318400 Field
Name EET Exposure To Companies Without Sustainable Land Or
Agriculture Practices
Policies Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee companies without sustainable
land/agriculture practices
or policies//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
31840_Exposure_To_Companies_Without_Sustainable_Land_Or_Agriculture_Practices_
Policies_Value. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318500 Field
Name EET Exposure To Companies Without Sustainable Land Or
Agriculture Practices
Policies Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31850_Exposure_To_Companies_Without_Sustainable_Land_Or_Agriculture_Practices_
Policies_Considered_In_The_Investment_Strategy.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE318600 Field
Name EET Exposure To Companies Without Sustainable Land Or
Agriculture Practices
Policies Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31860_Exposure_To_Companies_Without_Sustainable_Land_Or_Agriculture_Practices_
Policies_Coverage. This is
an Optional EET field when taking into account all relevant
EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318700 Field
Name EET Exposure To Companies Without Sustainable Land Or
Agriculture Practices
Policies Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31870_Exposure_To_Companies_Without_Sustainable_Land_Or_Agriculture_Practices_
Policies_Eligible_Assets.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318710 Field
Name EET Share Of Investments In Companies Without
Sustainable Oceans Or Seas
Practices Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee companies without sustainable
ocean/seas practices or
policies//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
31871_Share_Of_Investments_In_Companies_Without_Sustainable_Oceans_Or_Seas_
Practices_Value. This is
an Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318720 Field
Name EET Share Of Investments In Companies Without
Sustainable Oceans Or Seas
Practices Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31872_Share_Of_Investments_In_Companies_Without_Sustainable_Oceans_Or_Seas_
Practices_Considered_In_The_Investment_Strategy.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE318730 Field
Name EET Share Of Investments In Companies Without
Sustainable Oceans Or Seas
Practices Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31873_Share_Of_Investments_In_Companies_Without_Sustainable_Oceans_Or_Seas_
Practices_Coverage. This
is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318740 Field
Name EET Share Of Investments In Companies Without
Sustainable Oceans Or Seas
Practices Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31874_Share_Of_Investments_In_Companies_Without_Sustainable_Oceans_Or_Seas_
Practices_Eligible_Assets.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318750 Field
Name EET Non Recycled Waste Ratio Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Tonnes of non-recycled
waste generated by investee companies per million EUR
invested, expressed as a
weighted average//The corresponding field introduced
by FinDatEx with their
European ESG Template (EET) is:EET:
31875_Non_Recycled_Waste_Ratio_Value.
This is an Optional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE318760 Field
Name EET Non Recycled Waste Ratio Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31876_Non_Recycled_Waste_Ratio_Considered_In_The_Investment_Strategy.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE318770 Field
Name EET Non Recycled Waste Ratio Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31877_Non_Recycled_Waste_Ratio_Coverage.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318780 Field
Name EET Non Recycled Waste Ratio Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31878_Non_Recycled_Waste_Ratio_Eligible_Assets. This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318800 Field
Name EET Share Of Investments In Investee Companies Whose
Operations Affect
Threatened Species Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee companies whose operations affect
threatened specues//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
31880_Share_Of_Investments_In_Investee_Companies_Whose_Operations_Affect_Thr
eatened_Species_Value.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE318900 Field
Name EET Share Of Investments In Investee Companies Whose
Operations Affect
Threatened Species Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31890_Share_Of_Investments_In_Investee_Companies_Whose_Operations_Affect_Thr
eatened_Species_Considered_In_The_Investment_Strategy.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE319000 Field
Name EET Share Of Investments In Investee Companies Whose
Operations Affect
Threatened Species Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31900_Share_Of_Investments_In_Investee_Companies_Whose_Operations_Affect_Thr
eatened_Species_Coverage.
This is an Optional EET field when taking into account all
relevant EU regulations (SFDR, MiFID, and
IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE319100 Field
Name EET Share Of Investments In Investee Companies Whose
Operations Affect
Threatened Species Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31910_Share_Of_Investments_In_Investee_Companies_Whose_Operations_Affect_Thr
eatened_Species_Eligible_Assets.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE319200 Field
Name EET Share Of Investments In Investee Companies Without
A Biodiversity Protection
Policy Covering Operational
Sites Owned Leased Managed
In Or Adjacent To A
Protected Area Or An Area
Of High Biodiversity Value
Outside Protected Areas
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee companies without a biodiversity
protection policy covering
opretional sites owned, leased, managed in, or adjacent
to, a protected area or an
area of high biodiversity value outside protected areas.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
31920_Share_Of_Investments_In_Investee_Companies_Without_A_Biodiversity_Protec
tion_Policy_Covering_Operational_Sites_Owned_Leased_Managed_In_Or_Adjacent_
To_A_Protected_Area_Or_An_Area_Of_High_Biodiversity_Value_Outside_Protected_
Areas_Value. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE319300 Field
Name EET Share Of Investments In Investee Companies Without
A Biodiversity Protection
Policy Covering Operational
Sites Owned Leased Managed
In Or Adjacent To A
Protected Area Or An Area
Of High Biodiversity Value
Outside Protected Areas
Considered
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31930_Share_Of_Investments_In_Investee_Companies_Without_A_Biodiversity_Protec
tion_Policy_Covering_Operational_Sites_Owned_Leased_Managed_In_Or_Adjacent_
To_A_Protected_Area_Or_An_Area_Of_High_Biodiversity_Value_Outside_Protected_
Areas_Considered_In_The_Investment_Strategy.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE319400 Field
Name EET Share Of Investments In Investee Companies Without
A Biodiversity Protection
Policy Covering Operational
Sites Owned Leased Managed
In Or Adjacent To A
Protected Area Or An Area
Of High Biodiversity Value
Outside Protected Areas
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31940_Share_Of_Investments_In_Investee_Companies_Without_A_Biodiversity_Protec
tion_Policy_Covering_Operational_Sites_Owned_Leased_Managed_In_Or_Adjacent_
To_A_Protected_Area_Or_An_Area_Of_High_Biodiversity_Value_Outside_Protected_
Areas_Coverage. This is an
Optional EET field when taking into account all relevant
EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE319500 Field
Name EET Share Of Investments In Investee Companies Without
A Biodiversity Protection
Policy Covering Operational
Sites Owned Leased Managed
In Or Adjacent To A
Protected Area Or An Area
Of High Biodiversity Value
Outside Protected Areas
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31950_Share_Of_Investments_In_Investee_Companies_Without_A_Biodiversity_Protec
tion_Policy_Covering_Operational_Sites_Owned_Leased_Managed_In_Or_Adjacent_
To_A_Protected_Area_Or_An_Area_Of_High_Biodiversity_Value_Outside_Protected_
Areas_Eligible_Assets.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE319600 Field
Name EET Share Of Investee Companies Without Deforestation
Policy Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee companies without a policy to
address deforestation//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
31960_Share_Of_Investee_Companies_Without_Deforestation_Policy_Value.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE319700 Field
Name EET Share Of Investee Companies Without Deforestation
Policy Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31970_Share_Of_Investee_Companies_Without_Deforestation_Policy_Considered_In_T
he_Investment_Strategy.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE319800 Field
Name EET Share Of Investee Companies Without Deforestation
Policy Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
31980_Share_Of_Investee_Companies_Without_Deforestation_Policy_Coverage.
This is
an Optional EET field when taking into account
all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE319900 Field
Name EET Share Of Investee Companies Without Deforestation
Policy Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
31990_Share_Of_Investee_Companies_Without_Deforestation_Policy_Eligible_Assets.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE320000 Field
Name EET Share Of Securities Not Issued Under Union
Legislation
On Environmentally
Sustainable Bonds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of
securities not certified as green.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
32000_Share_Of_Securities_Not_Issued_under_Union_legislation_on_environmentally_su
stainable_bonds. This is
an Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE320100 Field
Name EET Share Of Securities Not Issued Under Union
Legislation
On Environmentally
Sustainable Bonds Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32010_Share_Of_Securities_Not_Issued_under_Union_legislation_on_environmentally_su
stainable_bonds_Considered_In_The_Investment_Strategy.
This is an Optional EET field
when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE320200 Field
Name EET Share Of Securities Not Issued Under Union
Legislation
On Environmentally
Sustainable Bonds Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32020_Share_Of_Securities_Not_Issued_under_Union_legislation_on_environmentally_su
stainable_bonds_Coverage.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE320300 Field
Name EET Share Of Securities Not Issued Under Union
Legislation
On Environmentally
Sustainable Bonds Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32030_Share_Of_Securities_Not_Issued_under_Union_legislation_on_environmentally_su
stainable_bonds_Eligible_Assets.
This is an Optional EET field when taking into account
all relevant EU regulations (SFDR, MiFID, and
IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE320400 Field
Name EET Share Of Bonds Not Issued Under Union Legislation On
Environmentally Sustainable Bonds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of bonds
not certified as green.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
32040_Share_Of_Bonds_not_issued_under_Union_legislation_on_environmentally_sustai
nable_bonds. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE320500 Field
Name EET Share Of Bonds Not Issued Under Union Legislation On
Environmentally Sustainable Bonds Considered
In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32050_Share_Of_Bonds_not_issued_under_Union_legislation_on_environmentally_sustai
nable_bonds_Considered_In_The_Investment_Strategy.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE320600 Field
Name EET Share Of Bonds Not Issued Under Union Legislation On
Environmentally Sustainable Bonds Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32060_Share_Of_Bonds_not_issued_under_Union_legislation_on_environmentally_sustai
nable_bonds_Coverage. This
is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE320700 Field
Name EET Share Of Bonds Not Issued Under Union Legislation On
Environmentally Sustainable Bonds Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32070_Share_Of_Bonds_not_issued_under_Union_legislation_on_environmentally_sustai
nable_bonds_Eligible_Assets.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE320800 Field
Name EET GHG Emissions Real Estate Scope 1 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 1 emissions
generated by real estate assets//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
32080_GHG_Emissions_Real_Estate_Scope_1_Value.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE320900 Field
Name EET GHG Emissions Real Estate Scope 1 Considered In
The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32090_GHG_Emissions_Real_Estate_Scope_1_Considered_In_The_Investment_Strategy
. This is an Optional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE321000 Field
Name EET GHG Emissions Real Estate Scope 1 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32100_GHG_Emissions_Real_Estate_Scope_1_Year_N_Coverage.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE321100 Field
Name EET GHG Emissions Real Estate Scope 1 Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32110_GHG_Emissions_Real_Estate_Scope_1_Eligible_Assets. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE321200 Field
Name EET GHG Emissions Real Estate Scope 2 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 2 emissions
generated by real estate assets//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
32120_GHG_Emissions_Real_Estate_Scope_2_Value.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE321300 Field
Name EET GHG Emissions Real Estate Scope 2 Considered In
The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32130_GHG_Emissions_Real_Estate_Scope_2_Considered_In_The_Investment_Strategy
. This is an Optional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE321400 Field
Name EET GHG Emissions Real Estate Scope 2 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32140_GHG_Emissions_Real_Estate_Scope_2_Year_N_Coverage.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE321500 Field
Name EET GHG Emissions Real Estate Scope 2 Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32150_GHG_Emissions_Real_Estate_Scope_2_Eligible_Assets. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE321600 Field
Name EET GHG Emissions Real Estate Scope 3 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Scope 3 emissions
generated by real estate assets//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
32160_GHG_Emissions_Real_Estate_Scope_3_Value.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE321700 Field
Name EET GHG Emissions Real Estate Scope 3 Considered In
The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32170_GHG_Emissions_Real_Estate_Scope_3_Considered_In_The_Investment_Strategy
. This is an Optional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE321800 Field
Name EET GHG Emissions Real Estate Scope 3 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32180_GHG_Emissions_Real_Estate_Scope_3_Year_N_Coverage.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE321900 Field
Name EET GHG Emissions Real Estate Scope 3 Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32190_GHG_Emissions_Real_Estate_Scope_3_Eligible_Assets. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE322000 Field
Name EET GHG Emissions Real Estate Total Scope12 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Total scope 1 and scope 2
emissions generated by real estate assets//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32200_GHG_Emissions_Real_Estate_Total_Scope12_Value. This is an Optional EET
field when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE322100 Field
Name EET GHG Emissions Real Estate Total Scope12 Considered
In The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32210_GHG_Emissions_Real_Estate_Total_Scope12_Considered_In_The_Investment_Str
ategy. This is an Optional
EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE322200 Field
Name EET GHG Emissions Real Estate Total Scope12 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32220_GHG_Emissions_Real_Estate_Total_Scope12_Coverage.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE322300 Field
Name EET GHG Emissions Real Estate Total Scope12 Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32230_GHG_Emissions_Real_Estate_Total_Scope12_Eligible_Assets. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE322400 Field
Name EET GHG Emissions Real Estate Total Scope123 Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Total scope 1, scope 2 and
scope 3 emissions generated by real estate assets
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
32240_GHG_Emissions_Real_Estate_Total_Scope123_Value. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE322500 Field
Name EET GHG Emissions Real Estate Total Scope123
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32250_GHG_Emissions_Real_Estate_Total_Scope123_Considered_In_The_Investment_S
trategy. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE322600 Field
Name EET GHG Emissions Real Estate Total Scope123 Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32260_GHG_Emissions_Real_Estate_Total_Scope123_Coverage.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE322700 Field
Name EET GHG Emissions Real Estate Total Scope123 Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32270_GHG_Emissions_Real_Estate_Total_Scope123_Eligible_Assets. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE322800 Field
Name EET Energy Consumption Intensity Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Energy consumption in GWh
of owned assets per square meter//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32280_Energy_Consumption_Intensity_Value.
This is an Optional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE322900 Field
Name EET Energy Consumption Intensity Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32290_Energy_Consumption_Intensity_Considered_In_The_Investment_Strategy.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE323000 Field
Name EET Energy Consumption Intensity Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32300_Energy_Consumption_Intensity_Coverage.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE323100 Field
Name EET Energy Consumption Intensity Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32310_Energy_Consumption_Intensity_Eligible_Assets. This is an Optional EET
field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE323200 Field
Name EET Waste Production In Operations Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
real estate assets not equipped with facilities for waste sorting
and not covered by a waste recovery or
recycling contract//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
32320_Waste_Production_In_Operations_Value.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE323300 Field
Name EET Waste Production In Operations Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32330_Waste_Production_In_Operations_Considered_In_The_Investment_Strategy.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE323400 Field
Name EET Waste Production In Operations Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32340_Waste_Production_In_Operations_Coverage.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE323500 Field
Name EET Waste Production In Operations Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32350_Waste_Production_In_Operations_Eligible_Assets. This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE323600 Field
Name EET Raw Material Consumption For New Construction And
Major Renovations Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of raw
buidling materials (excluding recovered, recycled and
biosourced) compared to
the total weighting of building materials used in new
construction and major
renovations//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
32360_Raw_Material_Consumption_For_New_Construction_And_Major_Renovations_
Value. This is an Optional
EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE323700 Field
Name EET Raw Material Consumption For New Construction And
Major Renovations
Considered In The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32370_Raw_Material_Consumption_For_New_Construction_And_Major_Renovations_
Considered_In_The_Investment_Strategy.
This is an Optional EET field when taking into
account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE323800 Field
Name EET Raw Material Consumption For New Construction And
Major Renovations Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32380_Raw_Material_Consumption_For_New_Construction_And_Major_Renovations_
Coverage. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE323900 Field
Name EET Raw Material Consumption For New Construction And
Major Renovations Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32390_Raw_Material_Consumption_For_New_Construction_And_Major_Renovations_E
ligible_Assets. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE324000 Field
Name EET Land Artificialisation Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
non-vegetated surfaces area (surfaces that have not been
vegetated in ground, as
well as on roofs, terrace and walls) compared to the total
surface area of the plots
of all assets//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
32400_Land_Artificialisation_Value.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE324100 Field
Name EET Land Artificialisation Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32410_Land_Artificialisation_Considered_In_The_Investment_Strategy. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE324200 Field
Name EET Land Artificialisation Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32420_Land_Artificialisation_Coverage.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE324300 Field
Name EET Land Artificialisation Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32430_Land_Artificialisation_Eligible_Assets. This is an Optional EET field
when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE324400 Field
Name EET Exposure To Companies Without Workplace Accident
Prevention Policy Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee compabies without a workplace
accident prevention
policy//The corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET:
32440_Exposure_To_Companies_Without_Workplace_Accident_Prevention_Policy_Val
ue. This is an Optional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE324500 Field
Name EET Exposure To Companies Without Workplace Accident
Prevention Policy
Considered In The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32450_Exposure_To_Companies_Without_Workplace_Accident_Prevention_Policy_Co
nsidered_In_The_Investment_Strategy.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE324600 Field
Name EET Exposure To Companies Without Workplace Accident
Prevention Policy Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32460_Exposure_To_Companies_Without_Workplace_Accident_Prevention_Policy_Co
verage. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE324700 Field
Name EET Exposure To Companies Without Workplace Accident
Prevention Policy Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32470_Exposure_To_Companies_Without_Workplace_Accident_Prevention_Policy_Eligi
ble_Assets. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE324800 Field
Name EET Rate Of Accidents Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Rate of accidents in
investee companies expressed as a weighted average.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32480_Rate_Of_Accidents_Value. This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE324900 Field
Name EET Rate Of Accidents Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32490_Rate_Of_Accidents_Considered_In_The_Investment_Strategy. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE325000 Field
Name EET Rate Of Accidents Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32500_Rate_Of_Accidents_Coverage.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE325100 Field
Name EET Rate Of Accidents Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32510_Rate_Of_Accidents_Eligible_Assets. This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE325200 Field
Name EET Number Of Days Lost For Injuries Accidents Fatalities
Illness Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Number of workdays lost to
injuries, accidents, fatalities or illness of investee
companies expressed as a
weighted average.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
32520_Number_Of_Days_Lost_For_Injuries_Accidents_Fatalities_Illness_Value.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE325300 Field
Name EET Number Of Days Lost For Injuries Accidents Fatalities
Illness Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32530_Number_Of_Days_Lost_For_Injuries_Accidents_Fatalities_Illness_Considered_In_T
he_Investment_Strategy.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE325400 Field
Name EET Number Of Days Lost For Injuries Accidents Fatalities
Illness Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32540_Number_Of_Days_Lost_For_Injuries_Accidents_Fatalities_Illness_Coverage.
This
is an Optional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE325500 Field
Name EET Number Of Days Lost For Injuries Accidents Fatalities
Illness Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage of assets
(versus notional / AUM), which could provide data.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32550_Number_Of_Days_Lost_For_Injuries_Accidents_Fatalities_Illness_Assets.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE325600 Field
Name EET Share Of Investments In Investee Companies Without
Any Supplier Code Of
Conduct Against Unsafe Working
Conditions Precarious Work
Child Labour And Forced
Labour Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee companies without any supplier code
of conduct (against unsafe
working conditions, precarious work, child labour and
forced labour).//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
32560_Share_Of_Investments_In_Investee_Companies_Without_Any_Supplier_Code_
Of_Conduct_Against_Unsafe_Working_Conditions_Precarious_Work_Child_Labour_An
d_Forced_Labour_Value.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE325700 Field
Name EET Share Of Investments In Investee Companies Without
Any Supplier Code Of
Conduct Against Unsafe Working
Conditions Precarious Work
Child Labour And Forced
Labour Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32570_Share_Of_Investments_In_Investee_Companies_Without_Any_Supplier_Code_
Of_Conduct_Against_Unsafe_Working_Conditions_Precarious_Work_Child_Labour_An
d_Forced_Labour_Considered_In_The_Investment_Strategy.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE325800 Field
Name EET Share Of Investments In Investee Companies Without
Any Supplier Code Of
Conduct Against Unsafe Working
Conditions Precarious Work
Child Labour And Forced
Labour Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32580_Share_Of_Investments_In_Investee_Companies_Without_Any_Supplier_Code_
Of_Conduct_Against_Unsafe_Working_Conditions_Precarious_Work_Child_Labour_An
d_Forced_Labour_Coverage.
This is an Optional EET field when taking into account all
relevant EU regulations (SFDR, MiFID, and
IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE325900 Field
Name EET Share Of Investments In Investee Companies Without
Any Supplier Code Of
Conduct Against Unsafe Working
Conditions Precarious Work
Child Labour And Forced
Labour Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32590_Share_Of_Investments_In_Investee_Companies_Without_Any_Supplier_Code_
Of_Conduct_Against_Unsafe_Working_Conditions_Precarious_Work_Child_Labour_An
d_Forced_Labour_Eligible_Assets.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE326400 Field
Name EET Share Of Investments In Investee Companies Without
Any Grievance Or
Complaints Handling Mechanism Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee companies without any
grievance/complaints
handling mechanism related to employee matters.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32640_Share_Of_Investments_In_Investee_Companies_Without_Any_Grievance_Or_C
omplaints_Handling_Mechanism_Value.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE326500 Field
Name EET Share Of Investments In Investee Companies Without
Any Grievance Or
Complaints Handling Mechanism
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32650_Share_Of_Investments_In_Investee_Companies_Without_Any_Grievance_Or_C
omplaints_Handling_Mechanism_Considered_In_The_Investment_Strategy.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE326600 Field
Name EET Share Of Investments In Investee Companies Without
Any Grievance Or
Complaints Handling Mechanism
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32660_Share_Of_Investments_In_Investee_Companies_Without_Any_Grievance_Or_C
omplaints_Handling_Mechanism_Coverage.
This is an Optional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE326700 Field
Name EET Share Of Investments In Investee Companies Without
Any Grievance Or
Complaints Handling Mechanism
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32670_Share_Of_Investments_In_Investee_Companies_Without_Any_Grievance_Or_C
omplaints_Handling_Mechanism_Eligible_Assets.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE326800 Field
Name EET Share Of Investee Companies With Insufficient
Whistleblower Protection
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in entities without policies on the protection of
whistleblowers.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
32680_Share_Of_Investee_Companies_With_Insufficient_Whistleblower_Protection_Val
ue. This is an Optional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE326900 Field
Name EET Share Of Investee Companies With Insufficient
Whistleblower Protection
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32690_Share_Of_Investee_Companies_With_Insufficient_Whistleblower_Protection_Co
nsidered_In_The_Investment_Strategy.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE327000 Field
Name EET Share Of Investee Companies With Insufficient
Whistleblower Protection
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32700_Share_Of_Investee_Companies_With_Insufficient_Whistleblower_Protection_Co
verage. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE327100 Field
Name EET Share Of Investee Companies With Insufficient
Whistleblower Protection
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32710_Share_Of_Investee_Companies_With_Insufficient_Whistleblower_Protection_Eligi
ble_Assets. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE327200 Field
Name EET Number Of Incidents Of Discrimination Reported In
Investee Companies Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Number of incidents of
discrimination reported in investee companies expressed as a
weighted average.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
32720_Number_Of_Incidents_Of_Discrimination_Reported_In_Investee_Companies_V
alue. This is an Optional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE327300 Field
Name EET Number Of Incidents Of Discrimination Reported In
Investee Companies
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32730_Number_Of_Incidents_Of_Discrimination_Reported_In_Investee_Companies_C
onsidered_In_The_Investment_Strategy.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE327400 Field
Name EET Number Of Incidents Of Discrimination Reported In
Investee Companies
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32740_Number_Of_Incidents_Of_Discrimination_Reported_In_Investee_Companies_C
overage. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE327500 Field
Name EET Number Of Incidents Of Discrimination Reported In
Investee Companies
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32750_Number_Of_Incidents_Of_Discrimination_Reported_In_Investee_Companies_Eli
gible_Assets. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE327600 Field
Name EET Number Of Incidents Of Discrimination Leading To
Sanctions In Investee
Companies Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Number of incidents of
discrimination leading to sanctions in investee companies
expressed as a weighted
average.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
32760_Number_Of_Incidents_Of_Discrimination_Leading_To_Sanctions_In_Investee_C
ompanies_Value. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE327700 Field
Name EET Number Of Incidents Of Discrimination Leading To
Sanctions In Investee
Companies Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32770_Number_Of_Incidents_Of_Discrimination_Leading_To_Sanctions_In_Investee_C
ompanies_Considered_In_The_Investment_Strategy.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE327800 Field
Name EET Number Of Incidents Of Discrimination Leading To
Sanctions In Investee
Companies Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32780_Number_Of_Incidents_Of_Discrimination_Leading_To_Sanctions_In_Investee_C
ompanies_Coverage. This is
an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE327900 Field
Name EET Number Of Incidents Of Discrimination Leading To
Sanctions In Investee
Companies Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32790_Number_Of_Incidents_Of_Discrimination_Leading_To_Sanctions_In_Investee_C
ompanies_Eligible_Assets.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE328000 Field
Name EET Excessive CEO Pay Ratio Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Average ratio within
investee companies of the annual total compensation for the
highest compensated individual
to the median annual total compensation for all
employees (excluding the
highest-compensated individual).//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
32800_Excessive_CEO_Pay_Ratio_Value.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE328100 Field
Name EET Excessive CEO Pay Ratio Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32810_Excessive_CEO_Pay_Ratio_Considered_In_The_Investment_Strategy. This
is an Optional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE328200 Field
Name EET Excessive CEO Pay Ratio Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32820_Excessive_CEO_Pay_Ratio_Coverage.
This is an Optional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE328300 Field
Name EET Excessive CEO Pay Ratio Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32830_Excessive_CEO_Pay_Ratio_Eligible_Assets. This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE328400 Field
Name EET Exposure To Companies Without Human Right Policy
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in entities without a human rights policy.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32840_Exposure_To_Companies_Without_Human_Right_Policy_Value. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE328500 Field
Name EET Exposure To Companies Without Human Right Policy
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32850_Exposure_To_Companies_Without_Human_Right_Policy_Considered_In_The_Inv
estment_Strategy. This is
an Optional EET field when taking into account all relevant
EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE328600 Field
Name EET Exposure To Companies Without Human Right Policy
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32860_Exposure_To_Companies_Without_Human_Right_Policy_Coverage.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE328700 Field
Name EET Exposure To Companies Without Human Right Policy
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32870_Exposure_To_Companies_Without_Human_Right_Policy_Eligible_Assets.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE328800 Field
Name EET Exposure To Companies With Lack Of Due Diligence
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investment in entities without a due diligence process to
identify, prevent,
mitigate and address adverse human rights impacts.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32880_Exposure_To_Companies_With_Lack_Of_Due_Diligence_Value. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE328900 Field
Name EET Exposure To Companies With Lack Of Due Diligence
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32890_Exposure_To_Companies_With_Lack_Of_Due_Diligence_Considered_In_The_Inv
estment_Strategy. This is
an Optional EET field when taking into account all relevant
EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE329000 Field
Name EET Exposure To Companies With Lack Of Due Diligence
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32900_Exposure_To_Companies_With_Lack_Of_Due_Diligence_Coverage.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE329100 Field
Name EET Exposure To Companies With Lack Of Due Diligence
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32910_Exposure_To_Companies_With_Lack_Of_Due_Diligence_Eligible_Assets.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE329200 Field
Name EET Exposure To Companies With Lack Of Processes And
Measures For Preventing
Trafficking In Human Beings
Local Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investment in entities without policies against trafficking in
human beings.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
32920_Exposure_To_Companies_With_Lack_Of_Processes_And_Measures_For_Prevent
ing_Trafficking_In_Human_Beings_Local_Value.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE329300 Field
Name EET Exposure To Companies With Lack Of Processes And
Measures For Preventing
Trafficking In Human Beings
Local Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32930_Exposure_To_Companies_With_Lack_Of_Processes_And_Measures_For_Prevent
ing_Trafficking_In_Human_Beings_Local_Considered_In_The_Investment_Strategy.
This
is an Optional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE329400 Field
Name EET Exposure To Companies With Lack Of Processes And
Measures For Preventing
Trafficking In Human Beings
Local Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32940_Exposure_To_Companies_With_Lack_Of_Processes_And_Measures_For_Prevent
ing_Trafficking_In_Human_Beings_Local_Coverage.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE329500 Field
Name EET Exposure To Companies With Lack Of Processes And
Measures For Preventing
Trafficking In Human Beings
Local Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32950_Exposure_To_Companies_With_Lack_Of_Processes_And_Measures_For_Prevent
ing_Trafficking_In_Human_Beings_Local_Eligible_Assets.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE329600 Field
Name EET Exposure To Companies With Operations And
Suppliers At Significant
Risk Of Incidents Of Child Labour
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investment in entities exposed to operations and suppliers at
significant risk of
incidents of child labour exposed to hazardous work in terms of
geographic areas or type
of operation.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
32960_Exposure_To_Companies_With_Operations_And_Suppliers_At_Significant_Risk_O
f_Incidents_Of_Child_Labour_Value.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE329700 Field
Name EET Exposure To Companies With Operations And
Suppliers At Significant
Risk Of Incidents Of Child Labour
Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32970_Exposure_To_Companies_With_Operations_And_Suppliers_At_Significant_Risk_O
f_Incidents_Of_Child_Labour_Considered_In_The_Investment_Strategy.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE329800 Field
Name EET Exposure To Companies With Operations And
Suppliers At Significant
Risk Of Incidents Of Child Labour
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
32980_Exposure_To_Companies_With_Operations_And_Suppliers_At_Significant_Risk_O
f_Incidents_Of_Child_Labour_Coverage.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE329900 Field
Name EET Exposure To Companies With Operations And
Suppliers At Significant
Risk Of Incidents Of Child Labour
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
32990_Exposure_To_Companies_With_Operations_And_Suppliers_At_Significant_Risk_O
f_Incidents_Of_Child_Labour_Eligible_Assets.
This is an Optional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE330000 Field
Name EET Exposure To Companies With Operations And
Suppliers At Significant
Risk Of Incidents Of Forced Or
Compulsory Labour Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investment in entities exposed to operations and suppliers at
significant risk of forced
or compulsory labour in terms of geographic areas and/or the
type of operation.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
33000_Exposure_To_Companies_With_Operations_And_Suppliers_At_Significant_Risk_O
f_Incidents_Of_Forced_Or_Compulsory_Labour_Value.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE330100 Field
Name EET Exposure To Companies With Operations And
Suppliers At Significant
Risk Of Incidents Of Forced Or
Compulsory Labour
Considered In The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33010_Exposure_To_Companies_With_Operations_And_Suppliers_At_Significant_Risk_O
f_Incidents_Of_Forced_Or_Compulsory_Labour_Considered_In_The_Investment_Strat
egy. This is an Optional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE330200 Field
Name EET Exposure To Companies With Operations And
Suppliers At Significant
Risk Of Incidents Of Forced Or
Compulsory Labour Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33020_Exposure_To_Companies_With_Operations_And_Suppliers_At_Significant_Risk_O
f_Incidents_Of_Forced_Or_Compulsory_Labour_Coverage.
This is an Optional EET field
when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE330300 Field
Name EET Exposure To Companies With Operations And
Suppliers At Significant
Risk Of Incidents Of Forced Or
Compulsory Labour Eligible
Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33030_Exposure_To_Companies_With_Operations_And_Suppliers_At_Significant_Risk_O
f_Incidents_Of_Forced_Or_Compulsory_Labour_Eligible_Assets.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE330400 Field
Name EET Number Of Identified Cases of Severe Human Rights
Issues And Incidents Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Number of cases of severe
human rights issues and incident connected to investee
companies on a weighted
average basis.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
33040_Number_Of_Identified_Cases_of_Severe_Human_Rights_Issues_And_Incidents_
Value. This is an Optional
EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE330500 Field
Name EET Number Of Identified Cases of Severe Human Rights
Issues And Incidents
Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33050_Number_Of_Identified_Cases_of_Severe_Human_Rights_Issues_And_Incidents_
Considered_In_The_Investment_Strategy.
This is an Optional EET field when taking into
account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE330600 Field
Name EET Number Of Identified Cases of Severe Human Rights
Issues And Incidents
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33060_Number_Of_Identified_Cases_of_Severe_Human_Rights_Issues_And_Incidents_
Coverage. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE330700 Field
Name EET Number Of Identified Cases of Severe Human Rights
Issues And Incidents
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33070_Number_Of_Identified_Cases_of_Severe_Human_Rights_Issues_And_Incidents_
Eligible_Assets. This is
an Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE330800 Field
Name EET Exposure To Companies Without Anti Corruption And
Anti Bribery Policies
Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in entities without policies on anti-corruption and
anti-bribery consistent
with the United Nations Convention against corruption.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
33080_Exposure_To_Companies_With_A_Lack_Of_Anti_Corruption_And_Anti_Bribery_P
olicies_Value. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE330900 Field
Name EET Exposure To Companies Without Anti Corruption And
Anti-Bribery Policies
Considered In The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33090_Exposure_To_Companies_With_A_Lack_Of_Anti_Corruption_And_Anti-
Bribery_Policies_Considered_In_The_Investment_Strategy.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE331000 Field
Name EET Exposure To Companies Without Anti Corruption And
Anti Bribery Policies
Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33100_Exposure_To_Companies_With_A_Lack_Of_Anti_Corruption_And_Anti_Bribery_P
olicies_Coverage. This is
an Optional EET field when taking into account all relevant
EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE331100 Field
Name EET Exposure To Companies Without Anti Corruption And
Anti Bribery Policies
Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33110_Exposure_To_Companies_With_A_Lack_Of_Anti_Corruption_And_Anti_Bribery_P
olicies_Eligible_Assets.
This is an Optional EET field when taking into account all
relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE331200 Field
Name EET Exposure To Companies With Cases Of Insufficient
Action Taken To Address
Breaches Of Standards Of Anti
Corruption And Anti
Bribery Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage share of of
investments in investee companies with identified
insufficiencies in actions
taken to address breaches in procedures and standards of
anti-corruption and
anti-bribery.//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
33120_Exposure_To_Companies_With_Cases_Of_Insufficient_Action_Taken_To_Addres
s_Breaches_Of_Standards_Of_Anti_Corruption_And_Anti_Bribery_Value.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE331300 Field
Name EET Exposure To Companies With Cases Of Insufficient
Action Taken To Address
Breaches Of Standards Of Anti-
Corruption And
Anti-Bribery Considered In The Investment
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33130_Exposure_To_Companies_With_Cases_Of_Insufficient_Action_Taken_To_Addres
s_Breaches_Of_Standards_Of_Anti-Corruption_And_Anti-
Bribery_Considered_In_The_Investment_Strategy.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE331400 Field
Name EET Exposure To Companies With Cases Of Insufficient
Action Taken To Address
Breaches Of Standards Of Anti
Corruption And Anti
Bribery Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33140_Exposure_To_Companies_With_Cases_Of_Insufficient_Action_Taken_To_Addres
s_Breaches_Of_Standards_Of_Anti_Corruption_And_Anti_Bribery_Coverage.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE331450 Field
Name EET Exposure To Companies With Cases Of Insufficient
Action Taken To Address
Breaches Of Standards Of Anti
Corruption And Anti
Bribery Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33145_Exposure_To_Companies_With_Cases_Of_Insufficient_Action_Taken_To_Addres
s_Breaches_Of_Standards_Of_Anti_Corruption_And_Anti_Bribery_Eligible_Assets.
This is
an Optional EET field when taking into account
all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE331500 Field
Name EET Number Of Convictions For Violation Of Anti
Corruption And Anti
Bribery Laws Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Number of convictions and
amount of fines for violations of anti-corruption and anti-
bribery laws by investee
companies.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
33150_Number_Of_Convictions_For_Violation_Of_Anti_Corruption_And_Anti_Bribery_L
aws_Value. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE331600 Field
Name EET Number Of Convictions For Violation Of Anti
Corruption And Anti
Bribery Laws Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33160_Number_Of_Convictions_For_Violation_Of_Anti_Corruption_And_Anti_Bribery_L
aws_Considered_In_The_Investment_Strategy.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE331700 Field
Name EET Number Of Convictions For Violation Of Anti
Corruption And Anti
Bribery Laws Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33170_Number_Of_Convictions_For_Violation_Of_Anti_Corruption_And_Anti_Bribery_L
aws_Coverage. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE331800 Field
Name EET Number Of Convictions For Violation Of Anti
Corruption And Anti
Bribery Laws Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33180_Number_Of_Convictions_For_Violation_Of_Anti_Corruption_And_Anti_Bribery_L
aws_Eligible_Assets. This
is an Optional EET field when taking into account all relevant
EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE331900 Field
Name EET Average Income Inequality Score Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description A quantitative indicator
of the distribution of income and economic inequality among
the participants in a particular economy.
Check SFDR RTS for details.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33190_Average_Income_Inequality_Scope_Value. This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE332000 Field
Name EET Average Income Inequality Score Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33200_Average_Income_Inequality_Scope_Considered_In_The_Investment_Strategy.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE332100 Field
Name EET Average Income Inequality Score Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33210_Average_Income_Inequality_Scope_Coverage.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE332200 Field
Name EET Average Income Inequality Score Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33220_Average_Income_Inequality_Scope_Eligible_Assets. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE332300 Field
Name EET Average Freedom of Expression Score Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description A quantitative indicator
of the extent to which political and civil society organisations
can operate freely. Check SFDR RTS for
details.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
33230_Average_Freedom_of_Expression_Score_Value.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE332400 Field
Name EET Average Freedom of Expression Score Considered In
The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33240_Average_Freedom_of_Expression_Score_Considered_In_The_Investment_Strate
gy. This is an Optional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE332500 Field
Name EET Average Freedom of Expression Score Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33250_Average_Freedom_of_Expression_Score_Coverage.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE332600 Field
Name EET Average Freedom of Expression Score Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33260_Average_Freedom_of_Expression_Score_Eligible_Assets. This is an Optional
EET field when taking into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE332650 Field
Name EET Average Human Rights Performance Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Measure of the average
human rights performance of investee countries, using a
quantitative
indicator.//The corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
33265_Average_Human_Rights_Performance_Value.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE332700 Field
Name EET Average Human Rights Performance Considered In
The Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33270_Average_Human_Rights_Performance_Considered_In_The_Investment_Strateg
y. This is an Optional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE332800 Field
Name EET Average Human Rights Performance Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33280_Average_Human_Rights_Performance_Coverage.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE332900 Field
Name EET Average Human Rights Performance Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33290_Average_Human_Rights_Performance_Eligible_Assets. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE332950 Field
Name EET Average Corruption Score Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Measure of the perceived
level of public sector corruption, using a quantitative
indicator,//The
corresponding field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
33295_Average_Corruption_Score_Value. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE333000 Field
Name EET Average Corruption Score Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33300_Average_Corruption_Score_Considered_In_The_Investment_Strategy.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE333100 Field
Name EET Average Corruption Score Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33310_Average_Corruption_Score_Coverage.
This is an Optional EET field when taking
into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE333200 Field
Name EET Average Corruption Score Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33320_Average_Corruption_Score_Eligible_Assets. This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE333300 Field
Name EET Non Cooperative Tax Jurisdictions Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Percentage of investments
in jurisdictions on the EU list of non-cooperative jurisdictions
for tax purposes.//The corresponding field
introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
33330_Non_Cooperative_Tax_Jurisdictions_Value.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE333400 Field
Name EET Non Cooperative Tax Jurisdictions Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33340_Non_Cooperative_Tax_Jurisdictions_Considered_In_The_Investment_Strategy.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE333500 Field
Name EET Non Cooperative Tax Jurisdictions Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33350_Non_Cooperative_Tax_Jurisdictions_Coverage.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE333600 Field
Name EET Non Cooperative Tax Jurisdictions Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33360_Non_Cooperative_Tax_Jurisdictions_Eligible_Assets. This is an Optional
EET
field when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE333700 Field
Name EET Average Political Stability Score Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Measure of the likelihood
that the current regime will be overthrown by the use of
force, using a
quantitative indicator.//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
33370_Average_Political_Stability_Score_Value.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE333800 Field
Name EET Average Political Stability Score Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33380_Average_Political_Stability_Score_Considered_In_The_Investment_Strategy.
This
is an Optional EET field when taking into
account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE333900 Field
Name EET Average Political Stability Score Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33390_Average_Political_Stability_Score_Coverage.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE334000 Field
Name EET Average Political Stability Score Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33400_Average_Political_Stability_Score_Eligible_Assets. This is an Optional
EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE334100 Field
Name EET Average Rule Of Law Score Value
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Measure of the level of
corruption, lack of fundamental rights, and deficiencies in civil
and criminal justice using
a quantitative indicator.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
33410_Average_Rule_Of_Law_Score_Value.
This is an Optional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE334200 Field
Name EET Average Rule Of Law Score Considered In The
Investment Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Yes denotes a commitment
of the financial instrument to consider the PAI.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33420_Average_Rule_Of_Law_Score_Considered_In_The_Investment_Strategy.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE334300 Field
Name EET Average Rule Of Law Score Coverage
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments with available data for the relevant Principal
Adverse Indicator (PAI),
either because it is publicly available or because it was
estimated. The numerator is the total financial exposure
of investments with
available data. The
denominator is the NAV of the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
33430_Average_Rule_Of_Law_Score_Coverage.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE334400 Field
Name EET Average Rule Of Law Score Eligible Assets
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description The percentage share of
investments for which the indicator is relevant, as some
indicators are not
relevant for some financial instruments (government bonds for
example). The numerator is
the total financial exposure of investments that are
meaningful. The
denominator is the NAV of the financial instrument.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
33440_Average_Rule_Of_Law_Score_Eligible_Assets. This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE400000 Field
Name EET Financial Instrument Existing Negative Screening
Strategy
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument use a negative screening?//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
40000_Financial_Instrument_Existing_Negative_Screening_Strategy.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE400100 Field
Name EET Financial Instrument Link To Exclusion Policy And
Criteria
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description A URL link to the
exclusion policy and criteria for the instrument.//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
40010_Financial_Instrument_Link_To_Exclusion_Policy_And_Criteria.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values A valid URL like
http(s)://www.xxxxx.xxx
Example
____________________________________________________________________________________________
OF-ID OFEE501000 Field
Name EET Financial Instrument Pornography Adult Entertainment
Services Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
50100_Financial_Instrument_Pornography_Adult_Entertainment_Services_Exclusion.
This
is an Optional EET field when taking into
account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE501100 Field
Name EET Financial Instrument Pornography Adult Entertainment
Services Exclusion
Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for pornography/adult entertainment services,
from the following
options:R - RevenueC - CapExO - OpEx//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
50110_Financial_Instrument_Pornography_Adult_Entertainment_Services_Exclusion_Thr
eshold_Type. This is an
Optional EET field when taking into account all relevant EU
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE501200 Field
Name EET Financial Instrument Pornography Adult Entertainment
Services Exclusion
Relative Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity.
//The corresponding field
introduced by FinDatEx with their European ESG
Template (EET) is:EET:
50120_Financial_Instrument_Pornography_Adult_Entertainment_Services_Exclusion_Rel
ative_Threshold. This is
an Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE501300 Field
Name EET Financial Instrument Pornography Adult Entertainment
Services Part Of Value
Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - UpstreamP -
ProductionD - DownstreamPD - Production and Downstream
UP - Upstream and
ProductionUPD - Upstream, Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
50130_Financial_Instrument_Pornography_Adult_Entertainment_Services_Part_Of_Valu
e_Chain. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE502000 Field
Name EET Financial Instrument Alcohol Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
50200_Financial_Instrument_Alcohol_Exclusion. This is an Optional EET field
when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE502100 Field
Name EET Financial Instrument Alcohol Exclusion Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for alcohol, from the following options:R -
RevenueC - CapExO -
OpEx//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
50210_Financial_Instrument_Alcohol_Exclusion_Threshold_Type.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE502200 Field
Name EET Financial Instrument Alcohol Exclusion Relative
Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
50220_Financial_Instrument_Alcohol_Exclusion_Relative_Threshold.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE502300 Field
Name EET Financial Instrument Alcohol Exclusion Part Of Value
Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
50230_Financial_Instrument_Alcohol_Exclusion_Part_Of_Value_Chain. This
is an Optional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE503000 Field
Name EET Financial Instrument Animal Testing Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
50300_Financial_Instrument_Animal_Testing_Exclusion. This is an Optional EET
field
when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE503100 Field
Name EET Financial Instrument Animal Testing Exclusion
Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for animal testing, from the following options:
R - RevenueC - CapExO -
OpEx//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
50310_Financial_Instrument_Animal_Testing_Exclusion_Threshold_Type.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE503200 Field
Name EET Financial Instrument Animal Testing Exclusion
Relative
Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
50320_Financial_Instrument_Animal_Testing_Exclusion_Relative_Threshold.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE503300 Field
Name EET Financial Instrument Animal Testing Exclusion Part Of
Value Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
50330_Financial_Instrument_Animal_Testing_Exclusion_Part_Of_Value_Chain.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE504000 Field
Name EET Financial Instrument Cannabis Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
50400_Financial_Instrument_Cannabis_Exclusion. This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE504100 Field
Name EET Financial Instrument Cannabis Exclusion Threshold
Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for cannabis, from the following options:R -
RevenueC - CapExO -
OpEx//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
50410_Financial_Instrument_Cannabis_Exclusion_Threshold_Type.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE504200 Field
Name EET Financial Instrument Cannabis Exclusion Relative
Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
50420_Financial_Instrument_Cannabis_Exclusion_Relative_Threshold.
This is an Optional
EET field when taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE504300 Field
Name EET Financial Instrument Cannabis Exclusion Part Of Value
Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
50430_Financial_Instrument_Cannabis_Exclusion_Part_Of_Value_Chain.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE505000 Field
Name EET Financial Instrument Conventional Weapons Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
50500_Financial_Instrument_Conventional_Weapons_Exclusion. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE505100 Field
Name EET Financial Instrument Conventional Weapons Exclusion
Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for conventional weapons, from the following
options:R - RevenueC -
CapExO - OpEx//The corresponding field introduced
by FinDatEx with their
European ESG Template (EET) is:EET:
50510_Financial_Instrument_Conventional_Weapons_Exclusion_Threshold_Type.
This is
an Optional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE505200 Field
Name EET Financial Instrument Conventional Weapons Exclusion
Relative Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
50520_Financial_Instrument_Conventional_Weapons_Exclusion_Relative_Threshold.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE505300 Field
Name EET Financial Instrument Conventional Weapons Exclusion
Part Of Value Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
50530_Financial_Instrument_Conventional_Weapons_Exclusion_Part_Of_Value_Chain.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE506000 Field
Name EET Financial Instrument Coal Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
50600_Financial_Instrument_Coal_Exclusion. This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE506100 Field
Name EET Financial Instrument Coal Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for coal, from the following options:R -
RevenueC - CapExO -
OpEx//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
50610_Financial_Instrument_Coal_Threshold_Type.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE506200 Field
Name EET Financial Instrument Coal Relative Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity.
//The corresponding field
introduced by FinDatEx with their European ESG
Template (EET) is:EET:
50620_Financial_Instrument_Coal_Relative_Threshold. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE506300 Field
Name EET Financial Instrument Coal Part Of Value Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
50630_Financial_Instrument_Coal_Part_Of_Value_Chain. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE506400 Field
Name EET Financial Instrument Coal Energy Mix Absolute Cap
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Absolute number of
megatonnes of coal mined by an entity per year over which
threshold the financial
instrument will apply exclusion criteria.//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
50640_Financial_Instrument_Coal_Energy_Mix_Absolute_Cap.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE506500 Field
Name EET Financial Instrument Coal Energy Mix Relative Cap
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Maximum relative share of
Coal as a percentage of the Energy Mix, over which the
fund will not invest in an
entity.//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
50650_Financial_Instrument_Coal_Energy_Mix_Relative_Cap.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE506600 Field
Name EET Financial Instrument Coal New Infrastructure
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument invest in entities that undertake new development of
coal infrastructure?//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
50660_Financial_Instrument_Coal_New_Infrastructure.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE507000 Field
Name EET Financial Instrument Factory Farming Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
50700_Financial_Instrument_Factory_Farming_Exclusion. This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE507100 Field
Name EET Financial Instrument Factory Farming Exclusion
Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for factory farming, from the following options:
R - RevenueC - CapExO -
OpEx//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
50710_Financial_Instrument_Factory_Farming_Exclusion_Threshold_Type.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE507200 Field
Name EET Financial Instrument Factory Farming Exclusion
Relative Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
50720_Financial_Instrument_Factory_Farming_Exclusion_Relative_Threshold.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE507300 Field
Name EET Financial Instrument Factory Farming Exclusion Part
Of
Value Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
50730_Financial_Instrument_Factory_Farming_Exclusion_Part_Of_Value_Chain.
This is
an Optional EET field when
taking into account all relevant EU regulations (SFDR,
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE508000 Field
Name EET Financial Instrument Fur Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
50800_Financial_Instrument_FUR_Exclusion. This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE508100 Field
Name EET Financial Instrument Fur Exclusion Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for fur, from the following options:R - Revenue
C - CapExO - OpEx//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
50810_Financial_Instrument_FUR_Exclusion_Threshold_Type.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE508200 Field
Name EET Financial Instrument Fur Exclusion Relative Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
50820_Financial_Instrument_FUR_Exclusion_Relative_Threshold.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE508300 Field
Name EET Financial Instrument Fur Exclusion Part Of Value
Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
50830_Financial_Instrument_FUR_Exclusion_Part_Of_Value_Chain. This is
an Optional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE509000 Field
Name EET Financial Instrument Gambling Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
50900_Financial_Instrument_Gambling_Exclusion. This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE509100 Field
Name EET Financial Instrument Gambling Exclusion Threshold
Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for gambling, from the following options:R -
RevenueC - CapExO -
OpEx//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
50910_Financial_Instrument_Gambling_Exclusion_Threshold_Type.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE509200 Field
Name EET Financial Instrument Gambling Exclusion Relative
Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
50920_Financial_Instrument_Gambling_Exclusion_Relative_Threshold.
This is an Optional
EET field when taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE509300 Field
Name EET Financial Instrument Gambling Exclusion Part Of
Value Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
50930_Financial_Instrument_Gambling_Exclusion_Part_Of_Value_Chain.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE510000 Field
Name EET Financial Instrument Gas Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
51000_Financial_Instrument_Gas_Exclusion. This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE510100 Field
Name EET Financial Instrument Gas Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for gas, from the following options:R -
RevenueC - CapExO -
OpEx//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
51010_Financial_Instrument_Gas_Threshold_Type.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE510200 Field
Name EET Financial Instrument Gas Relative Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity.
//The corresponding field
introduced by FinDatEx with their European ESG
Template (EET) is:EET:
51020_Financial_Instrument_Gas_Relative_Threshold. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE510300 Field
Name EET Financial Instrument Gas Part Of Value Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
51030_Financial_Instrument_Gas_Part_Of_Value_Chain. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE510400 Field
Name EET Financial Instrument Gas Energy Mix Absolute Cap
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Absolute number of
megatonnes of natural gas extracted by an entity per year over
which threshold the
financial instrument will apply exclusion criteria.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
51040_Financial_Instrument_Gas_Energy_Mix_Absolute_Cap. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE510500 Field
Name EET Financial Instrument Gas Energy Mix Relative Cap
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Maximum relative share of
Gas as a percentage of the Energy Mix, over which the
fund will not invest in an
entity.//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
51050_Financial_Instrument_Gas_Energy_Mix_Relative_Cap.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE510600 Field
Name EET Financial Instrument Gas New Infrastructure
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument invest in entities that undertake new development of
natural gas
infrastructure?//The corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET:
51060_Financial_Instrument_Gas_New_Infrastructure.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE511000 Field
Name EET Financial Instrument Genetic Engineering Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
51100_Financial_Instrument_Genetic_Engineering_Exclusion. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE511100 Field
Name EET Financial Instrument Genetic Engineering Exclusion
Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for genetic engineering, from the following
options:R - RevenueC -
CapExO - OpEx//The corresponding field introduced
by FinDatEx with their
European ESG Template (EET) is:EET:
51110_Financial_Instrument_Genetic_Engineering_Exclusion_Threshold_Type.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE511200 Field
Name EET Financial Instrument Genetic Engineering Exclusion
Relative Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
51120_Financial_Instrument_Genetic_Engineering_Exclusion_Relative_Threshold.
This is
an Optional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE511300 Field
Name EET Financial Instrument Genetic Engineering Exclusion
Part Of Value Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
51130_Financial_Instrument_Genetic_Engineering_Exclusion_Part_Of_Value_Chain.
This
is an Optional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE512000 Field
Name EET Financial Instrument GMO Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
51200_Financial_Instrument_GMO_Exclusion. This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE512100 Field
Name EET Financial Instrument GMO Exclusion Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for GMO, from the following options:R -
RevenueC - CapExO - OpEx//The
corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
51210_Financial_Instrument_GMO_Exclusion_Threshold_Type.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE512200 Field
Name EET Financial Instrument GMO Exclusion Relative
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
51220_Financial_Instrument_GMO_Exclusion_Relative_Threshold.
This is an Optional EET
field when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE512300 Field
Name EET Financial Instrument GMO Exclusion Part Of Value
Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
51230_Financial_Instrument_GMO_Exclusion_Part_Of_Value_Chain. This is
an Optional EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE513000 Field
Name EET Financial Instrument Nuclear Energy Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?This
category includes:-
Companies that are involved in uranium mining (are excluded if
the 5 percent revenue
threshold is exceeded at the issuer level)- Companies that
are involved in the
electricity generation based on nuclear energy (are excluded if
the 5 percent revenue
threshold is exceeded at the issuer level.)- Companies that
are involved in the
operation of nuclear power plants and/or the manufacturing of
essential components for
nuclear power plants (are excluded if the 5 percent
revenue threshold is
exceeded at the issuer level.)//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
51300_Financial_Instrument_Nuclear_Energy_Exclusion.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE513100 Field
Name EET Financial Instrument Nuclear Energy Exclusion
Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for nuclear energy, from the following options:
R - RevenueC - CapExO -
OpEx//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
51310_Financial_Instrument_Nuclear_Energy_Exclusion_Threshold_Type.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE513200 Field
Name EET Financial Instrument Nuclear Energy Exclusion
Relative Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
51320_Financial_Instrument_Nuclear_Energy_Exclusion_Relative_Threshold.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE514000 Field
Name EET Financial Instrument Nuclear Weapons Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
51400_Financial_Instrument_Nuclear_Weapons_Exclusion. This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE514100 Field
Name EET Financial Instrument Nuclear Weapons Exclusion
Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for nuclear weapons, from the following options:
R - RevenueC - CapExO -
OpEx//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
51410_Financial_Instrument_Nuclear_Weapons_Exclusion_Threshold_Type.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE514200 Field
Name EET Financial Instrument Nuclear Weapons Exclusion
Relative Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
51420_Financial_Instrument_Nuclear_Weapons_Exclusion_Relative_Threshold.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE514300 Field
Name EET Financial Instrument Nuclear Weapons Exclusion Part
Of Value Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
51430_Financial_Instrument_Nuclear_Weapons_Exclusion_Part_Of_Value_Chain.
This is
an Optional EET field when
taking into account all relevant EU regulations (SFDR,
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE515000 Field
Name EET Financial Instrument Oil Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
51500_Financial_Instrument_Oil_Exclusion. This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE515100 Field
Name EET Financial Instrument Oil Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for oil, from the following options:R - Revenue
C - CapExO - OpEx//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET: 51510_Financial_Instrument_Oil_Threshold_Type.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE515200 Field
Name EET Financial Instrument Oil Relative Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity.
//The corresponding field
introduced by FinDatEx with their European ESG
Template (EET) is:EET:
51520_Financial_Instrument_Oil_Relative_Threshold. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE515300 Field
Name EET Financial Instrument Oil Part Of Value Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
51530_Financial_Instrument_Oil_Part_Of_Value_Chain. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE515400 Field
Name EET Financial Instrument Oil Energy Mix Absolute Cap
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Absolute number of
megatonnes of crude oil extracted by an entity per year over
which threshold the
financial instrument will apply exclusion criteria.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
51540_Financial_Instrument_Oil_Energy_Mix_Absolute_Cap. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE515500 Field
Name EET Financial Instrument Oil Energy Mix Relative Cap
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Maximum relative share of
Oil as a percentage of the Energy Mix, over which the fund
will not invest in an entity.//The
corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET:
51550_Financial_Instrument_Oil_Energy_Mix_Relative_Cap.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE515600 Field
Name EET Financial Instrument Oil New Infrastructure
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument invest in entities that undertake new development of
crude oil
infrastructure?//The corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
51560_Financial_Instrument_Oil_New_Infrastructure.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE516000 Field
Name EET Financial Instrument Other Fossil Fuel Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
51600_Financial_Instrument_Other_Fossil_Fuel_Exclusion. This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE516100 Field
Name EET Financial Instrument Other Fossil Fuel Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for other fossil fuel, from the following options:
R - RevenueC - CapExO -
OpEx//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
51610_Financial_Instrument_Other_Fossil_Fuel_Threshold_Type.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE516200 Field
Name EET Financial Instrument Other Fossil Fuel Relative
Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity.
//The corresponding field
introduced by FinDatEx with their European ESG
Template (EET) is:EET:
51620_Financial_Instrument_Other_Fossil_Fuel_Relative_Threshold.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE516300 Field
Name EET Financial Instrument Other Fossil Fuel Part Of Value
Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
51630_Financial_Instrument_Other_Fossil_Fuel_Part_Of_Value_Chain. This
is an Optional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE516400 Field
Name EET Financial Instrument Other Fossil Fuel Energy Mix
Absolute Cap
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Absolute number of
megatonnes of other fossil fuel (not including coal, natural gas or
crude oil. e.g. tar sands)
extracted by an entity per year over which threshold the
financial instrument will
apply exclusion criteria.//The corresponding field introduced
by FinDatEx with their European ESG Template
(EET) is:EET:
51640_Financial_Instrument_Other_Fossil_Fuel_Energy_Mix_Absolute_Cap.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE516500 Field
Name EET Financial Instrument Other Fossil Fuel Energy Mix
Relative Cap
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description Maximum relative share of
other fossil fuel (not including coal, natural gas or crude oil.
e.g. tar sands) as a
percentage of the Energy Mix, over which the fund will not invest
in an entity..//The
corresponding field introduced by FinDatEx with their European
ESG Template (EET) is:EET:
51650_Financial_Instrument_Other_Fossil_Fuel_Energy_Mix_Relative_Cap.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE516600 Field
Name EET Financial Instrument Other Fossil Fuel New
Infrastructure
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument invest in entities that undertake new development of
other fossil fuel (not
including coal, natural gas or crude oil. e.g. tar sands)
infrastructure?//The
corresponding field introduced by FinDatEx with their European
ESG Template (EET) is:EET:
51660_Financial_Instrument_Other_Fossil_Fuel_New_Infrastructure.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE517000 Field
Name EET Financial Instrument Palm Oil Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
51700_Financial_Instrument_Palm_Oil_Exclusion. This is an Optional EET field
when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE517100 Field
Name EET Financial Instrument Palm Oil Exclusion Threshold
Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for palm oil, from the following options:R -
RevenueC - CapExO -
OpEx//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
51710_Financial_Instrument_Palm_Oil_Exclusion_Threshold_Type.
This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE517200 Field
Name EET Financial Instrument Palm Oil Exclusion Relative
Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
51720_Financial_Instrument_Palm_Oil_Exclusion_Relative_Threshold.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE517300 Field
Name EET Financial Instrument Palm Oil Exclusion Part Of Value
Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
51730_Financial_Instrument_Palm_Oil_Exclusion_Part_Of_Value_Chain.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE518000 Field
Name EET Financial Instrument Pesticides Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
51800_Financial_Instrument_Pesticides_Exclusion. This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE518100 Field
Name EET Financial Instrument Pesticides Exclusion Threshold
Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for pesticides, from the following options:R -
RevenueC - CapExO -
OpEx//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
51810_Financial_Instrument_Pesticides_Exclusion_Threshold_Type.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE518200 Field
Name EET Financial Instrument Pesticides Exclusion Relative
Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
51820_Financial_Instrument_Pesticides_Exclusion_Relative_Threshold.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE518300 Field
Name EET Financial Instrument Pesticides Exclusion Part Of
Value Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
51830_Financial_Instrument_Pesticides_Exclusion_Part_Of_Value_Chain.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE519000 Field
Name EET Financial Instrument Research On Human Embryos
Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
51900_Financial_Instrument_Research_On_Human_Embryos_Exclusion. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE519100 Field
Name EET Financial Instrument Research On Human Embryos
Exclusion Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for research on human embryos, from the
following options:R -
RevenueC - CapExO - OpEx//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
51910_Financial_Instrument_Research_On_Human_Embryos_Exclusion_Threshold_Type.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE519200 Field
Name EET Financial Instrument Research On Human Embryos
Exclusion Relative
Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
51920_Financial_Instrument_Research_On_Human_Embryos_Exclusion_Relative_Thresh
old. This is an Optional
EET field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE519300 Field
Name EET Financial Instrument Research On Human Embryos
Exclusion Part Of Value
Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
51930_Financial_Instrument_Research_On_Human_Embryos_Exclusion_Part_Of_Value_
Chain. This is an Optional
EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE520000 Field
Name EET Financial Instrument Tobacco Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
52000_Financial_Instrument_Tobacco_Exclusion. This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE520100 Field
Name EET Financial Instrument Tobacco Exclusion Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for tobacco, from the following options:R -
RevenueC - CapExO -
OpEx//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
52010_Financial_Instrument_Tobacco_Exclusion_Threshold_Type.
This is an Optional EET
field when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE520200 Field
Name EET Financial Instrument Tobacco Exclusion Relative
Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
52020_Financial_Instrument_Tobacco_Exclusion_Relative_Threshold.
This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE520300 Field
Name EET Financial Instrument Tobacco Exclusion Part Of Value
Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
52030_Financial_Instrument_Tobacco_Exclusion_Part_Of_Value_Chain.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE521000 Field
Name EET Financial Instrument Unconventional Weapons
Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
52100_Financial_Instrument_Unconventional_Weapons_Exclusion. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE521100 Field
Name EET Financial Instrument Unconventional Weapons
Exclusion Threshold Type
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Discloses the exclusion
threshold type for unconventional weapons, from the following
options:R - RevenueC -
CapExO - OpEx//The corresponding field introduced
by FinDatEx with their
European ESG Template (EET) is:EET:
52110_Financial_Instrument_Unconventional_Weapons_Exclusion_Threshold_Type.
This
is an Optional EET field
when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "R" /
"C" / "O"
Example R
____________________________________________________________________________________________
OF-ID OFEE521200 Field
Name EET Financial Instrument Unconventional Weapons
Exclusion Relative
Threshold
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.28 / --
Description This field indicates the
percentage threshold (using the corresponding Threshold Type
field for the exclusion)
above which the financial instrument will not invest in an entity,
if any?//The corresponding
field introduced by FinDatEx with their European ESG
Template (EET) is:EET:
52120_Financial_Instrument_Unconventional_Weapons_Exclusion_Relative_Threshold.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.05
____________________________________________________________________________________________
OF-ID OFEE521300 Field
Name EET Financial Instrument Unconventional Weapons
Exclusion Part Of Value
Chain
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The part of the value
chain for which the exclusion applies, from the following options:
U - Upstream P - Production D - Downstream PD
- Production and Downstream
UP - Upstream and Production UPD - Upstream,
Production and Downstream
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
52130_Financial_Instrument_Unconventional_Weapons_Exclusion_Part_Of_Value_Chai
n. This is an Optional EET
field when taking into account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "U" /
"P" / "D" / "PD" / "UP" /
"UPD"
Example UP
____________________________________________________________________________________________
OF-ID OFEE522000 Field
Name EET Financial Instrument UNGC Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument exclude investments in entities that are not United
Nations Global Compact
(UNGC) signatories?//The corresponding field introduced
by FinDatEx with their European ESG Template
(EET) is:EET:
52200_Financial_Instrument_UNGC_Exclusion.
This is an Optional EET field when taking
into account all relevant
EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE522100 Field
Name EET Financial Instrument OECD Guidelines Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument exclude investments in entities that do not adhere to
the OECD (Organisation for
Economic Co-operation and Development) Guidelines for
Multinational Enterprises?//The corresponding
field introduced by FinDatEx with
their European ESG
Template (EET) is:EET:
52210_Financial_Instrument_OECD_Guidelines_Exclusion.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE522200 Field
Name EET Financial Instrument ILO Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument exclude investments in entities that do not adhere to
International Labour
Organization (ILO) standards?//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
52220_Financial_Instrument_ILO_Exclusion.
This is an Optional EET field when taking into
account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE530000 Field
Name EET Financial Instrument Nuclear Weapons Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the fund exclude
investments in government bonds of countries that possess
nuclear weapons?//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
53000_Financial_Instrument_Nuclear_Weapons_Exclusion.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE530100 Field
Name EET Financial Instrument Non-proliferation Treaty Of
Nuclear Weapons
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument exclude investments in countries that have not signed
the Treaty on the
Non-Proliferation of Nuclear Weapons (NPT)?//The corresponding
field introduced by FinDatEx with their
European ESG Template (EET) is:EET:
53010_Financial_Instrument_Non-proliferation_Treaty_Of_Nuclear_Weapons.
This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE530200 Field
Name EET Financial Instrument Qualitative Exclusion Of
Countries
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description The method used for the
qualitative exclusion of countries, from the following options:
A - Freedom HouseI -
Internal methodN - None//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
53020_Financial_Instrument_Qualitative_Exclusion_Of_Countries.
This is an Optional EET
field when taking into account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "A" /
"I" / "N"
Example A
____________________________________________________________________________________________
OF-ID OFEE530300 Field
Name EET Financial Instrument Corruption Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
53030_Financial_Instrument_Corruption_Exclusion. This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE530400 Field
Name EET Financial Instrument Death Sentence Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
53040_Financial_Instrument_Death_Sentence_Exclusion. This is an Optional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE530500 Field
Name EET Financial Instrument War Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
53050_Financial_Instrument_War_Exclusion. This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE530600 Field
Name EET Financial Instrument Non Ratification Of Paris
Agreement Exclusion
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Does the financial
instrument have an exclusion policy for this category?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
53060_Financial_Instrument_Non_Ratification_Of_Paris_Agreement_Exclusion. This
is an Optional EET field when taking into
account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE540000 Field
Name EET Financial Instrument ESG Energy Consumption
Monitoring
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Is there an existing
energy monitoring & improvement process? //The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
54000_Financial_Instrument_ESG_Energy_Consumption_Monitoring. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE540100 Field
Name EET Financial Instrument ESG GHG Emission Monitoring
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Is there an existing GHG
consumption monitoring and improvement process?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
54010_Financial_Instrument_ESG_GHG_Emission_Monitoring. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE540200 Field
Name EET Financial Instrument ESG Water Consumption
Monitoring
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Is there an existing water
consumption monitoring and improvement process?//The
corresponding field introduced by FinDatEx
with their European ESG Template (EET) is:
EET:
54020_Financial_Instrument_ESG_Water_Consumption_Monitoring. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE540300 Field
Name EET Financial Instrument ESG Waste Financial Instrument
Monitoring
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Is there an existing waste
financial instrument monitoring and improvement process?
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
54030_Financial_Instrument_ESG_Waste_Financial_Instrument_Monitoring.
This is an Optional EET field when taking into
account all relevant EU regulations
(SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE540400 Field
Name EET Financial Instrument ESG Environmental Health
Monitoring
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Is there an existing
environmental health monitoring & improvement process?//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
54040_Financial_Instrument_ESG_Environmental_Health_Monitoring. This is an
Optional EET field when
taking into account all relevant EU regulations (SFDR, MiFID,
and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE540500 Field
Name EET Financial Instrument ESG Supplier Monitoring
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Is there an existing ESG
policy of the supplier monitoring & improvement process?
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
54050_Financial_Instrument_ESG_Supplier_Monitoring. This is an Optional
EET field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE540600 Field
Name EET Financial Instrument ESG Safety Monitoring
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Is there an existing
safety monitoring & improvement process?//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
54060_Financial_Instrument_ESG_Safety_Monitoring.
This is an Optional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE540700 Field
Name EET Financial Instrument ESG Biodiversity Monitoring
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.28 / --
Description Is there an existing
process to monitor impact of the buidling on biodiversity
monitoring &
improvement process?//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
54070_Financial_Instrument_ESG_Biodiversity_Monitoring.
This is an Optional EET field
when taking into account
all relevant EU regulations (SFDR, MiFID, and IDD).//
Values "yes" /
"no"
Example yes
____________________________________________________________________________________________
OF-ID OFEE604000 Field
Name EET French AMF Doctrine Approach
Field Tags EET
Field Level Fund Link Reference
Data Type integer Introduced / Revoked 1.28 / --
Description Which approach of the AMF
position/recommendation 2020-03 does your fund
comply with?1: Approach
based on a significantly engaging methodology2: Non-
significantly engaging
methodology approach3: Approach not meeting central or
limited communication
standards//The corresponding field introduced by FinDatEx
with their European ESG
Template (EET) is:EET:
60400_French_AMF_Doctrine_Approach.
This is an Optional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values 1 / 2 / 3
Example
____________________________________________________________________________________________
OF-ID OFEE604100 Field
Name EET Financial Instrument Environmental Topic Or
Considered Indicators For
French MiFID Market
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Description of the
Environmental topics integrated in the investment process of the
fund. Multiple selections
are possible, which should be given separated by a
semicolon ";"
(ASCII 59) symbol.A - Transition to low carbon economyB - Natural
resources preservation or
consumptionC - Land & Ocean preservationD - Waste
E - Biodiversity
preservationF - none//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
60410_Financial_Instrument_Environmental_Topic_Or_Considered_Indicators_For_Fren
ch_MiFID_Market. This is
an Optional EET field when taking into account all relevant
EU regulations (SFDR,
MiFID, and IDD).//
Values Alphanumeric code or
semicolon-separated list of codes
Example A;B;D
____________________________________________________________________________________________
OF-ID OFEE604200 Field
Name EET Financial Instrument Social Topic Or Considered
Indicators For French
MiFID Market
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Description of the social
topics integrated in the investment strategy Multiple
selections are possible,
which should be given separated by a semicolon ";" (ASCII 59)
symbol.A - Social &
human rightsB - labour relationsC - investment in human
capital (including
health)D - none//The corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
60420_Financial_Instrument_Social_Topic_Or_Considered_Indicators_For_French_MiFID
_Market. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Alphanumeric code or
semicolon-separated list of codes
Example A;B;D
____________________________________________________________________________________________
OF-ID OFEE604300 Field
Name EET Financial Instrument Governance Topic Or
Considered Indicators For
French MiFID Market
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description Description of the
governance topic integrated in the investment strategy. Multiple
selections are possible,
which should be given separated by a semicolon ";" (ASCII 59)
symbol.A - anti bribery
& corruptionB - governance otherC - none//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
60430_Financial_Instrument_Governance_Topic_Or_Considered_Indicators_For_Frenc
h_MiFID_Market. This is an
Optional EET field when taking into account all relevant EU
regulations (SFDR, MiFID,
and IDD).//
Values Alphanumeric code or
semicolon-separated list of codes
Example A;B
____________________________________________________________________________________________
OF-ID OFEE604400 Field
Name EET Financial Instrument Sustainable Indicators For
German MiFID Market
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.28 / --
Description This field contains
information on the sustainability characteristics of the financial
instrument as communicated
by the manufacturer and provides information on
whether it is part of the
sustainability preferences in accordance with MiFID II
Delegated Regulation (EU)
2017/565 (specification P-V) or not (specification O-E).
For funds, the keys P and
V are not to be selected, as a fund that is classified as
characteristic P always
automatically fulfils characteristic Q. Values:O - No
information/data or
declared as non-sustainable (by the manufacturer)B - Basic -
Financial instrument
complies with recognised transparency and industry standardE -
ESG product applies a dedicated ESG strategy
and manufacturer takes into
account recognised
industry standardP - Financial instrument according to Article 2
No. 7a of MiFID II
Delegated Regulation (EU) 2017/565 with a dedicated ESG strategy,
no serious violations of UNGC and
democracy/human rights, manufacturer takes into
account recognised industry standardQ -
Financial instrument according to Article
2 No. 7b pursuant to MiFID
II Delegated Regulation (EU) 2017/565 with a dedicated
ESG strategy, no serious
violations of UNGC and democracy/human rights,
manufacturer takes into
account recognised industry standardR - Financial
instrument according to
Article 2 No. 7c pursuant to MiFID II Delegated Regulation
(EU) 2017/565 with a
dedicated ESG strategy and compliance with minimum
exclusions, manufacturer
takes into account recognised industry standardS -
Financial instrument
according to Article 2 No. 7a, 7b & 7c pursuant to MiFID II
Delegated Regulation (EU)
2017/565, criteria for P, Q and R metT - Financial
instrument according to
Article 2 No. 7a, 7b pursuant to MiFID II Delegated
Regulation (EU) 2017/565,
criteria for P and Q metU - Financial instrument according
to Article 2 No. 7b &
7c as per MiFID II Delegated Regulation (EU) 2017/565, criteria for
Q and R metV - Financial instrument according
to Article 2 No. 7a & 7c pursuant to
MiFID II Delegated
Regulation (EU) 2017/565, criteria for P and R met//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
60440_Financial_Instrument_Sustainable_Indicators_For_German_MiFID_Market.
This is an Optional EET
field when taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values Alphanumeric code or
semicolon-separated list of codes
Example
____________________________________________________________________________________________
OF-ID OFEE700000 Field
Name EET Financial Instrument Sustainability Risk Is Deemed To
Be Relevant
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Is sustainability risk
deemed to be relevant for the financial instrument, according to
the results of
sustainability risk assessment (SFDR article 6.1).//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
70000_Financial_Instrument_Sustainability_Risk_Is_Deemed_To_Be_Relevant.
This is a
Mandatory EET field when
taking into account all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEE700100 Field
Name EET Financial Instrument Total Fund AUM Or Notional
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description For funds, the total
assets under management (AuM). For structured products, the
notional value. The figure
quoted should be given in EUR as at OFEE300100 EET PAI
Reference Date.//The
corresponding field introduced by FinDatEx with their
European ESG Template
(EET) is:EET:
70010_Financial_Instrument_Total_Fund_AUM_Or_Notional.
This is a Mandatory EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE800000 Field
Name EET Use Of Proceeds Asset Pooling
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.29 / --
Description Defines if use of proceeds
constitute:S - Segregated Sustainable Asset Pool (SAP)U
- Unsegregated Sustainable
Asset Pool (USAP)N - Not a pooled approach and
therefore a general part
of the balance sheet of the Issuer/ManufacturerThis field
is only required if the
instrument is a structured product.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
80000_Use_Of_Proceeds_Asset_Pooling.
This is a Conditional EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//
Values "S" /
"U" / "N"
Example
____________________________________________________________________________________________
OF-ID OFEE800100 Field
Name EET Use Of Derivative Exposure In Taxonomy And SFDR
Alignment
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.29 / --
Description Defines if the derivative
exposure of a structured product is considered part of the
assessed Taxonomy
Alignment and Minimum Proportion of Sustainable Investment
reported.This field is
only required if the instrument is a structured product.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
80010_Use_Of_Derivative_Exposure_In_Taxonomy_And_SFDR_Alignment. This is a
Conditional EET field when taking into account
all relevant EU regulations (SFDR,
MiFID, and IDD).//
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEE800200 Field
Name EET Structured Product Funding Related EU SFDR Minimum
Or Planned Investments
Sustainable Investments
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The minimum or planned
sustainable investments of the instrument related to funding.
This should be equal to
the component of OFEE204200 EET Financial Instrument EU
SFDR Minimum Or Planned
Investments Sustainable related to funding only.This field
is only required if OFEE204200 EET Financial
Instrument EU SFDR Minimum Or Planned
Investments Sustainable is
populated and OFEE800100 EET Use Of Derivative Exposure
In Taxonomy And SFDR Alignment = Y.//The
corresponding field introduced by
FinDatEx with their
European ESG Template (EET) is:EET:
80020_Structured_Product_Funding_Related_EU_SFDR_Minimum_Or_Planned_Investm
ents_Sustainable_Investments.
This is a Conditional EET field when taking into account
all relevant EU regulations (SFDR, MiFID, and
IDD).//
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE800300 Field
Name EET Structured Product Derivate Exposure Related EU SFDR
Minimum Or Planned
Investments Sustainable
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The minimum or planned
sustainable investments of the instrument related to
derivative exposure. This
should be equal to the component of OFEE204200 EET
Financial Instrument EU
SFDR Minimum Or Planned Investments Sustainable related to
derivative exposure
only.This field is only required if OFEE204200 EET Financial
Instrument EU SFDR Minimum
Or Planned Investments Sustainable is populated and
OFEE800100 EET Use Of
Derivative Exposure In Taxonomy And SFDR Alignment = Y.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
80030_Structured_Product_Derivate_Exposure_Related_EU_SFDR_Minimum_Or_Planne
d_Investments_Sustainable_Investments.
This is a Conditional EET field when taking
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE800400 Field
Name EET Structured Product Funding Related EU SFDR Minimum
Or Planned Investments
Sustainable Investments
Taxonomy Aligned
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The minimum or planned
taxonomy-aligned sustainable investments of the instrument
related to funding. This
should be equal to the component of OFEE204500 EET
Financial Instrument EU
SFDR Minimum Or Planned Investments Sustainable Taxonomy
Aligned related to funding
only.This field is only required if OFEE204500 EET Financial
Instrument EU SFDR Minimum
Or Planned Investments Sustainable Taxonomy Aligned is
populated and OFEE800100 EET Use Of Derivative
Exposure In Taxonomy And SFDR
Alignment = Y.//The
corresponding field introduced by FinDatEx with their European
ESG Template (EET) is:EET:
80040_Structured_Product_Funding_Related_EU_SFDR_Minimum_Or_Planned_Investm
ents_Sustainable_Investments_Taxonomy_Aligned.
This is a Conditional EET field when
taking into account all
relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE800500 Field
Name EET Structured Product Derivate Exposure Related EU SFDR
Minimum Or Planned
Investments Sustainable
Investments Taxonomy
Aligned
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.29 / --
Description The minimum or planned
taxonomy-aligned sustainable investments of the instrument
related to derivative
exposure. This should be equal to the component of OFEE204500
EET Financial Instrument EU SFDR Minimum Or
Planned Investments Sustainable
Taxonomy Aligned related
to derivative exposure only.This field is only required if
OFEE204500 EET Financial
Instrument EU SFDR Minimum Or Planned Investments
Sustainable Taxonomy
Aligned is populated and OFEE800100 EET Use Of Derivative
Exposure In Taxonomy And
SFDR Alignment = Y.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
80050_Structured_Product_Derivate_Exposure_Related_EU_SFDR_Minimum_Or_Planne
d_Investments_Sustainable_Investments_Taxonomy_Aligned.
This is a Conditional EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values Percentage described as a
decimal figure
Example 0.5
____________________________________________________________________________________________
OF-ID OFEE900000 Field
Name EET Financial Instrument Investing In EU Taxonomy
Aligned Fossil Gas
Activities
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Does the financial
instrument invest in EU taxonomy aligned fossil gas activities?
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
90000_Financial_Instrument_Investing_In_EU_Taxonomy_Aligned_Fossil_Gas_Activities.
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEE900100 Field
Name EET Financial Instrument Minimum Percentage
Investments Aligned EU
Taxonomy Fossil Gas Incl
Sovereign Bonds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The minimum percentage of
investments in fossil gas aligned with the EU taxonomy,
including sovereign bonds,
from the pre-contractual reports. This field should only
be populated if OFEE900000
EET Financial Instrument Investing In EU Taxonomy Aligned
Fossil Gas Activities is "yes".//The
corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET:
90010_Financial_Instrument_Minimum_Percentage_Investments_Aligned_EU_Taxonom
y_Fossil_Gas_
Incl_Sovereign_Bonds. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE900200 Field
Name EET Financial Instrument Minimum Percentage
Investments Aligned EU
Taxonomy Fossil Gas Excl
Sovereign Bonds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The minimum percentage of
investments in fossil gas aligned with the EU taxonomy,
excluding sovereign bonds,
from the pre-contractual reports.This field should only
be populated if OFEE900000
EET Financial Instrument Investing In EU Taxonomy Aligned
Fossil Gas Activities is "yes".//The
corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET:
90020_Financial_Instrument_Minimum_Percentage_Investments_Aligned_EU_Taxonom
y_Fossil_Gas_Excl_Sovereign_Bonds.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE900300 Field
Name EET Financial Instrument Investing In EU Taxonomy
Aligned Nuclear Activities
Field Tags EET
Field Level Fund Link Reference
Data Type boolean Introduced / Revoked 1.3 / --
Description Does the financial
instrument invest in EU taxonomy aligned nuclear activities?
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
90030_Financial_Instrument_Investing_In_EU_Taxonomy_Aligned_Nuclear_Activities.
//
Values "yes" /
"no"
Example
____________________________________________________________________________________________
OF-ID OFEE900400 Field
Name EET Financial Instrument Minimum Percentage
Investments Aligned EU
Taxonomy Nuclear Incl
Sovereign Bonds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The minimum percentage of
investments in nuclear aligned with the EU taxonomy,
including sovereign bonds,
from the pre-contractual reports.This field should only
be populated if OFEE900300
EET Financial Instrument Investing In EU Taxonomy Aligned
Nuclear Activities is "yes".//The
corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET:
90040_Financial_Instrument_Minimum_Percentage_Investments_Aligned_EU_Taxonom
y_Nuclear_
Incl_Sovereign_Bonds. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE900500 Field
Name EET Financial Instrument Minimum Percentage
Investments Aligned EU
Taxonomy Nuclear Excl
Sovereign Bonds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The minimum percentage of
investments in nuclear aligned with the EU taxonomy,
excluding sovereign bonds,
from the pre-contractual reports.This field should only
be populated if OFEE900300
EET Financial Instrument Investing In EU Taxonomy Aligned
Nuclear Activities is "yes".//The
corresponding field introduced by FinDatEx with
their European ESG
Template (EET) is:EET:
90050_Financial_Instrument_Minimum_Percentage_Investments_Aligned_EU_Taxonom
y_Nuclear_Excl_Sovereign_Bonds.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE900600 Field
Name EET Financial Instrument Minimum Percentage
Investments Aligned EU
Taxonomy No Fossil Gas and
Nuclear Incl Sovereign
Bonds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The minimum percentage of
investments not in nuclear or fossil gas aligned with the
EU taxonomy, including
sovereign bonds, from the pre-contractual reports.This field
should only be populated if OFEE900000 EET
Financial Instrument Investing In EU
Taxonomy Aligned Fossil
Gas Activities or OFEE900300 EET Financial Instrument
Investing In EU Taxonomy
Aligned Nuclear Activities is "yes".//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
90060_Financial_Instrument_Minimum_Percentage_Investments_Aligned_EU_Taxonom
y_No_Fossil_Gas_and_Nuclear_
Incl_Sovereign_Bonds. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE900700 Field
Name EET Financial Instrument Minimum Percentage
Investments Aligned EU
Taxonomy No Fossil Gas and
Nuclear Excl Sovereign
Bonds
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The minimum percentage of
investments not in nuclear or fossil gas aligned with the
EU taxonomy, excluding
sovereign bonds, from the pre-contractual reports.This
field should only be
populated if OFEE900000 EET Financial Instrument Investing In EU
Taxonomy Aligned Fossil
Gas Activities or OFEE900300 EET Financial Instrument
Investing In EU Taxonomy
Aligned Nuclear Activities is "yes".//The corresponding
field introduced by
FinDatEx with their European ESG Template (EET) is:EET:
90070_Financial_Instrument_Minimum_Percentage_Investments_Aligned_EU_Taxonom
y_No_Fossil_Gas_and_Nuclear_Excl_Sovereign_Bonds.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE900800 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy Fossil
Gas Incl Sovereign Bonds
Turnover
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in fossil gas aligned with the EU taxonomy,
including sovereign bonds,
as a percentage of turnover.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
90080_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Fossil_Gas_
Incl_Sovereign_Bonds_Turnover. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE900900 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy Fossil
Gas Excl Sovereign Bonds
Turnover
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in fossil gas aligned with the EU taxonomy,
excluding sovereign bonds,
as a percentage of turnover.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
90090_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Fossil_Gas_Excl_Sovereign_Bonds_Turnover.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE901000 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy
Nuclear Incl Sovereign Bonds
Turnover
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in nuclear aligned with the EU taxonomy,
including sovereign bonds,
as a percentage of turnover.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
90100_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Nuclear_
Incl_Sovereign_Bonds_Turnover. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE901100 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy
Nuclear Excl Sovereign Bonds
Turnover
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in nuclear aligned with the EU taxonomy,
excluding sovereign bonds,
as a percentage of turnover.//The corresponding field
introduced by FinDatEx
with their European ESG Template (EET) is:EET:
90110_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Nuclear_Excl_Sovereign_Bonds_Turnover.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE901200 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy No
Fossil Gas and Nuclear Incl
Sovereign Bonds Turnover
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments not in fossil gas or nuclear aligned with the EU
taxonomy, including
sovereign bonds, as a percentage of turnover.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
90120_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
No_Fossil_Gas_and_Nuclear_
Incl_Sovereign_Bonds_Turnover. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE901300 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy No
Fossil Gas and Nuclear Excl
Sovereign Bonds Turnover
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments not in fossil gas or nuclear aligned with the EU
taxonomy, excluding
sovereign bonds, as a percentage of turnover.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
90130_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
No_Fossil_Gas_and_Nuclear_Excl_Sovereign_Bonds_Turnover.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE901400 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy Fossil
Gas Incl Sovereign Bonds
Capex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in fossil gas aligned with the EU taxonomy,
including sovereign bonds,
as a percentage of capital expenditure.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
90140_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Fossil_Gas_
Incl_Sovereign_Bonds_Capex. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE901500 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy Fossil
Gas Excl Sovereign Bonds
Capex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in fossil gas aligned with the EU taxonomy,
excluding sovereign bonds,
as a percentage of capital expenditure.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
90150_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Fossil_Gas_Excl_Sovereign_Bonds_Capex.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE901600 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy
Nuclear Incl Sovereign Bonds
Capex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in nuclear aligned with the EU taxonomy,
including sovereign bonds,
as a percentage of capital expenditure.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
90160_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Nuclear_
Incl_Sovereign_Bonds_Capex. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE901700 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy
Nuclear Excl Sovereign Bonds
Capex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in nuclear aligned with the EU taxonomy,
excluding sovereign bonds,
as a percentage of capital expenditure.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
90170_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Nuclear_Excl_Sovereign_Bonds_Capex.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE901800 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy No
Fossil Gas and Nuclear Incl
Sovereign Bonds Capex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments not in fossil gas or nuclear aligned with the EU
taxonomy, including
sovereign bonds, as a percentage of capital expenditure.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
90180_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
No_Fossil_Gas_and_Nuclear_
Incl_Sovereign_Bonds_Capex. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE901900 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy No
Fossil Gas and Nuclear Excl
Sovereign Bonds Capex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments not in fossil gas or nuclear aligned with the EU
taxonomy, excluding
sovereign bonds, as a percentage of capital expenditure.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
90190_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
No_Fossil_Gas_and_Nuclear_Excl_Sovereign_Bonds_Capex.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE902000 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy Fossil
Gas Incl Sovereign Bonds
Opex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in fossil gas aligned with the EU taxonomy,
including sovereign bonds,
as a percentage of operational expenditure.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
90200_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Fossil_Gas_
Incl_Sovereign_Bonds_Opex. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE902100 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy Fossil
Gas Excl Sovereign Bonds
Opex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in fossil gas aligned with the EU taxonomy,
excluding sovereign bonds,
as a percentage of operational expenditure.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
90210_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Fossil_Gas_Excl_Sovereign_Bonds_Opex.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE902200 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy
Nuclear Incl Sovereign Bonds Opex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in nuclear aligned with the EU taxonomy,
including sovereign bonds,
as a percentage of operational expenditure.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
90220_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Nuclear_
Incl_Sovereign_Bonds_Opex. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE902300 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy
Nuclear Excl Sovereign Bonds
Opex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments in nuclear aligned with the EU taxonomy,
excluding sovereign bonds,
as a percentage of operational expenditure.//The
corresponding field
introduced by FinDatEx with their European ESG Template (EET) is:
EET:
90230_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
Nuclear_Excl_Sovereign_Bonds_Opex.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE902400 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy No
Fossil Gas and Nuclear Incl
Sovereign Bonds Opex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments not in fossil gas or nuclear aligned with the EU
taxonomy, including
sovereign bonds, as a percentage of operational expenditure.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
90240_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
No_Fossil_Gas_and_Nuclear_
Incl_Sovereign_Bonds_Opex. //
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEE902500 Field
Name EET Financial Instrument Current Percentage Investments
Aligned EU Taxonomy No
Fossil Gas and Nuclear Excl
Sovereign Bonds Opex
Field Tags EET
Field Level Fund Link Reference
Data Type double Introduced / Revoked 1.3 / --
Description The current percentage of
investments not in fossil gas or nuclear aligned with the EU
taxonomy, excluding
sovereign bonds, as a percentage of operational expenditure.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:EET:
90250_Financial_Instrument_Current_Percentage_Investments_Aligned_EU_Taxonomy_
No_Fossil_Gas_and_Nuclear_Excl_Sovereign_Bonds_Opex.
//
Values Percentage described as a
decimal figure
Example
____________________________________________________________________________________________
OF-ID OFEF000100 Field
Name EFT Version
Field Tags EFT
Field Level Others Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The used EFT version.
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT: 00010_EFT_Version.
This is a Mandatory EFT field.//
Values v1
Example v1
____________________________________________________________________________________________
OF-ID OFEF000200 Field
Name EFT File Generation Date and Time
Field Tags EFT
Field Level Others Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Date and time of the
creation of the EFT file, using ISO 8601 and UTC+0.
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
00020_File_Generation_Date_and_Time. This is a Mandatory EFT field.//
Values YYYY-MM-DD hh:mm:ss
Example 2021-05-14 12:00:00
____________________________________________________________________________________________
OF-ID OFEF000300 Field
Name EFT Reporting Period Start Date
Field Tags EFT
Field Level Others Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Date of beginning of the
period under which distribution has occurred, using ISO 8601
and UTC+0.
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
00030_Reporting_Period_Start_Data. This is a Mandatory EFT field.//
Values YYYY-MM-DD hh:mm:ss
Example 2021-05-14 12:00:00
____________________________________________________________________________________________
OF-ID OFEF000400 Field
Name EFT Reporting Period End Date
Field Tags EFT
Field Level Others Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Date of beginning of the
period under which distribution has occurred, using ISO 8601
and UTC+0.
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
00040_Reporting_Period_End_Data. This is a Mandatory EFT field.//
Values YYYY-MM-DD hh:mm:ss
Example 2021-05-14 12:00:00
____________________________________________________________________________________________
OF-ID OFEF000500 Field
Name EFT Reference Target Market
Field Tags EFT
Field Level Others Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Defines the reference
Target Market to which deviations are reported.
Options are "M"
(Manufacturer), "D" (Distributor), or "B" (Both). The
answer is D only if
there is an Italian
distributor with a specific distribution agreement according to which
the distributor provides its target market to
the manufacturer. Therefore the
manufacturer knows the
distributor target market.
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT: 00050_Reference_
Target_ Market. This is a Mandatory EFT field.//
Values "M" /
"D" / "B"
Example M
____________________________________________________________________________________________
OF-ID OFEF010100 Field
Name EFT Submitter Entity Name
Field Tags EFT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Name of the Entity
distributing the financial instrument. The one who is responsible for
the Distributor Target
Market.
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
01010_Submitter_Entity_Name. This is a Mandatory EFT field.//
Values The name of the submitter,
alphanum
Example
____________________________________________________________________________________________
OF-ID OFEF010200 Field
Name EFT Submitter Entity Identifier
Field Tags EFT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Identification of the
Distribution Entity : the one who is responsible for the Distributor
Target Market. Options are
the LEI of the company, the National Identity number or
"N" (Nothing).
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
01020_Submitter_Entity_identifier. This is a Mandatory EFT field.//
Values 20-character alphanum
(LEI) / alphanum (NIN) / "N"
Example 529900CUMKIEUUK8BB81
____________________________________________________________________________________________
OF-ID OFEF010300 Field
Name EFT Submitter Entity Identifier Type
Field Tags EFT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The type of identifier
given in OFEF010200 EFT Submitter Entity identifier. Options are the
LEI of the Distribution Entity, a National
Identity Number or No (Nothing).
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
01030_Submitter_Entity_identifier_Type. This is a Mandatory EFT field.//
Values "L" /
"NI" / "No"
Example L
____________________________________________________________________________________________
OF-ID OFEF010400 Field
Name EFT Submitter Entity Position In The Distribution Chain
Field Tags EFT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The position of the EFT
submitter in the distribution chain. Options are Distributor ("D")
or Intermediary
("I") (e.g. platform).
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
01040_Submitter_Entity_Position_In_The_Distribution_Chain. This is a Mandatory
EFT
field.//
Values "D" /
"I"
Example D
____________________________________________________________________________________________
OF-ID OFEF020100 Field
Name EFT Recipient Entity Name
Field Tags EFT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Name of the entity
receiving the distributor feedback template.
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
02010_Recipient_Entity_Name. This is a Mandatory EFT field.//
Values The name of the recipient,
alphanum
Example
____________________________________________________________________________________________
OF-ID OFEF020200 Field
Name EFT Recipient Entity identifier
Field Tags EFT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Identification of the
Recipient Entity. Options are the LEI of the company, the
National Identity number
or "N" (Nothing).
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
02020_Recipient_Entity_identifier. This is a Mandatory EFT field.//
Values 20-character alphanum
(LEI) / alphanum (NIN) / "N"
Example
____________________________________________________________________________________________
OF-ID OFEF020300 Field
Name EFT Recipient Entity identifier Type
Field Tags EFT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The type of identifier
given in OFEF020200 EFT Recipient Entity identifier. Options are the
LEI of the Distribution Entity, a National
Identity Number or No (Nothing).
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
02030_Recipient_Entity_identifier_Type. This is a Mandatory EFT field.//
Values "L" /
"NI" / "No"
Example L
____________________________________________________________________________________________
OF-ID OFEF020400 Field
Name EFT Recipient Entity Position In The Distribution Chain
Field Tags EFT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The position of the EFT
recipient in the distribution chain. Options are Manufacturer
("M"),
Distributor ("D") or Intermediary ("I") (e.g. platform).
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT: 02040_Recipient_Entity_Position_In_The_Distribution_Chain.
This is a Mandatory EFT
field.//
Values "M" /
"D" / "I"
Example M
____________________________________________________________________________________________
OF-ID OFEF030100 Field
Name EFT Manufacturer Entity Name
Field Tags EFT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Name of the entity
producing the financial instrument. The one who is responsible for
the Manufacturer Target
Market.
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
03010_Manufacturer_Entity_Name. This is a Mandatory EFT field.//
Values The name of the
manufacturer, alphanum
Example
____________________________________________________________________________________________
OF-ID OFEF030200 Field
Name EFT Manufacturer Identifier
Field Tags EFT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description Identification of the
Manufacturer Entity. Options are the LEI of the company, the
National Identity number
or "N" (Nothing).
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
03020_Manufacturer_identifier. This is a Mandatory EFT field.//
Values 20-character alphanum
(LEI) / alphanum (NIN) / "N"
Example
____________________________________________________________________________________________
OF-ID OFEF030300 Field
Name EFT Manufacturer identifier Type
Field Tags EFT
Field Level Company Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The type of identifier
given in OFEF030200 EFT Manufacturer Entity identifier. Options
are the LEI of the
Distribution Entity, a National Identity Number or No (Nothing).
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
03030_Manufacturer_identifier_Type. This is a Mandatory EFT field.//
Values "L" /
"NI" / "No"
Example L
____________________________________________________________________________________________
OF-ID OFEF040300 Field
Name EFT Financial Instrument Name
Field Tags EFT
Field Level Share Class Link Reference
Data Type string Introduced / Revoked 1.27 / --
Description The name of the financial
instrument, if applicable. May be left blank if not
applicable.
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
Values Alphanum (max 255) or
blank
Example
____________________________________________________________________________________________
OF-ID OFEF040400 Field
Name EFT Financial Instrument Total Number Of Transactions
Field Tags EFT
Field Level Others Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description Total number of
transactions expressed in absolute number. Includes volumes in
Positive, Negative and
outside of Positive.
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
04040_Financial_Instrument_Total_Number_Of_Transactions. This is a Mandatory
EFT field.//
Values 1, 2, 3, … n
Example
____________________________________________________________________________________________
OF-ID OFEF050100 Field
Name EFT Retail Investor Type and Self Service
Field Tags EFT
Field Level Others Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description Number of transactions
reported as identified in conflict with Retail Investor Type,
using MiFID services
Execution Only or Self Service with Appropriateness Test. Only
required if OFEF000500 is
set to "M" or "B".
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
05010_Retail_Investor_Type_&_Self_Service. This is a Conditional EFT
field.//
Values 1, 2, 3, … n
Example
____________________________________________________________________________________________
OF-ID OFEF050200 Field
Name EFT Retail Investor Type and Execution With Suitability
Test
Field Tags EFT
Field Level Others Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description Number of transactions
reported as identified in conflict with Retail Investor Type,
using MiFID services
Advice or Portfolio Management. Only required if OFEF000500 is
set to "M" or
"B".
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
05020_Retail_Investor_Type_&_Execution_With_Suitability_Test. This is a
Conditional
EFT field.//
Values 1, 2, 3, … n
Example
____________________________________________________________________________________________
OF-ID OFEF050300 Field
Name EFT Knowledge and Experience and Self Service
Field Tags EFT
Field Level Others Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description Number of transactions
reported as identified in conflict with Knowledge &
Experience, using MiFID
services Execution Only or Self Service with Appropriateness
Test. Only required if
OFEF000500 is set to "M" or "B".
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
05030_Knowledge_and_Experience_&_Self_Service. This is a Conditional EFT
field.//
Values 1, 2, 3, … n
Example
____________________________________________________________________________________________
OF-ID OFEF050400 Field
Name EFT Knowledge and Experience and With Suitability Test
Field Tags EFT
Field Level Others Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description Number of transactions
reported as identified in conflict with Knowledge &
Experience, using MiFID
services Advice or Portfolio Management. Only required if
OFEF000500 is set to
"M" or "B".
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
05040_Knowledge_and_Experience_&_With_Suitability_Test. This is a
Conditional
EFT field.//
Values 1, 2, 3, … n
Example
____________________________________________________________________________________________
OF-ID OFEF050500 Field
Name EFT Ability To Bear Losses and With Suitability Test
France
Field Tags EFT
Field Level Others Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description Number of transactions
reported as identified in conflict with Ability To Bear Losses,
using MiFID services
Advice or Portfolio Management. Field requested by AMAFI for
use in France. Only
required if OFEF000500 is set to "M" or "B".
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
05050_Ability_To_Bear_Losses_&_With_Suitability_Test_France. This is an
Optional
EFT field.//
Values 1, 2, 3, … n
Example
____________________________________________________________________________________________
OF-ID OFEF060100 Field
Name EFT Outside Intended Distribution Strategy Retail and
Self
Service
Field Tags EFT
Field Level Others Link Reference
Data Type boolean Introduced / Revoked 1.27 / --
Description In reference to ESMA
Product Governance Guidelines Article 51 this field is used to
disclose if the
Distribution Strategy of the Distributor is widened in relation to the
Distribution Strategy
intended by the Manufacturer with regards to Retail Clients. This
field is NOT used to show
deviations of the outcome in relation to the proposed
Distribution Strategy but
the potential widening in the manufacturer's intended
distribution strategy for
the purpose of upholding customer protection. The reporting is
investor protection focused and therefore
limited to Retail Clients and the use of the
MiFiD services of
Execution Only and Self Service with Appropriateness Test, where not
recommended by the manufacturer. Only required
if OFEF000500 is set to "M" or "B".
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
06010_Outside_Intended_Distribution_Strategy_Retail_&_Self_Service. This is
a
Conditional EFT field.//
Values "Y" /
"N"
Example
____________________________________________________________________________________________
OF-ID OFEF070100 Field
Name EFT Retail Investor Type and Self Service vs Distributor
TM
Italy
Field Tags EFT
Field Level Others Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description Number of transactions
reported as identified in conflict with Retail Investor Type,
using MiFID services
Execution Only or Self Service with Appropriateness Test. Only
required if OFEF000500 is
set to "M" or "B".
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
07010_Retail_Investor_Type_&_Self_Service_vs_DistributorTM_Italy. This is a
Conditional EFT field.//
Values 1, 2, 3, … n
Example
____________________________________________________________________________________________
OF-ID OFEF070200 Field
Name EFT Retail Investor Type and Advice vs Distributor TM
Italy
Field Tags EFT
Field Level Others Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description Number of transactions
reported as identified in conflict with Retail Investor Type,
using MiFID service
Advice. Only required if OFEF000500 is set to "M" or "B".
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
07020_Retail_Investor_Type_&_Advice_vs_DistributorTM_Italy. This is a
Conditional
EFT field.//
Values 1, 2, 3, … n
Example
____________________________________________________________________________________________
OF-ID OFEF070300 Field
Name EFT Knowledge and Experience and Self Service vs
Distributor TM Italy
Field Tags EFT
Field Level Others Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description Number of transactions
reported as identified in conflict with Knowledge &
Experience, using MiFID
services Execution Only or Self Service with Appropriateness
Test. Only required if
OFEF000500 is set to "M" or "B".
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
07030_Knowledge_and_Experience_&_Self_Service_vs_DistributorTM_Italy. This
is a
Conditional EFT field.//
Values 1, 2, 3, … n
Example
____________________________________________________________________________________________
OF-ID OFEF070400 Field
Name EFT Knowledge and Experience and With Suitability Test
vs Distributor TM Italy
Field Tags EFT
Field Level Others Link Reference
Data Type integer Introduced / Revoked 1.27 / --
Description Number of transactions
reported as identified in conflict with Knowledge &
Experience, using MiFID
services Advice or Portfolio Management. Only required if
OFEF000500 is set to
"M" or "B".
//The correspondent field
introduced by the European Working Group with their
European Feedback Template
(EFT) is:
EFT:
07040_Knowledge_and_Experience_&_With_Suitability_Test_vs_DistributorTM_Italy.
This is a Conditional EFT field.//
Values 1, 2, 3, … n
Example
____________________________________________________________________________________________
OF-ID OFEE000001 Field
Name EET List Of Countries Subject To Social Violations
Field Tags EET | No longer supported
Field Level Fund Link Reference
Data Type string Introduced / Revoked 1.3 / 2
Description //No longer supported.
This field was replaced by OFEE000002 EET List Of Countries
Subject To Social
Violations following version 1.1.2 of the FinDatEx template, as this
version introduced a
change to the field that was incompatible with the original
openfunds field.//
List of ISO of countries
where social violations are triggered, separated by semicolons.
Please leave blank if
none.//The corresponding field introduced by LisDatEx with
their European ESG
Template (EET) is:EET:
100000_List_Of_Countries_Subject_To_Social_Violations.
//
Values ISO 3166-1 alpha-3 code or
semicolon-separated list of ISO 3166-1 alpha-3 codes.
Example
____________________________________________________________________________________________
OF-ID OFEE000002 Field
Name EET List Of Countries Subject To Social Violations
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 2 / --
Description List of countries where
social violations are triggered.
This field must be
completed if OFEE312100 EET Number Of Countries Subject To Social
Violations Value > 0.
This field replaces
OFEE000001 EET List Of Countries Subject To Social Violations, which
corresponded to
100000_List_Of_Countries_Subject_To_Social_Violations up to EET
v1.1.1, but used ISO
3166-1 alpha-3 country codes instead of the ISO 3166-1 alpha-2
used here.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:
EET:
100000_List_Of_Countries_Subject_To_Social_Violations. This is a Conditional
EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD).//
Values ISO 3166-1 alpha-2 code or
semicolon-separated list of ISO 3166-1 alpha-2 codes.
Example GB;DE;FR
____________________________________________________________________________________________
OF-ID OFEE000010 Field
Name EET List Of Invested Countries
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 2 / --
Description List of invested
countries.
//The corresponding field
introduced by FinDatEx with their European ESG Template
(EET) is:
EET:
100010_List_Of_Invested_Countries (from v1.1.2 onwards). This is a Conditional
EET
field when taking into
account all relevant EU regulations (SFDR, MiFID, and IDD)./
Values ISO 3166-1 alpha-2 code or
semicolon-separated list of ISO 3166-1 alpha-2 codes.
Example GB;DE;FR
____________________________________________________________________________________________
OF-ID OFEE300001 Field
Name EET PAI Snapshot Frequency
Field Tags EET
Field Level Fund Link Reference
Data Type string Introduced / Revoked 2 / --
Description The frequency on which PAI
snapshots are provided:
A – annual
Q – quarterly
M – monthly
Institutional investors
are due to provide in their SFDR Entity level reportings based on
quarterly calculations
with quarterly snapshots.
Quarterly Reference dates
are 31st March, 30th June, 31st October
and 31st Dec,
calculations being made on
the closest previous day.
//The corresponding field
introduced by LisDatEx with their European ESG Template
(EET) is:
EET:
30000_PAI_Snapshot_Frequency. This is a Mandatory EET field when taking into
account all relevant EU
regulations (SFDR, MiFID, and IDD).//IDD)./
Values "A" /
"Q" / "M"
Example A
